Higher dimensional holonomy map for ruled submanifolds in graded manifolds
Gianmarco Giovannardi

TL;DR
This paper introduces a higher dimensional holonomy map for ruled submanifolds in graded manifolds, simplifying the deformability PDE system to ODEs and providing criteria for singularities and deformability.
Contribution
It develops a novel higher dimensional holonomy map and simplifies the deformability analysis for ruled submanifolds in graded manifolds.
Findings
Reduction of PDE system to ODEs along characteristic directions
Characterization of singularities in the holonomy map
Deformability criterion for ruled submanifolds
Abstract
The deformability condition for submanifolds of fixed degree immersed in a graded manifold can be expressed as a system of first order PDEs. In the particular but important case of ruled submanifolds, we introduce a natural choice of coordinates, which allows to deeply simplify the formal expression of the system, and reduce it to a system of ODEs along a characteristic direction. We introduce a notion of higher dimensional holonomy map in analogy with the one-dimensional case [J. Differential Geom., 36(3):551-589, 1992], and we provide a characterization for singularities as well as a deformability criterion.
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Higher dimensional holonomy map for ruled submanifolds in graded manifolds
Gianmarco Giovannardi
Dipartimento di Matematica, Piazza di Porta S. Donato 5, 401 26 Bologna, Italy
Abstract.
The deformability condition for submanifolds of fixed degree immersed in a graded manifold can be expressed as a system of first order PDEs. In the particular but important case of ruled submanifolds, we introduce a natural choice of coordinates, which allows to deeply simplify the formal expression of the system, and to reduce it to a system of ODEs along a characteristic direction. We introduce a notion of higher dimensional holonomy map in analogy with the one-dimensional case [29], and we provide a characterization for singularities as well as a deformability criterion.
Key words and phrases:
sub-Riemannian manifolds; graded manifolds; regular and singular ruled submanifolds; higher-dimensional holonomy map; admissible variations
2000 Mathematics Subject Classification:
58H99, 49Q99, 58A17
The author has been supported by Horizon 2020 Project ref. 777822: GHAIA, MEC-Feder grant MTM2017-84851-C2-1-P and PRIN 2015 “Variational and perturbative aspects of nonlinear differential problems”
Contents
-
3 Intrinsic coordinates for the admissibility system of PDEs
-
6 Integrability of admissible vector fields for a ruled regular submanifold
1. Introduction
The goal of this work is to study the deformability of a some particular kind of submanifolds immersed in an equiregular graded manifold , that is a smooth manifold endowed with a filtration of sub-bundles of the tangent bundle satisfying , .
Given , a vector has degree if but . When we consider an immersed submanifold and we set , the interaction between the tangent space , where denotes the differential of at , and the filtration is embodied by the induced tangent flag
[TABLE]
where , . The smooth submanifold equipped with the induced filtration pointwise described by (1.1) inherits a graded structure, that is no more equiregular. M. Gromov in [25] consider the homogeneous dimension of the tangent flag (1.1) to define the pointwise degree by
[TABLE]
where and . In an alternative definition provided in [35], the authors write the -tangent vector to as linear combination of simple -vectors where is an adapted basis of , see [5] or (2.3). Then the pointwise degree is the maximum of the degree of the simple -vectors whose degree is in turn given by the sum of the degrees of the single vectors appearing in the wedge product. The degree of a submanifold is the maximum of the pointwise degree among all points in .
In [35] V. Magnani and D. Vittone introduced a notion of area for submanifolds immersed in Carnot groups that later was generalized by [14] for immersed submanifolds in graded structures. Given a Riemannian metric in the ambient space , the area functional in [14] is obtained by a limit process involving the Riemannian areas of associated to a sequence of dilated metrics of the original one . The density of this area is given by the projection of the -vector tangent to onto the space of -vectors of degree equal to , see equation (2.8). The central issue is that the area functional depends on the degree of the immersed submanifold . Thus, if we wish to compute the first variation formula for this area functional we need to deform the original submanifold by variations that preserve the original degree . This constraint on the degree gives rise to a first order system of PDEs that defines the admissibility for vector fields on .
The simplest example of immersion is given by a curve , with at every . The pointwise degree of at is the degree of its tangent vector at every . In this particular case the admissibility system is a system of ODEs along the curve . This restriction on vector fields produces the phenomenon of singular curves, that do not admit enough compactly supported variations in the sub-bundles determined by the original degree of . This issue has been addressed by L. Hsu in [29] and R. Bryant and L. Hsu in [10]. These two works are based on the Griffiths formalism [23] that studies variational problems using the geometric theory of exterior differential system [8, 9] and the method of moving frames developed by E. Cartan [11]. In Carnot manifolds , that are a particular case of graded manifolds where the flag of sub-bundles is produced by a bracket generating distribution , the usual approach to face this problem is by means of the critical points of the endpoint map [38]. The presence of singular curves is strongly connected with the existence of abnormal geodesics, firstly established by R. Montgomery in [36, 37]. In the literature many papers concerning this topic have been published, just to name a few we cite [2, 1, 33, 31, 39, 3, 44]. The paper [33] by E. Le Donne, G.P. Leonardi, R. Monti and D. Vittone is specially remarkable because of the new algebraic characterization of abnormal sub-Riemannian extremals in stratified nilpotent Lie groups.
More precisely, L. Hsu [29] defines the singular curves as the ones along which the holonomy map fails to be surjective. This holonomy map studies the controllability along the curve restricted to of a system of ODEs embodying the constraint on sub-bundles determined by the degree. In [13, Section 5] the authors revisited this construction and defined an admissible vector field as a solution of this system. A powerful characterization of singular curves in terms of solutions of ODEs is given by [29, Theorem 6]. On the other hand, when a curve is regular restricted to , [29, Theorem 3] ensures that for any compactly supported admissible vector field on there exists a variation, preserving the original degree of , whose variational vector field is . Then, only for regular curves this deformability theorem allows us to compute the first variation formula for the length functional deducing the geodesic equations ([13, Section 7]), whereas for singular curves the situation is more complicated.
The deformability problem of a higher dimensional immersion has been first studied in [14]. The admissibility system of first order linear PDEs expressing this condition in coordinates is not easy to study. Nonetheless, [14, Proposition 5.5] shows that only the transversal part of the vector field affects the admissibility system. Therefore, in the present work we consider an adapted tangent basis for the flag (1.1) and then we add transversal vector fields of increasing degrees so that a sorting of is a local adapted basis for . Then we consider the metric that makes an orthonormal basis. Hence we obtain that the admissibility system is equivalent to
[TABLE]
for and . In equation (1.2) the integer , defined in (3.2), separates the horizontal control of the systems from the vertical component .
The presence of isolated submanifolds and a mild deformability theorem under the strong regularity assumption are showed in [14]. However, the definition of singularity for immersed submanifolds, analogous to the one provided by [29] in the case of curves, is missing. Therefore the natural questions that arise are:
- •
is it possible to define a generalization of the holonomy map for submanifolds of dimension grater than one?
- •
Under what condition does the surjection of these holonomy map still imply a deformability theorem in the style of [29, Theorem 3]?
In the present paper we answer the first question in the cases of ruled -dimensional submanifolds whose tangent vector fields have degree and the first vector field has degree equal to , where . The resulting degree is . Therefore the ruled submanifold is foliated by curves of degree out of the characteristic set , whose points have degree strictly less than . Then, under an exponential change of coordinates , the admissibility system (1.2) becomes
[TABLE]
where is the partial derivative in the direction , are the horizontal coordinates , are the vertical components given by and are matrices defined at the end of Section 4. Therefore, this system of ODEs is easy to solve in the direction perpendicular to the foliation generated by . We consider a bounded open set in the foliation, then we build the -cylinder over . We consider the horizontal controls in the space of continuous functions compactly supported in . For each fixed , is the solution of (1.3) vanishing on . Then we can define a higher dimensional holonomy map , whose image is the solution , evaluated on the top of the cylinder . We say that a ruled submanifold is regular when by varying the controls the image of the holonomy map is a dense subspace, that contains a Schaulder basis of the Banach space of continuous vertical functions on vanishing at infinity. This Banach space is the closure with respect to the supremum norm of the space of compactly supported vertical functions on . Namely an immersion is regular if we are able to generate all possible continuous vertical functions vanishing at infinity on by letting vary the control in the space of continuous horizontal functions vanishing at infinity inside the cylinder . The main difference with respect to the one dimensional case is that the target space of the holonomy map is now the Banach space of continuous vertical vector vanishing at infinity on the foliation, instead of the finite vertical space of vectors at the final point of the curve. In Theorem 5.8 we provide a nice characterization of singular ruled submaifolds in analogy with [29, Theorem 6].
For general submanifolds there are several obstacles to the construction of a satisfactory generalization of the holonomy map. The main difficulty is that we do not know how to verify a priori the compatibility conditions [26, Eq. (1.4), Chapter VI], that are necessary and sufficient conditions for the uniqueness and the existence of a solution of the admissibility system (1.2) (see [26, Theorem 3.2, Chapter VI]). In Example 3.5 we show how we can deal with these compatibility conditions in the particular case of horizontal immersions in the Heisenberg group.
In order to give a positive answer to the second question, we need to consider two additional assumptions on the ruled submanifold: the first one is that the vector fields of degree fill the grading from the top, namely , and the second one is that the ruled immersion foliated by curves of degree verifies the bound . Under these hypotheses the space of -vector fields of degree grater than is reasonably simple, thus in Theorem 6.6 we show that each admissible vector field on a regular immersed ruled submanifold is integrable in the spirit of [29, Theorem 3]. This result is sharper than the one obtained for general submanifolds [14, Theorem 7.3], where the authors only provide variations of the original immersion compactly supported in an open neighborhood of the strongly regular point. Indeed, since we solve a differential linear system of equations along the characteristics curves of degree , we obtain a global result. On the other hand in [14, Theorem 7.3] the admissibility system is solved algebraically assuming a pointwise full rank condition of the matrix . To integrate the vector field on we follow the exponential map generating the non-admissible compactly supported variation of the initial immersion , where . By the Implicit Function Theorem there exists a vector field on vanishing on such that the perturbations of are immersions of the same degree of for each small enough. In general does not move points on but changes the values of on . Finally, the regularity condition on allows us to produce the admissible variation that fixes the values on and integrate . On the other hand, when the bundle of -vector fields of degree greater than for a general ruled submanifold is larger than the target space of the higher dimensional holonomy, we lose the surjection in Implicit Function Theorem that allows us to perturb the exponential map to integrate .
A direct consequence of this result is that the regular ruled immersions of degree that satisfy the assumption and are accumulation points for the domain of degree area functional . Therefore it makes sense to consider the first variation formula computed in [14, Section 8]. An interesting strand of research is deducing the mean curvature equations for the critical points of the area functional taking into account the restriction embodied by the holonomy map. Contrary to what can be expected, we exhibit in Example 6.7 a plane foliated by abnormal geodesics of degree one that is regular and is a critical point for the area functional (since its mean curvature equation vanishes).
Furthermore these ruled surfaces appear in the study of the geometrical structures of the visual brain, built by the connectivity between neural cells [16]. A geometric characterization of the response of the primary visual cortex in the presence of a visual stimulus from the retina was first described by the D. H. Hubel and T. Wiesel [30], that discovered that the cortical neurons are sensitive to different features such as orientation, curvature, velocity and scale. The so-called simple cells in particular are sensitive to orientation, thus G. Citti and A. Sarti in [15] proposed a model where the original image on the retina is lifted to a 2 dimensional surface of maximum degree into the three-dimensional sub-Riemannian manifold , adding orientation. In [17] they shows how minimal surfaces play an important role in the completion process of images. Adding curvature to the model, a four dimensional Engel structure arises, see § 1.5.1.4 in [42] and [19]. When in Example 6.8 we lift the previous surfaces in this structure we obtain surfaces of codimension 2, but their degree is not maximum since we need to take into account the constraint that curvature is the derivative of orientation. Nevertheless these surfaces are ruled, regular and verify the assumption and , therefore by Theorem 6.6 they can be deformed. Hence, there exists a notion of mean curvature associated to these ruled surfaces and we might ask if the completion process of images improved for based on minimal surfaces can be generalized to this framework. Moreover, if we lift the original retinal image to higher dimensional spaces adding variables that encode new possible features, as suggested in [40] following even a non-differential approach based on metric spaces, we may ask if the lifted surfaces are still ruled and regular.
The paper is organized as follows. In Section 2 we recall the definitions of graded manifolds, degree of a submanifold, admissible variations and admissible vector fields. In Section 3 we deduce the admissibility system (1.2). In Section 4 we provide the definition of ruled submanifolds. Section 5 is completely devoted to the description of the higher-dimensional holonomy map and characterization of regular and singular ruled submanifolds. Finally, in Section 6 we give the proof of Theorem 6.6.
Acknowledgement
I warmly thank my Ph.D. supervisors Giovanna Citti and Manuel Ritoré for their advice and for fruitful discussions that gave rise to the idea of higher dimensional holonomy map. I would also like to thank Noemi Montobbio for an interesting conversation on proper subspaces of Banach spaces and the referee for her/his useful comments.
2. Preliminaries
Let be an -dimensional smooth manifold. Given two smooth vector fields on , their commutator or Lie bracket is defined by . An increasing filtration of the tangent bundle is a flag of sub-bundles
[TABLE]
such that
- (i)
2. (ii)
for ,
where . Moreover, we say that an increasing filtration is locally finite when
- (iii)
for each there exists an integer satisfying . The step at is the least integer that satisfies the previous property. Then we have the following flag of subspaces
[TABLE]
A graded manifold is a smooth manifold endowed with a locally finite increasing filtration, namely a flag of sub-bundles (2.1) satisfying (i),(ii) and (iii). For the sake of brevity a locally finite increasing filtration will be simply called a filtration. Setting , the integer list is called the growth vector of the filtration (2.1) at . When the growth vector is constant in a neighborhood of a point we say that is a regular point for the filtration. We say that a filtration on a manifold is equiregular if the growth vector is constant in . From now on we suppose that is an equiregular graded manifold.
Given a vector in we say that the degree of is equal to if and . In this case we write . The degree of a vector field is defined pointwise and can take different values at different points.
Let be an equiregular graded manifold. Take and consider an open neighborhood of where a local frame generating is defined. Clearly the degree of , for , is equal to one since the vector fields belong to . Moreover the vector fields also lie in , we add some vector fields so that generate . Reducing if necessary we have that generate in . Iterating this procedure we obtain a basis of in a neighborhood of
[TABLE]
such that the vector fields have degree equal to , where . The basis obtained in (2.3) is called an adapted basis to the filtration . Given an adapted basis , the degree of the simple -vector field is defined by
[TABLE]
Any -vector can be expressed as a sum
[TABLE]
where , , is an ordered multi-index, and . The degree of at with respect to the adapted basis is defined by
[TABLE]
It can be easily checked that the degree of is independent of the choice of the adapted basis and it is denoted by .
If is an -vector expressed as a linear combination of simple -vectors , its projection onto the subset of -vectors of degree is given by
[TABLE]
and its projection over the subset of -vectors of degree larger than by
[TABLE]
In an equiregular graded manifold with a local adapted basis , defined as in (2.3), the maximal degree that can be achieved by an -vector, , is the integer defined by
[TABLE]
2.1. Degree of a submanifold
Let be a immersion in an equiregular graded manifold such that . Following [32, 35], we define the degree of at a point by
[TABLE]
where is a basis of and . We denote by the tangent space at , where is the differential of at . We use this notation in order to emphasize that we consider the tangent space of the image of a fixed point in . The degree of a immersed submanifold is the integer
[TABLE]
We define the singular set of a submanifold by where
[TABLE]
Singular points can have different degrees between and . Following [25, 0.6.B] an alternative way to define the pointwise degree is by means of the formula
[TABLE]
setting and . Namely, the degree is the homogenous dimension of the flag
[TABLE]
where . As we pointed out in [14, Section 3] the area functional associated to an immersed sumbanifold depends on the degree.
Definition 2.1**.**
Let be a immersed submanifold of degree in an equiregular graded manifold endowed with a Riemannian metric . Let be a Riemannian metric in and be a orthonormal basis. Then the degree area is defined by
[TABLE]
for any bounded measurable set and where is the Riemannian volume given by . In the previous formula denotes the projection onto the subset of -vectors of degree defined in (2.4).
2.2. Admissible variations and admissibility system of PDEs
Given a graded manifold , we consider a generic Riemannian metric on . Let be a smooth immersion in , we set and . Let be a local adapted basis around . Following [14, Section 5] we recall the notions of admissible variation, its variational vector field, admissible and integrable vector field.
Definition 2.2**.**
A smooth map is said to be an admissible variation of if , defined by , satisfies the following properties
- (i)
, 2. (ii)
is an immersion of the same degree as for small enough , and 3. (iii)
for outside of a given compact set of .
Definition 2.3**.**
Given an admissible variation , the associated variational vector field is defined by
[TABLE]
Let be the space of compactly supported smooth vector fields on with value in . Since it turns out that variational vector fields associated to an admissible variations satisfy the system (2.10) (see [14, Section 5]) we are led to the following definition
Definition 2.4**.**
Given an immersion , a vector field is said to be admissible if it satisfies the system of first order PDEs
[TABLE]
where , and is basis of , for each in such that .
Definition 2.5**.**
We say that an admissible vector field is integrable if there exists an admissible variation such that the associated variational vector field is .
3. Intrinsic coordinates for the admissibility system of PDEs
Let be a smooth immersion in a graded manifold, and . By [14, Proposition 6.4] we realize that the admissibility of a vector field is independent of the metric. Therefore we can use any metric in order to study the system. Let be a point in such that is a point in , that is an open set thanks to [14, Corollary 2.4]. Then there exists an open neighborhood of such that has fixed degree . Moreover, we can always find an open neighborhood such that is an embedding of fixed degree . From now on we will consider this piece of submanifold .
Letting be the tangent bundle of , we consider the subbundle for each . Then the submanifold inherits from the ambient space an increasing filtration , pointwise given by the flag (2.7), that makes a graded structure. Evidently, (i) in Definition 2 is satisfied. On the other hand, if and , we can extend both vector fields in a neighborhood of so that the extensions , lie in and , respectively. Then is a tangent vector to that coincides on with . Hence . This implies condition (ii) in Definition 2. Moreover, is also equiregular by [14, Proposition 3.7], since the degree is constant equal to on . Reducing if necessary, following the same argument of Section 2, there exists a local adapted basis to the filtration . For each we set , then we can extend each vector field in a neighborhood of around so that the extensions lie in . Finally we complete this basis of vector fields to a basis of the ambient space adding the vector fields of increasing degree such that a sorting of is an adapted basis of . Then we consider the metric that makes an orthonormal basis in a neighborhood of . We will denote by the local adapted basis generated by this sorting of . From now on we will denote also denote by with a little abuse of notation.
Definition 3.1**.**
Letting be the integer defined by
[TABLE]
we set
[TABLE]
where is defined a line before of equation (2.7).
Remark 3.2**.**
Let be a vector field on . Having in mind the equation (2.10) we consider the scalar product
[TABLE]
where , and
[TABLE]
If there are at least two with then (3.3) is equal to zero thanks to the orthogonal assumption of the basis . If , then . Finally, if there exists only one for some then , if not (3.3) is equal to zero by orthogonality assumption of the basis . Then, denoting by the permutation caused by the reordering and by its sign, we have
[TABLE]
Since
[TABLE]
we deduce that . Then (3.3) coincides with
[TABLE]
where is the Kronecker delta. Since and have increasing degree, we obtain if and only if , where is defined in (3.2). Therefore we deduce that the only -vectors of degree strictly greater than such that (3.3) is different from zero are
[TABLE]
for and .
Definition 3.3**.**
We say that a vector field is horizontal if and is vertical if . The horizontal bundle is generated by and the vertical bundle is generated by , where .
Thanks to [14, Proposition 5.5] we know that is admissible if and only if
[TABLE]
is admissible. We denote by (resp. ) the horizontal projection on (resp. the vertical projection on ). For and , are smooth functions on and when we evaluate the vector field at we mean
[TABLE]
Therefore, locally we can consider the vector field defined on and extend to the open neighborhoood . Then, putting in (2.10) we have
[TABLE]
By Remark 3.2 we have to consider the scalar product only with the -vector
[TABLE]
for , , and is the sign of the permutation caused by the reordering. By substituting the expression (3.4) of in equation (3.5), we obtain that (2.10) is equivalent to
[TABLE]
where
[TABLE]
for , , , , and . Then we have that is equal to for , and or equal to zero otherwise. Moreover, we notice by Remark 3.2 that and are different from zero only when and in particular we have
[TABLE]
for , , and
[TABLE]
for and . Hence is admissible if and only if
[TABLE]
for and .
Remark 3.4**.**
In all the previous computations we strongly used the tools of differential geometry such as the covariant derivative and the Levi-Civita connection. However, we notice that the coefficients and are defined almost everywhere if we only assume that the vector fields are Lipschitz continuous. Indeed, under this Lipschitz assumption, the Lie brackets and for , and are defined almost everywhere, thanks to [20]. Therefore it would be interesting to consider immersions and deducing the admissibility system (3.9) in a weak formulation using the tools of first order differential calculus for general metric measure spaces, developed in recent years by [12, 27, 22, 4]. 2. 2.
Even in this smooth setting we realize that in the admissibility system (3.9) we can consider the functions to be continuously differentiable on and in the class of continuous functions on .
Example 3.5** (Horizontal submanifolds).**
Given we consider the Heisenberg group , defined as endowed with the distribution generated by
[TABLE]
The Reeb vector fields is provided by for and has degree equal to . Let be the Riemannian metric that makes an orthonormal basis. Let be an open set of , with . Here we consider a smooth immersion such is a horizontal submanifold. Let be an orthonormal local frame, then we have
[TABLE]
where , , for each and the matrix
[TABLE]
has full rank equal to , for each . Since is horizontal we also have that
[TABLE]
that is equivalent to
[TABLE]
Therefore a vector field is admissible if and only if it satisfies the system (3.9), that in this case is given by
[TABLE]
for . A straightforward computation shows that this system is equivalent to
[TABLE]
A necessary and sufficient conditions for the uniqueness and the existence of a solution of the admissibility system (3.12) (see [26, Theorem 3.2, Chapter VI]) are given by
[TABLE]
for each . These are the so called integrability condition [26, Eq. (1.4), Chapter VI]. A straightforward computation shows that the right hand side of is equal to
[TABLE]
Moreover, the left hand side is equal to
[TABLE]
Therefore the compatibility (or integrability) conditions are given by
[TABLE]
for each . Moreover, taking into account (3.11), the equation (3.15) is equivalent to
[TABLE]
Remark 3.6**.**
Notice that if we want to find a solution of (3.12), the controls have to verify the compatibility conditions (3.16). Therefore to obtain a suitable generalization of the holonomy map (defined for curves in [13, Section 5]) we need to consider the subspace of the space of horizontal vector fields on that verify (3.16). We recognize that studying the holonomy map for these horizontal immersions is engaging problem that have been investigated by [24, 41], but in the present work we will consider different kind of immersions that allow us to forget these compatibility conditions in the construction of the high dimensional holonomy map.
4. Ruled submanifolds in graded manifolds
In this section we consider a particular type of submanifolds for which the admissibility system reduces to a system of ODEs along the characteristic curves, that rule these submanifolds by determining their degree since the other adapted tangent vectors tangent to have highest degree equal to .
Definition 4.1**.**
Let be an equiregular graded manifold of topological dimension and let a -dimensional manifold with . We say that an immersion is ruled if
[TABLE]
where is the integer defined in 3.1 satisfying and . In this case, we will call the image of the immersion a ruled submanifold.
Let be a point in such that is a point of maximum degree in . Following the argument of Section 3, we consider an open neighborhood of such that is an embedding of fixed degree. Let be an adapted basis to . Therefore and for and . Then we follow the construction described in Section 3 to provide the metric and the orthonormal basis whose sorting is a local adapted basis of . Since for each and , the only derivative that appears in (3.9) is . Therefore we deduce that a vector field , given by equation (3.4), is admissible if and only if it satisfies
[TABLE]
for and for each
[TABLE]
[TABLE]
and , . Given in each point in a local neighborhood of in can be reached using the exponential map as follows
[TABLE]
On this open neighborhood we consider the local coordinates given by the inverse map of the exponential map defined in (4.3). In the literature, these coordinates are commonly called exponential or canonical coordinates of the second kind, see [28, 5]. We set . Given a relative compact open subset we consider
[TABLE]
be the -dimensional leaf normal to . Then there exists so that the closure of the cylinder
[TABLE]
is contained in . Then is the top of the cylinder. Since in this exponential coordinates of the second kind the admissibility system (4.2) is given by
[TABLE]
where we set
[TABLE]
and we denote by the square matrix whose entries are , by the matrix whose entries are .
5. The high dimensional holonomy map for ruled submanifolds
For ruled submanifolds the system (3.9) reduces to the system of ODEs (4.2) along the characteristic curves. Therefore, a uniqueness and existence result for the solution is given by the classical Cauchy-Peano Theorem, as in the case of curves in [13, Section 5].
Let be a ruled immersion in a graded manifold. Let be the open cylinder defined in (4.5) and and be the operators that evaluate functions at and at , respectively.
Let the Banach space of continuous functions on vanishing at the infinity, that is the closure of the space of compactly supported function on , see [45, Theorem 3.17]. We always consider for each the supremum norm
[TABLE]
We will denote by the closure of the open set and by the Banach space of continuous functions on the compact . Then we consider the following Banach spaces:
- (1)
. 2. (2)
. 3. (3)
, where is the space of continuous functions on vanishing at the infinity.
Notice that the respective norms of these Banach spaces are given by
- (1)
2. (2)
3. (3)
,
where and are defined in (4.7).
Therefore the existence and the uniqueness of the solution of the Cauchy problem allows us to define the holonomy type map
[TABLE]
in the following way: we consider a horizontal compactly supported continuous vector field
[TABLE]
and we fix the initial condition . Then there exists a unique solution
[TABLE]
of the admissibility system (4.6) with initial condition . Letting
[TABLE]
be the evaluating operator for vertical vectors fields at defined by , we define .
Definition 5.1**.**
We say that restricted to is regular if the image of the holonomy map is a dense subspace of , that contains a normalized Schauder basis of (see [46, Definition 14.2]) .
The following result allows the integration of the differential system (4.6) to explicitly compute the holonomy map.
Proposition 5.2**.**
In the above conditions, there exists a square regular matrix of order such that
[TABLE]
for each .
Proof.
Lemma 5.3 below allows us to find a regular matrix such that . Then equation is equivalent to . Integrating between [math] and , taking into account that for each , and multiplying by , we obtain (5.2). ∎
Lemma 5.3**.**
Let be an open set of . Let be a continuous family of square matrices on . Let be the solution of the Cauchy problem
[TABLE]
for each . Then for each .
Proof.
By the Jacobi formula we have
[TABLE]
where is the classical adjoint (the transpose of the cofactor matrix) of and Tr is the trace operator. Therefore
[TABLE]
Since , the solution for (5.3) is given by
[TABLE]
for all . Thus, the matrix is invertible for each . ∎
Definition 5.4**.**
We say that the matrix on defined in Proposition 5.2 is linearly full if and only if for each
[TABLE]
where for are the columns of .
Lemma 5.5**.**
Let be a Banach space and . Let be a bounded linear functional, such that for each . Then is not dense in .
Proof.
Fix in . Then there exists such that as . Since is continuous we have . On the other hand, by assumption , then we conclude that . Therefore we have for each . Assume by contradiction that is dense in , i.e. . Therefore we have for each , that implies , that is absurd. ∎
Proposition 5.6**.**
The immersion restricted to is regular if and only if is linearly full in .
Proof.
Assume that immersion restricted to is not regular. Then the closure of image of the holonomy map is a proper closed subspace of . By [6, Corollary 1.8] there exists , such that for each , where each element in is given by the representation formula (5.2). Thanks to Riesz’s Theorem (see for instance [34, Theorem 4.7], [21, Chapter 7] or [7]) the total variation is a Radon measure on and there exists -measurable function with -a.e. such that
[TABLE]
where a.e. w.r.t. to . As this formula (5.4) holds for any we can consider for each and . We notice that . Then, by Lemma 5.7 and the fundamental lemma of the Calculus of Variations for continuous functions we deduce that for all and -a.e. in .
Since the for each there exists an open neighborhood of such that . Eventually reducing we can assume , by the locally finite property of the Radon measure. Therefore by the Lusin’s Theorem [21, Chapter 7] for every there exists a compact such that and is continuous. Considering we obtain , therefore there exists such that for each . Then the columns of are contained in the hyperplane of determined by . Identifying the open set with the open set , by the map , we deduce that is not linearly full.
Conversely, assume that is not linearly full. Then there exist a point and a row vector with coordinates such that for all . Then, denoting by the delta distribution and , we have
[TABLE]
Since the vector-value Radon measure annihilates the image of the holonomy map, by Lemma 5.5 we conclude that the image of holonomy map is not a dense subspace of . ∎
For the reader’s convenience, in Lemma 5.7 we recall a classical result of calculus of variations, see for instance [6, Corollary 4.24] or [34, Exercise 4.14].
Lemma 5.7**.**
Let be an open subset of and be a Radon measure on . If is a measurable function in such that
[TABLE]
then a.e. w.r.t. .
Proof.
First of all we claim that for each compact set
[TABLE]
Fix a compact and consider a sequence of continuous compactly supported functions on , on , vanishing out of small open neighborhood of such that for each and for all , where
[TABLE]
Since we have the pointwise convergence and for each with , by the dominated convergence theorem we obtain
[TABLE]
Let us consider and the Borel sets
[TABLE]
and
[TABLE]
Then for each compact set . On the other hand we have
[TABLE]
Therefore for each , then . Hence as we obtain , where
[TABLE]
A similar argument prove that , where . ∎
The following result provides a useful characterization of non-regularity
Theorem 5.8**.**
The immersion restricted to is non-regular if and only if there exist a point and a row vector field for all that solves the following system
[TABLE]
Proof.
Assume that restricted to is non-regular, then by Proposition 5.6 there exist a point and a row vector such that
[TABLE]
for all , where solves
[TABLE]
Since is a constant vector and is a regular matrix by Lemma 5.3 , solves the system (5.5) and for all .
Conversely, any solution of the system (5.5) is given by
[TABLE]
where and solves the equation (5.6). Indeed, let us consider a general solution of (5.5). If we set
[TABLE]
where and solves the equation (5.6), then we deduce
[TABLE]
Clearly the unique solution of this system is . Hence we conclude that . Thus is not fully linear and by Proposition 5.6 we are done. ∎
6. Integrability of admissible vector fields for a ruled regular submanifold
In this section we deduce the main result Theorem 6.6. As we pointed out in the Introduction we need that the space of simple -vectors of degree grater than is quite simple. Therefore we give the following definition.
Definition 6.1**.**
We say that a -dimensional ruled immersion, see Definition 4.1, into an equiregular graded manifold
- (i)
fills the grading from the top if , where and ; 2. (ii)
is foliated by curves of degree grater than or equal to if .
A ruled submanifold verifying and will be called a FGT- ruled submanifold and in this case is equivalent to
[TABLE]
Remark 6.2**.**
Since and the condition (6.1) holds we have that the only simple -vectors of degree strictly grater than are
[TABLE]
for . When the submanifold has maximum degree therefore all vector fields are admissible, thus there are no singular submanifold.
Keeping the previous notation we now consider the following spaces
- (1)
where the norm is given by
[TABLE] 2. (2)
where the norm is given by
[TABLE] 3. (3)
is the set of elements given by
[TABLE]
where vanishing on .
We denote by the orthogonal projection over the space , that is the bundle over the vector space of simple -vectors of degree strictly grater than , thanks to Remark 6.2. Then we set
[TABLE]
defined by
[TABLE]
where
[TABLE]
and for each . The open set is defined in Section 3 and here denotes the Riemannian exponential map defined by means of the geodesic flow on induced by the Riemannian metric (see [18, Chapter 3]). In equation (6.3) we consider for each as vector fields restricted to (to be exact we should use following the notation introduced in Section 3) and denotes the differential of . Thanks to the diffeomorphism defined in Section 4 we can read the map and the variation in exponential coordinates of the second kind where the open cylinder lives.
Observe that now implies that the degree of the variation is less than or equal to . Then
[TABLE]
where is given by
[TABLE]
with
[TABLE]
that is the right hand side of the equation (2.10). Therefore, following the computations developed in Section 4 and using the exponential coordinates of the second kind we have
[TABLE]
on , defined in (4.5). Observe that if and only if is an admissible vector field, namely solves (4.6). Moreover, we have that and are bounded the supremum norm on , since they are continuous on and bounded on the compact .
Our objective now is to prove that the map is an isomorphism of Banach spaces. To show this, we shall need the following result.
Proposition 6.3**.**
The differential is an isomorphism of Banach spaces.
Proof.
We first observe that is injective, since implies that and that the vertical vector field satisfies the compatibility equations with initial condition for each . Hence . The map is continuous. Indeed, if for instance we consider the -norm on the product space we have
[TABLE]
To show that is surjective, we take in the image, and we find a vector field on such that , and . The map is open because of the estimate (6.4) given in Lemma 6.4 below. ∎
Lemma 6.4**.**
In the above conditions, assume that and and . Then there exists a constant such that
[TABLE]
Proof.
We write
[TABLE]
Then is a solution of the ODE given by
[TABLE]
where are defined after (4.7), , are defined in (4.7) and we set
[TABLE]
Since an solves (6.5) in , by Lemma 6.5 there exists a constant such that
[TABLE]
where . ∎
Lemma 6.5**.**
Let be an open set of . Let be the solution of the inhomogeneous problem
[TABLE]
where is a continuos matrix, bounded in the supremum norm on and a continuos vector field bounded in the supremum norm on . We denote by the partial derivative . Then, there exists a constant such that
[TABLE]
Proof.
We start from the case . By [26, Lemma 4.1] it follows
[TABLE]
for each and where the norm of is given by . Therefore we have
[TABLE]
where we set
[TABLE]
Since is a solution of (6.7) it follows
[TABLE]
Hence by (6.9) and (6.10) we obtain
[TABLE]
Finally, we use the previous constructions to give a criterion for the integrability of admissible vector fields along a horizontal curve.
Theorem 6.6**.**
Let be a ruled FGT- immersion into an equiregular graded manifold such that , where , and and in 6.1 hold. Let with defined in (4.4). Assume that is regular on the compact . Then every admissible vector field with compact support in is integrable.
Proof.
If all vector fields are admissible, then all immersions are automatically regular. Each vector field is integrable for instance by the exponential map .
Let now . Let us take vector field on and vector fields equi-bounded in the supremum norm on . Let the Banach space of summable sequences. We consider the map
[TABLE]
given by
[TABLE]
where is defined in (6.3). The map is continuous with respect to the product norms (on each factor we put the natural norm, the Euclidean one on the interval, the norm and and in the spaces of vectors on ). Moreover
[TABLE]
since the immersion has degree equal to . Denoting by the differential with respect to the last two variables of we have that
[TABLE]
is a linear isomorphism thanks to Proposition 6.3. We can apply the Implicit Function Theorem to obtain maps
[TABLE]
such that . We denote by the ball of radio in Banach space . This implies that and that
[TABLE]
Hence the submanifolds
[TABLE]
have degree equal to or less than .
Now we assume that is an admissible vector field compactly supported on , and that are admissible vector fields such that vanishing on . Then, differentiating (6.11), we obtain that the vertical vector fields
[TABLE]
on are admissible. Since they are admissible and vertical vector fields vanishing at , they are identically [math].
Since the image of the holonomy map is dense and contains a normalized Schauder basis for , we choose on such that is a normalized Schauder basis for . Then we consider the map
[TABLE]
given by
[TABLE]
where is the set of continuous functions from to vanishing at infinity, that inherits its differential structure as submanifold of the Banach space , see [43, Section 5]. For small, the image of this map is an infinite-dimensional submanifold of with tangent space at given by the Banach space (as and generate ). Notice that
[TABLE]
for each . Therefore the differential defined by
[TABLE]
is injective, surjective and continuous. Then, by [6, Corollary 2.7] is a Banach space isomorphism. Moreover, we have
[TABLE]
since is compactly supported in . Hence we can apply the Implicit Function Theorem to conclude that there exist and a family of smooth functions , with for all , so that
[TABLE]
takes the value for each . Since the vector fields are equi-bounded in the supremum norm on , the series is absolutely convergent on .
Clearly, we have
[TABLE]
for each . Differentiating with respect to at we obtain
[TABLE]
Therefore for each . Thus, the variational vector field to is
[TABLE]
Here we show an unexpected application of Theorem 6.6.
Example 6.7**.**
An Engel structure is -dimensional Carnot manifold where is a two dimensional distribution of step . A representation of the Engel group , which is the tangent cone to each Engel structure, is given by endowed with the distribution generated by
[TABLE]
The second layer is generated by
[TABLE]
and the third layer by . A well-known example of horizontal singular curve, first discovered by Engel, is given by , . R. Bryant and L. Hsu proved in [10] that is rigid in the topology therefore this curve does not satisfy any geodesic equation. However H. Sussman [47] proved that is the minimizer among all the curves whose endpoints belongs to the -axis.
Let be an open set in and be the ruled immersion parametrized by whose tangent vectors are and . Then we have that the degree is equal to four. Fix the left invariant metric that makes an orthonormal basis. Taking into account equation (4.2), we have that a normal vector field is admissible if and only if
[TABLE]
since and . Therefore for all , then is linearly full in . Thus, by Proposition 5.6 we gain that ruled immersion is regular.
Despite the immersion is foliated by singular curves that are also rigid in the topology, is a regular ruled immersion. Thus, by Theorem 6.6 we obtain that each admissible vector field is integrable. Therefore it possible to compute the first variation formula [14, Eq. (8.7), Section 8] and verify that is a critical point for the area functional with respect to the left invariant metric since its mean curvature vector of degree vanishes. Hence this plane foliated by abnormal geodesics, that do not verify any geodesic equations, satisfies the mean curvature equations for surface of degree .
Here we show some applications of Theorem 6.6 to lifted surfaces immersed of codimension 2 in an Engel structure that model the visual cortex, taking into account orientation and curvature.
Example 6.8**.**
Let be a smooth manifold with coordinates . We set , where
[TABLE]
The second layer is generated by
[TABLE]
and . The third layer by adding to . Notice that the Carnot manifold is a Engel structure. Let be an open set of endowed with the Lebesgue measure. Then we consider the immersion , where we set .The tangent vectors to are
[TABLE]
Following the computation in [14, Section 4.3] the 2-vector tangent to is given
[TABLE]
Since the curvature is the derivative of orientation we gain that and therefore the degree of these immersion is always equal to four. Then a tangent basis of adapted to 2.7 is given by
[TABLE]
Therefore is a FGT- ruled submanifoldruled manifold foliated by horizontal curves. Adding and we obtain a basis of . Choosing the metric that makes an orthonormal basis we gain that
[TABLE]
Therefore the admissibility system (4.2) on the chart is given by
[TABLE]
where and the projection of the vector field and onto is given by
[TABLE]
Notice that the matrix never vanishes for all , then also the matrix defined in Proposition 5.2 never vanishes since for all . Therefore by Proposition 5.6 the surface is regular, then by Theorem 6.6 is deformable.
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