This paper introduces a new adiabatic theorem for unique gapped ground states that relies on a bulk gap and smoothness of expectation values, relaxing the need for a local Hamiltonian gap.
Contribution
It establishes a weaker condition for adiabatic evolution in gapped phases, focusing on bulk properties rather than local Hamiltonian gaps.
Findings
01
The new theorem applies without requiring a local Hamiltonian gap.
02
It demonstrates the sufficiency of bulk gap and smoothness for adiabatic evolution.
03
The approach broadens the understanding of phase equivalence in quantum many-body systems.
Abstract
We develop a new adiabatic theorem for unique gapped ground states which does not require the gap for local Hamiltonians. We instead require a gap in the bulk and a smoothness of expectation values of sub-exponentially localized observables in the unique gapped ground state φs(A). This requirement is weaker than the requirement of the gap of the local Hamiltonians, since a uniform spectral gap for finite dimensional ground states implies a gap in the bulk for unique gapped ground states, as well as the smoothness.
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsQuantum many-body systems · Cold Atom Physics and Bose-Einstein Condensates · Quantum and electron transport phenomena
Full text
\typearea
13
Automorphic equivalence within gapped phases in the bulk
Alvin Moon111Supported in part by National Science Foundation Grant DMS 1813149.
Department of Mathematics
University of California, Davis. Davis, CA, 95616 USA
and
Yoshiko Ogata222Supported in part by
the Grants-in-Aid for
Scientific Research, JSPS 16K05171.
Graduate School of Mathematical Sciences
The University of Tokyo, Komaba, Tokyo, 153-8914, Japan
Abstract
We develop a new adiabatic theorem for unique gapped ground states which does not require the gap for local Hamiltonians.
We instead require a gap in the bulk and a smoothness of expectation values of sub-exponentially localized observables in the unique gapped ground state φs(A).
This requirement is weaker than the requirement of the gap of the local Hamiltonians, since a uniform spectral gap for finite dimensional ground states implies a gap in the bulk for unique gapped ground states,
as well as the smoothness.
1 Introduction
Hastings’s [H] [HW] adiabatic method is a powerful tool in the analysis of
gapped Hamiltonians in quantum many-body systems. Seminal mathematical developments from [BMNS], [NSY], [Y] and onwards have established a strong mathematical framework of adiabatic theory for quantum many-body systems. The adiabatic theorems from these works state that for a smooth path of gapped Hamiltonians, there is an automorphic equivalence between ground state spaces along the path. Furthermore, these automorphisms are quasi-local.
This framework has proven to be broadly applicable to many situations. In [HM], the long standing problem of explaining the quantization of the Hall conductance was finally solved with this method. Using the idea in [HM], the Kubo formula was derived in [BDF].
Another use of the adiabatic theorem is the analysis of symmetry protected topological (SPT) phase, in [O2] and [O3]. In [O2] and [O3], indices for SPT phases which extend the indices by Pollmann et.al. [PTBO1],[PTBO2] were introduced. The adiabatic theorem was used to show the stability of these indices.
See [Mo] for the extension of [O2]
to interactions with unbounded interaction range with fast decay.
All of the adiabatic theorems developed so far require a uniform spectral gap for local Hamiltonians.
Therefore, even if what we are interested in is the bulk, the use of known adiabatic theorems requires
conditions on the gap in finite boxes. This is conceptually unsatisfactory because bulk-classification of gapped Hamiltonians
can be coarser than the classification in finite volume [O1].
In this paper, we develop a new adiabatic theorem for unique gapped ground states which does not require the gap for local Hamiltonians.
We instead require a gap in the bulk and a smoothness of expectation values of sub-exponentially localized observables in the unique gapped ground state φs(A).
This requirement is weaker than the requirement of the gap of the local Hamiltonians, since a uniform spectral gap for finite dimensional ground states implies a gap in the bulk for unique gapped ground states,
as well as the smoothness. (See Remark 4.15.)
Under such conditions, we show that there is a smooth path of
quasi-local automorphisms αs, such that ωs=ω0∘αs.
This αs is the same as the one given in the literatures [BMNS], [NSY].
Although the result is analogous to those of finite systems, there is a crucial difference for the proof. For
the finite system AΛ, there is a Hamiltonian Hs(Λ) in the C∗-algebra
AΛ. By considering a differential equation satisfied by the spectral projection Ps(Λ) of the Hamiltonian Hs(Λ) corresponding
to the lowest eigenvalue, we may explicitly define in this case the automorphisms connecting the ground state spaces.
In contrast, for infinite systems, we do not have a Hamiltonian Hs in the C∗-algebra of quantum spin systems. Of course we can consider the bulk Hamiltonian Hs, but Hs depends on the GNS representation, and the meaning of dsdHs is ambiguous. Therefore, we have to find an alternative way to prove our adiabatic theorem.
Let us now give a more precise description of our result.
We start by summarizing the standard setup of quantum spin systems [BR1, BR2].
Let ν∈N and d∈N. Throughout this article, we fix these numbers.
We denote the algebra of d×d matrices by Md.
We denote the set of all finite subsets in Zν by SZν.
For each X∈SZν, diam(X) denotes the diameter of X.
For X,Y⊂Zν, we denote by d(X,Y) the distance between them.
The number of elements in a finite set Λ⊂Zν is denoted by
∣Λ∣. For each n∈N, we denote [−n,n]ν∩Zν by Λn.
The complement of Λ⊂Zν in Zν is denoted by Λc.
For each z∈Zν, let A{z} be an isomorphic copy of Md, and for any finite subset Λ⊂Zν, let AΛ=⊗z∈ΛA{z}, which is the local algebra of observables in Λ.
For finite Λ, the algebra AΛ can be regarded as the set of all bounded operators acting on
the Hilbert space ⊗z∈ΛCd.
We use this identification freely.
If Λ1⊂Λ2, the algebra AΛ1 is naturally embedded in AΛ2 by tensoring its elements with the identity.
The algebra A, representing the quantum spin system on Zν
is given as the inductive limit of the algebras AΛ with Λ∈SZν.
Note that AΛ for Λ∈SZν
can be regarded naturally as a subalgebra of
A.
We denote the set of local observables by Aloc=⋃Λ∈SZνAΛ.
A uniformly bounded interaction on A
is a map Ψ:SZν→Aloc such that
[TABLE]
and
[TABLE]
It is of finite range with interaction length less than or equal to R∈N if
Ψ(X)=0 for any X∈SZν
whose diameter is larger than R.
We denote by Ψn for each n∈N
the interaction given by
[TABLE]
For a uniformly bounded and finite range interaction Ψ and Λ∈SZν
define the local Hamiltonian
[TABLE]
and denote the dynamics
[TABLE]
By the uniform boundedness and finite rangeness of Ψ,
for each A∈A, the following limit exists:
[TABLE]
and defines the dynamics τΨ on A.
Note that τΨn=τΨ,Λn.
We denote by δΨ the generator of τΨ.
For a uniformly bounded and finite range interaction Ψ,
a state φ on A is called a τΨ-ground state
if the inequality
−iφ(A∗δΨ(A))≥0
holds
for any element A in the domain D(δΨ) of δΨ.
Let φ be a τΨ-ground state, with the GNS triple (Hφ,πφ,Ωφ).
Then there exists a unique positive operator Hφ,Ψ on Hφ such that
eitHφ,Ψπφ(A)Ωφ=πφ(τΨt(A))Ωφ,
for all A∈A and t∈R.
We call this Hφ,Ψ the bulk Hamiltonian associated with φ.
Note that Ωφ is an eigenvector of Hφ,Ψ with eigenvalue [math]. See [BR2] for the general theory.
Let EN:A→AΛN be the conditional expectation with respect to the trace state.
Let us consider the following subset of A. (See [BDN] and [Ma] for analogous definitions.)
Definition 1.1**.**
Let f:(0,∞)→(0,∞) be a continuous decreasing function
with limt→∞f(t)=0.
For each A∈A, let
[TABLE]
We denote by Df the set of all A∈A such that
∥A∥f<∞.
Properties of Df are collected in Appendix B.
The set Df is a ∗-algebra which is a Banach space with respect to
the norm ∥⋅∥f (see Lemma B.1).
Assumption 1.2**.**
Let Φ(⋅;s):SZν→Aloc be a family of uniformly bounded, finite range interactions parameterized by s∈[0,1]. We assume the following:
(i)
For each X∈SZν, the map
[0,1]∋s→Φ(X;s)∈AX is continuous and piecewise C1.
We denote by Φ˙(X;s)
the corresponding derivatives.
The interaction obtained by differentiation is denoted by Φ˙(s), for each s∈[0,1].
(ii)
There is a number R∈N
such that X∈SZν and diam(X)≥R imply Φ(X;s)=0, for all s∈[0,1].
(iii)
Interactions are bounded as follows
[TABLE]
(iv)
Setting
[TABLE]
for each ε>0, we have
limε→0b(ε)=0.
(v)
For each s∈[0,1], there exists a unique τΦ(s)-ground state
φs.
(vi)
There exists a γ>0 such that
σ(Hφs,Φ(s))∖{0}⊂[2γ,∞) for
all s∈[0,1], where σ(Hφs,Φ(s)) is the spectrum of Hφs,Φ(s).
(vii)
There exists 0<β<1 satisfying the following:
Set ζ(t):=e−tβ.
Then for each A∈Dζ,
φs(A) is differentiable with respect to s, and there is a constant
Cζ such that:
[TABLE]
for any A∈Dζ.
The main theorem of this paper is that
under the Assumption 1.2, there is a strongly continuous path
of automorphisms [0,1]∋s↦αs such that
φs=φ0∘αs,s∈[0,1].
In fact, this αs is the same one as in [BMNS] and [NSY], which is given through
some differential equation.
Let us recall it.
and choose a1 so that ∑n=1∞an=21.
Let ω1(t)∈L1(R) be the function on R defined by
[TABLE]
with normalization factor c>0 such that
[TABLE]
As shown in [BMNS] and [NSY], ω1 is indeed an even nonnegative L1-function and
[TABLE]
for constants η=2a1∈(72,1) and c1=(27/14)ce4.
We set ωγ(t):=γω1(γt), where γ>0 is from Assumption 1.2, and
Wγ(x):=W1(γx), for x∈R+.
The function ωγ is an even nonnegative L1-function
with
[TABLE]
We also have
[TABLE]
Furthermore, the Fourier transform of ωγ is supported in the interval [−γ,γ].(See [NSY].)
For each Λ∈SZν,
let UΛ be the solution of the differential equation
Our motivation to develop this bulk version of automorphic equivalence was the
index theorems for SPT-phases [O2] and [O3].
In [O2] and [O3], the path of interactions was required to
have a uniform spectral gap for corresponding local Hamiltonians.
It is a bit unpleasant that we have to ask for the existence of the gap for local Hamiltonians
while what we really would like to investigate is the bulk.
From our Theorem 1.3, combined with Theorem 2.6, and the proof of Proposition 3.5 of [O2],
we obtain the following version of the index theorem for the time reversal symmetry.
Theorem 1.4**.**
Let Φ(⋅;s):SZν→Aloc
be a path of time-reversal interactions satisfying Assumption 1.2.
Then Z2-index defined in Definition 3.3 of [O2] is constant along the path.
From our Theorem 1.3, combined with Theorem 2.9 of [O3], and the proof of Proposition 3.5 of [O2],
we obtain the following version of the index theorem for the reflection symmetry.
Theorem 1.5**.**
Let Φ(⋅;s):SZν→Aloc
be a path of reflection invariant interactions satisfying Assumption 1.2.
Then Z2-index defined in Definition 3.3 of [O3] is constant along the path.
The rest of the paper is devoted to the proof of Theorem 1.3.
Throughout this Section, we will always assume
Assumption 1.2.
For s∈[0,1] and A∈A, we set
[TABLE]
The integral can be understood as a Bochner integral of (A,∥⋅∥).
We need the following
Lemma for the proof.
Lemma 2.1**.**
Fix 0<β=β5<β4<β3<β2<β1<1 and set
f(t):=t−1exp(−tβ1),
f0(t):=exp(−tβ1),
f1(t):=exp(−tβ2), f2(t):=t−2(ν+2)exp(−tβ3), g(t):=exp(−tβ4), ζ(t):=exp(−tβ5).
(Here β is the one in (vii) of Assumption 1.2.)
Then we have the following.
For any s∈[0,1], we have
[TABLE]
2. 2.
We have τΦ(s)t(Df)⊂Df1 and
there is a non-negative non-decreasing function on R≥0, bf,f1(t) such that
[TABLE]
[TABLE]
3. 3.
We have Dζ⊂D(δΦ(s))∩D(δΦ˙(s)) for any s∈[0,1].
4. 4.
There is a constant Cf2,ζ(1)>0
such that
[TABLE]
for all A∈Df2.
(Here the meaning of the inequality is that each term on the left hand side
is bounded by the right hand side. We use this notation
throughout this article.)
In particular, δΦ(s)(Df2)⊂Dζ,
for any s∈[0,1].
(Recall b(ε) in Assumption 1.2 (iv).)
5. 5.
For any A∈Df, and (s′,u′,s′′,s′′′)∈[0,1]×R×[0,1]×[0,1],
we have
τΦ(s′′)−u′∘αs′′′−1(A)∈Df2⊂Dζ⊂D(δΦ(s′))∩D(δΦ˙(s′))
and δΦ(s′)∘τΦ(s′′)−u′∘αs′′′−1(A),δΦ˙(s′)∘τΦ(s′′)−u′∘αs′′′−1(A)∈Dζ.
For any compact intervals [a,b], [c,d] of R
and A∈Df, the maps:
[TABLE]
and
[TABLE]
are uniformly continuous with respect to ∥⋅∥, and maps
[TABLE]
[TABLE]
are uniformly continuous with respect to ∥⋅∥ζ.
6. 6.
For any A∈Df,
αs−1(A) is differentiable with respect to
∥⋅∥ and
[TABLE]
The right hand side can be understood as a Bochner integral of (A, ∥⋅∥).
7. 7.
For any A∈Df, the integral
[TABLE]
[TABLE]
are well-defined as
a Bochner integral with respect to
(A, ∥⋅∥).
8. 8.
For any A∈Df and s∈[0,1], we have Is(A)∈Df1.
9. 9.
For each A∈A,
R×[0,1]∋(u,s)→τΦ(s)u(A)∈A is
continuous with respect to the norm ∥⋅∥.
10. 10.
For any A∈Df, the integrals
[TABLE]
are well-defined as Bochner integrals with respect to
(Dζ,∥⋅∥ζ).
The proof of Lemma 2.1 is given in Section 4.
Throughout Section 2 and Section 3 (but not in Section 4),
we fix 0<β5<β4<β3<β2<β1<1 and set
f,f0,f1,f2,g,ζ, given in Lemma 2.1, and apply Lemma 2.1.
Note that by 8. of Lemma 2.1, Is(A) belongs to
Df1⊂Dζ, and that
φs˙(Is(A)) in Proposition 2.2 is well-defined by (vii) of Assumption 1.2.
We now prove Theorem 1.3 using this proposition.
In order to prove the Theorem, it suffices to show
[TABLE]
for any X∈Aloc.
Note that from Assumption 1.2 (vii), and 1. of Lemma 2.1,
the function [0,1]∋s→φs∘αs0−1(X) is differentiable for any X∈Aloc and s0∈[0,1].
Furthermore, from 6. of Lemma 2.1, [0,1]∋s↦αs−1(X)∈A
is differentiable with respect to the norm for any X∈Aloc⊂Df.
Therefore, for any X∈Aloc,
[0,1]∋s→φs∘αs−1(X) is differentiable, the left hand side of
(2.16) makes sense, and we have
[TABLE]
For the proof of (2.16), we use the following Lemma.
Lemma 2.3**.**
For any A∈Df,
[TABLE]
The integrand of the right hand side is continuous with respect to ∥⋅∥ζ
and the integral can be understood as the Bochner integral of
(Dζ,∥⋅∥ζ).
**Proof. **
The latter part is 5., 10. of lemma 2.1. To show (2.18),
recall the Duhamel formula
[TABLE]
Here we used the fact that
τΦ(s0)u(Df)⊂Df1⊂Dζ⊂D(δΦ(s)), which follows from 2.,1,.3.
of Lemma 2.1.
We multiply (2.19) by ωγ(t) and integrate over t∈R.
Then recalling (1.22), we obtain
[TABLE]
□
In order to show (2.16), we need to know φs˙ on Df.
From Proposition 2.2 and Lemma 2.3,
for any A∈Df,
we have
[TABLE]
Here we used the Bochner integrability of the right hand side of (2.18) with respect to
∥⋅∥ζ, and the continuity of φ˙s
(1.12) with respect to ∥⋅∥ζ.
As φs is the τΦ(s)-ground state, we have
[TABLE]
(Recall that Df1⊂Dζ⊂D(δΦ(s)), from 1., 3. of
Lemma 2.1.)
Differentiating this by s,
we obtain
[TABLE]
More precisely, note that
[TABLE]
by Lemma 2.1, 1., 4..
Therefore, for B∈Df1, we have δΦ(s)(B)∈Dζ,
s∈[0,1], and for any s,s0∈[0,1] with s=s0,
we have
[TABLE]
As δΦ(s0)(B)∈Dζ, the second and the third terms of the last line
converge to [math] as s→s0.
The first term of the last line can be bounded as
[TABLE]
and goes to [math] as s→s0.
Here, in the last line, we used 4. of Lemma 2.1 and
recalled Df1⊂Df2, from 1. of Lemma 2.1, and
(iv) of Assumption 1.2.
Hence we obtain (2.23).
From this and (2.21), for A∈Df, recalling
τΦ(s)u(A)∈Df1 by
2. of Lemma 2.1,
we have
[TABLE]
For any X∈Aloc, recall that
αs−1(X)∈αs−1(Aloc)⊂Df⊂Dζ
by 1. of Lemma 2.1.
From (2.17), (2.27) and 6. of Lemma 2.1, we have
[TABLE]
Here we used the fact that ωγ is an even function, and that
φs is τΦ(s)-invariant because it is the τΦ(s)-ground state.
Throughout this Section, we keep
Assumption 1.2. We also continue to use the
same 0<β=β5<β4<β3<β2<β1<1 and set
f,f0,f1,f2,g,ζ, as given in Lemma 2.1.
Let (Hs,πs,Ωs) be the GNS triple of φs.
Let Hs:=Hφs,Φ(s) be the associated bulk Hamiltonian.
The key property of Is we use is the following.
Lemma 3.1**.**
For any A∈A, we have
[TABLE]
**Proof. **
As the Fourier transform ω^γ
of ωγ has support in [−γ,γ], (v) and (vi) of Assumption 1.2 and (1.22) implies:
[TABLE]
From the definition of Is, substituting (3.2), we have
[TABLE]
□
From this, we immediately obtain the following decoupling.
Lemma 3.2**.**
For any A,B∈A and s∈[0,1],
we have
[TABLE]
Lemma 3.3**.**
For each s∈[0,1] and A∈Df, the integrand of
[TABLE]
is continuous
and the integral can be understood as a Bochner integral in Banach space
(A,∥⋅∥).
For any A∈Df,
[0,1]∋s→Is(A)∈A is differentiable with respect to ∥⋅∥ and
[TABLE]
**Proof. **
Let A∈Df.
That the integrand of (3.5) is continuous
and the integral can be understood as a Bochner integral in Banach space
(A,∥⋅∥),
follow from 5. and 7., of Lemma 2.1, respectively.
Next, recall the Duhamel formula
[TABLE]
Here we used the fact that
τΦ(s0)u(Df)⊂Dζ⊂D(δΦ(s)), which follows from 2., 1., 3., of
Lemma 2.1.
By 5. of Lemma 2.1,
the integrand on the right hand side is continuous
and the integral can be understood as a Bochner integral in Banach space
(A,∥⋅∥).
We multiply (3.7) by ωγ(t) and integrate over t∈R.
Then we obtain
[TABLE]
By 5. of Lemma 2.1, all the integrands are
continuous
and the integral can be understood as a Bochner integral in Banach space
(A,∥⋅∥).
For any A∈Df,
[TABLE]
Here and after, ∫[0,t]du always indicates
Lebesgue integral (i.e. without sign) over the measurable set [0,t].
From 9. of Lemma 2.1,
for each t,u, we have
Here we used τΦ(s0)u(A)∈Df1⊂Df2 which follows from
Lemma 2.1, 1.,2.
Furthermore, from 2., 4. of Lemma 2.1, for A∈Df,
[TABLE]
Note that from 0<β3<β2<1, we have
supNf2(N)f1(N)<∞.
Similarly, from 2., 4. of Lemma 2.1,
[TABLE]
Combining this (2.2) in 2. of Lemma 2.1,
from Lebesgue’s convergence theorem, we obtain
[TABLE]
□
Lemma 3.4**.**
For any A,B∈Df and s∈[0,1],
A,B∗,B∗Is(A) belong to Dζ and
we have
[TABLE]
**Proof. **
For any A,B∈Df⊂Dζ and s0∈[0,1],
B∗Is0(A) belongs to Df1⊂Dζ
because of 1., 8., of Lemma 2.1 and Lemma B.1.
Therefore, by (vii) of Assumption 1.2,
[0,1]∋s↦φs(B∗Is0(A))∈C is differentiable.
For any
s,s0∈[0,1] with s=s0, we have
[TABLE]
The right hand side goes to [math] as s→s0, because of Lemma 3.3 and the differentiability of
[0,1]∋s↦φs(B∗Is0(A))∈C.
On the other hand, the first part of the left hand side of (3.16)
is
For each s∈[0,1], we introduce the left ideal Ls of A by
[TABLE]
Lemma 3.5**.**
For any A∈Df and s∈[0,1],
Is(A)−φs(A)I
belongs to Ls∩Ls∗∩Df1.
**Proof. **
Let A∈Df.
Let (Hs,πs,Ωs) be the GNS triple of
φs.
That Is(A)−φs(A)I∈Df1 is Lemma 2.18..
To show Is(A)−φs(A)I∈Ls∩Ls∗,
recall Lemma 3.1.
From the latter Lemma, we obtain
[TABLE]
which
means Is(A)−φs(A)I∈Ls∩Ls∗, because
Is(A)∗=Is(A∗).
□
Lemma 3.6**.**
For any A∈Ls∩Df1, there is a positive sequence
uN,A∈AΛN, N∈N with ∥uN,A∥≤1 such that
[TABLE]
and
[TABLE]
and
[TABLE]
**Proof. **
Choose β4<β′<β2 and set h(t):=etβ′.
Then we have
[TABLE]
Let A∈Ls∩Df1.
Set
[TABLE]
Clearly, ∥uN,A∥≤1, and 0≤uN,A≤1.
Then we have
[TABLE]
from (3.24).
As (1+h(N)(A∗A))−1h(N)(A∗A)∈Ls, we obtain
(3.22), (3.23).
We also have
Fix A∈Df, and s∈[0,1].
By Lemma 3.5, Is(A)−φs(A)I∈Ls∩Ls∗∩Df1.
Applying Lemma 3.6 to (Is(A)−φs(A)I)∗∈Ls∩Ls∗∩Df1
we obtain a sequence
uN∈AΛN, N∈N such that
∥uN∥≤1
[TABLE]
as N→0.
Applying Lemma 3.4 to uN∈Df and A∈Df, we have
[TABLE]
By (3.32),
we have limN→∞φs(uN∗τΦ(s)t−u∘δΦ˙(s)∘τΦ(s)u(A))=0.
On the other hand, from 2., and 4., of Lemma 2.1, since ∥uN∥≤1, we have, as in (3.12), the bound
Therefore, by Lebesgue’s convergence theorem, we have
[TABLE]
We also have limN→∞φs(uN∗)φs˙(A)=0,
from (3.32).
Therefore, the right hand side of (3) goes to [math] as N→∞.
The left hand side of (3) goes to
φs˙((Is(A)−φs(A)I))
as N→∞, because of the continuity (1.12) of φ˙s
and (3.31).
Clearly, φ˙s(I)=0.
Therefore, we obtain
φs˙(Is(A))=0.
□
4 Technical Lemmas
In this Section, we prove various lemmas used in this paper.
We assume
(i), (ii), (iii) of
Assumption 1.2 throughout this section.
For t∈R,
[t] indicates the largest integer less than or equal to t.
4.1 Properties of τΦ(s)
First we recall several facts from [BMNS] and [NSY].
Define positive functions F(r) and
F1(r) on R≥0 by F(r):=(1+r)−(ν+1), F1(r):=(1+r)−(ν+1)e−r.
For a path of interactions satisfying Assumption 1.2,
there exist
positive constants
C1′, v satisfying the following Lieb-Robinson bound:
For any X,Y∈SZν, A∈AX,
B∈AY, Λ∈SZν, s∈[0,1] and t∈R, we have
[TABLE]
We fix the constant v and call it the Lieb-Robinson velocity.
From this and Corollary 4.4. of [NSY] (Proposition A.1) we obtain the following.
Lemma 4.1**.**
There is a positive constant C1>0 such that
[TABLE]
for any M,N∈N with M≤N, A∈AΛM and Λ∈SZν.
We also have the following (see Corollary 3.6 (3.80) of [NSY].)
Lemma 4.2**.**
There is a constant C4>0 such that
[TABLE]
It is standard to derive the following from Lemma 4.2 (cf. [BR1]).
Lemma 4.3**.**
For any A∈A,
[TABLE]
uniformly in compact u∈R.
In particular, for each A∈A,
R×[0,1]∋(u,s)→τΦ(s)−u(A)∈A is
continuous with respect to the norm ∥⋅∥.
Lemma 4.4**.**
Suppose f1,f2:(0,∞)→(0,∞) are continuous decreasing functions with limt→∞fi(t)=0, for i=1,2. Suppose that we have
[TABLE]
and
[TABLE]
Then
[TABLE]
uniformly in compact u∈R.
In particular, for each A∈Df1,
R×[0,1]∋(u,s)→τΦ(s)−u(A)∈Df2 is
continuous with respect to the norm ∥⋅∥f2.
and
sups∈[0,1]τΦ(s),Λn−u(A)−τΦ(s)−u(A)f2 converges to [math] as n→∞, uniformly in compact u.
□
Lemma 4.5**.**
*Let f,f1:(0,∞)→(0,∞)
be continuous decreasing functions
with limt→∞f(t)=0.
Suppose that
*
[TABLE]
Then τΦ(s)t(Df)⊂Df1 and
there is a non-negative non-decreasing function on R≥0, bf,f1(t) such that
[TABLE]
[TABLE]
**Proof. **
Let A∈Df.
We have to estimate
[TABLE]
From Lemma 4.1 for A∈Df, N,k∈N with k<N, we obtain
[TABLE]
For N∈N with 4v∣t∣≤N, we use this bound with
k:=N−[2N]
to estimate (4.19).
Then we have
[TABLE]
On the other hand, for N∈N with 4v∣t∣>N, we simply have
[TABLE]
Hence we obtain
[TABLE]
for A∈Df and t∈R, s∈[0,1].
Here I4v∣t∣≥1 is the characteristic function for
{t∈R∣4v∣t∣≥1}.
From the assumptions and (1.22), bf,f1(t) satisfies the required condition.
The inequality for τΦn(s)t(A) can be proven in the same way.
□
Lemma 4.6**.**
*Let f,f1:(0,∞)→(0,∞)
be continuous decreasing functions
with limt→∞f(t)=limt→∞f1(t)=0.
Suppose that
*
For the first and the fourth inequality, we used (1.22).
We used (4.28), with k=N−[2N], for the third inequality.
Hence we obtain
[TABLE]
for any A∈Df and s∈[0,1].
Hence we obtain Is(Df)⊂Df1, for any s∈[0,1].
□
4.2 Estimates on αs
In the following, we prove estimates on quasi-locality of the automorphisms αs and αs,Λ. To do this, we first recall a theorem from [BMNS] on Lieb-Robinson bounds.
Define h~(x)=ln2(x)x for x>1. Define the weight function as:
[TABLE]
The Lieb-Robinson bound for the automorphisms αs is given as follows:
there exists a constant C2>0, η1>0, a~>0 satisfying the following:
setting h^(x):=η1h(a~x), we have
[TABLE]
for any A∈AX, B∈AY with X,Y∈SZν, and s∈[0,1].
See Theorem 4.5 of [BMNS] and Corollary 6.14 of [NSY].
(Note that in [BMNS], Assumption 4.3 about a spectral gap is assumed but for the proof of (4.31), this assumption is not used.)
From Corollary 3.6 (3.80) of [NSY], there is a constant C3>0 such that
Let f,f0,f1:(0,∞)→(0,∞) be continuous decreasing functions with limt→∞f(t)=limt→∞f0(t)=limt→∞f1(t)=0. Suppose that for all M∈N, we have
[TABLE]
*Suppose that
*
[TABLE]
*Suppose that
*
[TABLE]
Then we have αs−1(Df0)⊂Df and
[TABLE]
In particular, for each A∈Df0, [0,1]∋s→αs−1(A)∈Df is
continuous with respect to the norm ∥⋅∥f.
**Proof. **
As
[TABLE]
we have Df0⊂Df1.
By Lemma 4.9 with (f1,f2) replaced by (f1,f),
we get αs−1(Df1)⊂Df.
Hence we have αs−1(Df0)⊂Df.
For any A∈Df0,
[TABLE]
For the inequality, we used Lemma 4.9.
For the last line we used
Lemma 4.10.
As we have limM→∞∥A−EM(A)∥f1=0 by Lemma B.3
with (f,f1) replaced by (f0,f1),
we have proven the claim.
□
4.3 Properties of δΦ(s), δΦ˙(s)
Lemma 4.12**.**
Let f2:(0,∞)→(0,∞) be a continuous decreasing function
such that
[TABLE]
Let f3:(0,∞)→(0,∞) be continuous decreasing function
with limt→∞f3(t)=0
such that
[TABLE]
*Then Df2⊂D(δΦ(s))∩D(δΦ˙(s)), and
there is a constant Cf2,f3(1)>0
such that
*
[TABLE]
for all A∈Df2, and ε>0.
If we assume Assumption 1.2 (iv) in addition, then we
may also take Cf2,f3(1)>0 so that
[TABLE]
**Proof. **
We prove (4.54). The proof of (4.55) and (4.56) are same.
Note that there exists a constant C5>0 such that
[TABLE]
Therefore ,we have
[TABLE]
From this, for any A∈Df2 and N,M∈N with M>N, we have
[TABLE]
Hence {δΦ(s)(EN(A))}N with A∈Df2
is a Cauchy sequence in A, hence there exists a limit limN→∞δΦ(s)(EN(A)).
On the other hand, EN(A) converges to A in ∥⋅∥.
By the closedness of δΦ(s), A∈Df2 belongs to the domain
D(δΦ(s)) of δΦ(s), and
[TABLE]
Hence we get
Df2⊂D(δΦ(s)).
From (4.59), we have
[TABLE]
for any A∈Df2.
Next note that
[TABLE]
for any A∈Df2.
Here, in the third line we used the fact that δΦ(s)(EN−R(A))∈AΛN.
In the fourth line, we used (4.59).
Therefore,
we obtain
[TABLE]
The right hand side is finite from the assumptions.
Hence we have shown (4.54).
□
Lemma 4.13**.**
Let f,f3:(0,∞)→(0,∞) be continuous decreasing functions
with limt→∞f(t)=limt→∞f3(t)=0
such that
[TABLE]
Then we have Df⊂D(δΦ˙(s)),
δΦ˙(s)(Df)⊂Df3and
[TABLE]
In particular, for each A∈Df, [0,1]∋s→δΦ˙(s)(A)∈Df3 is
continuous with respect to the norm ∥⋅∥f3.
The same statement, with δΦ˙(s) replaced by δΦ(s) also holds.
**Proof. **
We prove the claim for δΦ˙(s). The proof for δΦ(s) is the same.
Set f2(t):=f(t) and f4(t):=(f3(t))2.As we have supNf2(N)f(N)<∞,
supNf3(N)f4(N)<∞ we have
Df⊂Df2 and Df4⊂Df3.
From Lemma 4.12 with (f2,f3) replaced by (f2=f,f4=f32),
we have Df⊂Df2⊂D(δΦ˙(s)),
and
δΦ˙(s)(Df)⊂δΦ˙(s)(Df2)⊂Df4⊂Df3.
From Lemma 4.12, with (f2,f3) replaced by (f2,f4) for N>R, we have
[TABLE]
Here Cf2f4(1) is a constant independent of N,s.
Therefore, we have
[TABLE]
Furthermore, for A∈Df, we have
[TABLE]
For M>N−R, we used Lemma 4.12, with (f2,f3) replaced by (f2,f4).
For M≤N−R, we used (4.80).
As
[TABLE]
we get
[TABLE]
From this and (4.80),
we have shown the claim of the Lemma.
□
Below, we use the following facts repeatedly: for any 0<β<β′≤1, 0<c,c′,
0<a,a′, s∈R, l∈N, r=0,1,
and k∈Z, we have
[TABLE]
We also note that for 0<β<1, 0<c,c′, and l∈N,
∣t∣le−h^(ct)/e−(c′t)β is integrable with respect to t>0.
From this and (1.18), for any 0<β<1, 0<c, and l∈N, we have
Fix 0<β5<β1<1 and set
f(t):=texp(−tβ1), and ζ(t):=exp(−tβ5).
Then for any A∈Df, and (s′,u′,s′′,s′′′)∈[0,1]×R×[0,1]×[0,1],
we have
τΦ(s′′)−u′∘αs′′′−1(A)∈Df2⊂Dζ⊂D(δΦ(s′))∩D(δΦ˙(s′))
and δΦ(s′)∘τΦ(s′′)−u′∘αs′′′−1(A),δΦ˙(s′)∘τΦ(s′′)−u′∘αs′′′−1(A)∈Dζ.
For any A∈Df and any compact intervals [a,b], [c,d] of R, the maps
[TABLE]
and
[TABLE]
are uniformly continuous with respect to ∥⋅∥, and the maps
[TABLE]
and
[TABLE]
are uniformly continuous with respect to ∥⋅∥ζ.
For any A∈Df, the integral
[TABLE]
and
[TABLE]
are well-defined as
Bochner integrals of
(A, ∥⋅∥).
Furthermore, for any A∈Df,
αs−1(A) and αs(A) are differentiable with respect to
∥⋅∥ and
[TABLE]
The right hand side can be understood as a Bochner integral of
(A, ∥⋅∥) and there is a constant C9,f>0 such that
[TABLE]
Remark 4.15*.*
As mentioned in the introduction, αs is the same automorphism
given in [BMNS] and [NSY].
In particular, if a C1-path of interactions satisfy Condition B in [O2]
except for the time reversal condition (iii) 6,
for each s∈[0,1], the unique ground state φs
is given by φs=φ0∘αs, with the αs.
Lemma 4.14 implies for any A∈Df,
φs(A)=φ0∘αs(A) is differentiable
and the derivative is bounded by
C9,f∥A∥f, corresponding to Assumption 1.2 (vii).
It is well known that the local gap implies the existence of the gap in the bulk in the sense of Assumption 1.2 (vi), [O1].
**Proof. **
We prove the continuity for (4.97) and (4.99). The proof for (4.96) and (4.98)
are the same.
We also prove only (4.100). The proof for (4.101) is the same.
We prove (4.103) only for αs−1. The proof
for αs is analogous.
Choose real numbers β4,β3,β2 so that 0<β5<β4<β3<β2<β1<1 and fix.
Define
f0(t):=exp(−tβ1), f1(t):=exp(−tβ2), f2(t):=t−2(ν+2)exp(−tβ3), g(t):=exp(−tβ4).
Note that
f1,f,f0:(0,∞)→(0,∞) are continuous decreasing functions with
limt→∞f1(t)=limt→∞f(t)=limt→∞f0(t)=0.
From (4.89),
we have
uniformly in compact u∈R.
Therefore, for each A∈Df1,
R×[0,1]∋(u,s)→τΦ(s)−u(A)∈Df2 is
continuous with respect to the norm ∥⋅∥f2.
Note that f2,ζ:(0,∞)→(0,∞) are continuous decreasing functions
with limt→∞f(t)=limt→∞ζ(t)=0.
From (4.92) and (4.93), and 0<β5<β3<1, we have
[TABLE]
Therefore applying Lemma 4.13 with (f,f3) replaced by
(f2,ζ), we have
δΦ˙(s)(Df2)⊂Dζ and
[TABLE]
Therefore, for each A∈Df2, [0,1]∋s→δΦ˙(s)(A)∈Dζ is
continuous with respect to the norm ∥⋅∥ζ.
Note that f2:(0,∞)→(0,∞)
is a continuous decreasing function
with limt→∞f2(t)=0.
From (4.94), we have
[TABLE]
We also have
[TABLE]
from (4.91) with 0<β3<β2<1 and
(4.89).
Therefore, from Lemma 4.5,
with (f,f1) replaced by (f1,f2)
we have τΦ(s)t(Df1)⊂Df2 and
there is a non-negative non-decreasing function on R+, b1,f1,f2(t) such that
[TABLE]
and
[TABLE]
Note that
f2,ζ:(0,∞)→(0,∞) are continuous decreasing functions
such that
limt→∞f2(t)=limt→∞ζ(t)=0.
By (4.92) and (4.93) with 0<β5<β3<1, we have
[TABLE]
Therefore, from Lemma 4.12 with (f2,f3) replaced by
(f2,ζ), we have
Df2⊂D(δΦ(s))∩D(δΦ˙(s))∩D(δs−s0Φ(s)−Φ(s0)−Φ˙(s0)), and there exists a constant C7,f2,ζ(1)>0 such that
[TABLE]
for all A∈Df2 and ε>0.
We claim that for any compact intervals [a,b], [c,d] of R
and A∈Df,
[TABLE]
is continuous with respect to ∥⋅∥.
We also claim that
[TABLE]
is continuous with respect to ∥⋅∥ζ.
To see this, let A∈Df and fix any ε>0.
Note that from the continuity of [0,1]∋s′′′↦αs′′′−1(A)∈Df1 in ∥⋅∥f1,
there exists a finite sequence s0=0<s1<⋯<sNε=1
such that
[TABLE]
For αsi−1(A)∈Df1, i=0,…,Nε, from
the continuity of (u′,s′′)↦τΦ(s′′)−u′∘αsi−1(A)∈Df2, in ∥⋅∥f2 we get
s~0=0<s~1<⋯<s~N~ε=1
and u0=c<u1<⋯<uMε=d
such that
[TABLE]
From
the continuity of [0,1]∋s′→δΦ˙(s′)∘τΦ(s~j)−uk∘αsi−1(A)∈Dζ
for τΦ(s~j)−uk∘αsi−1(A)∈Df2
in ∥⋅∥ζ,
there exists
a finite sequence s^0=0<s^1<⋯<s^N^ε=1
such that
[TABLE]
Finally, from the continuity of
R×[0,1]∋(u,s)→τΦ(s)u(δΦ˙(s^l)∘τΦ(s~j)−uk∘αsi−1(A))∈A
in the norm ∥⋅∥,
( Lemma 4.3,)
we have
finite sequences sˇ0=0<sˇ1<⋯<sˇNˇε=1
and u^0=a<u^1<⋯<u^M^ε=b
such that
[TABLE]
Now for any (u,s,s′,u′,s′′,s′′′)∈[a,b]×[0,1]×[0,1]×[c,d]×[0,1]×[0,1],
there is (x,y,l,k,j,i)
such that
[TABLE]
For any such (x,y,l,k,j,i),
we have
[TABLE]
We also have
[TABLE]
As b1,f1,f2 is an R-valued nondecreasing function, supu∈[c,d]b1,f1,f2(∣u∣)
is finite.
Hence we have proven the continuity of (4.97) and (4.99).
Furthermore, for any A∈Df, we have
[TABLE]
In the last line we used the fact that b1,f1,f2 is nondecreasing and (4.120).
Therefore, the right hand side of (4.102) is a well-defined Bochner integral of (A,∥⋅∥) for any A∈Df.
By the same argument, (4.100) is a well-defined Bochner integral
of (A,∥⋅∥) for any A∈Df.
By the definition of αs,Λn, we have
[TABLE]
Hence we obtain
[TABLE]
For each (u,v), for any A∈Df, we have
[TABLE]
From (4.108), (4.113), (4.116) and Lemma 4.3, the last part converges to [math]
as n→∞.
Furthermore, we have
[TABLE]
with
[TABLE]
Therefore, applying Lebesgue’s convergence theorem for (4.138),
we
obtain
[TABLE]
From this, for A∈Df, we get
[TABLE]
By the continuity of
(s,u)→τΦ(s)u∘δΦ˙(s)(τΦ(s)−u(αs−1(A)))∈A with respect to ∥⋅∥
for A∈Df,
we have
[TABLE]
for each u.
On the other hand, we have
[TABLE]
with (4.141).
From Lebesgue’s convergence theorem, we obtain
[TABLE]
Hence for A∈Df,
[0,1]∋s↦αs−1(A) is differentiable with respect to ∥⋅∥,
and we have
The inclusions Df⊂Df0⊂Df1⊂Df2⊂Dg⊂Dζ follow by the monotone choice of the βi, i=1,…,5.
From (4.89), we can see that
f satisfies the condition required in Lemma 4.8.
Therefore, from Lemma 4.8, we have αs−1(Aloc)⊂Df for all s∈[0,1].
This is from Lemma 4.5.
From (4.94), (4.91) (f,f1) satisfies the conditions required in Lemma 4.5.
Fix 0<β6<β5 and set ζ0(t):=e−tβ6 for t>0.
We apply Lemma 4.12, replacing (f2,f3) in it by (ζ,ζ0).
To see that (ζ,ζ0) satisfy the required conditions in Lemma 4.12,
we recall (4.92) and (4.93).
Hence from Lemma 4.12, we obtain Dζ⊂D(δΦ(s))∩D(δΦ˙(s)).
This also follows by Lemma 4.12 with
(f2,f3) replaced by (f2,ζ).
The required conditions in Lemma 4.12 can be checked by
(4.92) and (4.93).
For any A∈Df, from 5. above,
(u,s)↦δΦ(s)∘τΦ(s)u(A)∈Dζ is continuous with respect to
∥⋅∥ζ.
Furthermore, from 4., 2., above, as in (3.12), we have
[TABLE]
From 2. above, the inequality (2.2) holds and
(2.14)
is well-defined as
the Bochner integral with respect to
(Dζ,∥⋅∥ζ).
□
**Acknowledgment.
**
Y.O. is grateful to Wojciech De Roeck, Martin Fraas, and Hal Tasaki for fruitful discussion.
A discussion with Hal Tasaki was the starting point of this project.
A.M. is supported in part by National Science Foundation Grant DMS 1813149.
Y.O. is supported by JSPS KAKENHI Grant Number 16K05171 and 19K03534.
Part of this work was done during the visit of the authors to
CRM,
with the support of CRM-Simons program “Mathematical challenges in many-body physics
and quantum information”.
Appendix A Conditional expectation EN
We now briefly describe a family of conditional expectations {EN:A→AΛN∣N∈N} are used extensively in this paper. Let N∈N be fixed and let Λ denote any finite set containing ΛN. Define:
[TABLE]
where ρX is the product state whose factors are normalized trace:
[TABLE]
Each ENΛ is bounded and linear, and as Λ⊂Σ implies ENΣ∣AΛ=ENΛ, there exists a unique bounded map and conditional expectation EN:A→AΛN such that for all Λ containing ΛN:
[TABLE]
Furthermore, by the definition (A.1) of the finite-volume maps, EN(A∗)=EN(A)∗ for all A∈A and if M∈N and M≥N,
[TABLE]
The family {EN} provides local approximations of quasi-local observables. For completeness, we record this as the following proposition and refer to [NSY] for the proof.
Proposition A.1**.**
Let ε≥0. Suppose A∈A is such that for all B∈⋃X∈SZνX∩ΛN=∅AX:
The map ∥⋅∥f:Df→R≥0 is a norm on
Df.
Note that ∥A∗∥f=∥A∥f, and ∥EN(A)∥f≤∥A∥f.
Furthermore, if supN∈Ng(N)f(N)<∞,
then Df⊂Dg.
Lemma B.1**.**
Let f:(0,∞)→(0,∞) be a continuous decreasing function
with limt→∞f(t)=0.
The set Df is a ∗-algebra which is a Banach space with respect to the norm ∥⋅∥f.
**Proof. **
That Df is ∗-closed is trivial from ∥A∗∥f=∥A∥f.
To see that Df is closed under multiplication, let
A,B∈Df.
For each N∈N, we have
[TABLE]
Hence we obtain AB∈Df, and Df is closed under the multiplication.
To prove that Df is complete with respect to ∥⋅∥f,
let {An}n be a Cauchy sequence in Df with respect to ∥⋅∥f.
As {An}n is Cauchy with respect to ∥⋅∥ as well, there is an
A∈A such that limn→∞∥A−An∥=0.
This A belongs to Df because
[TABLE]
Furthermore, we have
[TABLE]
Therefore, Am converges to A∈Df in ∥⋅∥f-norm.
□
Lemma B.2**.**
Let f:(0,∞)→(0,∞) be a continuous decreasing function
with limt→∞f(t)=0 with M∈N.
For any A∈Df and B∈AΛM and M∈N
we have
[TABLE]
**Proof. **
This follows from the following inequality:
[TABLE]
□
Lemma B.3**.**
*Let f,f1:(0,∞)→(0,∞) be continuous decreasing functions.
Suppose that
and
*
[TABLE]
Then we have
[TABLE]
**Proof. **
Let A∈Df.
By the definition of A, we have
limM→∞∥A−EM(A)∥=0.
We note that for N∈N,
The reference list from the paper itself. Each links out to its DOI / PubMed record.
1[BMNS] S. Bachmann, S. Michalakis, B. Nachtergaele, R. Sims. Automorphic Equivalence Within Gapped Phases of Quantum Lattice Systems
2[BDF] S. Bachmann, W. De Roeck, M. Fraas, The adiabatic theorem and linear response theory for extended quantum systems , Commun. Math. Phys. 361, 997–1027, 2018.
3[BDN] S. Bachmann, W. Dybalski, P. Naaijkens Lieb-Robinson Bounds, Arveson Spectrum and Haag-Ruelle Scattering Theory for Gapped Quantum Spin Systems P. Ann. Henri Poincare (2016) 17 1737.
4[BR 1] O. Bratteli, D. W. Robinson. Operator Algebras and Quntum Statistical Mechanics 1. Springer-Verlag, 1986.
5[BR 2] O. Bratteli, D. W. Robinson. Operator Algebras and Quantum Statistical Mechanics 2. Springer-Verlag, 1996.
6[H] M. Hastings. Lieb-Schultz-Mattis in higher dimensions. Phys.Rev.B 69,104431, 2004.
7[HM] M. B. Hastings, S. Michalakis, Quantization of hall conductance for interacting electrons on a torus , Commun. Math. Phys. 334 433–471 2015.
8[HW] M. B. Hastings, X. G. Wen, Quasi-adiabatic continuation of quantum states: The stability of topological ground-state degeneracy and emergent gauge invariance, Phys. Rev. B 72 045141 2005 .