The $C^0$ estimate for the quaternionic Calabi conjecture
Marcin Sroka

TL;DR
This paper establishes a $C^0$ estimate for the quaternionic Monge-Ampère equation on compact hyperKähler with torsion manifolds, simplifying previous proofs and advancing understanding in quaternionic geometry.
Contribution
Provides a simpler proof of the $C^0$ estimate for the quaternionic Monge-Ampère equation on hyperKähler with torsion manifolds, improving mathematical techniques in the field.
Findings
Successfully proved the $C^0$ estimate
Simplified the proof process compared to previous work
Enhanced understanding of quaternionic Monge-Ampère equations
Abstract
We prove the estimate for the quaternionic Monge-Amp\`ere equation on compact hyperK\"ahler with torsion manifolds. Our goal is to provide a simpler proof than the one presented by Alesker and Shelukhin.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
The estimate for the quaternionic Calabi conjecture
Marcin Sroka
Abstract: We prove the estimate for the quaternionic Monge-Ampère equation on compact hyperKähler with torsion manifolds. Our goal is to provide a simpler proof than the one presented in [AS17].
Key words: quaternionic Monge-Ampère equation; HKT metrics; a priori estimates
1 Introduction and preliminaries
The subject of this note is the quaternionic Monge-Ampère equation on a compact hyperKähler with torsion, later abbreviated as HKT, manifold.
We start by briefly reminding what are HKT manifolds. Those belong to the realm of quaternionic geometries and emerged from mathematical physics as the internal space of certain super-symmetric sigma models. The established reference for a mathematical treatment is [GP00] which we follow below. Let us recall that a hypercomplex manifold is one, say , equipped with three complex structures , and satisfying the quaternionic relation
.
A very important note here is that for us endomorphisms act from the right on the tangent space. This convention is compatible with the one taken up by Alesker, Shelukhin and Verbitsky in their papers on the quaternionic Calabi conjecture. In that case each tangent space , for , becomes a right module, or a vector space as is accepted to say, where multiplication by , and is given by , and respectively. Now, is called hyperhermitian if is a Riemannian metric which is hermitian with respect to , and i.e.
.
A hypercomplex manifold admits the whole sphere of complex structures namely
and a hyperhermitian metric is hermitian with respect to all of them. For a given we denote the associated hermitian form by i.e. .
Definition 1**.**
A hyperhermitian manifold is called HKT if
[TABLE]
where and in the whole paper is taken with respect to .
Remark 1**.**
The form is called an HKT form associated to an HKT metric and it is of type with respect to . In [GP00] the definition of an HKT manifold is different. There it is a hyperhermitian manifold for which a linear connection preserving , , , and having a skew-symmetric torsion tensor exists. This is equivalent to the equality of the three Bismut connections for hermitian manifolds , and respectively. These conditions are equivalent to our definition as shown in Proposition 2 of [GP00]. Let us note that, as an easy calculation shows, the condition corresponds to being hyperKähler thus HKT manifolds constitute an intermediate class between hyperhermitian and hyperKähler manifolds.
The so called quaternionic Monge-Ampère equation in a compact setting was introduced by Alesker and Verbitsky in [AV10], it is strongly motivated by its complex analogue. In order to explain it properly we need to elaborate a little more on the geometry of hypercomplex manifolds. First of all, there is a quaternionic analog of the Dolbeault differential operator obtained in the following way. Given any field of endomorphisms on , acting according to our convention from the right, we define its left action on the space of complex valued, smooth differential forms by
.
The reader sees we use the same symbol, here , for the vector bundle and the space of its smooth sections. In the case of hypercomplex manifolds we thus obtain the right action of on and the left one on for any . The twisted Dolbeault differential operator was introduced in [V02] as
where is again everywhere assumed to be taken with respect to . One may check that
where is the space of differential forms of type with respect to . It was observed in [V02] that, from the formal point of view, the pair , is similar to , . This analogy can be pushed further. Since and anti-commute the action of , on the forms of a pure type with respect to , is
and consequently composed with the bar operator is an involution on if is even. In [AV06] a subboundle of fixed points for this endomorphism in was denoted by i.e. iff and such a from is called q-real. Furthermore the notion of q-positivity is introduced there as well. For us it will be essential that is a q-positive form and in general a form is q-positive if , or equivalently , for any a real vector field and a vector field. We refer to Section 2 of [AV06] for more details on positivity in order to avoid unnecessary redundancy. On a given HKT manifold of the quaternionic dimension the bundle is trivial as its trivialization is given by . Motivated by one of the equivalent formulations of the Calabi conjecture Alesker and Verbitsky posted its version for HKT manifolds, cf. [AV10].
Conjecture**.**
Given any, necessarily q-positive, section of i.e. a section of the form for some there exists an HKT metric on such that the associated HKT form is for some and it satisfies for some .
As was noted in [AV06] the form comes from an HKT metric provided it is q-positive so the above conjecture is equivalent to solvability of the equation
[TABLE]
Remark 2**.**
Originally the conjecture was posted in [AV10] assuming in addition that the canonical bundle of is trivial holomorphically. It is always trivial topologically as gives the trivialization but in general this section is not holomorphic. Later, in [AS13, AS17], it was stated in the form as above.
Remark 3**.**
The question arises, like in the case of the complex Monge-Ampère equation on hermitian manifolds, why to look for a metric whose associated HKT form is a perturbation of the original one. This does not follow from a simple requirement of belonging to the de Rham class since in general the lemma is not true on a given HKT manifold. It is true though for example for hyperKähler or, more generally, manifolds, cf. [GLV17]. Being a perturbation of becomes necessary if one agrees to look for solutions belonging to the class of in a Bott-Chern type cohomology group
[TABLE]
discussed in [GLV17].
Remark 4**.**
Provided the canonical bundle is trivial holomorphically the necessary condition for solvability of (1) is
[TABLE]
where gives the holomorphic trivialization. This can be seen from Stokes’ theorem. When the canonical bundle is non-trivial any holomorphic section, assuming it is not a zero section, gives rise to the condition as above. We do not know whether there are examples of HKT manifolds for which the space of holomorphic sections is at least two dimensional, certainly there are examples with no sections at all like quaternionic Hopf manifolds. It is not clear for us whether the conditions we obtain in that case are, in general, different or not. This observation was drawn to our attention by S. Dinew.
Let us now give an overview of the advances towards proving the conjecture. The strategy is, of course, to use the continuity method for which a priori estimates are crucial. It is possible to obtain the estimate in the case when the canonical bundle is trivial by repeating the Moser iteration method used by Yau in [Y78], this was done by Alesker and Verbitsky in [AV10]. In [AS13] this bound was shown to hold when the hypercomplex structure is locally flat by using the method of Błocki from [B05]. We owe a word of explanation for non experts what a locally flat structure means. By definition a complex structure is an integrable structure i.e. any complex manifold locally looks like . This is not the case for hypercomplex structures which are known to be just 0-integrable structures and, in general, are not integrable in a strong sense i.e. locally , and are not pull backs of the standard hypercomplex structure induced by , and in . When the last condition is true the hypercomplex structure is said to be locally flat and such structures were studied originally in [S75]. Under an even stronger assumption that the HKT manifold is a flat hyperKähler one the conjecture was proven by Alesker in [A13]. The assumption that the hyperKähler metric is flat, in the sense that the full Riemann curvature tensor vanishes, implies in particular that the hypercomplex structure is flat. Actually the manifold is then a finite cover of a torus by Bieberbach’s theorem on compact, flat Riemannian manifolds. One of the main difficulties in repeating Błocki’s argument in the general case is non-integrability of a hypercomplex structure. This prevents the problem from being automatically transferred to the domain in . That issue was addressed by Alesker and Shelukhin in [AS17]. They provided the proof of the estimate for the general case, i.e. without any additional assumption on an HKT structure, following the scheme of [B05]. It turned out though that the proof of one technical fact needed for the reasoning, Theorem 3.2.2 in [AS17], is surprisingly complicated and occupies a central part of that paper. We intend to give another, in our opinion simpler, proof of the estimate for the equation (1) i.e. of the theorem below.
Theorem A**.**
Let be a compact HKT manifold and . There exists a constant , depending only on the HKT structure, and (in particular only on and this depends only on ), such that for any smooth solution of the quaternionic Monge-Ampère equation
[TABLE]
the bound holds.
The proof we present is strongly motivated by the reasoning performed in [TW10b] which is a refined version of the one described in [TW10a]. This in turn is based on an inequality obtained originally by Cherrier in [Ch87]. The method emerged in the course of proving the estimate for the complex Monge-Ampère equation on a compact hermitian, implicitly non-kähler, manifold. The general strategy we take is as follows. Firstly we prove the so called Cherrier type inequality, Lemma 1, for the assumed solution of (A). Then using the Moser iteration method we obtain a special bound on , Lemma 5, but still not being the desired estimate since the right hand side depends on . From purely measure theoretic reasons this shows that the values of are separated from by a positive constant, independent of as it turns out, on a set of a positive, independent of , measure, see Lemma 6. From this one can see the uniform bound follows easily provided we have at least an a priori estimate for which we refer to [AS13] where it was proven via the bounded Green function argument. The bound from [AS13] is also needed in [AS17], cf. Step 1 of the proof of Theorem 1.1.13, so there is no sweeping the issue under the carpet here.
Acknowledgments: I would like to thank my supervisor Sławomir Kołodziej for a constant help, reading the manuscript and the time he has spared for me. I have to mention numerous discussions with Sławomir Dinew on complex and quaternionic Monge-Ampère equations for which I am very grateful. I thank the referee for pointing out that the dependence of in Theorem A can be relaxed from the to an norm of the RHS. This research was partially supported by the National Science Center of Poland grant number 2017/27/B/ST1/01145.
2 The estimate for the equation (A)
In this note we apply the convention that unless explicitly stated any constant, not written of what it is dependent, is independent of . When we want to express on what the constant is dependent we put those quantities in brackets for example . The same letter may denote different constants from line to line just to avoid unnecessary indexing. All the norms are taken w.r.t the volume element .
In Subsection 2.1 we prove the Cherrier type inequality, cf. (22) in [Ch87] or Lemma 2.1 in [TW10b], which is a cornerstone of the reasoning. The proof of Theorem A is finished in Subsection 2.2.
2.1 A Cherrier type inequality for the quaternionic Monge-Ampère equation
Lemma 1**.**
There exist positive constants , both depending on the HKT geometry of the manifold, and such that for any solution of (A), being Hölder’s conjugate of and any
.
Proof of Lemma 1.
Let . Using the Stokes theorem we obtain that for any and fixed
[TABLE]
where is Hölder’s conjugate of , and for some form . First inequality above is the Hölder inequality and in the integration by parts we used .
Our goal is to estimate the second factor on the right hand side of (2.1) which we reduce to finding a uniform pointwise bound on
.
This follows from the analogue of the inequality from [TW10b] as in the lemma below.
Lemma 2**.**
There exists a positive constant depending on such that
[TABLE]
for any and .
Proof of Lemma 2.
Let us note that, like in the complex case, one is able to simultaneously diagonalize, in a certain sense, both and . Precisely we claim that for each there exists a basis of , decomposition with respect to , of the form such that
for .
This follows from Lemma 3 below by taking and .
Lemma 3**.**
Let be a strictly positive form, i.e. for any non zero vector , and a q-real form on . For each there exists a basis , , …,, of such that
[TABLE]
Proof of Lemma 3.
We proceed for a fixed .
Take an orthonormal basis for i.e. the basis such that (3) is satisfied for and in addition for . With its aid one is able to check that the endomorphism
defined by the relation
is actually well defined since . We prove by induction that for any there exist linearly independent vectors and complex numbers such that (3) is satisfied and for any .
For take any eigenvector for , it is linearly independent of and (3) is trivially satisfied.
Assume that the claim holds for a fixed and take a set of vectors like in the statement for . Let us note that for any , using only the q-reality of , and the definition of , we obtain
thus proving that
for any .
Since , by the above, for . Consequently
and for .
We introduce the following subspaces of
,
,
.
Note that because and . Let us also observe that
[TABLE]
since for , by definition, is such that and . Take to be any eigenvector for . Since and is q-real also . Finally due to the inclusion the linearly independent vectors satisfy (3) and thus all the required properties of the claim for . ∎
Remark 5**.**
A similar statement, Proposition 3.2, is contained in [V10] and justified by saying that it follows from ”a standard argument which gives simultaneous digitalization of two pseudo-Hermitian forms”. We do not understand why this diagonalization is possible without assuming at least one of or being positive because in general two pseudo-Hermitian forms are diagonalizable simultaneously if at least one of them is positive.
After normalization of ’s we may assume that
for .
Let us decompose
,
then .
Since ’s are the coefficients of in a unitary basis they are uniformly bounded by . One easily checks the equalities
,
,
.
Thus we see that it is enough to prove that there exists such that for any and
[TABLE]
We have the string of inequalities following from the bound on ’s and the AM–GM inequality
[TABLE]
so we get that taking will do. ∎
Having Lemma 2 established we are ready to deal with the term involving in the inequality (2.1).
Lemma 4**.**
There exist positive constants depending on the quantities listed in Lemma 1 such that
[TABLE]
for all , and a positive number depending on and .
Proof of Lemma 4.
We show the claim by induction for a fixed .
For the case let us note that from (2) there exists a uniform positive constant such that for any and
[TABLE]
We set , then, by above, for any and
[TABLE]
This in turn, coupled with the inequality (2.1) and Hölder’s inequality, gives
proving the claim for .
For the inductive step suppose the claim holds for some fixed . To prove (4) for we note that the LHS of (4) for is twice the LHS of (4) for . Consequently it is enough to estimate the RHS of (4) for by ones the LHS of (4) for and the terms appearing on the RHS of (4) for . Note that since we get
[TABLE]
because of the form of the RHS of (4) for we only need to estimate the second summand. Applying Stokes’ theorem and the fact that gives
[TABLE]
Below we bound both these summands. Let us set to be such that then for any and
[TABLE]
For any we set to be such that because then, again using firstly (2), for
[TABLE]
Note that for and , from (4),
By (2.1) the RHS of the above inequality equals to
Then by rewriting the second summand and applying (2.1) for the last one the above expression becomes
[TABLE]
Applying (2.1) for the last but one summand, (2.1) for the last one and Hölder’s inequality to bound by shows that this quantity is estimated by
,
for a constant depending on and . We obtain (4) for and this finishes the proof of the inductive step. ∎
The proof of the main result, the Cherrier type inequality, is now finished by taking for a given in Lemma 4, , and because then for any
[TABLE]
∎
2.2 The estimate
Lemma 5**.**
There exist positive constants and , depending on the quantities listed in Lemma 1, such that for any solution of (A)
.
Proof of Lemma 5.
From the Sobolev inequality for , the fact that is uniformly comparable with the Riemannian volume element, Lemma 1 and the Hölder inequality we obtain
for Hölder’s conjugate of , a uniform constant and any . This is equivalent to
.
The iteration of the last inequality for , , and so on gives
hence we can take since then
.
∎
Lemma 6**.**
[TW10a]** There exist positive constants , such that for any solution of (A)
.
Proof of Lemma 6.
Having Lemma 5, the proof is exactly as in [TW10a]. The normalization of the volume element they use is purely for computational convenience. ∎
Proof of Theorem A.
As it has been said in order to finish the proof one needs at least an bound on . This estimate was shown in Proposition 2.3 in [AS13]. The proof is now finished by noting that either
giving
or
.
This gives a uniform constant for which
.
∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[AS 17] S. Alesker, E. Shelukhin, A uniform estimate for general quaternionic Calabi problem (with appendix by Daniel Barlet) , Adv. Math., 316 , 1–52, 2017.
- 2[A 13] S. Alesker, Solvability of the quaternionic Monge Ampère equation on compact manifolds with a flat hyper Kähler metric , Adv. Math., 241 , 192–219, 2013.
- 3[AS 13] S. Alesker, E. Shelukhin, On a uniform estimate for the quaternionic Calabi problem , Isr. J. Math., 197 (1), 309–327, 2013.
- 4[AV 10] S. Alesker, M. Verbitsky, Quaternionic Monge–Ampère equations and Calabi problem for HKT-manifolds , Israel J. Math., 176 , 109–138, 2010.
- 5[AV 06] S. Alesker, M. Verbitsky, Plurisubharmonic functions on hypercomplex manifolds and HKT-geometry , J. Glob. Anal., 16 , 375–399, 2006.
- 6[B 05] Z. Błocki, On uniform estimate in Calabi-Yau theorem , Sci. China Ser. A, 48 suppl., 244–247, 2005.
- 7[Ch 87] P. Cherrier, Équations de Monge-Ampère sur les vari ét és Hermitiennes compactes , Bull. Sc. Math (2), 111 , 343–385, 1987.
- 8[GLV 17] G. Grantcharov, M. Lejmi, M. Verbitsky, Existence of HKT metrics on hypercomplex manifolds of real dimension 8 , Adv. Math., 320 , 1135–1157, 2017.
