Ergodic properties of partially hyperbolic diffeomorphisms with topological neutral center
Gabriel Ponce

TL;DR
This paper investigates the ergodic and metric properties of certain partially hyperbolic diffeomorphisms with a neutral center, revealing conditions under which the system exhibits Bernoulli behavior and invariance principles.
Contribution
It introduces a trichotomy for center conditional measures and establishes new regularity and ergodic properties for systems with neutral center foliation.
Findings
Center foliation is leafwise absolutely continuous under full support conditionals.
The system is Bernoulli in the $C^{1+}$ case when conditionals have full support.
An invariance principle is established, linking regularity of the center foliation to accessibility hypotheses.
Abstract
In this work we obtain some metric and ergodic properties of partially hyperbolic diffeomorphisms with one-dimensional topological neutral center, mainly regarding the behavior of its center foliation. Based on a trichotomy for the center conditional measures of any invariant ergodic measure, we show that if these conditionals have full support, then the center foliation is leafwise absolutely continuous, the diffeomorphism is Bernoulli in the case, and an invariance principle occurs in the sense that M may be covered by a finite number of open sets where the system of center conditionals is continuous and su-invariant. Using this invariance principle we show that if a local accessibility hypothesis occurs then the center foliation must be as regular as the partially hyperbolic dynamics.
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TopicsMathematical Dynamics and Fractals · Caveolin-1 and cellular processes · Quantum chaos and dynamical systems
Ergodic properties of partially hyperbolic diffeomorphisms with topological neutral center
Gabriel Ponce
Department of Mathematics, Universidade Estadual de Campinas, Campinas-SP, Brazil
Abstract.
In this work we obtain some metric and ergodic properties of partially hyperbolic diffeomorphisms with one-dimensional topological neutral center, mainly regarding the behavior of its center foliation. Based on a trichotomy for the center conditional measures of any invariant ergodic measure, we show that if these conditionals have full support, then the center foliation is leafwise absolutely continuous, the diffeomorphism is Bernoulli in the case, and an invariance principle occurs in the sense that may be covered by a finite number of open sets where the system of center conditionals is continuous and -invariant. Using this invariance principle we show that if a local accessibility hypothesis occurs then the center foliation must be as regular as the partially hyperbolic dynamics.
Contents
-
1.1 The Bernoulli property for partially hyperbolic diffeomorphisms with topological neutral center
-
1.3 Local invariance principle for the center disintegration
1. Introduction
A diffeomorphism defined on a compact Riemannian manifold is said to be partially hyperbolic if there is a nontrivial splitting
[TABLE]
such that
[TABLE]
and a Riemannian metric for which there are continuous positive functions with
[TABLE]
such that for any vector ,
[TABLE]
[TABLE]
[TABLE]
We say that is volume preserving, or that is conservative, if preserves a probability measure which is equivalent to the volume measure given by the Riemannian structure of . The stable and unstable directions of , and respectively, integrate to -invariant foliations and , called stable and unstable foliations of respectively. The center direction, however, is not necessarily integrable.
For a partially hyperbolic diffeomorphism and for be a -invariant bundle, we say that
- •
is Lyapunov stable in the direction if for any there is such that for any path tangent to
[TABLE]
- •
has Lyapunov stable center if is Lyapunov stable in the direction ;
- •
has topological neutral center if and both have Lyapunov stable center.
By [18, Corollary ] it is known that if a partially hyperbolic diffeomorphism has topological neutral center, then it is dynamically coherent, that is, both and integrate to -invariant foliations. In this case the -invariant foliation is tangent everywhere to the center direction and is called center foliation. A stronger condition, which implies Lyapunov stable center and consequently implies the integrability of , is the neutral center condition where one requires a uniform bound on the derivatives of along the center. More precisely, we say that has neutral center direction if there exists such that
[TABLE]
for every and any . Not every partially hyperbolic diffeomorphism with topological neutral center has neutral center as one may see in [7, Proposition 2.3]. The nomenclatures “neutral center” and “topological neutral center” appeared for the first time in [38] motivated by examples of such diffeomorphisms which appeared in the construction of anomalous partially hyperbolic diffeomorphisms, providing counterexamples to the so called Pujals’ conjecture, given in [9, 8] and [10]. We remark, however, that some of the examples obtained in these latter works are not transitive. Partially hyperbolic diffeomorphisms with topological neutral center were also studied recently in [7] where the authors proved that, if is transitive then there is a continuous system of center arc-lengths preserved by . As a consequence the authors also obtained a topological classification for when .
Also recently, the author, joint with M. E. Noriega and R. Varão [23], studied the disintegration of ergodic invariant measures along an invariant one-dimensional foliation, along which the dynamics preserves a continuous system of arc-lengths. As a consequence it is showed that for a partially hyperbolic diffeomorphism with one-dimensional topological neutral center, the disintegration of any -invariant ergodic measure along is either supported on a countable set, a Cantor set or it is full and the conditional measures along the center leaves are equivalent to the leaf measures given by the arc-length system.
The main goal of this paper is to study and address some problems on the metric and ergodic properties of partially hyperbolic diffeomorphisms with one-dimensional topological neutral center, in general, assuming that the -invariant measure has full support. In what follows, we address three main lines of investigation which will be detailed in the sequel:
- •
the properties of systems of center-metrics preserved by ;
- •
the occurrence of the Bernoulli property for such systems;
- •
an invariance principle concerning the disintegration of an ergodic measure along the center foliation.
Naturally, the starting point of all the results obtained here are the works [23] and [7].
1.1. The Bernoulli property for partially hyperbolic diffeomorphisms with topological neutral center
Given a measure space and a measure preserving automorphism with finite entropy, we say that is a Bernoulli automorphism, that it is a Bernoulli system or that it has the Bernoulli property, if is measurably conjugate to a where , with , is a standard Bernoulli shift and is the Bernoulli measure in defined by some distribution .
Bernoulli systems are extremely important in ergodic theory and dynamical systems in general due to its huge variety of dynamical and ergodic properties. Although the Bernoulli property is much stronger than mixing, many of the natural examples arising in smooth dynamics which are mixing are actually Bernoulli. For example, Y. Katznelson proved in [36] that every ergodic automorphism of tori is actually a Bernoulli automorphism. Few years latter, it was realized that there was a deep connection between what are called hyperbolic structures and the occurrence of ergodic properties such as ergodicity, mixing and Bernoulli property. In the seminal paper [2] D. Anosov proved that geodesic flows of negatively curved compact manifolds are ergodic, and furthermore they are -systems, i.e, they have completely positive entropy. One of the key properties used in that proof is the fact that the stable and unstable foliations of such dynamical systems are absolutely continuous.
Being a -system is already much stronger than ergodicity and in [15] using the hyperbolic structure and Ornstein theory, D. Ornstein and B. Weiss proved that geodesic flows in compact surfaces with negative curvature are actually Bernoulli, which is far stronger than ergodicity. The strategy stablished in [15] was pushed forward by several other authors and for much more general contexts such as: volume-preserving non-uniformly hyperbolic diffeomorphisms [37], non-uniformly hyperbolic singular maps and flows [13], partially hyperbolic derived from Anosov diffeomorphisms [28]. In all the cases where uniform or non-uniform hyperbolicity is present, the central roles are played by the absolute continuity of stable and unstable foliations, transversality, the -property and the uniform contraction and expansion of the stable and unstable foliations respectively. For more details on the main arguments used to extend the Kolmogorov to obtain the Bernoulli property we refer the reader to [29].
We recall that for a partially hyperbolic diffeomorphism , defined on a compact Riemannian manifold , we say that
- •
is accessible if any two points may be connected by a concatenation of -paths each of which is fully contained in a stable or an unstable leaf of – this concatenation is called an -path;
- •
is essentially accessible if any measurable set which is an union of accessibilities classes, must have full of zero volume measure (the accessibility class of a point , is the set of all points which may be reached from through an -path);
- •
is center-bunched if and can be chosen so that:
[TABLE]
Sometimes when working under regularity, a stronger form of center-bunching is required. We refer the reader to [11] for more details on it.
All along the paper we denote by the set of -partially hyperbolic diffeomorphisms on preserving a given measure .
The occurrence of the Bernoulli property for partially hyperbolic diffeomorphisms is a much more delicate issue than the same for the context of (non)uniformly hyperbolic diffeomorphisms, and does not follows from the Kolmogorov property (see a recent example in dimension four given by F. Hertz, A. Kanigowski and K. Vinhage [1]). The question of whether the Kolmogorov and the Bernoulli property are equivalent for volume preserving partially hyperbolic diffeomorphisms on three dimensional manifolds is still open. It is worth mentioning here that from [19, 3], there exists a -open and dense set of Bernoulli diffeomorphisms among the , , volume preserving partially hyperbolic diffeomorphisms on a compact connected manifold. Moreover, very recently G. Núñez and J. Hertz [22] have proved that for a residual set of the family of , volume preserving partially hyperbolic diffeomorphisms of a three manifold, given the existence of a minimal expanding or contracting -invariant foliation implies that is stably Bernoulli. The same authors then conjectured (see [22, Conjecture 1.2]) that for a generic set of such diffeomorphisms, either all the Lyapunov exponents vanish almost everywhere or a minimal invariant expanding/contracting foliation exists.
A strong result by Burns-Wilkinson [12] states that for a smooth measure on and , if is center-bunched and essentially accessible, then has the Kolmogorov property. This raises the natural question of whether, for these diffeomorphisms, the -property may be pushed to the Bernoulli property.
Problem 1**.**
(see Question 11.11, raised by K. Burns in [17]) Let be a (essentially) accessible, center-bunched, partially hyperbolic diffeomorphism. Is Bernoulli?
This question is still widely open and is extremely hard if no other hypothesis is assumed for the center direction. In the partially hyperbolic situation presented in [28], that is for partially hyperbolic diffeomorphisms of which are homotopic to a linear Anosov, absolute continuity of the center-stable (or center-unstable foliation) is assumed, and the absence of uniform contraction (or uniform expansion) is bypassed by analyzing the measure theoretical behavior of the center foliation and proving that essentially one may reduce each center leaf to a subset where a topological contraction (expansion) occurs and with arbitrarily large density. This approach is only possible because derived from Anosov diffeomorphisms of are semi-conjugate to their linearization and, being so, they carry on their central leaves a type of topological contraction (or expansion) over long arcs of center leaves. For a general volume preserving partially hyperbolic diffeomorphism this approach is not possible and, even assuming accessibility, center-bunching condition and existence of an absolutely continuous center-stable foliation, it is not clear how to obtain the Bernoulli property, if this is the case. We also remark that recently, D. Dolgopyat, F. Hertz and A. Kanigownski [14] showed that every conservative diffeomorphism which is exponentially mixing is Bernoulli. This strong result provides new insights on how very strong mixing-type properties may bypass the presence of some non-expanding/non-contracting center behavior.
As the absence of uniform contraction/expansion behavior of the center manifold is a major obstruction to obtain the partially hyperbolic context, it is natural to wonder if some control hypothesis for the center would imply the Bernoulli property. We then address the following problem due to A. Wilkinson.
Problem 2**.**
(see [18, Problem 49]) Let be a volume preserving -partially hyperbolic diffeomorphism which is accessible and center-bunched. If has Lyapunov stable center is it true that is Bernoulli?
Here we are able to provide a substantial advance to Problem 2, replacing Laypunov stability by topological neutral center and obtaining a dichotomy for the measurable behavior of the center conditionals.
Theorem A**.**
Let be a , , partially hyperbolic diffeomorphism with orientable one dimensional center bundle, whose orientation is preserved by . If preserves a smooth ergodic measure and is topologically neutral along the center direction, then one of the following holds:
- •
the conditional measures of the disintegration of along the center foliation are atomic or supported on Cantor subsets of the leaves;
- •
the center foliation, , is leafwise absolutely continuous and is Bernoulli.
We remark that we are not requiring essential accessibility on Theorem A. To prove Theorem A we first show the trichotomy for the disintegration of along the center manifold (atomicity, Cantor support or leafwise absolute continuity), which will be a consequence of the Theorems presented in the next section, and then we need to show that is Bernoulli when is leafwise absolutely continuous. This second part is proved by revisiting the arguments employed in [37, 13, 28] and making technical adjustments, more precisely we prove the following.
Theorem B**.**
Let be a volume preserving partially hyperbolic diffeomorphism which satisfies:
* is dynamically coherent;*
- 2)
* holonomies between almost every pair of local leaves are absolutely continuous, or equivalently is leafwise absolutely continuous.*
If has Lyapunov stable center and is a -automorphism then it is a Bernoulli automorphism.
Remark 1.1**.**
The equivalence mentioned on the second item is a consequence of Lemma 3, which will be proved in Section 2. Also, since inverse of -systems are also -systems, by taking we may replace to in the second item.
For the sake of the reader, we show in Section 8 how the construction of -regular covers can be made using only leafwise absolute continuity of instead of absolute continuity, but we conclude the proof of Theorem B in Appendix A as the technical adjustments required are not used elsewhere in the paper.
1.2. Metric properties of the center foliation
Given a foliation of by leaves, for any leaf and we denote by the distance between and measured in the Riemannian distance of (we omit in the notation). The distance will be called the leaf distance between and . In case is a partially hyperbolic diffeomorphism with center foliation , we replace the notation by the more convenient notation . That is, for , denotes the distance between and measured along the leaf .
We now define two related but distinct properties: the existence of an invariant arc-length system and leafwise equicontinuity.
The following is a generalization of the concept of center arc-length system defined on [7].
Definition 1.2**.**
(see [7, 23]) Given a one-dimensional foliation of , invariant by a difeomorphism , we will call a -arc-length system if, for each , is a map defined on the simple arcs on , where two simple arcs are considered the same if one is only a reparametrization of the other, and satisfies the following properties:
- (1)
* is strictly positive on non-degenerate arcs and vanishes on degenerate arcs,* 2. (2)
for any simple arc and ,
[TABLE] 3. (3)
for any simple arc ,
[TABLE] 4. (4)
given a sequence of simple arcs , converging (with respect to the topology) to a simple arc , we have
[TABLE]
We will denote by the set of all diffeomorphism , preserving some one-dimensional foliation and a system of arc-lengths over .
As observed in [23] whenever a -invariant foliation is endowed with a -arc-length system, this arc-length system induces a family of -invariant metrics by taking:
[TABLE]
This system is also additive in the following sense: given any simple arc we have
[TABLE]
It is not true that is continuous in the global sense, i.e, it is possible that we may find sequences , , with , but (for example, for compact foliations where the leaves do not have uniformly bounded length). As mentioned in [23] It is true, however, that restricted to plaques inside local charts this family of metrics are continuous. This property was called plaque-continuity in [23], as we recall below.
Consider a continuous foliation of . A function will be called plaque-continuous if given any local chart of , for any sequences , with , and , we have
[TABLE]
Proposition 1.3**.**
[23]** Let be a homeomorphism preserving a one-dimensional continuous foliation endowed with an invariant -arc-length system. The metric system defined by (1.1) is plaque-continuous.
Theorem C**.**
Let with associated foliation . Assume that is orientable and preserves the orientation of . Given any plaque-continuous metric system preserved by , and a -invariant ergodic measure with full support, then there exists a constant such that
[TABLE]
Moreover, if the disintegration of along is neither atomic nor Cantor, then is leafwise absolutely continuous with respect to the leaf Lebesgue measure.
Remark 1.4**.**
We remark that although is assumed to have full support on Theorem C, it does not need to be absolutely continuous with respect to a volume measure on .
To prove the second part of Theorem C we need to construct an invariant system of metrics which is plaque-continuous and whose distances are somehow comparable to the leaf measures. This is possible in a slightly more general setting where we assume simply that is equicontinuous along .
Definition 1.5**.**
If is a diffeomorphism and is a -invariant foliation, we say that is equicontinuous along or that is leafwise equicontinuous (when is implicit), if given there exists for which, for any pair of points in the same -leaf we have
[TABLE]
We denote by the set of all diffeomorphism , preserving some one-dimensional foliation along which is equicontinuous.
If is a diffeomorphism which is equicontinuous along an orientable continuous -invariant foliation with dimension one, we may define a system of invariant metrics over the leaves of by taking
[TABLE]
for every . In what follows we show that this system of metrics is continuous when is orientable and with orientation being preserved by .
Theorem D**.**
Let be a -diffeomorphism which is equicontinuous along an orientable continuous -invariant foliation with dimension one. Assume preserves the orientation of the leaves. Then, the system of metrics given by
[TABLE]
is continuous.
For the continuous system of metrics given by the previous Theorem, it can be proved that given any ergodic -invariant measure , there exists an -invariant subset of full -measure such that for all we have
[TABLE]
This fact is not essencial to the proof of the main theorems, therefore we prove it in Appendix B..
1.3. Local invariance principle for the center disintegration
Consider a subset foliated by a pair of continuous transversal foliations and with respect to which is a product set, that is, has global product structure with respect to and in the sense that if we define
[TABLE]
then
[TABLE]
for some subsets , . Inside we may define global -holonomies between two -leaves and vice versa. Given , we define
[TABLE]
Since is continuous, is a homeomorphism.
Denote by the disintegration of along the plaques of on and the disintegration of along the plaques of on . We say that the disintegration is invariant by -holonomies 111We remark that in [33] the definition is slightly different as the the invariance of the conditional measures is required to hold only inside a full measure subset of . if
[TABLE]
The following Lemma proved in [32] shows that when the disintegration along is invariant by -holonomies the measure has local product structure.
Lemma 1.6**.**
(see [32, Lemma 4.2]) If is -invariant then is -invariant and for typical .
For the sake of simplicity we fix the following nomenclature: if a certain disintegration is invariant by -holonomies, where is the unstable foliations of a certain partially hyperbolic map, we say that it is -invariant (we define -invariance in analogy to this definition).
In several settings, asymptotic properties of certain partially hyperbolic dynamics imply the existence of center disintegrations which are invariant by stable and unstable holonomies. In general, the occurrence of this phenomenon provides some rigidity for the system in terms of a conjugacy with a simpler model, see for example [4, 5, 6, 33].
In our context we show that, if the support of the center conditionals is full, then restricted to local charts there is a continuous disintegration of along the center foliation which is locally invariant by stable and unstable holonomies.
Theorem E**.**
Let be a , , partially hyperbolic diffeomorphism with orientable one dimensional topological neutral center bundle, whose orientation is preserved by . Let be an ergodic -invariant probability measure with full support. Then there is a finite cover of by open neighborhoods , such that for each either:
the conditional measures of the disintegration of along are atomic or supported on Cantor subsets of the respective leaves or
- 2)
there is a disintegration of along which is continuous, -invariant and -invariant.
Remark 1.7**.**
In the previous theorem we use the notation to denote the restriction of to , that is, it is the probability measure on given by . The notation stands for the foliation on induced by the restriction of on .
As a corollary we show that for such conservative diffeomorphisms, is leafwise absolutely continuous if, and only if, either (and consequently both) or are leafwise absolutely continuous.
Corollary F**.**
Let be a , , conservative partially hyperbolic diffeomorphism with orientable one dimensional topological neutral center bundle. The following are equivalent:
* is leafwise absolutely continuous.*
- 2)
* is leafwise absolutely continuous.*
- 3)
* is leafwise absolutely continuous.*
Proof.
Let be the smooth measure preserved by . From [6] we already know that (1) implies222This does not depend on the topological neutral hypothesis. (2) and (3). Assume (2) holds. Therefore, for a typical center stable leaf we have
[TABLE]
where denotes the conditional measure of along the center-stable leaf and is the leaf Lebesgue measure of . Now, by the previous theorem and by [33], we have that, inside , the center-holonomies preserve the disintegration of along the unstable, which are equivalent to Lebesgue. That is, is leafwise absolutely continuous inside . Since this holds for almost every center-stable leaf, it follows that is leafwise absolutely continuous on as a whole. Thus (2) implies (1). Analogously we prove that (3) implies (1), concluding the proof. ∎
The conclusion of Corollary F is not true in general, even if is smooth. Indeed in [26] the authors construct partially hyperbolic maps, homotopic to a linear Anosov map on , with smooth center-unstable foliation and whose center Lyapunov exponent is zero for Lebesgue almost every point. Recently A. Tahzibi and J. Zhang [34] proved that the center foliation for these diffeomorphisms must be atomic with respect to the volume measure (as, in this case, it is a non-hyperbolic invariant measure). Therefore is smooth but is not leafwise absolutely continuous.
At last, using Theorem E we are also able to show that in the conservative case, if is locally accessible (see definition below) and the center conditionals have full support, then the center foliation is as regular as .
Definition 1.8**.**
(cf. [21, Definition 2.1]) We say that a partially hyperbolic diffeomorphism is locally accessible if given local chart of and any , there exists a sequence with
* for all ,*
- 2)
, , where .
Theorem G**.**
Let be a , , locally accessible partially hyperbolic diffeomorphism with orientable one dimensional topological neutral center bundle, whose orientation is preserved by . Let be an ergodic smooth -invariant probability measure. Either:
the conditional measures of the disintegration of along are atomic or supported on Cantor subsets of the respective leaves or
- 2)
* is a foliation.*
Local accessibility is clearly stronger than accessibility and has been verified only for certain very selective classes of partially hyperbolic dynamics. A natural question is:
Problem 3**.**
Can we replace local accessibility by accessibility on the hypothesis of Theorem G ?
2. Preliminaries on foliations and measure theory
Let be a manifold of dimension . A foliation with leaves, , is a partition of into submanifolds of dimension , for some and , such that for every there exists a continuous local chart
[TABLE]
with and such that the restriction to every horizontal is a embedding depending continuously on and whose image is contained in some -leaf. The image is called a foliation box and the sets are called local leaves or plaques of in the given foliation box. For any , the set is called a local transversal to . The restriction of a local chart to is called a closed local chart and the image is called a closed foliation box.
Given a subset we say that is transversal to if for every , there exists a foliation box containing for which the connected component of containing is a local transversal to .
Along the paper, given a manifold we will use the notation to denote the volume measure on induced by its Riemannian structure. We sometimes refer to this measure as being the Lebesgue measure of .
Definition 2.1**.**
Given a foliation of by -leaves and and two local transversals inside a foliation box , the local -holonomy between and is the map given by
[TABLE]
where .
Given transversals to , for we say that is a -holonomy map if
- •
* is a neighborhood of in , is a neighborhood of in ;*
- •
there exists a foliation box such that and are local transversals in ;
- •
* is the restriction to of a local -holonomy .*
Definition 2.2**.**
We say that a foliation is absolutely continuous if given any pair of local smooth transversals and the holonomy map defined by between and is absolutely continuous with respect to the Riemannian measures and defined in and respectively.
Absolute continuity of a foliation is a measure theoretical property which implies, in a certain sense, a version of the Fubini theorem for the foliation. Let where is a polish metric space, a finite Borel measure on and the Borel -algebra of . For a partition of by measurable sets, considering the projection we may define the measure space where and if and only if .
Given a partition . A family of measures is called a system of conditional measures for along if
- i)
for every continuous function the map is measurable;
- ii)
for -almost every ;
- iii)
for every continuous function ,
[TABLE]
If is a system of conditional measures for along we also say that the family disintegrates the measure or that it is the disintegration of along .
It is a well known fact (see [16, 31]) that when the disintegration of with respect to a partition exists then it is essentially unique. The disintegration of a measure along a partition does not always exists. We say that a partition is a measurable partition (or countably generated) with respect to if there exist a family of measurable sets and a measurable set of full measure such that if , then there exists a sequence , where such that . For measurable partitions of Polish metric spaces endowed with a finite Borel probability measure , there is always a disintegration of along [31].
Definition 2.3**.**
We say that a foliation is leafwise absolutely continuous, or that volume has Lebesgue disintegration along -leaves, if for almost every leaf , the conditional measure of along the leaf is equivalent to the measure on the leaf.
It is a classical fact that absolute continuity implies Lebesgue disintegration of volume (see [5, Lemma ]) but the opposite is not true.
To prove the next proposition we use a lemma due to Pugh-Viana-Wilkinson.
Lemma 2.4** (Pugh-Viana-Wilkinson, [30]).**
333In [30] the hypothesis on is actually that it is a local transverse absolutely continuous foliation. However it is easy to see from their proof that it is enough to assume that -holonomies between -leaves are absolutely continuous.
If volume has Lebesgue disintegration along a foliation , then for every transverse local foliation to with the property that -holonomies between leaves are absolutely continuous, the local -holonomy map between -almost every pair of -leaves is absolutely continuous in the sense that given any local leaf of , for -almost every pair the local -holonomy between and is absolutely continuous.
Corollary 2.5**.**
Let be a foliation for which volume has Lebesgue disintegration and be an absolutely continuous transversal foliation to . Denote by the disintegration of the volume measure along and the factor measure induced on . Then, for almost every and for -almost every the -holonomy map between and is absolutely continuous.
Proof.
Take arbitrarily. By Lemma 3 we may take and such that has full measure in and for every the holonomy between and is absolutely continuous. Since is absolutely continuous then for every -leaf, we have that also has full -measure. In particular, since is leafwise absolutely continuous, the set
[TABLE]
has full -measure. Now, for the initial fixed, we know that
[TABLE]
As can be chosen inside a full -measure inside each central leaf , by the leafwise absolute continuity of it follows that, for almost every and for -almost every the -holonomy map between and is absolutely continuous as we wanted to show. ∎
In [23] the authors address the problem of determining how the existence of an invariant arc-length system, over a certain one-dimensional foliation , impose restrictions on the conditional measures given by a certain invariant ergodic measure. The main result is that there are only three types of possibilities for the conditional measures, which we recall below.
Theorem 2.6**.**
[23, Theorem A]** Let be a homeomorphism over a compact smooth manifold , be a -invariant one-dimensional continuous foliation of by -submanifolds and a continuous -arc length system. If is ergodic with respect to a -invariant measure then one of the following holds:
- a)
the disintegration of along is atomic.
- b)
for almost every , the conditional measure on is equivalent to the measure defined on simple arcs of by:
[TABLE]
- c)
for almost every , the conditional measure on is supported in a Cantor subset of .
As remarked in [23], Theorem 2.6 applies directly to transitive partially hyperbolic diffeomorphism with one-dimensional topological neutral center direction yielding the following.
Theorem 2.7**.**
[23, Theorem B]** Let be a transitive partially hyperbolic diffeomorphism with one-dimensional topological neutral center direction. If is ergodic with respect to a -invariant measure then one of the following holds:
- a)
the disintegration of along is atomic.
- b)
for almost every , the conditional measure on is equivalent to the measure defined on simple arcs of by:
[TABLE]
- c)
for almost every , the conditional measure on is supported in a Cantor subset of .
3. Proof of Theorem D
Proof of Theorem D.
Let us first prove the plaque-continuity of the system of metrics. Considering the order relation along a leaf induced by the orientation of , for each denote
[TABLE]
[TABLE]
In particular, if is a leaf of diameter less than then , . The point is well defined by the equicontinuity of along . We also consider the flow along the center foliation induced by and the orientation of . For and , denote
[TABLE]
Claim. For each fixed, the map given by is continuous.
proof of Claim..
Let and consider such that
[TABLE]
Observe that the sequence may be constant.
Consider be a closed foliation box associated to a closed local chart such that , with and .
Let with and let , where is the projection onto the first coordinates. In other words, is the intersection of the plaque of in with the upper cap as showed in figure 1.
It is clear that by the continuity of . In particular, for each , by the continuity of and of , there exists for which:
[TABLE]
[TABLE]
Assume without loss of generality that is between and , the other case is analogous. We claim that given any we can take large enough so that
[TABLE]
Indeed, assume (3.2) is false. Then, for a certain we have for all . By the topological neutral center property of , there exists for which
[TABLE]
But then,
[TABLE]
In particular by (3.1) we have
[TABLE]
which yields an absurd when we take . Therefore (3.2) holds. Now, since , by (3.2) we conclude that for large enough we have . That is, the map is continuous. ∎
Consequently, since is a continuous foliation we have that is plaque-continuous for every fixed. Since is equicontinuous along , it is not difficult to see that, for each fixed, the map is also continuous. Therefore is plaque-continuous for each .
Now, inside a local chart , let and with in the same plaque and in the same plaque. For each we may write , with being the infimum of such possible values. By the definition of it is clear that
[TABLE]
Now assume that . Then, by taking a subsequence if necessary we may assume that , for some . Thus, there exists a sequence with
[TABLE]
where . In particular, the point must be in and
[TABLE]
[TABLE]
By equicontinuity for some we have
[TABLE]
Let be such that,
[TABLE]
Since and , by continuity of , there exists such that implies
[TABLE]
which yields an absurd. That is, we have proved that
[TABLE]
from where it follows that as we wanted to show.
∎
4. Proof of Theorem C
Proof of Theorem C.
Consider a finite cover of by open charts of such that, restricted to any , for the maps and are continuous on the plaque .
For any , there exists small enough, so that the map given by
[TABLE]
is well defined for . More precisely, is given by
[TABLE]
By plaque continuity of the metric system it follows that is continuous, therefore uniformly bounded away from zero, say for all . We now consider the restriction . Observe that is continuous and -invariant on , that is, . In particular, for each there exists and a set of full measure with,
[TABLE]
By continuity of and the fact that has full support, it follows that is dense on , thus for all . By continuity of , it follows that is continuous on , in particular, it is upper bounded on by a constant .
Now, for any , since is additive, given any we may write
[TABLE]
for certain , . In particular,
[TABLE]
Thus,
[TABLE]
Given any and , we may take such that for all and with for some . Thus, by additivity of and (4.1) we have
[TABLE]
which proves the first part.
For the second part, consider the continuous system of distances constructed on Theorem D. By what we have proved above, there exists such that
[TABLE]
If, for almost every we have then if , for every there exists a cover of by open -balls , with . But by (4.2) we have , which implies that
[TABLE]
In particular as we wanted. Therefore , i.e, is lower leafwise absolutely continuous with respect to . As is -invariant and ergodic, it follows by [6, Lemma 3.14]444Without the presence of a -invariant ergodic measure , lower leafwise absolute continuity is not, in general, equivalent to leafwise absolute continuity (see [35] for some examples). that is leafwise absolutely continuous. ∎
5. Proof of Theorem A
Proof of Theorem A.
If the disintegration of is not atomic nor the conditional measures are supported on a Cantor set, then by Theorem 2.7 the conditional measures are equivalent to the measures on , induced by . In this case, Theorem C implies that is leafwise absolutely continuous. Now, from [6, Lemma 3.16] it follows that and are leafwise absolutely continuous. Therefore, by Theorem B we conclude that is Bernoulli. ∎
6. Proof of Theorem E
Proof of Theorem E.
As in [23], let be an open cover of by local charts and let small enough so that for every , there exists with . For more details on how to construct such number see [23, Proposition 3.9]. For a full measure subset we may define on to be the conditional measure of , along , normalized so that , for all (c.f. [23, Section 4]).
For each and define
[TABLE]
It is easy to see that , since , and . Therefore, for a full measure subset we have:
[TABLE]
Let . By [23], for we have
[TABLE]
where is a constant, therefore
[TABLE]
Replacing for we have:
[TABLE]
The map is continuous restricted to plaques of and, analogously, the map is also continuous on the first coordinate restricted to plaques and on the second coordinate restricted to the condition . By the continuity of at the first coordinate restricted to plaques, we conclude that for any plaque intersecting in a full measure set we have , for every and any . Therefore, we may assume to be plaque saturated. Now, for each and , given any sequence of rationals we have:
[TABLE]
Hence, we conclude that there is a continuous function such that for every ,
[TABLE]
Now, for , consider a neighborhood of given by the following:
[TABLE]
where
[TABLE]
For each consider such that . On define:
[TABLE]
where where , . In particular whenever , which is the case for almost every plaque in . Therefore is a disintegration of .
It is also clear that this system of measures is continuous, since is continuous and the density function does not depend on the center plaque. Therefore is a continuous disintegration of . We are left to prove that this system is -invariant (-invariance follows analogously).
Let and . The continuous invariant metric system is invariant by unstable and stable holonomies, in particular , for every , and . In particular . Therefore,
[TABLE]
Since this holds for every , we conclude that the system is indeed -invariant as we wanted to show. ∎
7. Proof of Theorem G
First assume that the center conditionals of are not atomic nor supported on a Cantor set, that is, they are fully supported and equivalent to . Also, by Theorem E we may take a finite cover of by local charts restricted to which there is a continuous disintegration of along plaques of which is invariant by stable and unstable holonomies. Let be any of this charts and consider this mentioned continuous disintegration of along . Once again we denote by the order relation on induced by its orientation.
Consider now the map given implicitly by
[TABLE]
where . and such that preserves the orientation of for every fixed.
Lemma 7.1**.**
The map is a continuous flow.
Proof.
Consider . Let be three points in a center leaf such that
[TABLE]
Consider , the other cases are analogous; By definition, , and . Therefore, since is equivalent to we have
[TABLE]
Continuity of follows straight forward from the continuity of . ∎
Since the system is continuous and invariant by stable/unstable holonomies inside , it follows that is also invariant by the respective holonomies, i.e,
[TABLE]
whenever the composition is well defined.
Lemma 7.2**.**
*The flow preserves the measure .555Recall that is not defined on the whole product space , so this property is restricted to . *
Proof.
Note that by definition, is invariant by . Now, let and small enough such that is well defined. Then,
[TABLE]
that is, preserves the measure . ∎
Next we prove that the flow is using an argument similar to the argument used in [5], although in our case, since we do not obtain a disintegration of which is globally invariant, we need to use the local accessibility hypothesis in place of accessibility. The proof is obtained from an application of Journé Lemma (Theorem 7.3) after one has concluded that is along , and plaques.
Theorem 7.3**.**
[20]** Let and be transverse foliations of a manifold whose leaves are uniformly . Let be any continuous function such that the restriction of to the leaves of is uniformly and the restriction of to the leaves of is uniformly . Then is uniformly .
Lemma 7.4**.**
The flow is a flow.
Proof.
Let be a center plaque inside and let be such that is well defined in . Consider be an -local-sequence connecting and , that is, with for every .
Let be the center plaque on containing , in particular . By the invariance of the disintegration inside we have
[TABLE]
In particular we have
[TABLE]
where is a composition of stable and unstable holonomies, therefore a diffeomorphism, and is defined from a neighborhood of onto a neighborhood of . Since , by the definition of and (7.2) we have
[TABLE]
Thus is along and, consequently, is along center plaques.
Now we will prove that is uniformly along stable and unstable plaques inside . The argument to prove this last part is the same argument from [5, Lemmas 7.7, 7.8]. We briefly repeat the argument here for the sake of completeness.
Consider the disintegration of the smooth measure along the plaques of in . Since this disintegration is continuous (moreover it is also transversely continuous and with densities (see [5, Lemma 7.6])), the map is continuous. Let be fixed, then since preserves (by Lemma 7.2) we have
[TABLE]
The disintegration on the right side is situated in the foliation box and is also continuous. Since is a homeomorphism, the disintegration on both sides are continuous and is smooth, (7.3) extends to every point of . That is, , for every . In particular, since the densities of are smooth, is the solution of an ordinary differential equation along -leaves with smooth and transversely continuous coefficients. Thus the solutions are as smooth as the coefficients and vary continuously with the leaf. Therefore, is uniformly along stable plaques inside . Analogously, is uniformly along unstable plaques inside . Finally, by Theorem 7.3, for and fixed, since any leaf is subfoliated by and and since is uniformly along and -leaves, we conclude that is uniformly along -leaves. Applying the same argument to the pair of transverse foliations and we conclude that is indeed on uniformly in . In particular is on as we wanted. ∎
Since is a flow on each open chart and is composed by orbits of then is a foliation. In particular, as the argument is true for each set from a finite cover by local charts we conclude that is as we wanted to show.
8. Construction of -regular coverings
Along this section we assume that is a volume preserving partially hyperbolic diffeomorphism satisfying hypothesis (1) and (2) from Theorem B. Here we show the few technical adaptations necessary to show the existence of -regular covers of when we assume that is leafwise absolutely continuous. The remaining of the argument to obtain the Bernoulli property will be pointed out in Appendix Appendix A: Proof of Theorem B.
Definition 8.1**.**
A rectangle is a pair where is a measurable set equipped with a point satisfying the following property: for all the local manifolds and intersect in a unique point inside .
For the sake of simplicity we also refer to as being the parallelepiped and to as being a distinguished point chosen inside .
It is easy to see from the definition that a rectangle can be identified with the product:
[TABLE]
for any .
Lemma 8.2**.**
Let be a small enough rectangle. Let be the volume measure preserved by and let the conditional measures obtained from the disintegration of of along and the factor measure in . Then, for any , restricted to we have and
[TABLE]
Proof.
Consider be the partition of by local unstable leaves. Given any subset and any , as is absolutely continuous we have
[TABLE]
where is the factor measure on coming from Rohklin’s Theorem. Also, by identifying with we have . In particular we may write,
[TABLE]
Now, by definition
[TABLE]
Since is absolutely continuous for -a.e. , it is also absolutely continuous for -a.e. point. Thus, if then by for -a.e. , which means, by the previous observation that for -a.e. and by (8.1) it follows that concluding the proof. ∎
Definition 8.3**.**
Given any , an -regular covering of is a finite collection of disjoint rectangles such that:
- (1)
** 2. (2)
For every we have
[TABLE]
and, moreover, contains a subset, , with which has the property that for all points in ,
[TABLE]
The existence of -regular covering of connected rectangles is a known fact for the non-uniformly hyperbolic case by a construction of Chernov-Haskell [13]. However, as observed in [13, 27] if is absolutely continous the construction can be repeated, ipsis literis, changing to in the construction of [13]. The next Lemma states that always admits -coverings. The proof resembles the argument used in [13], thus we essentially repeat the construction to show that the absolute continuity hypothesis on can actually be replaced by almost absolute continuity of the holonomies in the sense of property (2) of Theorem B.
Lemma 8.4**.**
Given any and any , there exist an -regular covering of connected rectangles of with , for every .
We remark that the proof of Lemma 8.4 is very similar to the argument used in [13] but with the center-stable manifold playing the role of the stable manifold in the proof given in [13]. The fact that -holonomies are absolutely continuous between almost every pair of transversals requires a technical adaptation which we show below in details.
proof of Lemma 8.4.
Let be given. Up to measure [math], consider a cover of by a finite number of open charts separated one to the other by a finite number of smooth compact hypersurfaces. In particular, in each of the chosen charts there is a coordinate system which induces an isomorphism between a bounded domain in and the respective chart.
Fix a given chart .
- •
For each , we identify with via .
- •
Given and subspaces , , we denote by the angle between the vector subspaces and of .
- •
Denoting by the Lebesgue measure on , we set on . As the chart is smooth is equivalent to the Riemannian volume defined by the metric in . Thus and there is a constant such that
[TABLE]
- •
The euclidian metric in can be pulled back by to a metric in each chart. This metric will be called the Euclidian metric on the chart and, since the chart is a smooth function, this metric is strongly equivalent to the Riemannian metric, say with a constant , which can be taken to be smaller than by making a convenient choice of the charts and of the systems of coordinates.
As in [13], for and , we denote by the Euclidian distance of to measured along the manifold . For , denote
[TABLE]
As observed in [13, Pg.16], for any , , and .
By Lusin theorem we may take a compact subset such that
- i)
;
- ii)
and depend continuously on ;
- iii)
[TABLE]
- iv)
[TABLE]
where .
Now we can cover , up to a subset of zero measure, by a finite collection of open sets satisfying:
- v)
each set of lies in one chart, which defines a coordinate system in it;
- vi)
the angles do not exceed for any .
We will now associate to each a point . For each open set consider an arbitrary point . By hypothesis, for -almost every pair in the center-stable holonomy between transversals is absolutely continuous. In particular, we may pick such that666We remark that in the case where is absolutely continuous the choice of may be arbitrary., for -almost every point , the center-stable holonomy between and is absolutely continuous. We may assume without loss of generality that the local chart defined in maps to the origin. Using this point chosen in , we fix a new coordinate system defined by pulling back, through , the coordinate system in defined by and , that is coordinate axes are mutually orthogonal and their tangents are parallel to , and the same for . In this new coordinate system we partition into a lattice of dimensional boxes (see Figure 2) whose sides have length , where is chosen so small that
- vii)
;
- viii)
the union of all boxes that lie entirely in has measure greater than .
The boxes can be made arbitrarily small by decreasing if necessary. Denote by the collection of all the boxes such that , for some . The boxes are disjoint and by (viii) we have
[TABLE]
Furthermore, since for all that lie in the same unstable (resp. center-stable) manifold, it follows that the Euclidian distance between and measured along the manifold, is less than two times the Euclidian distance between these points. Thus the second condition of the definition of regular covers is satisfied.
We call a face of a box , , a -face , , if it is parallel to .
In each box consider the collection of all the points for which the local manifold does not cross any -face of for . As these manifolds have length at least so, by our choice of and since we have
[TABLE]
[TABLE]
for any such point . We now complete the set to a rectangle , which in particular lies inside . We apply this argument to every and call the collection of all those new rectangles, constructed by the last procedure, by . The construction implies that (see [13, Pg. 17]))
[TABLE]
Now we proceed to obtain the measurable properties. Observe that given any rectangle we can partition it into a finite number of smaller rectangles by taking partitions of and ,
[TABLE]
and taking to be the family of all rectangles generated by and , , . We call such a decomposition a proper partition of .
Now for , the -holonomy map from to carries the measure to a measure on . By the choice of , this holonomy is absolutely continuous for -almost every and then the Jacobian
[TABLE]
is defined at almost every point and is an almost everywhere finite and strictly positive measurable function in .
By Lusin’s theorem, for any , in any rectangle there is a compact subset of measure on which the -jacobian, that is, the jacobian of the center-stable holonomy , is continuous in . Moreover it is bounded on , so that
[TABLE]
for some constants and and all . By continuity there is a proper partition of each such that, for all and any we have
[TABLE]
and therefore,
[TABLE]
If then
[TABLE]
For any , consider the collection of all subrectangles for which
[TABLE]
Therefore,
[TABLE]
so that we does not need to take in consideration the subrectangles that fail to satisfy (8.2).
Finally, for any and any there is a point such that the Jacobian is sufficiently close to one
[TABLE]
on a subset of points whose measure is at least in virtue of (8.2).
Integrating the Jacobian inside the rectangles belonging to we obtain
[TABLE]
That is such rectangle satisfies the product property of -regular coverings. Also, the measure of all those rectangles is greater than , so that we obtain an -regular covering in by arbitrarily small rectangles as we wanted. ∎
Appendix A: Proof of Theorem B
Once the construction of the -regular covering is done the proof of the Bernoulli property is obtained following the same lines as in [13] with playing the role of (similar to the argument used in [28]). In what follows we will describe the scheme of the proof pointing out the steps in which the argument is the same as in [13, 28] and the point in which the Lyapunov stability along the center direction is used.
The basis of the approach:
In what follows and are non-atomic Lebesgue spaces, that is, they are both measurably isomorphic to the unit interval endowed with the Borel -algebra and the standard Lebesgue measure.
A probability measure on the product space is a joining of and if the marginals, or projections, of are and , that is, for any measurable sets , we have
[TABLE]
We denote by the set of all joinings of and .
Let and be finite partitions of and respectively. Given , denote by the atom of which contains . For , is defined in a similar way.
Definition 8.5**.**
The -distance between and is defined by:
[TABLE]
Observe that the definition of the -distance reflects the idea that we want to measure how small is the set of pairs belonging to atoms of different indexes.
Definition 8.6**.**
Given a sequence of finite partitions of , we define the sequence of integer functions by the condition , where . This sequence of functions is called the -name of the sequence of partitions .
Given two sequences of finite partitions and of and respectively, a natural way to measure the difference between the -name of a point and the -name of a point is to take the function
[TABLE]
where is the -name of the sequence of partitions and is the -name of the sequence of partitions .
The -distance between the sequences of finite partitions and is defined by
[TABLE]
A measurable map is called -measure preserving if there exists a subset such that and for every measurable set ,
[TABLE]
Definition 8.7**.**
Let be a -preserving isomorphism of a measure space . A partition of is called a Very Weak Bernoulli partition (VWB) for if for any there exists such that for any , , and -almost every element , we have
[TABLE]
where the partition is considered with the normalized measure .
Theorem 8.8**.**
[24, 25]** Let be a non-atomic Lebesgue space and be a measure preserving automorphism. If there exists a sequence of Very Weak Bernoulli partitions
[TABLE]
with . Then is a Bernoulli system.
The Lemma which allows us to do the approach we perform here is the following.
Lemma 8.9**.**
[13, Lemma 4.3]** Let and be two nonatomic Lebesgue probability spaces. Let and , , be two sequences of partitions of and , respectively. Suppose there is a map such that
there is a set whose measure is less than , outside of which
[TABLE]
- 2)
There is a set whose measure is less than , such that for any measurable set
[TABLE]
Then
[TABLE]
Conclusion of the proof of Theorem B:
The function required in 8.9 is constructed in the following lemma.
Lemma 8.10**.**
[28, Lemma 4.9]** For any , there exists with the following property. Let be a -rectangle and a set intersecting leafwise. Then we can construct a bijective function such that for every measurable set we have
[TABLE]
and for every , .
The final step is to prove that any partition of by subsets with piecewise smooth boundaries is very weak Bernoulli.
Consider such a partition . Given a -regular covering of , using Lemma 8.10, in [28, Lemma 4.12, pg.354-357] it is proved that given any , there exists for which, for any and -almost every element , there exists a -measure preserving function with
[TABLE]
where is a constant independent of .
Now, to prove that the Cesaro sum appearing in Lemma 8.9 is small we use Birkhoff theorem and the Lyapunov stable center. Indeed, since has Lyapunov stable center and is contracted, by (8.5) we may take small enough so that if and , then
[TABLE]
In particular, for we have by (8.6) , where denotes the -neighborhood of a set . Let . By Birkhoff Theorem we have
[TABLE]
Since as , by Lemma 8.9 it follows that is indeed VWB.
Finally, by taking an increasing sequence of partitions , each being composed of sets with piecewise smooth boundaries, and such that we conclude by Theorem 8.8 that is a Bernoulli automorphism as we wanted to show.
Appendix B: An extra property of the continuous invariant metric system
For future use it may be convenient to have in mind that, with respect to an ergodic invariant measure , the supremums taken on the definition of the metric system , are assumed over for -almost every point . More precisely we have:
Proposition 8.11**.**
For and as in Theorem D, given any ergodic -invariant measure , there exists an -invariant subset of full -measure such that for all we have
[TABLE]
Proof.
Clearly so that it is enough to prove the other hand of the inequality. For each leaf , recall the notations
[TABLE]
Consider the sets
[TABLE]
[TABLE]
Lemma 8.12**.**
* and are measurable sets.*
proof of the Lemma.
By the claim proved in Theorem D, the map is continuous. Now, observe that since we have
[TABLE]
Thus,
[TABLE]
which is a measurable set. Analogous for . ∎
Obviously
[TABLE]
thus at least one of those sets must have positive measure, say . By Poincaré recurrence, -almost every point of returns to itself, which implies that the set
[TABLE]
has the same measure as . Since is invariant, ergodicity implies that . Now, observe that
[TABLE]
where
[TABLE]
Thus, for some we must have . But , which implies . Again by Poincaré recurrence followed by ergodicity we conclude that the set
[TABLE]
has full measure as well, that is, . Consequently,
[TABLE]
Let and . If then, by the definition of ,
[TABLE]
Now, if consider a sequence of points in with and . Given any , by the leafwise equicontinuity of , there exists such that
[TABLE]
In particular, for ,
[TABLE]
Thus, for each , since there exists for which
[TABLE]
Therefore
[TABLE]
Since is arbitrary we have
[TABLE]
But clearly, continuity of implies , thus . That is, for -almost every point , for every , , as we wanted to show. In particular,
[TABLE]
Finally, the set
[TABLE]
is -invariant, has full measure and satisfies the requirement of the statement.
∎
9. Acknowledgements
The author acknowledges Ali Tahzibi who introduced him to the main problems being addressed in this paper. This paper was partially written while the author was working as a visitor researcher at Université Paris-Sud, to whom he greatly thanks for the hospitality. We also acknowledge FAPESP for its financial support through processes # 2018/25624-0 and #2022/07762-2.
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