Alfven-like waves along normal-superconductor phase boundaries
J. E. Hirsch

TL;DR
This paper proposes the existence of Alfven-like waves along normal-superconductor phase boundaries, driven by charge flow and magnetic fields, suggesting a new phenomenon in superconductivity that can be experimentally tested.
Contribution
It introduces the concept of Alfven-like waves propagating along phase boundaries in superconductors, based on the theory of hole superconductivity, which differs from conventional theories.
Findings
Theoretical prediction of Alfven-like waves along phase boundaries.
Dependence on hole charge carriers for wave propagation.
Suggestion for experimental detection of these waves.
Abstract
Alfven waves are transverse magneto-hydrodynamic waves resulting from motion of a conducting fluid in direction perpendicular to an applied magnetic field, that propagate along the magnetic field direction. I propose that Alfven-like waves can propagate along normal-superconductor phase boundaries in the presence of a magnetic field. This requires charge flow and backflow across the normal-superconductor phase boundary when the boundary moves, which is predicted by the theory of hole superconductivity but not by the conventional theory of superconductivity. The magnetic field and the domain wall energy provide elasticity, and the normal charge carriers' effective mass provides inertia. It is essential that the normal state charge carriers are holes. I propose an experimental search for Alfven-like waves in superconductors.
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Alfven-like waves along normal-superconductor phase boundaries
J. E. Hirsch
Department of Physics, University of California, San Diego, La Jolla, CA 92093-0319
Abstract
Alfven waves are transverse magneto-hydrodynamic waves resulting from motion of a conducting fluid in direction perpendicular to an applied magnetic field, that propagate along the magnetic field direction. I propose that Alfven-like waves can propagate along normal-superconductor phase boundaries in the presence of a magnetic field. This requires charge flow and backflow across the normal-superconductor phase boundary when the boundary moves, which is predicted by the theory of hole superconductivity but not by the conventional theory of superconductivity. The magnetic field and the domain wall energy provide elasticity, and the normal charge carriers’ effective mass provides inertia. It is essential that the normal state charge carriers are holes. I propose an experimental search for Alfven-like waves in superconductors.
pacs:
I introduction
In a perfectly conducting fluid, magnetic field lines are frozen into the fluid and move together with the fluid (Alfven’s theorem) davidson . If the fluid is initially at rest in a uniform magnetic field and a small velocity transverse to the magnetic field is induced, it acts as a source for propagation of a transverse magneto-hydrodynamic wave in the direction of the magnetic field, called an Alfven wave alfven . One may think of the magnetic field lines as strings in tension, the transverse fluid motion drags the magnetic field lines and creates curvature in them, and they will snap back as if they were elastic strings, dragging the fluid along. The backward motion overshoots due to the fluid’s inertia and oscillatory motion results, just like with a massive elastic string. Figure 1 shows qualitatively the physics that is involved.
Consider a type I superconductor in the presence of a magnetic field. One can have phase equilibrium between normal and superconducting phases londonh , where magnetic field lines and supercurrents flow parallel to the phase boundary and perpendicular to each other, penetrating a London penetration depth into the superconducting region. Whenever possible the field lines and the phase boundary will be straight, to minimize domain wall energy and magnetic energy. We may ask: if a perturbation is set up that gives curvature to the domain wall and the magnetic field lines, will this be a source of Alfven-like waves propagating parallel to the phase boundary?
Within the conventional theory of superconductivity there is no dynamical description of how the phase boundary between normal and superconducting phases moves in the transition between normal and superconducting states in a magnetic field (Meissner effect) or its reverse, the superconductor-normal transition. In particular, there is no dynamical explanation for how the supercurrent starts and stops and how momentum is conserved ondyn . We have recently proposed a description of these processes disapp ; revers ; momentum ; entropy ; whyholes using physical elements derived from the theory of hole superconductivity holesc that are not part of the conventional theory. Here we argue that this physics allows for propagation of Alfven-like waves along normal-superconductor phase boundaries, that should be experimentally detectable. We also argue that no such wave propagation should occur within the conventional theory of superconductivity.
II alfven waves
We start by reviewing the derivation of Alfven waves in a simple geometry alfven2 . Consider a perfectly conducting incompressible charge-neutral fluid with a uniform magnetic field pointing in the z direction, as shown in Fig. 2. Assume a slab of fluid (solid prism) moves in the negative direction with speed . In the frame of the moving fluid an electric field in the direction arises, of magnitude , that generates a current in the direction. The Lorentz force acting on this current points in the positive direction, thus opposing the motion of the fluid. The current in this slab returns flowing in the opposite direction above and below the slab (dotted slabs), and on these currents the force points in the negative direction as shown in the figure. These current flows modify the initial magnetic field by adding small magnetic field components in the direction as shown to the left of the axis in the figure. Thus, the fluid and the magnetic field lines undergo oscillatory motion in the x-direction and an oscillatory electric current flows in the direction.
For simplicity we assume translational invariance in the and directions, hence we have , , , . is the electric field in the lab frame that appears due to Faraday’s law. From Ampere’s law,
[TABLE]
The current is given by
[TABLE]
with the electric field, so for infinite conductivity
[TABLE]
Faraday’s law yields
[TABLE]
and the equation of motion for the fluid, assuming zero viscosity, is
[TABLE]
to linear order, where is the pressure and the mass density. From Eqs. (1) and (5)
[TABLE]
On the other hand from Eqs. (3) and (4)
[TABLE]
and combining Eqs. (6) and (7) we obtain
[TABLE]
and a similar equation for , describing dispersionless waves that propagate in the direction with speed
[TABLE]
the Alfven speed. The magnetic energy density gives the elasticity, and the fluid mass density provides the inertia, both required for wave propagation with speed as in a stretched string or a compressible medium.
For a simple plane wave solution we assume
[TABLE]
which satisfies Eq. (8) with . For the velocity field Eq. (6) then yields
[TABLE]
and from Eq. (5) the electric current is
[TABLE]
and the electric field is
[TABLE]
The displacement of the fluid from an initial position is obtained from time integration of Eq. (11) and yields
[TABLE]
where we have used that . On the other hand a magnetic field line at given time , , satisfies
[TABLE]
from which we obtain
[TABLE]
Eqs. (14) and (16) show explicitly that magnetic field lines move together with the fluid, as of course they have to due to Alfven’s theorem. Figure 3 shows the magnetic field lines, fluid displacement, fluid velocity and electric current in such a wave.
III Type I superconductor in a magnetic field
Type I superconductors in a magnetic field undergo a first order reversible phase transition for a critical magnetic field at temperature , where is the critical temperature in the absence of magnetic field. H. London was the first to discuss the phase equilibrium between normal and superconducting phases in a seminal paper londonh . We consider a planar phase boundary for simplicity.
Figure 4 shows coexistence of a superconducting (S) region for and a normal (N) region for . The plane defined by is the phase boundary. In the normal region, the magnetic field is
[TABLE]
and no current flows. In the superconducting region the magnetic field is
[TABLE]
and a supercurrent
[TABLE]
flows parallel to the phase boundary. Eqs. (18) and (19) follow from Ampere’s law
[TABLE]
and the London equation
[TABLE]
The London penetration depth is given by tinkham
[TABLE]
where is the superfluid density and the effective mass of the charge carriers mstar . The fact that normal and superconducting phases are in equilibrium at the phase boundary is determined by the fact that the free energy density difference between normal and superconducting phases, , is given by the kinetic energy density of the supercurrent londonh :
[TABLE]
which follows from the fact that the superfluid velocity is given by
[TABLE]
as determined by the London equation (21) with the supercurrent .
Consider now a situation where we perturb the system so that the phase boundary is no longer perfectly planar. Rather than at a constant , assume it is given by the surface . This is shown in Figure 5. For example, that could be achieved by locally heating slightly so that the phase boundary deforms in the way shown in Fig. 5.
In the superconducting region, the magnetic field and supercurrent are determined by Ampere’s law and London’s equation. Let us assume that the supercurrent is given by the same form Eq. (19)
[TABLE]
The London equation now implies
[TABLE]
from which we deduce
[TABLE]
Now Ampere’s law in this situation gives
[TABLE]
while Eq. (27a) gives
[TABLE]
so the proposed solution is not valid unless we can neglect the second term in Eq. (28), which is
[TABLE]
Therefore, our approximate solution requires that
[TABLE]
In addition, the magnitude of the magnetic field at the phase boundary within this approximation is
[TABLE]
rather than , so we also require that
[TABLE]
or in other words, both terms in Eq. (31) have to be separately small. This is not difficult to achieve, it will be the case if the wavelength associated with the perturbation of the phase boundary is much larger than the amplitude of the phase boundary motion and than the London penetration depth.
Figures 6 and 7 show the magnetic fields and currents for the cases of figs. 4 and 5, rotated by around the axis in counterclockwise direction. The dashed line gives the phase boundary. Note that Eq. (27b) implies that the magnetic field lines in the superconducting region run parallel to the phase boundary.
IV interpretation of the results
Comparison of fig. 7 with the Alfven wave depicted in fig. 3 strongly suggests that the magnetic field configuration of Fig. 7 evolves from the magnetic field configuration of fig. 6 by flow of a perfectly conducting fluid in the x direction that carries the magnetic field lines of fig. 6 with it, just as occurs in fig. 3. Note that the magnetic field gets modified up to a distance of order from the phase boundary, which implies that the flow has to reach a distance within the superconductor. Note also that the fluid considered in Sect. II was charge-neutral: Alfven waves don’t propagate in non-neutral plasmas nonneutral .
Within conventional BCS theory, no charge flow in direction perpendicular to the phase boundary is expected to occur when the phase boundary moves. We conclude that BCS theory cannot explain the dynamics of how the currents and fields change from fig. 6 to fig. 7.
More generally, the reader may argue that it is impossible to explain these results through flow of a charge-neutral fluid because there are no charge neutral fluids in solids, except in the very special case of compensated metals.
Remarkably, the theory of hole superconductivity predicts precisely what is needed: that when the phase boundary moves, positive and negative charges move together with the phase boundary. This is shown schematically in fig. 8 for the case where the phase boundary moves into the normal region (Meissner effect). The same motion in opposite direction occurs in the reverse process when the phase boundary moves into the superconducting region.
As discussed in the references and shown in fig. 8, within this theory electronic orbits expand from a microscopic radius to radius when they become superconducting, and the Lorentz force imparts on them the Meissner speed in counterclockwise direction. This is equivalent to electrons moving outward a distance . To compensate for this outward negative charge flow, there is a backflow of normal negative charge in the form of forward motion of positive charge, i.e. holes. As shown in the references, only if the normal electrons have hole-like character, i.e. have negative effective band mass, it is possible to satisfy momentum conservation momentum . It requires momentum transfer from the electrons to the body as a whole, which only carriers with hole-like character can do in a reversible way revers , as required by thermodynamics entropy .
In a charge-neutral plasma or a liquid metal, the positive charges are ions and the negative charges are electrons. Here, the positive charges are not “real” positive charges, they are a theoretical construct: . But for the purposes of this paper we can forget that: as we learn in solid state physics textbooks am , holes will behave just as real positive particles with positive mass under external fields, hence here they will behave like the positive ions in a charge-neutral plasma. We don’t need to consider here the issue of momentum transfer between electrons and the body that is important to understand the Meissner effect momentum .
For the purposes of this paper, what is important is that if our interpretation is correct, motion of the phase boundary is associated with transport of mass, hence there is inertia associated with motion of magnetic field lines, just like in a plasma. There is also elasticity associated both with the energy of the magnetic field and the surface energy of the normal-superconductor boundary. This should allow for phase boundary wave propagation, as we discuss in the next section.
V phase boundary waves
As discussed in the previous sections, we expect that the dynamics of phase boundary motion in superconductors will resemble the behavior of Alfven waves.
The speed of the Alfven wave Eq. (9) results from ‘elasticity’ of the magnetic field lines. It can be understood from the fact that when the field line is not straight there is extra magnetic field energy density. In addition we need to consider the energy per unit area (surface tension) of the interface which is given by tinkham
[TABLE]
where
[TABLE]
with the coherence length. When the phase boundary is not straight the area of the interface increases and this gives rise to extra interface energy. The same happens for example at the interface between a liquid and a vapor phase, where the surface tension gives rise to capillary waves capillary . As in that case, it will change the speed of propagation of the wave to
[TABLE]
where is the wavenumber. So it will be a small effect except for waves of wavelengths comparable to the coherence length or the London penetration depth.
Using and Eq. (22) for the superfluid density, Eq. (36) yields
[TABLE]
or
[TABLE]
with the bare electron mass.
For example, assuming and : for Pb, , , , ; for Sn, , , , ; for Al, , , , . These speeds are of the same order of magnitude as the speed of sound in air.
As we showed in ref. revers , change in the magnetic field in the neighborhood of the phase boundary does not generate eddy currents and associated dissipation the normal charge carriers are holes. For this reason, for small amplitude waves, meaning amplitude much smaller than , we expect that these waves should propagate with essentially no damping, assuming the mean free path in the normal metal is of order of or larger than . Therefore, these waves should propagate over macroscopic distances.
Associated with movement of the phase boundary there should be small changes in temperature due to the latent heat of the transition: where the normal state grows the temperature will slightly drop, and vice versa. Therefore, there will be an associated temperature wave analogous to second sound in superfluid helium.
For example, in the geometry of fig. 9, with a superconducting slab of dimensions in the intermediate state, a local perturbation at the upper surface next to a phase boundary wall should propagate down the slab and be detectable at the lower surface. The perturbation could be a pulse or periodic, involving a change in the local magnetic field or the temperature that could be induced in a variety of ways with a local probe probes . With a pulse, the speed of propagation of the phase boundary wave should be measurable.
Instead, within the conventional theory of superconductivity, such waves should not propagate hence one would not detect any effect at the lower surface for superconductors governed by the conventional theory when the upper surface is perturbed.
There have been several experiments performed that detected Alfven waves in liquid metals exp1 ; exp2 ; exp3 . For solids, Alfven waves have been detected in bismuth bismuth and graphite graphite that have equal density of electron and hole carriers hence constitute neutral plasmas. The experiments are difficult because of Joule dissipation and require either large magnetic fields or large dimensions or both. For example, in ref. exp3 magnetic fields of up to were used. For our case those constraints don’t apply, detection should be feasible assuming experimental capabilities to generate and detect small amplitude perturbations.
VI alfven’s theorem in a conducting wire
Alfven’s theorem states that in a perfectly conducting fluid, magnetic field lines are frozen in the fluid. When the fluid flows, it carries the magnetic field lines with it. It is a theorem, in the sense that it can be proven mathematically given the laws of mechanics and electromagnetism davidson .
We can also state Alfven’s theorem in reverse: if it is observed that magnetic field lines in a conducting fluid move, in the absence of external sources changing the magnetic field, we can conclude that the motion of the magnetic field lines is caused by motion of the fluid. If the fluid is not perfectly conducting there will be dissipation and magnetic field lines will only partially follow the fluid motion and will recede once the generated currents decay.
When metals in a magnetic field become superconducting, magnetic field lines move. The laws of mechanics and electromagnetism imply that this motion is associated with motion of a conducting fluid. The conventional theory of superconductivity says there is no such motion. Therefore it implicitly assumes that quantum mechanics somehow cancels the effect of the laws of mechanics and electromagnetism. But it doesn’t explain how.
The fact that magnetic field lines follow the motion of conducting fluids is vividly illustrated by a current-carrying superconducting wire. Figure 10 shows streamlines of electric current for a wire that is superconducting in one portion and normal in another. There is electric charge flowing along the streamlines, with the velocity vector tangent to the streamline. The current distribution shown in Fig. 10 follows from solving London’s equation and Ampere’s law, as shown by London londonbook . The current entering the superconductor spreads within a length from the separating surfaces toward the surface and then flows along this surface within a layer again of thickness .
It can be seen from the picture, and can be shown mathematically, that the magnetic field lines in this system satisfy Alfven’s theorem, with the electric current carried by a conducting fluid. The fluid carries the magnetic field lines with it, as if they were frozen into the fluid. In other words, the magnetic flux through any surface with its boundary attached to fluid particles is preserved as the fluid moves. When the fluid enters the superconducting region it flows to the top and bottom surfaces increasing its speed to satisfy the continuity equation, and carries the magnetic field lines along.
How does the system reach the state of Fig. 10 if it is initially in the normal state carrying a current? An intermediate step is shown in Fig. 11, where the current and magnetic field lines are partially expelled. The current streamlines move gradually towards the surface, which requires outward transfer of linear mechanical momentum, and they carry the magnetic field lines with them. According to the laws of mechanics and electromagnetism, this requires the flow of a conducting fluid from the interior to the surface as shown by the vertical arrows. Since no charge accumulates on the lateral surfaces, this outflowing conducting fluid has to be charge neutral. As in Fig. 8, we propose that it is composed of negative electrons and positive holes.
Figs. 10 and 11 clearly illustrate that superconductors know about Alfven’s theorem. We propose that in any situation where a metal becomes superconducting and expels magnetic fields Alfven’s theorem holds. The expulsion of magnetic field from the interior is associated with outward fluid motion. And more generally when the superconductor-normal phase boundary is displaced in any situation, since it results in motion of magnetic field lines, fluid motion in direction perpendicular to the phase boundary has to be involved.
VII discussion
It is certainly true that physics at the microscopic level is different than at the macroscopic level. For example, Maxwell’s equations dictate that electrons moving in macroscopic orbits radiate, and electrons in atomic orbits violate that dictum, because of quantum mechanics.
However, the converse generally does not apply. Macroscopic physical systems do not violate macroscopic laws of physics. The only exception are superconductors according to the conventional theory of superconductivity: they ignore Alfven’s theorem when they expel magnetic fields. However, the conventional theory does not explain how they achieve this. Instead, according to the theory of hole superconductivity, the expulsion of magnetic fields when metals become superconducting is a manifestation of Alfven’s theorem.
Note that the electric field (Eq. 13) associated with an Alfven-like wave along the phase boundary would also exist in the normal side of the phase boundary by continuity. One may expect that it will give rise to normal current flowing along the phase boundary on the normal side that would give rise to dissipation and dampen the wave. However, we have shown in ref. revers that because the normal state charge carriers are holes the tangential force due to is exactly cancelled by the magnetic Lorentz force acting in opposite direction when the phase boundary moves, so that no tangential normal current results and no eddy currents and dissipation occur. If the amplitude of the Alfven-like wave is sufficiently large that magnetic field changes occur beyond a distance of the phase boundary in the normal region, dissipation will set in.
Experimental detection of the Alfven-like waves discussed in this paper would be experimental proof that superconductors obey Alfven’s theorem. Their existence would be evidence that there is inertia associated with motion of superconducting-normal phase boundaries. This requires flow of mass across the boundary when the phase boundary is displaced. The existence of these waves also requires that the flow of mass is not associated with a net flow of charge. In the normal state of solids, this is realized for the cases of bismuth bismuth and graphite graphite , that have a compensated fluid of electrons and holes, where Alfven waves have been detected. Here we have proposed that such waves can occur in any type I superconductor. It requires the normal state charge carriers to be holes, as predicted by the theory of hole superconductivity. For propagation over macroscopic distances the amplitude of the waves should be small compared to the London penetration depth.
The fact that a rotating superconductor generates a magnetic field in direction parallel and not antiparallel to its angular momentum rotating shows experimentally that the superfluid carriers in superconductors have negative charge. The same is shown by the gyromagnetic effect gyro and the Bernoulli potential bern . When the phase boundary moves, there is flow of both superfluid and normal fluid across the phase boundary. Thus, in order for this fluid flow to be charge neutral, since the superfluid flow is negative charge, requires that the normal carriers are holes rather than electrons. This is perhaps the most compelling evidence in favor of the premise of the theory of hole superconductivity that only hole conductors can be superconductors.
We were led to the prediction of these Alfven-like waves along normal-superconductor phase boundaries by the prediction of the theory of hole superconductivity that there is charge flow and backflow ondyn , and associated mass and momentum flow momentum , across the phase boundary when it moves. Instead, within the conventional theory of superconductivity there is no flow of charge nor of mass across the phase boundary when it moves, and the normal state charge carriers can be either electrons or holes. Nevertheless we can safely predict that when these waves are detected experimentally, many explanations will be “found” within the conventional theory, despite the fact that these waves were not predicted in the 60 years since the conventional theory was developed. Instead, we argue that the detection of Alfven-like waves along normal-superconductor phase boundaries will show that the conventional theory of superconductivity does not describe those superconductors.
In this paper we have only considered type I superconductors. The possibility of Alfven-like waves in type II superconductors remains an open problem.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1(1) P. A. Davidson, “An Introduction to Magnetohydrodynamics”, Cambridge University Press, Cambridge, 2001.
- 2(2) H. Alfven, “Existence of Electromagnetic-Hydrodynamic Waves”, Nature 150, 405 (1942) .
- 3(3) H. London, “Phase-Equilibrium of Supraconductors in a Magnetic Field”, Proc. Roy. Soc. London A 152 , 650 (1935) .
- 4(4) J. E. Hirsch, “On the dynamics of the Meissner effect”, Physica Scripta 91 , 035801 (2016) .
- 5(5) J. E. Hirsch, “The disappearing momentum of the supercurrent in the superconductor to normal phase transformation”, Europhys. Lett. 114 , 57001 (2016) .
- 6(6) J. E. Hirsch, “On the reversibitity of the Meissner effect and the angular momentum puzzle”, Annals of Physics 373 , 230 (2016) .
- 7(7) J.E. Hirsch, “Momentum of superconducting electrons and the explanation of the Meissner effect”, Phys. Rev. B 95 , 014503 (2017) .
- 8(8) J. E. Hirsch, “Why only hole conductors can be superconductors”, Proc. SPIE 10105, Oxide-based Materials and Devices VIII, 101051 V (2017) .
