Spines for amoebas of rational curves
Grigory Mikhalkin, Johannes Rau

TL;DR
This paper introduces the concept of spines for amoebas of rational complex curves, linking them to tropical curves and using them to analyze tropical limits of such curves.
Contribution
It defines spines as rational tropical curves approximating amoebas of rational curves and applies this to study their tropical limits.
Findings
Amoebas of rational curves are close to their spines.
Spines are rational tropical curves associated with amoebas.
The method describes tropical limits of rational complex curves.
Abstract
To every rational complex curve we associate a rational tropical curve so that the amoeba of is within a bounded distance from . In accordance with the terminology introduced by Passare and Rullg{\aa}rd, we call the spine of . We use spines to describe tropical limits of sequences of rational complex curves.
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Spines for amoebas of rational curves
Grigory Mikhalkin
Johannes Rau
Abstract
To every rational complex curve we associate a rational tropical curve so that the amoeba of is within a bounded distance from . In accordance with the terminology introduced in [PR04], we call the spine of . We use spines to describe tropical limits of sequences of rational complex curves.
††Research is supported in part by the SNSF-grants 178828, 182111 and NCCR SwissMAP††MSC: Primary 14H50, 14T05, 30F15
1 Introduction
As suggested by Gelfand, Kapranov and Zelevinsky [GKZ08], an algebraic variety in the complex torus can be visualized through its amoeba. Namely, consider the map defined by . The image is called the amoeba of . It possesses many geometric properties reflecting those of . Furthermore, amoebas can be used as intermediate geometric objects between complex and tropical varieties, cf. [Mik04]. Passare and Rullgård [PR04] have identified a tropical variety (called the Passare-Rullgård spine) inside in the case when is a hypersurface, i.e. .
In the paper we focus on the case when is a rational curve. In this case we associate to a tropical rational curve in , called spine, whose distance to (in Hausdorff metric on sets in ) is universally bounded in terms of the degree of . Our spine is not necessarily contained in .
In the case a rational curve is a hypersurface, so the Passare-Rullgård spine of is also defined as a tropical curve in . Nevertheless this tropical curve does not have to be a rational curve (see Remark 2).
We are freely using some basic notions from tropical geometry here. For details, we refer the reader to [MR19, MS15].
2 The main statements
A complex rational curve in is a holomorphic map from a Riemann sphere with labelled punctures to . To each puncture we associate the integer vector whose -th coordinate is given by the order of vanishing . The sequence of vectors is called the toric degree of . Note that .
A tropical rational curve in is a tropical morphism , where is a compact smooth rational tropical curve with labelled ends and . This amounts to the following list of properties:
- •
the graph is a tree with labelled ends ;
- •
the open subset carries a complete inner metric such that each leaf and bounded edge is isometric to and , respectively. In the second case, is called the length of ;
- •
the map is affine on each edge;
- •
for each oriented edge , the vector of derivatives with respect to travelling along with unit speed is integer, ;
- •
at each vertex , if denote the adjacent outgoing edges, the balancing condition
[TABLE]
is satisfied.
Let denote the leaves adjacent to the ends , oriented towards the ends, and set , . The sequence of vectors is called the toric degree of . The balancing condition implies .
We consider the coordinate-wise logarithm map
[TABLE]
The image of a complex curve under this map is called the amoeba of .
Tropical spines
Our first main theorem states that the amoeba of a complex rational curve of given toric degree can be approximated by a tropical rational curve of the same degree up to a constant which only depends , but not on the specific curve.
Let us fix a collection of integer vectors , such that , called a toric degree in the following.
Theorem \thetheorem.
For any toric degree , there exists a positive constant having the following property. For any complex rational curve of toric degree , there exists a tropical rational curve of toric degree such that
[TABLE]
*Here, denotes the -neighbourhood of a set in . *
Remark \theremark.
Since all norms on are equivalent, the statement of the theorem does not depend on the choice of norm. In practice, we will work with the maximum norm .
Remark \theremark.
In [PR04], the authors associate to any complex hypersurface a tropical hypersurface , called the spine of , and show that is a deformation retract of . The construction overlaps with ours in the case , i.e. when is a planar curve. However, note that in general can be of too large genus. In particular, assuming that is rational (as considered in this paper), the spine is not necessarily rational (i.e. parametrised by a tropical rational curve ). A counterexample can be constructed from a counterexample to the similar statement that reducibility of does not imply reducibility of . To find such an example, we may arrange a generic line and the Cremona transform of a second line such that the union of their amoebas forms a contractible domain in while the two spines and intersect transversally (in two points). In this case, among the tropical curves contained in and of correct degree, there is a unique reducible curve (namely ) as well as a unique curve being a deformation retract of (namely the spine of ). Since these two curves are not equal the claim follows. As mentioned above, the example can be modified to the case of an irreducible rational curve by completing the picture as indicated by the dashed lines. The related question to which extent displays the singularities of has been studied in [Lan15] in the case of generalized simple Harnack curves.
Despite this behaviour of Passare-Rullgård spines, one may proceed in spirit of section 2 and try to find universal bounds , only depending on the Newton polytope of , such that
[TABLE]
To our knowledge such bounds are currently not known. If instead of the Passare-Rullgård spine the naive tropicalization of (replacing all coefficients by ) is used, such bounds have been established (at least for the first inclusion of Equation 2) in [Mik05, EPR19, For16].
Tropical limits
Using section 2 we can describe all possible tropical limits of families of rational complex curves of toric degree . Such a description is important in the context of correspondence theorems between complex and tropical curves.
Let be a toric degree. Let be a tree with labelled leaves. We can uniquely decorate the oriented edges of with integer vectors such that
- •
the leaf labelled by (oriented outwards) is decorated by ,
- •
an oppositely oriented edge carries the vector ,
- •
around each vertex , the vectors of adjacent edges, oriented outwards, sum up to zero and hence form a toric degree denoted .
A subset of vertices is called allowable if there exists an assignment of non-negative non-all-zero numbers such that for any we have
[TABLE]
Here, denotes the oriented simple path from to . A collection of toric degrees obtained as for an allowable vertex set is called a degeneration of . An example is given in Figure 2.
Let be a sequence of positive real numbers converging to . Let be a sequence of complex rational curves of fixed toric degree . We set
[TABLE]
Our result describes the possible limits of such sets in the Hausdorff sense. For precise definitions, we refer to section 5.
Theorem \thetheorem.
- (a)
Any sequence of complex rational curves of toric degree contains a subsequence such that the sets converge to a Hausdorff limit (including ). 2. (b)
In this case, the Hausdorff limit is of the form
[TABLE]
for tropical rational curves of toric degree such that is a degeneration of . 3. (c)
If , the tropical curves can be chosen from a sublocus of dimension strictly less than in the parameter spaces of all tuples of curves of degree .
Note that is the dimension of the parameter space of rational complex/tropical curves of toric degree .
The toric degree also defines a homology class in any compact toric variety . This class can be obtained as the homology class of the closure of a complex curve of toric degree in . The group also contains elements representable by curves contained in the toric boundary . The element can be represented by reducible (stable) rational curves with some components in . section 2 can be used to produce examples of tropical curves that cannot appear as tropical limits of complex curves of degree without components in .
Example \theexample.
Conisder the second Hirzebruch surface and the class , where and denote the class of the -curve and a fibre, respectively. The discriminant consists of two components: The closure of the locus of irreducible rational curves, and the locus of reducible curves . Both components have dimension . Tropical curves of degree (actually, since we restrict to , in ) also form a -dimensional family. By section 2, the ones that appear as limits of irreducible complex curves form a subfamily of dimension at most . Figure 2 shows examples of curves which appear or do not appear as such limits.
3 Spines of lines
For every , we set
[TABLE]
where denotes the standard basis of and . Complex and tropical curves of degree are called (non-degenerate) lines. For lines, we number the punctures, ends, and leaves, respectively, from [math] to .
Complex lines
By choosing a coordinate for such that , we can parametrize any complex line by a map
[TABLE]
We call calibrated if .
Tropical lines
Let us recall the basic properties of tropical lines:
- •
If is a tropical line, then is injective. Indeed, the balancing condition implies that, as we follow the path from to with unit speed, the function has constant derivative . Since any point lies on at least one such path, the injectivity follows.
- •
Throughout the following, we will identify with its image and use the notation (suppressing ).
- •
Given , let denote the oriented edge pointing from towards . Then the direction vector has only [math] and as entries. A coordinate corresponding to an entry is called a local coordinate for at . Given , the linear tropical polynomials , for any local coordinate , restrict to the same function on . The linear modification of at (of height ) is the unique line which contains the graph of . More concretely, is the union of the graph of with the ray in direction emanating from .
- •
The inverse operation to modification is called contraction. Let be the projection forgetting . Then the image of any line is a line in , called the contraction of (along ). Let be the image of the contracted leaf . Then is the linear modification of at (for a suitable height ). In particular, the contraction map is a bijection when restricted to .
- •
A tropical line is calibrated if the leaf is contained in the (usual) line (emanating from the origin). Given , note that is calibrated if and only if for any two local coordinates and at . Moreover, the modification of a calibrated line is calibrated if and only, in the notation from above, and hence .
Spines for amoebas of lines
We consider the (shifted) geometric series
[TABLE]
with initial value . Note that for all .
Theorem \thetheorem.
Let be a complex line. Then there exists a tropical line and a map such that
[TABLE]
*for all . Moreover, if is calibrated, there exists a calibrated such that the statement holds. *
Proof*.*
We prove the statement for calibrated lines by induction on . The general statement obviously follows from the calibrated case after applying translations in and .
For , we have and hence and satisfy the requirements.
For the induction step , let us start with a given calibrated complex line . We denote by the calibrated complex line obtained as the closure of the image of under the projection forgetting the last coordinate . The closure contains the point corresponding to the puncture . Since is calibrated, the coordinates on are related by for .
By the induction assumption, there exists a calibrated tropical line and a map such that for all . Here, we use and to denote the log map on and variables, respectively. We set . We define the tropical line as the modification of at corresponding to the function for a local coordinate at . By the remarks on page 3, is calibrated and does not depend on the choice of local coordinate . For now, let us fix such .
In the next step, we define the map . We distinguish two cases depending on whether is close to or not. For we set
[TABLE]
Note that by construction. It remains to prove that for all . Before continuing, let us collect two consequences of the induction assumption for reference:
[TABLE]
We proceed in several cases.
Case 1 Assume that . Since this implies
[TABLE]
by the definition of it suffices to show . To do so, we apply the case assumption again to the -th coordinates, providing
[TABLE]
Combining Equation 4 and Equation 6, we get
[TABLE]
and hence
[TABLE]
Here, the second inequality uses Equation 5 and Equation 7 and the third inequality follows from since . Finally, this implies
[TABLE]
as required.
Case 2 Let us now assume . By definition of , we need to show that . We subdivide this case further as follows (see Figure 4):
Subcase 2.1 There exists such that . Note that when following the path in from to , any coordinate increases at most as much as the local coordinates at . Thus we may assume without loss of generality that is a local coordinate at and hence . Using Equations 4 and 5, we obtain
[TABLE]
or, equivalently, . The triangle inequalities for give
[TABLE]
and hence
[TABLE]
Together with Equation 4, we get .
Subcase 2.2 There exists a local coordinate at such that . The reciprocal previous argument implies
[TABLE]
and hence , and we are done.
Subcase 2.3 We have for some and none of the previous subcases occurs. In this case, the subtree of spanned by , and (the leaf corresponding to ) contains a unique three-valent vertex . Alternatively, can be described as the point on the path from to at which the coordinate starts to decrease. In particular, . Note that , since otherwise this would imply the existence of a coordinate satisfying the conditions of the first subcase. Let be a local coordinate at . Then by construction of . Moreover, both and are local coordinates at . Since is calibrated, this implies . The estimate from the second subcase is still valid, so we can combine these equations to
[TABLE]
This finishes the third subcase and hence completes the proof.
Remark \theremark.
We made no serious attempt to reach optimality of in any sense. For example, can obviously be improved to (even with respect to the Euclidean metric). Note also that except for the trivial case the proof in fact yields the strict inequality .
section 3 clearly implies . To prove , we upgrade the statement to show surjectivity of up to small neighbourhoods around the vertices of .
Theorem \thetheorem.
The map in section 3 can be chosen such that
[TABLE]
Proof*.*
As before, we may restrict to the calibrated case. We use the same induction as in section 3. For , the is obviously surjective. For the induction step , we use the same notation as before and set and . The additional induction assumption is .
Clearly . Moreover, for any with , the “otherwise”-case in the definition of is used. By the induction assumption, we conclude .
It remains to show that a point in with last coordinate lower or equal than lies in . Here is a local coordinate for . In fact, we will prove the stronger statement that for any with , the “if”-case in the definition of takes effect. First, note that for all since is calibrated. It follows that for all . Since , we get . As in previous arguments, this implies and hence . This shows and finishes the proof.
Remark \theremark.
With little extra effort, the induction argument can be modified to construct a map with the following properties.
- (a)
The map is continuous, proper and surjective. 2. (b)
For all we have . 3. (c)
For any in the interior of an edge , the preimage is a smoothly embedded circle in and the homology class is equal to the direction vector of (for compatible orientations of and ). 4. (d)
For any vertex , the preimage is a compact surface with boundary. The boundary components are in bijection (given by homology classes) with the edges adjacent to .
Here, the value can be defined by the recursion . The induction step can then be modified as follows: Choose such that does not contain vertices of and set
[TABLE]
It remains to extend to
[TABLE]
which is a connected surface with boundary in whose boundary components are in bijection with . It is clear that a map satisfying properties (a), (c) and (d) exists. Property (b) then follows from previous arguments and
[TABLE]
Using to extend to , we obtain a function which satisfies (a) – (d).
4 Spines of rational curves
Let be a toric degree in dimension . We denote by the linear map which sends the standard basis vector to for all (this implies ). In this section, we assume that is non-degenerate, that is to say, the map is surjective.
Let denote the torus homomorphism which is the exponential of (hence also surjective). In other words, the diagram
[TABLE]
commutes.
The following lemmas state that complex and tropical rational curves of toric degree can be represented as images of lines under and , respectively.
Lemma \thelemma.
Given a complex line , the map
[TABLE]
*is a complex rational curve of toric degree . Any complex rational curve of toric degree can be represented in such a way. Two lines provide the same rational curve if and only if for some . *
Proof*.*
The uniqueness up to is obvious. Using coordinates , the map is given by
[TABLE]
This implies , as required.
Let be a complex rational curve of toric degree . Up to isomorphism, we may assume , with affine coordinate . By definition of toric degree, we have
[TABLE]
for some constant . Pick a preimage of under . Then factors through by the line
[TABLE]
Lemma \thelemma.
Given a tropical line , the map
[TABLE]
*is a tropical rational curve of toric degree . Up to isomorphism, any tropical rational curve of toric degree can be represented in such a way. Two lines provide the same rational curve if and only if for some . *
Proof*.*
Let be a tropical line. Since is linear, is clearly a tropical morphism. Moreover, the degree requirements are satisfied since maps for .
Given a tree with complete inner metric and leaves , an arbitrary base point and toric degree , the set of tropical rational curves of toric degree is in bijection to via . Indeed, since is a tree and since the direction vectors are fixed by , the balancing condition recursively prescribes all direction vectors . To fix , it hence suffices to fix the image of a single point.
Let be a tropical rational curve of toric degree with base point . Choose a point such that . Applying the previous discussion to , there exists a unique tropical line such that . Moreover, by construction we have for any edge of . Hence, , as required. The uniqueness property also follows easily from the previous discussion.
We are now ready to prove the main theorem.
Proof* (section 2).*
Given a toric degree consisting of vectors, we set , where
[TABLE]
Let be a complex rational curve of toric degree . By section 4, we may assume that is a complex line and . By section 3, there exists a tropical line and a map such that for all . By section 4, is a tropical rational curve of toric degree . The situation can be summarized in the following diagram (whose left hand side is only commutative up to ):
[TABLE]
Hence, for all ,
[TABLE]
which implies .
Set . By section 3, we have . Finally, for , there exists such that , since has vertices. Choose with . Then
[TABLE]
Hence, for we proved , which finishes the proof.
Remark \theremark.
Clearly, section 3 can be extended to the general case in the sense that for any complex rational curve of toric degree , there exists a tropical rational curve of toric degree and a map which satisfies properties (a) – (d) (after substituting and at the obvious places). Here, .
5 Tropical limits of amoebas
Given two subsets , we set the Hausdorff distance of and to
[TABLE]
Note that can be infinite in general. If we restrict to non-empty closed subsets of a compact set , then and the Hausdorff distance defines a metric. A sequence of subsets converges to the Hausdorff limit if is closed and for any compact set the sequence converges to [math]. In this case is unique, since it is unique on each compact . Note that we include the case , which is to say, for any compact , there exists such that for all .
Let be a sequence of rational complex curves as in the assumptions of section 2. By section 2, there exists a sequence of tropical rational curves of toric degree such that
[TABLE]
This implies that the sequence of Hausdorff distances converges to zero. Obviously, this is still true after restricting to compact subsets . We get the following corollary.
Corollary \thecorollary.
*The sequence converges to the Hausdorff limit if and only if converges to the Hausdorff limit . *
In other words, section 2 reduces the proof of section 2 to the study of Hausdorff limits of tropical curves.
Fix a toric degree in , an (abstract) tree with leaves labelled by and a marked vertex .
In analogy to our conventions for , the leaves are considered to be half-edges without one-valent end vertices. Let us furthermore assume that does not contain two-valent vertices except for the case . Then the space of isomorphism classes of rational tropical curves of toric degree and combinatorial type (allowing edge lengths [math] for convenience) is parametrised by
[TABLE]
Here, the factor parametrizes the position of the marked vertex , and the second factor encodes the lengths of the non-leaf edges of . Again, there is one exception, namely
[TABLE]
Lemma \thelemma.
*Let be a sequence of rational tropical curves of toric degree and combinatorial type converging in to a tropical curve . Then the sets converge to the Hausdorff limit . *
Proof*.*
This follows immediately from the fact that the positions of all vertices and edges of depend linearly (hence continuously) on the parameters in .
Consider the following construction.
- (a)
Mark some of the edges of , including all leaves, by the symbol . 2. (b)
Insert a two-valent vertex in some of the -marked edges. If so, mark both new edges by again. 3. (c)
Decompose into pieces by cutting each interior -marked edge into two halves. The ends of the pieces can by canonically labelled by toric degrees . 4. (d)
Mark a vertex for . 5. (e)
Pick a set such that there exists an assignment of non-negative non-all-zero numbers (a(e):e\text{ \infty-marked non-leaf}) such that for we have
[TABLE]
Here, denotes the oriented simple path from to .
We call such a construction (and the result ) a degeneration of . Clearly, is a degeneration of in the sense of the definition given before section 2 (set to be the contraction of along all non--edges). There is an associated linear map of parameter spaces (defined over )
[TABLE]
given by (identifying with ) and keeping the edge lengths for all edges which are still present. Clearly, the definition extends in the obvious way to the case when some are . The image is a rational subcone of (for suitable ) of dimension less than or equal to . Moreover, assuming there exist -marked non-leaves, the vector (a(e):e\text{ \infty-marked non-leaf}) gives rise to a non-trivial kernel element for , hence . We can summarize the discussion so far by concluding that in order to prove section 2, using section 5 it suffices to show the following statement.
Theorem \thetheorem.
Any sequence of tropical rational curves of toric degree contains a subsequence converging to a Hausdorff limit (including ). The limit is of the form
[TABLE]
*for a combinatorial type , a degeneration of and a tuple of tropical rational curves . *
Proof*.*
Since the number of trees with labelled leaves is finite, we can assume that has constant combinatorial type . Throughout the following, we will identify the vertices and edges of with the corresponding vertices and edges of . In particular, given an non-leaf edge or vertex of , we write and for the length and position of the corresponding edge and vertex in , respectively. We denote by the one-point compactification of . By compactness, we may assume that
- •
for any vertex , converges in ,
- •
for any non-leaf edge , converges in .
We now describe an explicit degeneration of (see Figure 5). We mark all leaves and all edges with by (step (a)). For any such edge , we insert a two-valent vertex if and only if all adjacent vertices diverge and there exists a sequence such that is bounded (step (b)). Passing to a subsequence, we may assume that converges in . For each two-valent vertex we fix such a sequence and set . Let denote the pieces after cutting all interior -edges into halves (step(c)). We mark a vertex for all (step(d)). Finally, we set (step(e)). In other words, we forget all the pieces for which .
Note that since vertices in the same piece are connected via edges with finite limit length, does not depend on the choice of marked vertices . Setting , we obtain a sequence of tuples of rational tropical curves of toric degrees contained in . By construction, the limit in exists. We denote it by . Since is closed, it also lies in .
Let us prove that is allowable. Note that the constructed degeneration is non-trivial if and only if it produces at least one interior -edge. This, in turn, holds true if and only if the sequence diverges. Then the sequence is bounded. Let denote an accumulation point. Note that for at least one -edge , and that for any edge not marked by . For any pair , we have
[TABLE]
Dividing by and taking limits, we obtain , as required.
To finish the proof, it remains to show that the sets converge in the Hausdorff sense to
[TABLE]
By section 5, we have in the Hausdorff sense. It follows that with . Let be a compact set. For any vertex which is forgotten during the degeneration construction, we have and hence for sufficiently large . Let be an edge which is forgotten during the degeneration. Then is not subdivided in step (b) and both vertices of converge to . If , this implies for large by the vertex argument. If , the same is true since by assumption that there does not exist a sequence of points on with bounded . For any other edge , at least one of the adjacent vertices (possibly after subdividing into two edges in step (b)) satisfies . Then for some and for large . It follows that for sufficiently large , and the claim follows.
Contact
- •
Grigory Mikhalkin, Section de Mathématiques, Université de Genève, Battelle Villa, 1227 Carouge, Suisse; grigory.mikhalkin AT unige.ch.
- •
Johannes Rau, Departamento de Matemáticas, Universidad de los Andes, KR 1 No 18 A-10, BL H, Bogotá, Colombia; j.rau AT uniandes.edu.co.
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