Bernstein-Sato polynomials for general ideals vs. principal ideals
Mircea Mustata

TL;DR
This paper establishes a relationship between Bernstein-Sato polynomials of ideals and principal ideals, and explores implications for the Strong Monodromy Conjecture in the context of Igusa zeta functions.
Contribution
It demonstrates that the Bernstein-Sato polynomial of an ideal equals the reduced polynomial of a related function, linking invariants of ideals to those of principal functions.
Findings
Bernstein-Sato polynomial of an ideal equals that of a related principal function.
Relates invariants of arbitrary ideals to principal ideals via a constructed function.
Shows that the Strong Monodromy Conjecture for principal ideals implies it for all ideals.
Abstract
We show that given an ideal I generated by regular functions f_1,...,f_r on the smooth complex variety X, the Bernstein-Sato polynomial of I is equal to the reduced Bernstein-Sato polynomial of the function g=\sum_{i=1}^rf_iy_i on the product of X with an r-dimensional affine space. By combining this with results from [BMS], we relate invariants and properties of I to those of g. We also use the result on Bernstein-Sato polynomials to show that the Strong Monodromy Conjecture for Igusa zeta functions of principal ideals implies a similar statement for arbitrary ideals.
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Bernstein-Sato polynomials for general ideals vs. principal ideals
Mircea Mustaţă
Department of Mathematics, University of Michigan, 530 Church Street, Ann Arbor, MI 48109, USA
Abstract.
We show that given an ideal generated by regular functions on , the Bernstein-Sato polynomial of is equal to the reduced Bernstein-Sato polynomial of the function on . By combining this with results from [BMS], we relate invariants and properties of to those of . We also use the result on Bernstein-Sato polynomials to show that the Strong Monodromy Conjecture for Igusa zeta functions of principal ideals implies a similar statement for arbitrary ideals.
2010 Mathematics Subject Classification:
14F10 (primary); 14E18, 14F18 (secondary)
The author was partially supported by NSF grant DMS-1701622 and a Simons Fellowship.
1. Introduction
Given a smooth complex algebraic variety and a nonzero regular function , the Bernstein-Sato polynomial is the monic polynomial of minimal degree such that
[TABLE]
Here is the sheaf of differential operators on and we use to denote the action of differential operators. Note that can be treated as a symbol on which differential operators act in the expected way. By making , we see that if is not invertible, then is divisible by , and the quotient is the reduced Bernstein-Sato polynomial of . The existence of was proved by Bernstein for the case when in [Bernstein] and a proof in the general case (in the analytic setting) is given in [Bjork]. The Bernstein-Sato polynomial of is a subtle invariant of the singularities of the hypersurface defined by and it is connected to several other invariants of singularities (for example, by [Malgrange], its roots determine the eigenvalues of the monodromy action on the cohomology of the Milnor fiber).
The above invariant has been extended to arbitrary (nonzero) coherent ideals in in [BMS]. Working locally, we may and will assume that we have nonzero regular functions that generate the ideal . In this case, the Bernstein-Sato polynomial is the monic polynomial of minimal degree such that
[TABLE]
where the sum is over all such that . Here , where are independent variables, is a symbol on which differential operators act in the expected way, and for every positive integer , we put . The existence, independence of the choice of the generators , and some basic properties of were proved in [BMS]. The main observation of this note is the following result. Given as above, we consider the regular function on , where are the coordinates on .
Theorem 1.1**.**
If are nonzero regular functions on the smooth, complex algebraic variety , generating the coherent ideal , and if , then .
In fact, this observation can be used to give a new proof of the existence of and of its independence of the generators . We hope that it will be useful for extending properties of Bernstein-Sato polynomials from the case of principal ideals to arbitrary ones.
By combining the above description of with results in [BMS], we can relate invariants and properties of with those of the ideal . Recall that by a result of Kashiwara [Kashiwara], for every nonzero , all roots of the Bernstein-Sato polynomial are negative rational numbers. If is not invertible, then the negative of the largest root of is the minimal exponent of (with the convention that if , which is the case if and only if the hypersurface defined by is smooth). Therefore is the negative of the largest root of ; by a result of Lichtin and Kollár (see [Kollar, Theorem 10.6]), this is equal to the log canonical threshold of .
Corollary 1.2**.**
With the notation in the theorem, we have .
Corollary 1.3**.**
With the notation in the theorem, if defines a reduced, complete intersection subscheme , of pure codimension , then has rational singularities if and only if and is a root of multiplicity of .
Finally, we apply the description of in the theorem to show that the Strong Monodromy Conjecture for Igusa zeta functions associated to hypersurfaces implies the similar statement for arbitrary ideals. For the sake of simplicity, we work in the -adic setting, though a similar result holds for the motivic zeta function (see Remark 3.1 below).
Recall that if is a nonzero polynomial over the ring of -adic integers, the Igusa zeta function associated to is the formal power series in given by
[TABLE]
where is the -adic absolute value on and is the Haar measure on . This power series encodes the numbers of roots of in for . It was shown by Igusa [Igusa1], [Igusa2] that is a rational function of , with the candidate poles determined in terms of a log resolution of the pair . The following is the outstanding open problem in this area:
Conjecture** (Strong Monodromy Conjecture, Igusa).**
Given , for every prime large enough, if is a pole of , then is a root of . Moreover, if the order of as a pole is , then is a root of of multiplicity .
One can study an analogue of Igusa’s zeta function for arbitrary ideals (see [Veys]). More precisely, if generate , then we have a function given by and the corresponding Igusa zeta function
[TABLE]
Again, this is a rational function of and candidate poles can be given in terms of a log resolution of .
Theorem 1.4**.**
If is the ideal of generated by the nonzero polynomials and if , then
[TABLE]
In particular, if and satisfies the Strong Monodromy Conjecture, then for every prime large enough, if is a pole of of order , then is a root of of multiplicity .
In the next section we give the proof of Theorem 1.1 and of its corollaries. The last section contains the proof of Theorem 1.4.
Acknowledgement
I am indebted to Nero Budur for bringing to my attention the reference [Javier] and to Wim Veys for pointing out an inaccuracy in a previous version of this note.
2. The description of the Bernstein-Sato polynomial of an ideal
We begin with the formula relating the Bernstein-Sato polynomials of and .
Proof of Theorem 1.1.
By taking an affine open cover of , we see that we may assume that is affine. By definition, the Bernstein-Sato polynomial is the monic polynomial of minimal degree such that there is such that
[TABLE]
Such can be uniquely written as , with , only finitely many being nonzero. Here we use the multi-index notation and and for and in . Furthermore, the equality in (1) is equivalent to
[TABLE]
Since , we have
[TABLE]
where the sum is over all with . On the other hand, the right-hand side of (2) is equal to
[TABLE]
where the second sum is over all , with . This is further equal to
[TABLE]
where we make the convention that if . Via the formulas in (3) and (4), the equality in (2) is equivalent to the fact that for every , we have
[TABLE]
[TABLE]
An easy computation shows that this is further equivalent to
[TABLE]
[TABLE]
where the sum is over all with and such that for all . Since it is clear that is not invertible, we know that divides , with . It follows that is the monic polynomial of smallest degree such that we have as above such that for all , we have
[TABLE]
Equivalently, there are , for satisfying , with only finitely many nonzero, such that we have the equality
[TABLE]
Equivalently, is the monic polynomial of minimal degree such that lies in
[TABLE]
This sum can be rewritten as
[TABLE]
where the first summation index runs over those such that and the second summation index runs over those such that for all . The polynomials such that give a basis of if and give a basis of if . We thus conclude that is the monic polynomial of smallest degree such that
[TABLE]
hence it is equal to the Bernstein-Sato polynomial111This is not the definition of the Bernstein-Sato polynomial in [BMS], but the definition is equivalent to this one, as explained in [BMS, Section 2.10]. . This completes the proof of the theorem. ∎
Remark 2.1*.*
Note that in the proof of Theorem 1.1 we did not assume the existence of , hence by the theorem, we can deduce the existence of the Bernstein-Sato polynomial associated to from the existence of . Furthermore, we see that only depends on the ideal generated by and not on these generators. Indeed, it is enough to show that if we consider for some and , then . Note that . We have an automorphism of over which maps to and to for . Since this maps to , it follows that .
Remark 2.2*.*
The hypersurface also appeared in [Javier], where it was shown that its Milnor fibration (at the origin) has trivial geometric monodromy and fiber homotopic to the complement of the germ defined by the ideal .
We can now deduce the first consequences of the theorem.
Proof of Corollary 1.2.
It is shown in [BMS, Theorem 2] that the negative of the largest root of is the log canonical threshold of . Since is, by definition, the negative of the largest root of , the assertion follows from Theorem 1.1. ∎
Proof of Corollary 1.3.
Since is reduced and a complete intersection of pure codimension , it follows from [BMS, Theorem 4] that has rational singularities if and only if and is a root of multiplicity 1 of . The assertion in the corollary thus follows from Theorem 1.1. ∎
3. An application to the Strong Monodromy conjecture
For a nice introduction to Igusa’s zeta function we refer to [Nicaise]. We only recall here the definition of the -adic absolute value and of the Haar measure on . Let us denote by the -adic valuation on (so that any element can be written as , with invertible in ). With this notation, if , then the -adic absolute value of is given by .
The Haar measure on is the unique translation-invariant measure such that . In particular, for every and every positive integer , we have
[TABLE]
Note also that the Haar measure is multiplicative with respect to the Cartesian product of cylinders in (recall that a cylinder in is the inverse image of some set via a projection map ).
Given a nonzero , we denote by the function . It then follows by definition that
[TABLE]
Similarly, if is an ideal in and if we put , then
[TABLE]
We can now prove the main result of this section.
Proof of Theorem 1.4.
The key point is the computation of the -adic measure of for each . Since , it follows that if lies in , then
[TABLE]
Suppose now that is such that . We want to describe the set consisting of those such that . Suppose that is such that . By assumption, we can write for and , with invertible. In this case, we have if and only if . Since is invertible, this means that can be chosen arbitrarily and then the class of in can take precisely values (and then every lift of this class satisfies the desired condition). We thus conclude that is a cylinder whose -adic measure is .
The projection onto the first component induces a map
[TABLE]
If we decompose each as a disjoint union of cylinders such that on each of these cyclinders is achieved by some fixed , then for every such cylinder , the subset is a cylinder with
[TABLE]
Therefore we have
[TABLE]
Using the formulas (6) and (7), we obtain
[TABLE]
[TABLE]
This gives the first assertion in the theorem.
The formula relating and shows that if we denote by and the order of as a pole of and , respectively, then for ; moreover, if , then . The second assertion in the theorem follows from this and Theorem 1.1. ∎
Remark 3.1*.*
For the sake of simplicity, we assumed in Theorem 1.4 that is an ideal in . A similar formula holds, with the same proof, if we assume that , where is the ring of integers of a -adic field . Moreover, the proof generalizes immediately to the case of the motivic zeta functions of Denef and Loeser [DL]. In this case, we see that if is a smooth complex algebraic variety, is the coherent ideal generated by , and , then the motivic zeta functions and of and , respectively, are related by the following formula
[TABLE]
References
