Simplicial equations for the moduli space of stable rational curves
Joaquin Maya, Jacob Mostovoy

TL;DR
This paper demonstrates how the combinatorial simplicial structure of moduli spaces of stable rational curves enables explicit equation derivation, using elementary tree combinatorics.
Contribution
It introduces a method to produce explicit equations for moduli spaces based on their simplicial structure and combinatorial properties.
Findings
Explicit equations for moduli spaces derived from simplicial structures
Elementary combinatorial arguments about trees underpin the equations
Provides a framework for understanding the algebraic structure of these moduli spaces
Abstract
In this, largely expository, note, we show how the simplicial structure of the moduli spaces of stable rational curves with marked points allows to produce explicit equations for these spaces. The key argument is an elementary combinatorial statement about the sets of trees with marked leaves.
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Taxonomy
TopicsTopological and Geometric Data Analysis · Algebraic Geometry and Number Theory · Homotopy and Cohomology in Algebraic Topology
Simplicial equations for the moduli space
of stable rational curves
Joaquin Maya and Jacob Mostovoy
Abstract.
In this, largely expository, note, we show how the simplicial structure of the moduli spaces of stable rational curves with marked points allows to produce explicit equations for these spaces. The key argument is an elementary combinatorial statement about the sets of trees with marked leaves.
1. Introduction: -sets
There exists a convenient combinatorial notion which allows to encode the structure of a triangulated topological space; namely, that of a -set (Rourke, Sanderson 1971). A -set is a sequence of sets together with the maps
[TABLE]
which are defined for all and , and satisfy
[TABLE]
whenever . This definition is a simplification of the standard definition of a simplicial set, a fundamental notion in algebraic topology and homological algebra, see, for instance, (May 1967) or (Weibel, 1994)
Given a simplicial complex with a totally ordered set of vertices, let be the set of all -dimensional simplices of . For define to be the -dimensional face of the simplex which does not contain the th vertex of . The identities (1) are then satisfied and gives rise to a -set . Not all -sets come from simplicial complexes; the simplest example is the -set such that and are one-point sets and is empty for .
Definition 1**.**
We say that a -set is uniquely fillable in dimension if for each sequence of elements of that satisfies
[TABLE]
for all , there exists a unique element with .
If is uniquely fillable in dimension , the set can be given by the system of equations inside the product of copies of . In this note we shall see that this observation can be used in order to produce the equations for various algebraic varieties such as the Deligne-Mumford compactification of the moduli space of rational curves with marked points. The main argument is, actually, a combinatorial statement about certain sets of trees.
2. The -set of trees with marked leaves
For , let be the set of all trees without bivalent vertices whose leaves are labelled by the numbers from [math] to . In particular, , and are one-point sets, has 4 elements and consists of 26 elements:
[TABLE]
For each between [math] to define
[TABLE]
as the map that erases the th leaf and, for , replaces the label by . If the resulting tree has a bivalent vertex, it is simply “smoothed out”: the vertex is deleted and the incoming edges are joined together.
Theorem 2**.**
The sets together with the maps form a -set which is uniquely fillable in dimensions 5 and greater.
The fact that the form a -set is clear. For the purposes of the argument which establishes the unique fillability in dimension , it will be more convenient to label the leaves of a tree with some fixed labels, rather than number them from 0 to . Namely, consider a set with elements. We will assume that the leaves of the trees in are marked by distinct elements of ; for we write for the operation of deleting the leaf labelled by followed, if necessary, by smoothing a bivalent vertex.
Consider a tree . We will be interested in the following question: for which pairs of labels can the tree be uniquely reconstructed from and ? The answer is expressed in terms of the adjacency of leaves in a tree.
Denote by the vertex to which the leaf of is connected. We shall call the leaves and of the tree adjacent if either or and are both trivalent and connected by an edge. Then, the tree can be uniquely reconstructed from and if and only if the leaves and of are not adjacent. Indeed, the following three configurations of the adjacent leaves and cannot be distinguished after one of these leaves is erased:
[TABLE]
On the other hand, assume that and are not adjacent in and consider the tree . The trees and are obtained from it by adding one leaf. Each of these leaves is attached either at an internal vertex of (that is, a vertex of valency greater than 1) or in the interior of an edge, say, at the midpoint. They cannot be attached at the same point since in this case the leaves and would be adjacent in ; this means that both of them can be added simultaneously and the result coincides with .
Now, let us proceed to the proof of the Theorem. For , consider a collection of trees , each with marked leaves, such that the leaves of have labels in . Assume that
[TABLE]
for all pairs of distinct . We must prove that the exists a unique tree whose leaves are labelled by the elements of , such that .
Assume that for the leaves and are not adjacent in the tree for some . Then, take . In order to obtain and from one has to attach the leaves and , respectively, to at two different points; hence, both of them can be added simultaneously so as to obtain an element with and . We have
[TABLE]
and similarly, that . Since the leaves and are not adjacent in , this implies that .
If the leaves and are not adjacent in for each , the existence (and uniqueness) of is established. We shall now see that for a “generic” solution of the equations (2) one can find such a pair of non-adjacent labels, and that in the remaining cases the graphs involved are particularly simple, and the existence of can be established directly.
We can distinguish several cases.
If for each the graph has only one internal vertex, then where also has only one internal vertex and the leaves of are labelled by elements of .
Let the maximal number of the internal vertices of the be two. Then, each of those that has two internal vertices, gives a decomposition of into two disjoint subsets; namely, the sets of leaves attached to each of the internal vertices.
Assume that the labels and belong to the same subset with respect to this decomposition of for some . Then, it follows from the condition (2) that this is true for any label such that has two internal vertices. As a consequence, there is a well-defined decomposition of into two subsets. If is a graph with two internal vertices that corresponds to this decomposition of , then we have for all .
Now, assume that the maximal number of internal vertices of the is three and . One verifies directly that all the solutions are of the type where is one of the following graphs:
[TABLE]
Finally, consider the case when at least one of the has more than two internal vertices and . In this situation, we can always find two labels and such that the corresponding leaves are not adjacent in each .
Indeed, if there exist two leaves in one of the which are separated by at least 4 internal vertices, their labels correspond to non-adjacent leaves for each .
If any pair of leaves in each are separated by fewer than 4 internal vertices, it is sufficient to find in some two leaves and which are separated by precisely three internal vertices, say , and so that at least one of the has valency 4. In this case, the labels and are not adjacent in any of the . Such can always be found. Indeed, suppose that in any pair of leaves which are separated by precisely three internal vertices, are separated by trivalent vertices. Then, and the only possibility for is the graph b) on the last figure. This, however, leads to a contradiction since in this case some other would either have a path of 4 internal vertices or a vertex of valency 4.
3. The space of stable rational curves
The set of trees with marked leaves can be thought of as the combinatorial version of the Deligne-Mumford compactification of the moduli spaces of rational curves with marked points (Deligne, Mumford 1969).
Recall that the moduli space is the space of all configurations of distinct points on a complex projective line, considered modulo the action of the group of Möbius transformations. It has a compactification which consists of all stable rational curves with marked points. Such a curve is a tree of projective lines with nodal singularities and marked points, which has no automorphisms.The marked points are assumed to be distinct from the nodes and among themselves and carry distinct labels; we may take these labels to be numbers from 0 to . The absence of automorphisms means that each line contains at least three distinguished points; that is, either marked points or singularities. The complement to in consists of curves with more than one irreducible component.
For curves with fewer than 5 marked points, the moduli spaces of stable curves are very simple. When one defines to be a point. Assigning to a quadruple of distinct points on its cross-ratio
[TABLE]
we obtain the embedding of into which extends to an isomorphism between and .
The first non-trivial case is already quite interesting. In particular, the real part of is a non-orientable surface with a natural decomposition into 12 pentagons; this led S. Devadoss (1999) to characterize it as “the evil twin of the dodecahedron” (in fact, it is a connected sum of 5 projective planes). The cohomology of for all has been computed by Keel (1992); Etingof, Henriques, Kamnitzer and Rains (2010) described the cohomology of the real part. One can write down explicit equations for all the , see the paper by Keel and Tevelev (2009). As we shall see here, one may think of the equations for arbitrary as “simplicial consequences” of the equations for .
For each label there is a forgetful morphism
[TABLE]
which consists in:
- (1)
erasing the point marked by and, for each , replacing the label by ; 2. (2)
collapsing the component with only two distinguished points if such a component appears after the previous step.
The forgetful morphisms satisfy the simplicial identities:
[TABLE]
for all pairs of labels , and, therefore, the spaces form a -set (with the space being the set of -simplices).
Theorem 3**.**
The sets , together with the maps form a -set which is uniquely fillable in dimensions 5 and greater.
This, in particular, means that the simplicial identities can be thought of the equations for in a product of copies of for .
Proof.
The space can be subdivided into strata indexed by the elements of ; see (Kock, Vainsencher 2007). Namely, a point in is uniquely specified by a tree in each of whose -valent internal vertices is labelled by a configuration in ; the labels of the points of each configuration are the edges emanating from the corresponding vertex. Note that, since is a one-point space for , the difference between and consists in the labels at the vertices of valency 4 and more.
The effect of the map on amounts to that of on together with forgetting the corresponding point in for the vertex when is at least 4-valent. The question whether a point can be uniquely reconstructed from and has a somewhat simpler answer than in : this can be always be done uniquely unless and are both trivalent and connected by an edge. Other than this, no changes are necessary in the proof of Theorem 2 in order to adapt it for . ∎
In fact, the embedding of into defined as the product is also injective, although its image is not given by the simplicial identities alone (which are trivial in this case). The following is well-known:
Proposition 4**.**
The image of in is the non-singular surface given by the equations
[TABLE]
where , for , are the homogeneous coordinates in the th copy of .
Proof.
For a point on , that is, an ordered quintuple of distinct points on , we have that is the cross-ratio of the quadruple obtained by omitting from ; verifying the above equations is a straightforward matter. Since is open in , these equations are also satisfied on the image of .
Conversely, if a point of satisfies these equations, the corresponding curve can be reconstructed as follows. The number of projective lines of is: one if none of the is 0, 1 or , two if exactly three of the are 0, 1 or , and three if all of the are equal to 0, 1 or . The entries equal to or determine the combinatorics of the marked tree and the different from 0,1 and gives in each case the cross-ratios of the marked points in each projective line.
The image of can be covered by explicit non-singular charts obtained by fixing three of the five points on to be . For instance, ordered quintuples of the form with define the chart
[TABLE]
the other charts differ by the indices of the fixed points. ∎
The equations for , together with the simplicial identities, produce the equations for all the . For instance, consider the case . The moduli space is a subvariety of
[TABLE]
Denote the , where and , the homogeneous coordinates in , with the index being the number of the copy of and the number of the coordinate in the corresponding copy of . The simplicial identities give rise to the equalities
[TABLE]
whenever . Therefore, the complete set of equations for in is
[TABLE]
where vary over the set .
4. Other examples
There are other varieties similar to the moduli spaces of stable rational curves whose points can be thought of as trees with marked leaves and “decorations” at the internal vertices. The two principal examples are two compactifications of the configuration space of distinct points on an algebraic variety : namely, the Fulton-MacPherson compactification (Fulton, Macpherson 1994), and Ulyanov’s (2002) polydiagonal compactification .
The configuration space is defined as the complement in to the union of all the diagonals . The spaces form a -set: the map erases the th point in the configuration. It is easy to see that this -set is uniquely fillable in dimensions two and higher.
A point in is a collection together with additional data: if two or more of the coincide at a point , one specifies a screen at . Denote by the set of indices of the which coincide with . A screen at is a configuration of points, labelled by the set and not all equal to each other, in the tangent space ; it is considered up to a translation and a multiplication by a nonzero scalar. If, in turn, some of the points in the screen coincide, one specifies another screen which corresponds to the set of coinciding points, and the procedure is iterated until in some screen all the points corresponding to different indices are distinct (Fulton, Macpherson, 1994, page 191). The map extends from to : it erases from and deletes the corresponding points from all the screens; if the index happens to occur in some screen with only two labels, this screen is also erased. It is clear that the satisfy the simplicial identities.
Proposition 5**.**
The spaces form a -set which is uniquely fillable in dimensions three and greater.
This result should not be surprising: for instance, Fulton and MacPherson (1994) explicitly point out that form a -set (without using this terminology) and that is a subvariety in a product of several copies of and .
The proof (whose details we omit) is very similar to the case of . Indeed, a point of can be represented by a forest of rooted trees with no bivalent vertices. The roots are univalent and marked by distinct points of ; the rest of the leaves are numbered from 1 to ; each internal vertex carries a label corresponding to a screen. The points on the screen at any internal vertex are labelled by the outgoing edges, assuming that every edge is oriented away from the root. Again, since a screen with two points in it is unique, it is sufficient to consider the labels only for the internal vertices of valency at least 4.
The points that are added to in the construction of carry the data that record the directions and the hierarchy of the collisions of several points. The polydiagonal compactification is a generalization of the Fulton-MacPherson compactification that allows to record, in addition, the velocities of collisions among several collisions. A point in is given by a forest of rooted trees as in the construction of , with the following differences:
- (1)
there is a total order on the set of internal vertices which can be expressed by a level function which increases in the direction away from the root; 2. (2)
for each screen, a non-zero real scale factor is given; 3. (3)
the screens, rather than being considered up to up to a translations and dilatations have a finer equivalence on them; namely, one is allowed to
- (a)
apply a translation to all the points in one screen; 2. (b)
apply a dilatation by a non-zero real of all the points in one screen and, at the same time, multiply its scale factor by ; 3. (c)
multiply the scale factor of all the screens on the same level by a non-zero number.
Then, again, we have the forgetful maps which satisfy the simplicial identities.
Proposition 6**.**
The form a -set, uniquely fillable in dimensions four and greater.
Here, the unique fillability dimension four, as opposed to three in the Fulton-MacPherson case, is due to the presence of the scale factors. For instance, consider two points of which correspond to the forest
[TABLE]
with the same markings of roots and leaves but with different (even after any rescaling) scale factors. These points will map to the same elements in under each , since erasing any leaf destroys the scale factors. It can be seen that this problem does not arise when .
Acknowledgements
This note grew out of the MSc thesis of the first named author. We would like to thank Vladmir Dotsenko for comments.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 5[5] S. Keel, Intersection theory of moduli space of stable n 𝑛 n -pointed curves of genus zero, Transactions of the American Mathematical Society 330, 545–574 (1992).
- 6[6] S. Keel, J. Tevelev, Equations for M ¯ 0 , n subscript ¯ 𝑀 0 𝑛 \overline{M}_{0,n} , International Journal of Mathematics 20, 1159-1184 (2009).
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