Derivations on semi-simple Jordan algebras and its applications
Chenrui Yao, Yao Ma, Liangyun Chen

TL;DR
This paper investigates the structure of derivation algebras of semi-simple Jordan algebras over characteristic zero fields, establishing conditions for their simplicity and exploring their automorphism properties.
Contribution
It provides new criteria for the simplicity of derivation algebras and characterizes derivations and inner derivations in semi-simple Jordan algebras.
Findings
Derivation algebras are simple under certain conditions.
Equivalence of various derivation-related algebras for semi-simple Jordan algebras.
Characterization of derivations in Jordan algebras with finite basis.
Abstract
In this paper, we mainly study the derivation algebras of semi-simple Jordan algebras over a field of characteristic and give sufficient and necessary conditions that the derivation algebras of them are simple. As an application, we prove that for a semi-simple Jordan algebra , under some assumptions. Moreover, we also show that for a semi-simple Jordan algebra which has a finite basis over a field of characteristic , . This is a corollary about our theorem which concerns Jordan algebras with unit.
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Taxonomy
TopicsAdvanced Topics in Algebra · Algebraic structures and combinatorial models · Advanced Operator Algebra Research
Derivations on semi-simple Jordan algebras and its applications
Chenrui Yao, Yao Ma, Liangyun Chen
( School of Mathematics and Statistics, Northeast Normal University,
Changchun 130024, CHINA )
Abstract
In this paper, we mainly study the derivation algebras of semi-simple Jordan algebras over a field of characteristic [math] and give sufficient and necessary conditions that the derivation algebras of them are simple. As an application, we prove that for a semi-simple Jordan algebra , under some assumptions. Moreover, we also show that for a semi-simple Jordan algebra which has a finite basis over a field of characteristic [math], . This is a corollary about our theorem which concerns Jordan algebras with unit.
Keywords: Derivations, Triple derivations, Jordan algebras
2010 Mathematics Subject Classification: 17C20, 17C10, 17C99.
000 Corresponding author(L. Chen): [email protected]. 000Supported by NNSF of China (Nos. 11771069 and 11801066), NSF of Jilin province (No. 20170101048JC), the project of Jilin province department of education (No. JJKH20180005K) and the Fundamental Research Funds for the Central Universities(No. 130014801).
1 Introduction
An algebra over a field is called a Jordan algebra if
[TABLE]
In 1933, this kind of algebras first appeared in a paper by P. Jordan in his study of quantum mechanics. Subsequently, P. Jordan, J. von Neumann and E. Wigner introduced finite-dimensional formally real Jordan algebras for quantum mechanics formalism in [11]. All simple finite-dimensional Jordan algebras over an algebraically closed field of characteristic different from 2 were classified some years later by A. A. Albert in [1], using the idempotent method. Since then, Jordan algebras were found various applications in mathematics and theoretical physics (see [5, 13, 15, 17] and references therein) and now form an intrinsic part of modern algebra. Latest results on Jordan algebras refer to [12, 16, 6] and references therein.
Jordan systems arise naturally as “coordinates” for Lie algebras having a grading into parts. Over the years, many predecessors have succeeded in generalizing some of the results of Lie algebras to Jordan algebras. In [1], A. A. Albert proved Lie’s theorem, Engel’s theorem and Cartan’s theorem for Jordan algebras. In [7], N. Jacobson successfully showed that where was a semi-simple Jordan algebra over a field of characteristic zero. In [14], D. J. Meng proved that if a centerless Lie algebra had the decomposition , then the derivation algebra of also had decomposition . In this paper, we successfully generalize this result to Jordan algebras(see Theorem 2.2).
However, there are also some results which couldn’t be generalized from Lie algebras to Jordan algebras. For instance, it is well known that a simple Lie algebra is isomorphic to its derivation algebra . The above results doesn’t hold in the case of Jordan algebras, since the derivation algebras of Jordan algebras are actually Lie algebras rather than Jordan algebras. Moreover, we also know that the derivation algebras of simple Lie algebras are simple. Whether it is also true in simple Jordan algebras or not? The answer is not, which can be deduced by Theorem 2.8. Since the result is not necessarily true, the condition for a simple Jordan algebra with simple derivation algebra is given in Theorem 2.6, 2.8 and 2.10. In this paper, we mainly study simple Jordan algebras over a field whose characteristic is [math]. And we give the sufficient and necessary conditions that the derivation algebras of them are simple.
Derivations have been a historic and widely studied subject for many years. Recall that a derivation on an algebra is a linear map satisfying
[TABLE]
In [8], N. Jacobson showed that every nilpotent Lie algebra had a derivation which was not inner. Moreover, he also proved that if was a finite dimensional Lie algebra over the field such that the killing form of was non-degenerate, then the derivations of were all inner in [9]. As a generalization, S. Berman proved that if denoted Lie algebras which generalized the split simple Lie algebras, then the dimension of equaled the nullity of the Cartan matrix which defined in [2].
As a nature generalization of derivations, triple derivations appeared in order to study associative algebras(rings). A linear map where is a Lie algebra, is called a triple derivation on if it satisfies
[TABLE]
Similarly, one can define triple derivations on Jordan algebras. Obviously, derivations are triple derivations. Naturally, one may has such a question that if triple derivations are all derivations. The answer is not trivial. In [18], J. H. Zhou came to a conclusion that if denoted a centerless perfect Lie algebra over a field whose characteristic was not , then every triple derivation on was a derivation. What is the answer to this question in Jordan algebras? In this paper, we will study on Jordan algebras with unit and show that triple derivations are all derivations in the case of the characteristic of the basic field is not . As an application, this result is valid on semi-simple Jordan algebras over a field of characteristic [math] since a semi-simple Jordan algebra over a field of characteristic [math] has the unique unit.
In the following, we’ll give the definition of the center of a Jordan algebra, which is denoted by . The center of a Jordan algebra is the set
[TABLE]
The paper is organised as follows: In Section 2, we’ll prove that our main theorem, Theorem 2.2, which is a generalization of a famous theorem in Lie algebras. Applying this theorem, we can reduce the study of the derivation algebras of semi-simple Jordan algebras to simple Jordan algebras. In the following, we’ll study four kinds of simple Jordan algebras over a field of characteristic [math] respectively and give the sufficient and necessary conditions that the derivation algebras of them are simple, Theorem 2.6 and 2.8, which can be viewed as the most important results in this paper. In Section 3, we study Jordan algebras with unit over a field of characteristic not and prove that for such Jordan algebra , (see Theorem 3.4). As an application, we get a corollary that for a semi-simple Jordan algebra over a field of characteristic [math], (see Corollary 3.7). In Section 4, we also show that under some assumptions, where is a semi-simple algebra, i.e., Theorem 4.7.
2 Derivation algebras of semi-simple Jordan algebras
Lemma 2.1**.**
[7]** Let be a semi-simple Jordan algebra over a field . Then has the decomposition where are simple ideals of .
Theorem 2.2**.**
Suppose that is a Jordan algebra and has a decomposition , where , are ideals of . Then
- (1)
; 2. (2)
If , then .
Proof. .
(1). Obviously, . For all , take , , where , . We have
[TABLE]
[TABLE]
[TABLE]
since , we have
[TABLE]
Hence,
[TABLE]
which implies that , i.e., .
On the other hand, for all , suppose that where . Then for all ,
[TABLE]
[TABLE]
[TABLE]
since , we have
[TABLE]
Hence,
[TABLE]
which implies that . Similarly, we have .
Therefore, we have .
(2). . We’ll show that , .
Suppose that , then
[TABLE]
since , are ideals of . Suppose that where , . Then
[TABLE]
which implies that . Note that , we have . Hence, . That is to say . Similarly, we have .
. We’ll show that .
For any , we extend it to a linear map on as follow
[TABLE]
Then for any , suppose that , , where , , we have
[TABLE]
[TABLE]
since ,
[TABLE]
we have
[TABLE]
which implies that , i.e., . Moreover, if and only if .
Similarly, we have and if and only if .
Then we have and . Hence, .
. We’ll prove that .
Suppose that . Set . Define as follows
[TABLE]
Obviously, .
For any ,
[TABLE]
Hence, . Similarly, .
Therefore, .
. We’ll show that . Suppose that ,
[TABLE]
which implies that , i.e., . Similarly, .
Therefore, we have . ∎
According to Lemma 2.1 and Theorem 2.2, we only need to study the derivation algebras of simple Jordan algebras in order to study the derivation algebras of semi-simple Jordan algebras. Moreover, in [10], we get that the simple Jordan algebras over a field whose characteristic is [math] fall into three “great” classes and one exceptional class as following:
- (A)
The special Jordan algebras generated by simple associative algebras with the multiplication , denoted by ; 2. (B)
The Jordan algebras of -symmetric elements in simple involutorial algebras with an involution ; 3. (C)
The Jordan algebras constructed by the algebras that define Clifford systems. These have a basis such that is the unit and where if ; 4. (D)
The exceptional Jordan algebra corresponding to the system which has dimensions over its center.
In the following part, we’ll study the derivation algebras of the above four kinds of simple Jordan algebras respectively and give the sufficient and necessary conditions that the derivation algebras of them are simple.
Lemma 2.3**.**
[10]** Let be a simple associative algebra. Then if is a derivation on the Jordan algebra there exists an element in such that for all .
Lemma 2.4**.**
[10]** Let be a simple associative algebra that has an involution (an anti-isomorphism of of period ). Then if is a derivation on there exists a -skew element in such that .
Lemma 2.5**.**
Let be a simple associative algebra that has an involution (an anti-isomorphism of of period ) and . Then is closed under the usual Lie bracket.
Proof. .
For any , we have
[TABLE]
which implies that is -skew. Hence, is closed under the usual Lie bracket. ∎
We denote such in Lemma 2.3 and Lemma 2.4 by .
Theorem 2.6**.**
Suppose that is a simple Jordan algebra of type A(respectively, of type B). Let be the associated simple associative algebra and the Lie algebra generated by (respectively, all -skew elements in ). Then the following are equivalent
- (1)
* is simple;* 2. (2)
* is simple where denotes the center of .*
Proof. .
(1). Suppose that is simple. We show that is simple by using reduction to absurdity.
Otherwise, there exists a non trivial ideal of , denoted by . According to Lemma 2.3(respectively, Lemma 2.4), there exists an element(respectively, a -skew element) in such that for any . Let . It’s obvious that is a subspace of .
Since , there exists a nonzero element . Then such that
[TABLE]
which implies that . Hence, , .
Since , there exists a nonzero element and . That is to say and , i.e., .
For any , we have
[TABLE]
Hence we have .
For all and any , we have
[TABLE]
which implies that , i.e., . Hence, is a non trivial ideal of , contradicting with is simple.
Hence, is simple.
(2). Suppose that is simple. We prove that is simple by using reduction to absurdity.
Otherwise, there exists a non trivial ideal of , denoted by . Let . It’s obvious that is a subspace of .
Since , there exists a nonzero element , i.e., . Then there exists such that , i.e., . Hence, . Therefore, .
Assume that where , then for any
[TABLE]
which implies that , i.e., . Hence, if and only if .
Since , there exists a nonzero element and . That is to say and . Hence, .
For all , according to Lemma 2.3(respectively, Lemma 2.4), there exists an element(respectively, a -skew element) in such that . For all , we have
[TABLE]
we have since is an ideal of , hence .
Hence, we have , i.e., is a non trivial ideal of , contradicting with is simple.
Therefore, is simple. ∎
Lemma 2.7**.**
Let be a simple Jordan algebra of type , i.e., has a basis such that is the unit and
[TABLE]
Then is isomorphic to where is the Lie algebra generated by all -matrices satisfying .
Proof. .
First we’ll show that is closed under the usual Lie bracket. It’s obvious that is a basis of . We have
[TABLE]
others are all zero.
Hence, is a Lie algebra under the usual Lie bracket.
Now we will show that is isomorphic to . Define to be a linear map by
[TABLE]
Suppose that is a derivation on , i.e., . It’s only need to verify satisfies the above equation on base elements.
Take , , we have
[TABLE]
[TABLE]
comparing the coefficients on both sides, we have
[TABLE]
note that , we have
[TABLE]
Similarly, take , we have
[TABLE]
Take , we have
[TABLE]
Hence, while satisfying and others are all zero, is a derivation on . We denote the matrix of under the basis by
[TABLE]
i.e., .
We set be the Lie algebra generated the above matrixes. It’s obvious that there is a one-to-one correspondence between and by mapping every to , i.e., is isomorphic to .
Define to be a linear map by where
[TABLE]
It’s easy to verify that is an isomorphism between and . Hence is isomorphic to where is the Lie algebra generated by all -matrices satisfying . ∎
Theorem 2.8**.**
Let be a simple Jordan algebra of type . Then is simple if and only if .
Proof. .
We’ll prove our conclusion by contradiction. According to Lemma 2.7, has a basis . Suppose is a non trivial ideal of . Take and suppose .
. We’ll show that there exists such that .
When , the dimension of is . The conclusion is clearly true.
When , the dimension of is . .
Since , there exists at least one non zero element in .
If there only exists one non zero element in , it’s obvious that there exists such that .
If there exist two non zero elements in , we might as well set , i.e., .
[TABLE]
Hence, there exists such that .
If there exist three non zero elements in , i.e, .
[TABLE]
[TABLE]
Hence, there exists such that .
When , we set . We prove the conclusion by induction on the number of nonzero elements in , denoted by .
Since , there exists at least one non zero element in .
When , it’s obvious that there exists such that .
When , we set , i.e., .
When , we have . Take , then
[TABLE]
When , we have . Take , then
[TABLE]
When , take , then
- (1)
When , . 2. (2)
When , ;
.
Hence, there exists such that .
Assume that the conclusion holds when there are nonzero elements in . While there are nonzero elements in , suppose that .
Write . Then .
According to the assumption, becomes after finite times of Lie brackets where is a nonzero coefficient. Meanwhile, vanishes or becomes after the same finite times Lie brackets where is a nonzero coefficient. Hence, becomes or . We have or since is an ideal of . According to the case of , the conclusion holds.
Therefore, there exists such that .
. We’ll show that .
We have
[TABLE]
- (1)
if , the conclusion is proved; 2. (2)
if , then .
. We’ll show that .
Since
[TABLE]
we have .
Since
[TABLE]
we have .
Repeat the process above, we can get all , i.e., , which implies that , contradiction. Therefore, is simple.
When , then has a basis . Set . It’s easy to verify that is an ideal of . Hence, When , is not simple. ∎
Lemma 2.9**.**
[4]** Let be an algebraically closed field of characteristic [math]. Then the derivation algebra of the Jordan algebra of type is the Lie algebra .
Theorem 2.10**.**
The derivation algebra of the Jordan algebra of type over an algebraically closed field of characteristic [math] is simple.
Proof. .
According to Lemma 2.9, the derivation algebra of the Jordan algebra of type over an algebraically closed field of characteristic [math] is the Lie algebra . Note that is simple, the proof is completed. ∎
3 Triple derivations of Jordan algebras
Definition 3.1**.**
Let be a Jordan algebra over a field . A linear map is called a triple derivation on if it satisfies
[TABLE]
It’s easy to verify that derivations are all triple derivations for Jordan algebras. But the reverse is not always true. One can see the following example.
Example 3.2**.**
Let be a Jordan algebra with a basis . And the multiplication table is
[TABLE]
Then is a nilpotent Jordan algebra since . Therefore any linear map on is a triple derivation on . Take to be a linear map with
[TABLE]
Then we have
[TABLE]
[TABLE]
since
[TABLE]
* is not a derivation on . Hence, .*
Lemma 3.3**.**
For any Jordan algebra , is closed under the usual Lie bracket.
Proof. .
, ,
[TABLE]
Hence, . The lemma is proved. ∎
Theorem 3.4**.**
Suppose that is a Jordan algebra with unit and is a triple derivation. Then is a derivation on in the case the characteristic of the field is not . Moreover, we have .
Proof. .
, we have
[TABLE]
Note that , we have .
For all ,
[TABLE]
which implies that .
Hence, we have . Therefore, we have . ∎
Lemma 3.5**.**
[1]** Let be a semi-simple Jordan algebra over a field of characteristic [math]. Then has the unique unit.
Lemma 3.6**.**
[7]** Every derivation of a semi-simple Jordan algebra with a finite basis over a field of characteristic [math] is inner.
According to Lemma 3.5 and 3.6, we get a corollary with respect to Theorem 3.4.
Corollary 3.7**.**
Suppose that is a semi-simple Jordan algebra with a finite basis over a field characteristic [math]. Then .
4 Triple derivations of the derivation algebras of Jordan algebras
Definition 4.1**.**
[18]** A linear map where is a Lie algebra, is called a triple derivation on if it satisfies
[TABLE]
Lemma 4.2**.**
[18]** Let be a Lie algebra over commutative ring . If , is perfect and has zero center, then we have that:
- (1)
; 2. (2)
.
Lemma 4.3**.**
[3]** Any derivation of a semi-simple Lie algebra over a field of characteristic of [math] is inner.
According to Lemma 4.2 and 4.3, we have the following theorem.
Theorem 4.4**.**
Let be a simple Jordan algebra of type or where in Theorem 2.6 is simple or a simple Jordan algebra of type whose dimension isn’t or a simple Jordan algebra of type . Then .
Lemma 4.5**.**
[14]** Suppose that is a Lie algebra and has a decomposition , where , are ideals of . Then
- (1)
; 2. (2)
If , then and .
Lemma 4.6**.**
Suppose that is a Lie algebra and has a decomposition , where , are ideals of . If , then .
Proof. .
. We’ll show that for , .
Suppose that . For any , we have
[TABLE]
which implies that
[TABLE]
i.e,
[TABLE]
Hence,
[TABLE]
Note that , we have
[TABLE]
Suppose that where . Then we have
[TABLE]
which implies that . According to Lemma 4.5, . Therefore , which is to say .
Similarly, we have .
. we’ll show that .
For any , we extend it to a linear map on as follow
[TABLE]
Then for any , suppose that , , , where , , we have
[TABLE]
[TABLE]
Since , we have
[TABLE]
Hence,
[TABLE]
which implies that , i.e, . Moreover, if and only if .
Similarly, we have and if and only if .
Then we have and . Hence, .
. We’ll prove that .
Suppose that . Set . Define as follows
[TABLE]
Obviously, .
For any ,
[TABLE]
Hence, . Similarly, .
Therefore, .
. We’ll show that . Suppose that .
[TABLE]
which implies that , i.e., . Similarly, .
Therefore, we have . ∎
Theorem 4.7**.**
Suppose that is a centerless semi-simple Jordan algebra over a field of characteristic [math] and has the decomposition where are simple Jordan algebras over a field of characteristic [math] satisfying is simple. Then .
Proof. .
According to Theorem 2.2, we have and .
By Lemma 4.5, we have . Since is simple, we have . Hence, .
Therefore, we have
[TABLE]
[TABLE]
[TABLE]
According to Theorem 4.4, we have
[TABLE]
Hence, we have
[TABLE]
∎
Remark 4.8**.**
Let be a simple Jordan algebra of type . Obviously, is semi-simple. But since .
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