DG-Enhanced Hecke and KLR Algebras
Ruslan Maksimau, Pedro Vaz

TL;DR
This paper constructs DG-enhanced versions of affine Hecke and KLR algebras, proving their isomorphisms after completion and showing their homologies are concentrated in degree zero, linking them to cyclotomic Hecke algebras.
Contribution
It introduces DG-enhanced versions of affine Hecke and KLR algebras and establishes their isomorphisms, extending prior algebraic frameworks.
Findings
DG-enhanced affine Hecke algebras are isomorphic to DG-enhanced KLR algebras after completion.
Homologies of these DG-algebras are concentrated in degree zero.
Homologies correspond to cyclotomic Hecke algebras.
Abstract
We construct DG-enhanced versions of the degenerate affine Hecke algebra and of the affine Hecke algebra. We extend Brundan-Kleshchev and Rouquier's isomorphism and prove that after completion DG-enhanced versions of affine Hecke algebras (degenerate or nondegenerate) are isomorphic to completed DG-enhanced versions of KLR algebras for suitably defined quivers. As a byproduct, we deduce that these DG-algebras have homologies concentrated in degree zero. These homologies are isomorphic respectively to the degenerate cyclotomic Hecke algebra and the cyclotomic Hecke algebra.
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\FirstPageHeading
\ShortArticleName
DG-Enhanced Hecke and KLR Algebras
\ArticleName
DG-Enhanced Hecke and KLR Algebras
\Author
Ruslan MAKSIMAU a and Pedro VAZ b
\AuthorNameForHeading
R. Maksimau and P. Vaz
\Address
a) Laboratoire Analyse Géométrie Modélisation, CY Cergy Paris Université,
a) 2 av. Adolphe Chauvin (Bat. E, 5ème étage), 95302 Cergy-Pontoise, France \EmailD[email protected], [email protected]
\Address
b) Institut de Recherche en Mathématique et Physique, Université Catholique de Louvain,
b) Chemin du Cyclotron 2, 1348 Louvain-la-Neuve, Belgium \EmailD[email protected] \URLaddressDhttps://perso.uclouvain.be/pedro.vaz
\ArticleDates
Received March 30, 2023, in final form November 15, 2023; Published online November 22, 2023
\Abstract
We construct DG-enhanced versions of the degenerate affine Hecke algebra and of the affine Hecke algebra. We extend Brundan–Kleshchev and Rouquier’s isomorphism and prove that after completion DG-enhanced versions of affine Hecke algebras (degenerate or nondegenerate) are isomorphic to completed DG-enhanced versions of KLR algebras for suitably defined quivers. As a byproduct, we deduce that these DG-algebras have homologies concentrated in degree zero. These homologies are isomorphic respectively to the degenerate cyclotomic Hecke algebra and the cyclotomic Hecke algebra.
\Keywords
Hecke algebra; KLR algebra; DG-algebra
\Classification
20C08; 16E45
1 Introduction
Hecke algebras and their affine versions are fundamental objects in mathematics and have a rich representation theory (see, for example, the review [9]). The representation theory of finite dimensional Hecke algebras also carries interesting symmetries which occur in categorification of Fock spaces and Heisenberg algebras [5, 11].
In a series of outstanding papers, Lauda [10], Khovanov–Lauda [6, 7, 8] and independently Rouquier [20], have constructed categorifications of quantum groups. They take the form of 2-categories whose Grothendieck groups are isomorphic to the idempotent version of the quantum enveloping algebra of a Kac–Moody algebra. Both constructions were later proved to be equivalent by Brundan [1]. As a main ingredient of the constructions of Khovanov–Lauda and Rouquier there is a certain family of algebras, nowadays known as KLR algebras, that are constructed using actions of symmetric groups on polynomial spaces.
It turns out that in type the KLR algebras are closely related to affine Hecke algebras. It was proved by Rouquier [20, Section 3.2] that KLR algebras of type become isomorphic to affine Hecke algebras after a suitable localization of both algebras. Independently, Brundan and Kleshchev [2] have proved a similar result for cyclotomic quotient algebras. This endows cyclotomic Hecke algebras with a presentation as graded idempotented algebras. In particular, in the case of KLR for the quiver of type , the isomorphism to the group algebra of the symmetric group in letters gives the latter a graded presentation. The grading on was already known to exist (see [19]) but transporting the grading from the KLR algebras allowed to construct it explicitly. This gave rise to a new approach to the representation theory of symmetric groups and Hecke algebras [3]. These results are valid over an arbitrary field .
The BKR (Brundan–Kleshchev–Rouquier) isomorphism was later extended to isomorphisms between families of other KLR-like algebras and Hecke-like algebras. A similar isomorphism between the Dipper–James–Mathas cyclotomic -Schur algebra and the cyclotomic quiver Schur algebra is given in [21]. The authors of [12] and [23] have constructed a higher level version of the affine Hecke algebra and have proved that after completion they are isomorphic to a completion of Webster’s tensor product algebras [22]. A weighted version of this isomorphism is also given in [23]. A similar relation between quiver Schur algebras and affine Schur algebras is given in [13]. Also in [12] the authors have constructed a higher level version of the affine Schur algebra and have proved that after completion it is isomorphic to a completion of the higher level quiver Schur algebras.
The BKR isomorphism was also generalized to other algebras. For example, in [18] it is used to show that cyclotomic Yokonuma–Hecke algebras are particular cases of cyclotomic KLR algebras for certain cyclic quivers, and in [17] the BKR isomorphism is extended to connect affine Hecke algebras of type and a generalization of KLR algebras for a Weyl group of type .
Motivated by the work of Khovanov–Lauda [6, 8], Rouquier [20], and Kang–Kashiwara [4], the second author and Naisse introduced in [16] a family of KLR-like DG-algebras. These are referred to as DG-enhanced KLR algebras” because they are obtained from free resolutions of cyclotomic KLR algebras over (non-cyclotomic) KLR algebras, where the cyclotomic condition is in some sense replaced by a differential. The algebras underlying these DG-algebras also provide categorification of universal Verma modules.
It seems natural to ask the following questions.
Questions 1.1**.**
Are there DG-enhanced versions of affine Hecke algebras that are free resolutions of cyclotomic Hecke algebras over affine Hecke algebras?
In this case, does the BKR isomorphism extend to an isomorphism between (completions of) DG-enhanced versions of KLR algebras and DG-enhanced versions of Hecke algebras?
In this article, we answer these questions affirmatively.
Remark 1.2**.**
In this paper, we work with two versions of affine Hecke algebras, usual affine Hecke algebra, which is an affinization of the Hecke algebra for the symmetric group, and its degenerate version. We slightly simplify the terminology and refer to these algebras as the -affine Hecke algebra, and the degenerate affine Hecke algebra. In fact, our “affine” always means “extended affine”.
Let us give an overview of our Hecke algebras and the main results in this article. Fix (where ) and a field that for simplicity we consider to be algebraically closed. We consider the -graded algebra generated by and in degree zero and in degree 1. The generators and satisfy the relations of the degenerate affine Hecke algebra . The generator commutes with the ’s and with and satisfies and . This implies that the subalgebra of concentrated in degree zero is isomorphic to . For , we introduce a differential by declaring that it acts as zero on while . We denote by the completion of the algebra at a sequence of ideals depending on .
In order to make the connection to DG-enhanced versions of KLR algebras we consider a quiver with a vertex set and with an edge iff . We assume that for each . We fix and we set and such that and are the multiplicities of in respectively and . We have . Let be the DG-enhanced version of the KLR algebra of type with parameters and as above and \big{(}\widehat{\mathcal{R}}(\nu),d_{\Lambda}\big{)} its completion.
The first main result in this article is a DG-enhanced version of the BKR isomorphism for the degenerate affine Hecke algebra:
Theorem 4.13.
There is an isomorphism of DG-algebras \big{(}\widehat{\mathcal{R}}(\nu),d_{\Lambda}\big{)}\simeq\big{(}\widehat{\bar{\mathcal{H}}}_{\mathbf{a}},\partial_{\mathbf{Q}}\big{)}.
There is a similar construction for the affine -Hecke algebra, which we do in Section 2.3 and Section 4.3. Fix , and denote by and by \big{(}\widehat{\mathcal{H}}_{\mathbf{a}},\partial_{\mathbf{Q}}\big{)} the DG-enhanced version of the affine -Hecke and its completion. The construction of also adds a variable in degree 1 that also satisfies and commutes with all generators but the relation being .
In a nutshell, fix . We consider a quiver with a vertex set and with an edge iff . We assume that contains and fix . We define and in the same way as above. Let be the DG-enhanced version of the KLR algebra of type with and as above and let \big{(}\widehat{\mathcal{R}}(\nu),d_{\Lambda}\big{)} be its completion. The second main result in this article is the DG-enhanced version of the BKR isomorphism for the affine -Hecke algebra:
Theorem 4.15.
There is an isomorphism of DG-algebras \big{(}\widehat{\mathcal{R}}(\nu),d_{\Lambda}\big{)}\simeq\big{(}\widehat{\mathcal{H}}_{\mathbf{a}},\partial_{\mathbf{Q}}\big{)}.
The two main results above imply that we have a family of isomorphisms between the underlying algebras parameterized by integral dominant weights.
The DG-enhanced versions of BKR isomorphisms above allow us to compute the homology of the DG-algebras and in the following way. It is already proved in [16, Proposition 4.14] that the homology of the DG-algebra is concentrated in degree [math] and is isomorphic to the cyclotomic KLR algebra. The most difficult part of this proof is to show that the homology is concentrated in degree zero. The proof of this fact is quite technical and there is no obvious way to rewrite it for Hecke algebras. So we use the following strategy: we deduce the statement for Hecke algebras from the statement for KLR algebras using the DG-enhanced version of the BKR isomorphism.
As a corollary of Theorems 4.13 and 4.15 and [16, Proposition 4.14], the DG-algebras \big{(}\widebar{\mathcal{H}}_{d},\partial_{\mathbf{Q}}\big{)} and are resolutions of the cyclotomic Hecke algebras and . These are cyclotomic quotients of the degenerate affine Hecke algebras and of the affine -Hecke algebras, respectively.
Proposition 4.17.
The homology of the DG-algebra \big{(}\widebar{\mathcal{H}}_{d},\partial_{\mathbf{Q}}\big{)} is concentrated in degree [math] and is isomorphic to .
Proposition 4.18.
The homology of the DG-algebra is concentrated in degree [math] and is isomorphic to .
To our knowledge, the DG-enhanced versions of Hecke algebras we introduce are new. We would also like to emphasize the fact that the algebras and have triangular decompositions (see Remarks 2.12 and 2.23). This looks like an analogy with the triangular decomposition in the Cherednik algebras, see also Remark 2.5.
Plan of the paper
In Section 2, we introduce DG-enhanced versions of the degenerate affine Hecke algebra and of the affine -Hecke algebra and their completions, that will be used in the BKR isomorphism. The material in this section is new.
In Section 3, we review the DG-enhanced version of the KLR algebra introduced in [16]. We give the presentation of this algebra as in [16, Corollary 3.16] which is more convenient to us, and present its completion, which is involved in the BKR isomorphism.
Section 4 contains the main results. We first generalize the BKR isomorphism to a class of algebras satisfying some properties. The most important point is that to have a generalization of the BKR isomorphism we need an isomorphism between the completed polynomial representation of the Hecke-like algebra and the completed polynomial representation of the KLR-like algebra, and this isomorphism must intertwine the action of the symmetric group. Our main results, Theorems 4.13 and 4.15, are then proved by showing that our DG-enhanced versions of Hecke algebras and on one side, and the DG-enhanced versions of KLR algebras on the other side satisfy the properties that are required for them to be isomorphic (after completion). We then use the DG-enhanced version of the BKR isomorphism and the fact that the DG-algebra is a free resolution of the cyclotomic KLR algebra to show in Corollary 4.20 that the algebras and are free resolutions of the corresponding cyclotomic Hecke algebras.
2 DG-enhanced versions of Hecke algebras
For integers and such that we write .
2.1 The polynomial rings and and the rings and
Fix an algebraically closed field , , and once and for all.
2.1.1 The polynomial rings and
Set . Let be the symmetric group on letters, which we view as a Coxeter group with generators . These correspond to the simple transpositions , and we use these two descriptions interchangeably throughout. As usual, we let act from the left on by permuting the variables: for we have , and for .
Using the -action above, one defines the Demazure operators on for all in the usual way, as
[TABLE]
We have and for all , so is in fact an operator from to the subring of invariants under the transposition . It is well known that the action of the Demazure operators on satisfy the Leibniz rule
[TABLE]
for all and for , and the relations
[TABLE]
Set \operatorname{Poll}_{d}=\Bbbk\big{[}X_{1}^{\pm 1},\ldots,X_{d}^{\pm 1}\big{]}, which is the localization of obtained by adding the inverses of . Moreover, the -action on can be obviously extended to a -action on . This means that the action of the Demazure operators on also extends to operators on that satisfy the relations in (2.2) (for and in ) and (2.3)–(2.5).
2.1.2 The rings and
Let be odd variables and form the supercommutative ring
[TABLE]
where \raisebox{0.85355pt}{\mbox{\footnotesize\textstyle{\bigwedge}}}^{\bullet}({\underline{\theta}}) is the exterior -algebra in the variables . Here is a subring concentrated in parity zero. Introduce an additional -grading on denoted and defined as and . This grading is half the grading introduced in [14, Section 3.1]. If we forget the grading, the algebra is the symmetric algebra corresponding to a superspace of dimension .
As explained in [14, Section 8.3], the action of on extends to an action on by setting
[TABLE]
This action respects the grading, as one easily checks, and allows extending the action of the Demazure operators in (2.1) to . We denote the extensions of the Demazure operators to by the same symbols. Similarly to the operators above, is an operator from to the subring of invariants under the transposition . It was proved in [15, Lemma 2.2] that the Demazure operators on satisfy the Leibniz rule (2.2) (for ), the relations (2.3)–(2.5) and the following relations:
[TABLE]
for all .
As in the case of above, we form the supercommutative ring
[TABLE]
This ring is also endowed with the grading , which is defined in the same way as in . Moreover, the -action on can be obviously extended to a -action on . This means that the action of the Demazure operators on also extends to operators on that satisfy the relations in (2.2) (for and in ) and (2.3)–(2.5).
2.2 Degenerate version
2.2.1 Degenerate affine Hecke algebra
The degenerate affine Hecke algebra is the -algebra generated by and , with relations
[TABLE]
For a reduced expression, we put . Then is independent of the choice of the reduced expression of and the set
[TABLE]
is a basis of the -vector space .
There is a faithful representation of on , where and acts as multiplication by . It is immediate that contains and as subalgebras and that for ,
[TABLE]
Let be a positive integer and be an -tuple of elements of the field .
Definition 2.1**.**
The degenerate cyclotomic Hecke algebra is the quotient
[TABLE]
2.2.2 The algebra
Definition 2.2**.**
Define the algebra as the -algebra generated by and in -degree zero, and an extra generator in -degree 1, with relations (2.7) to (2.9) and
[TABLE]
The algebra contains the degenerate affine Hecke algebra as a subalgebra concentrated in -degree zero.
Lemma 2.3**.**
The algebra acts on by
[TABLE]
for all and where and are as in (2.6) and (2.1).
Proof.
The defining relations of can be checked by a straightforward computation. ∎
Define by the rules , . The following is straightforward.
Lemma 2.4**.**
The elements satisfy for all and all ,
[TABLE]
Remark 2.5**.**
It is easy to give the relations between ’s and ’s and between ’s and ’s. However, ’s and ’s satisfy more elaborate relations, which is similar to what happens with two polynomial rings in Cherednik (double affine Hecke) algebras. For example, the following commutation relations can be checked easily:
[TABLE]
Abusing the notation, we will write for the operator on that multiplies each element of by . Set . Denote by the sequence . For each sequence , we set . For each , we set . In particular, we have . Set also .
Lemma 2.6**.**
The operators \big{\{}\theta^{\mathbf{b}}\mid\mathbf{b}\in M\big{\}} acting on are linearly independent over . More precisely, if we have with , then we have for each .
Proof.
Let be an operator that acts by zero. Assume that has a nonzero coefficient. Let be such that and such that is minimal with this property. Then for each element , we have H\big{(}\theta^{\overline{\mathbf{b}_{0}}}P\big{)}=\pm h_{\mathbf{b}_{0}}\theta^{\mathbf{1}}P. This shows that acts by zero on . But this implies because the polynomial representation of on is faithful, see [20, Section 3.1.2]. ∎
For each, we denote by the subalgebra of the algebra of operators on generated by , for and for . Denote also by the subalgebra of generated by for and for . Since acts faithfully on , we can see as a subalgebra of . We mean that for we have . The -grading on induces a grading on that we also call -grading.
Lemma 2.7**.**
The set
[TABLE]
is a basis of the -vector space .
Proof.
It is clear that the given set spans. Linear independence follows from Lemma 2.6. ∎
Similarly to the notation above, we set . For two elements , we write if there is an index such that and for . For , write for the maximal index such that .
Lemma 2.8**.**
The element acts on by an operator of the form , where , , and is not a right zero divisor in .
Proof.
We prove by induction on . The case is trivial. Now, assume that is not a right zero divisor and let us show that is not a right zero divisor. Since we have
[TABLE]
we get
[TABLE]
It is enough to check that the element is not a right zero divisor. This follows from the fact that it acts on by the operator . ∎
Lemma 2.9**.**
The element acts on by an operator of the form , where and is not a right zero divisor in and is of the form with .
Proof.
We prove the statement by induction on . The case follows immediately from the lemma above. Now, for , assume that the statement is true for , let us prove it for .
Set . Let be such that . By the induction assumption, the element acts on by an operator of the form (up to sign) (c_{p}+d_{p}\theta_{p})\big{(}c_{\mathbf{b}_{1}}+d_{\mathbf{b}_{1}}\theta^{\mathbf{b}_{1}}\big{)}. This operator can be written as for and . Now, we obviously get because it is a product of two elements of and it is not a right zero divisor as a product of two right non-zero divisors. Moreover, the element is of the form because is of the required form and because (and then it is also of the required form). ∎
It is not hard to write a basis of in terms of the ’s.
Proposition 2.10**.**
The set
[TABLE]
is a basis of the -vector space .
Proof.
We start by showing that this set spans . First, each monomial on , ’s and ’s can be rewritten as a linear combination of similar monomials with all ’s on the left. After that, we replace by and we move all ’s to the right by using Lemma 2.4. This shows that the set above spans . Linear independence follows from Lemmas 2.6 and 2.9. ∎
Corollary 2.11**.**
The representation defined in Lemma 2.3 is faithful.
Proof.
We see from the proof of the proposition above that the elements of the basis act by linearly independent operators. ∎
Remark 2.12**.**
We see from Proposition 2.10 that the algebra has a triangular decomposition (only as a vector space)
[TABLE]
2.2.3 DG-enhancement of
Let and be as in Section 2.2.1.
Definition 2.13**.**
Define an operator on by declaring that acts as zero on , while
[TABLE]
and it respects the graded Leibniz rule: for , .
Lemma 2.14**.**
The operator is a differential on .
Proof.
We prove something slightly more general. Let be a polynomial. Define by declaring that acts as zero on , while , together with the graded Leibniz rule. Then is a differential on . To prove the claim is suffices to check that .
We have and , where is the Demazure operator. This also implies . Note also that is a symmetric polynomial with respect to , so it commutes with . So, we have
[TABLE]
which proves the claim. ∎
We will prove in Proposition 4.17 that the homology of the DG-algebra \big{(}\widebar{\mathcal{H}}_{d},\partial_{\mathbf{Q}}\big{)} is concentrated in degree [math] and is isomorphic to .
2.2.4 Completions of
Consider the algebra of symmetric polynomials . We consider it as a (central) subalgebra of .
For each -tuple we have a character given by the evaluation . It is obvious from the definition that if the -tuple is a permutation of the -tuple then the characters and are the same. Denote by the kernel of .
Definition 2.15**.**
Denote by the completion of the algebra with respect to .
Since is in the kernel of , we can extend to . Set also
[TABLE]
where is just a formal idempotent projecting on the corresponding direct factor. Here is the -orbit of with respect to the obvious -action on . We can obviously extend the action of on to an action of on . Each finite dimensional -module decomposes into its generalized eigenspaces , where
[TABLE]
For each the algebra contains an idempotent that projects onto when applied to .
Proposition 2.16**.**
The -module is free with basis
[TABLE]
The representation of is faithful.
Proof.
It is clear that the elements from the statement generate the -module . To see that they form a basis, it is enough to remark that they act by linear independent (over ) operators on the representation . This proves . Then also holds because a basis acts on by linearly independent operators. ∎
The algebra has a decomposition (with a finite number of nonzero terms) such that acts on each finite dimensional -module with a generalized character .
2.3 -version
2.3.1 Affine -Hecke algebra
The affine -Hecke algebra is the -algebra generated by and , with relations
[TABLE]
Note that relation (2.11) implies that the element is invertible. For a reduced decomposition, we put . Then is independent of the choice of the reduced decomposition of and the set
[TABLE]
is a basis of the -vector space . There is a faithful representation of on , where .
Let be a positive integer. Let be an -tuple of nonzero elements of the field .
Definition 2.17**.**
The cyclotomic -Hecke algebra is the quotient
[TABLE]
2.3.2 The algebra
Definition 2.18**.**
The algebra is the -algebra generated by and in -degree zero, and an extra generator in -degree 1, with relations (2.10) to (2.12) and
[TABLE]
The algebra contains the affine -Hecke algebra as a subalgebra concentrated in -degree zero.
Lemma 2.19**.**
The algebra acts on by
[TABLE]
for all and where and are as in (2.6) and (2.1).
Proof.
The defining relations of can be checked by a straightforward computation. ∎
Define by the rules , . The following is straightforward.
Lemma 2.20**.**
The elements satisfy for all and all ,
[TABLE]
and
[TABLE]
It is not hard to write a basis of in terms of the ’s.
Proposition 2.21**.**
The set
[TABLE]
is a basis of the -vector space .
Proof.
Imitate the proof of Proposition 2.10. ∎
Corollary 2.22**.**
The representation defined in Lemma 2.19 is faithful.
Remark 2.23**.**
We see from Proposition 2.21 that the algebra has a triangular decomposition (only as a vector space)
[TABLE]
where is the (finite dimensional) Hecke algebra of the group . Explicitly, the algebra is defined by generators and the relations in (2.11).
2.3.3 DG-enhancement of
Let and be as in Section 2.3.1.
Definition 2.24**.**
Define an operator on by declaring that acts as zero on , while
[TABLE]
and for , .
Lemma 2.25**.**
The operator is a differential on .
Proof.
Similarly to the proof of Lemma 2.14, we consider a more general differential . We have to check
[TABLE]
We have and , where is the Demazure operator. Note also that is a symmetric polynomial with respect to , , so it commutes with . So, we have
[TABLE]
which proves the claim. ∎
We will prove in Proposition 4.18 that the homology of the DG-algebra is concentrated in degree [math] and is isomorphic to .
2.3.4 Completions of
Similarly to Section 2.2.4, we want to define a completion of the algebra . Consider the algebra of symmetric Laurent polynomials \operatorname{Syml}_{d}=\Bbbk\big{[}X_{1}^{\pm 1},\ldots,X_{d}^{\pm 1}\big{]}^{\mathfrak{S}_{d}}. We consider it as a (central) subalgebra of .
For each -tuple , we have a character given by the evaluation . Denote by the kernel of .
Definition 2.26**.**
Denote by the completion of the algebra at the sequence of ideals .
Since is in the kernel of , we can extend to . Set also
[TABLE]
We can obviously extend the action of on to an action of on . Similarly to , the algebra has idempotents , that are defined in the same way as in Section 2.2.4.
Similar to Proposition 2.16, we have the following.
Proposition 2.27**.**
The -module is free with basis
[TABLE]
The representation of is faithful.
The algebra has a decomposition (with a finite number of nonzero terms) such that acts on each finite dimensional -module with a generalized character .
3 DG-enhanced versions of KLR algebras
DG-enhanced versions of KLR algebras were introduced in [16] as one of the main ingredients in the categorification of Verma modules for symmetrizable quantum Kac–Moody algebras.
Let be a quiver without loops with set of vertices and set of arrows . We call elements in labels. Let also be the set of formal -linear combinations of elements of . Fix ,
[TABLE]
and set . We allow the quiver to have infinite number of vertices. In this case, only a finite number of is nonzero.
For each , we denote by the number of arrows in the quiver going from to , and define for the polynomials
[TABLE]
3.1 The algebra
We give a diagrammatic definition of the algebras from [16, Section 3]. The definition we give corresponds to the presentation in [16, Corollary 3.16].
Definition 3.1**.**
For each , we define the -algebra by the data:
- •
It is generated by the KLR generators
[TABLE]
for , where each diagram contains strands labeled , together with floating dots that are confined to a region immediately to the right of the left-most strand,
[TABLE]
Diagrams are taken modulo isotopies that do not allow triple crossings of strands, do not allow a dot going through a crossing, and do not allow two floating dots at the same level.
- •
The multiplication is given by gluing diagrams on top of each other111We follow the usual (and useful) convention that dots on the same strand are depicted as a single dot with an exponent . whenever the labels of the strands agree, and zero otherwise, subject to the local relations (3.1) to (3.7) below, for all .
The KLR relations, for all :
[TABLE]
And the additional relations, for all , :
[TABLE]
Remark 3.2**.**
A diagram with a box containing a polynomial means a polynomial in dots. The indices in the variables indicate the strands carrying the corresponding dots. For example, for with , we have
[TABLE]
We now define a -grading in . Contrary to [16], we work with a single homological degree . The homological nature of this degree is justified by the DG-structure defined in Section 3.5. We declare
[TABLE]
and
[TABLE]
where the second grading is called -grading, which we write . The defining relations of are homogeneous with respect to this bigrading.
Remark 3.3**.**
The subalgebra of in -degree zero coincides with the usual KLR algebra defined in [6] and [20]. More precisely, the algebra is defined by the first two types of generators in Definition 3.1 and relations (3.1)–(3.5).
For , define the idempotent
[TABLE]
and let be the set of all ordered sequences with each and appearing times in the sequence. For the idempotents and are orthogonal iff , we have , where denotes the identity element in , and
[TABLE]
Finally, the algebra is defined as
[TABLE]
3.2 Polynomial action of
We now describe a faithful action of on a supercommutative ring, which was defined in [16, Section 3.2] and extends the polynomial action of KLR algebras from [6, Section 2.3].
We fix with . Set PR_{d}=\Bbbk[Y_{1},\dots,Y_{d}]\otimes\raisebox{0.85355pt}{\mbox{\footnotesize\textstyle{\bigwedge}}}^{\bullet}\langle\Omega_{1},\dots,\Omega_{d}\rangle. Now consider
[TABLE]
Here we mean that the algebra is a direct sum of copies of the algebra , labelled by . We denote by the idempotent projecting to the th copy.
For each , and , we denote by the th index (counting from the left) among the indices such that . Set .
The algebra is bigraded supercommutative with gradings , and , where the variables are odd while the polynomial variables and the idempotents are even. Note that we consider a -grading that is one half the one considered in [16]. This is to agree with the analogous degrees on Hecke algebras in Section 2.1.
Now, similarly to [16, Section 3.2.1], we consider the action of on given by
[TABLE]
sends and
[TABLE]
For each , , we consider the polynomial , where denotes as above the number of arrows from to . Note that we have .
In the sequel, it is useful to have an algebraic presentation of as in [2, equations (1.7)–(1.15)]. We set
[TABLE]
We declare that acts as zero on whenever . Otherwise
[TABLE]
and
[TABLE]
The following is Proposition 3.8 and Theorem 3.15 in [16].
Proposition 3.4**.**
The rules above define a faithful action of on .
3.3 Completion of
We will consider as a subalgebra of . Let be the ideal of generated by all , .
Definition 3.5**.**
Denote by the completion of the algebra at the sequence of ideals . Let \widehat{PR}_{d}=\Bbbk[[Y_{1},\dots,Y_{d}]]\otimes\raisebox{0.85355pt}{\mbox{\footnotesize\textstyle{\bigwedge}}}^{\bullet}\langle\Omega_{1},\dots,\Omega_{d}\rangle be the similar completion of and let be the similar completion of .
We would like to construct a representation structure of in the vector space . The -action on extends obviously to an -action on . Moreover, the action of on yields an action of on .
Lemma 3.6**.**
The representation of is faithful.
Proof.
An explicit -basis of is constructed in [16, Section 3.2]. We would like to check that the same set forms a -basis of . The fact that this is a spanning set can be proved by the same argument. The linear independence follows from the fact that the elements act on by linearly independent operators. Then, this proves automatically the faithfulness of the representation. ∎
3.4 Cyclotomic KLR algebras
Let be a dominant integral weight of type (i.e., for each vertex of we fix a nonnegative integer ). Let be the 2-sided ideal of generated by with . In terms of diagrams, this is the 2-sided ideal generated by all diagrams of the form
[TABLE]
with .
Definition 3.7**.**
The cyclotomic KLR algebra is the quotient .
3.5 DG-enhancements of
We turn into a DG-algebra by introducing a differential given by
[TABLE]
together with the Leibniz rule
[TABLE]
This algebra is differential graded with respect to the homological degree given by counting the number of floating dots. Since is in the kernel of , we can extend to .
The following is [16, Proposition 4.14].
Proposition 3.8**.**
The homology of the DG-algebra is concentrated in degree [math] and is isomorphic to the cyclotomic KLR algebra .
4 The isomorphism theorems
4.1 A generalization of the Brundan–Kleshchev–Rouquier isomorphisms
Choose , and as in Section 3. Assume additionally that for , , there is at most one arrow from to .
Let be as in Section 3.3. Set . Here, similarly to (3.8), the element is the idempotent projecting to the th component of the direct sum. Let be a -algebra free over (the most interesting examples for us are and ). Set also .
Fix an action of on (by ring automorphisms) that extends the obvious -action on . We assume that such an extension exists. We make additionally the following assumption.
Assumption 4.1**.**
For each simple generator of , each such that and each , we have .
This assumption implies that the Demazure operator is well defined on . Fix a subalgebra of . Assume now that we have an algebra that has a faithful representation on . We make the following assumption.
Assumption 4.2**.**
The action of on is generated by multiplication by elements of and by the operators , given by
- •
if , then acts on by a (nonzero scalar) multiple of the Demazure operator, i.e., sends to a multiple of ,
- •
if , then sends to .
The goal for this section is to give non-trivial sufficient conditions for an algebra to be isomorphic to , generalizing the BKR isomorphism.
The table below summarizes the various rings appearing on the KLR side and on the Hecke side of the picture.
[TABLE]
We have only included the degenerate version of the Hecke algebra in the column on the right, the -version being very similar.
4.1.1 Degenerate version
Fix , as in Section 2.2.1. Now we fix some special choice of and . Let be a subset of that contains . We construct the quiver with the vertex set using the following rule: for we have an edge if and only if we have . Note that this convention for is opposite to [20]. Let be a positive integer. Fix (see Section 2.2.4). Finally, we consider such that is the multiplicity of in . In particular, we see that is the length of . Note that we have .
For each , denote by the multiplicity of in . In particular, this implies .
As above, we set . Let be a -algebra free over . The most interesting examples are and . Set
[TABLE]
Then is a -algebra.
Fix an action of on (by ring automorphisms) that extends the obvious -action on . We assume that such an extension exists. We assume additionally the following.
Assumption 4.3**.**
For each simple generator of and each , we have
[TABLE]
In particular, this assumption implies that the Demazure operator is well defined on . The action of on and can be obviously extended to an action on and . Fix a subalgebra of . We make the following assumption.
Assumption 4.4**.**
There is an algebra that has a faithful representation in that is generated by multiplication by elements of and by the operators .
By construction, we have the isomorphism
[TABLE]
Moreover, this isomorphism commutes with the action of . We assume the following.
Assumption 4.5**.**
We can extend the isomorphism in (4.1) to an -invariant isomorphism . This extension restricts to an isomorphism .
We get the following proposition (if the Assumptions 4.1–4.5 are satisfied).
Proposition 4.6**.**
There is an algebra isomorphism that intertwines the representation in .
Proof.
We only have to show that we can write the operator in terms of (and multiplication by elements of ) and vice versa.
First of all, note that the element is invertible for each nonzero and that its inverse is c^{-1}\big{(}\sum_{n\geq 0}c^{-n}(Y_{r+1}-Y_{r})\big{)}. Now, since we have
[TABLE]
under the isomorphism , we see that the element is well defined if and the element is well defined if .
First, we express in terms of . We can rewrite the operator in the following way:
[TABLE]
Fix . Assume . Then the action of the operator on is well defined. The element acts on by the same operator as .
Now, assume that we have . If additionally we have no arrow , we can write s_{r}1_{\boldsymbol{i}}=\big{(}\frac{X_{r}-X_{r+1}}{X_{r}-X_{r+1}+1}(T_{r}-1)+1\big{)}1_{\boldsymbol{i}}. We need the condition to be able to divide by here. The operator acts on in the same way as . Finally, if we have , then the operator
[TABLE]
acts on in the same way as .
Now, we express in terms of . The operator acts by \big{[}1+\frac{(X_{r}-X_{r+1}+1)}{X_{r}-X_{r+1}}(s_{r}-1)\big{]}1_{\boldsymbol{i}}. In the case , we are allowed to divide by here. If we additionally have no arrow , then the element acts in the same way as . If we have an arrow , then acts in the same way as . It remains to treat the case . In this case, the element acts in the same way as . ∎
4.1.2 -version
Fix , . Fix also , as in Section 2.3.1. Now we fix some special choice of and . Let be a subset of that contains . We construct the quiver with the vertex set using the following rule: for we have an edge if and only if we have . Note that this convention for is opposite to [12] and [20]. Fix (see Section 2.3.4). Finally, we consider such that is the multiplicity of in . In particular, we see that is the length of . Note that we have . As in the degenerate case, for each we denote by the multiplicity of in .
Set \operatorname{Poll}_{d}=\Bbbk\big{[}X^{\pm 1}_{1},\cdots,X^{\pm 1}_{d}\big{]}. Let be a -algebra, free over . The most interesting examples are and . Set and . Then is a -algebra.
Fix an action of on (by ring automorphisms) that extends the obvious -action on . We assume additionally the following.
Assumption 4.7**.**
For each simple generator of and each , we have
[TABLE]
In particular, this assumption implies that the Demazure operator is well defined on . The action of on and can be obviously extended to an action on and .
Fix a subalgebra of . We make the following assumption.
Assumption 4.8**.**
There is an algebra that has a faithful representation in that is generated by multiplication by elements of and by the operators
[TABLE]
By construction, we have the isomorphism
[TABLE]
Moreover, this isomorphism commutes with the action of . We assume the following.
Assumption 4.9**.**
We can extend the isomorphism in (4.2) to an -invariant isomorphism . This extension restricts to an isomorphism .
Then we have the following (if Assumptions 4.1, 4.2, 4.7, 4.8, 4.9 are satisfied).
Proposition 4.10**.**
There is an algebra isomorphism that intertwines the representation in .
Proof.
We only have to show that we can write the operator in terms of (and multiplication by elements of ) and vice versa. First, we express in terms of . Fix .
Assume . Then the action of the operator on is well defined. The element acts on by the same operator as .
Now, assume that we have . If moreover we have no arrow , we can write s_{r}1_{\boldsymbol{i}}=\big{(}\frac{X_{r}-X_{r+1}}{qX_{r}-X_{r+1}}(T_{r}-q)+1\big{)}1_{\boldsymbol{i}} (we need the condition to be able to divide by here). The operator acts on in the same way as . Finally, if we have , then the operator acts on in the same way as up to scalar.
Now, we express in terms of . The operator acts by \big{[}q+\frac{(qX_{r}-X_{r+1})}{X_{r}-X_{r+1}}(s_{r}-1)\big{]}1_{\boldsymbol{i}}. In the case , we are allowed to divide by here. If we additionally have no arrow , then the element acts in the same way as . If we have an arrow , then acts up to scalar in the same way as . It remains to treat the case . In this case, the element acts in the same way as . ∎
4.2 The DG-enhanced isomorphism theorem: the degenerate version
In Proposition 4.6, we proved that we have an isomorphism of algebras for some algebras and that satisfy some list of properties. Let us show that we can apply Proposition 4.10 to the special situation and . We assume that and are related as in Section 4.1.1. In this case we can take and . We consider the subalgebra of generated by and , and the subalgebra of generated by and .
To be able to apply Proposition 4.6, we only have to construct a -invariant isomorphism extending the isomorphism (4.1) such that restricts to an isomorphism . First, we consider the following homomorphism .
[TABLE]
This homomorphism is obviously -invariant.
Remark 4.11**.**
For each , the Demazure operator is well defined on . Now, using the isomorphism , we can consider it as an operator on . The action of on can be given explicitly by
[TABLE]
Attention, the operator on should not be confused with , which is not well defined. The Demazure operators on satisfy relations (2.3), (2.4), (2.5).
Now, we want to extend to a homomorphism . To do this, we have to choose the images of in such that these images anticommute with each other and commute with the image of (i.e., with ). Moreover, we want to make this choice in such a way that is bijective and -invariant.
First, we set
[TABLE]
This choice is motivated by the fact that we will want to be compatible with the DG-structure. For , we construct the images of other in the following way
[TABLE]
This choice is motivated by the fact that we want to be -invariant and we have that . Since we have , equation (4.4) implies immediately
[TABLE]
Lemma 4.12**.**
The homomorphism given by (4.3) and (4.4) is an isomorphism and it is -invariant.
Proof.
Since the homomorphism is obviously -invariant, to show the -invariance of , we have to show
[TABLE]
for each , each and each . We give a proof by induction on . First, we prove (4.6) for . If and , then (4.6) is obvious because and are -invariant. The case follows from (4.5).
Now, assume that and that (4.6) is already proved for smaller values of . The case follows from (4.5).
For , the element is -invariant. So (4.6) is equivalent to the -invariance of .
Assume that or . This assumption implies that commutes with . Moreover, we already know by induction hypothesis that is -invariant. So, the -invariance of together with (4.4) implies the -invariance of .
Now, assume . In this case the -invariance of is obvious from (4.4).
Finally, assume . To prove the -invariance of , we have to show that . We have
[TABLE]
This is equal to zero because by the -invariance of .
This completes the proof of the -invariance of .
Now, let us prove that is an isomorphism. It is easy to see from (4.3) and (4.4) that is of the form
[TABLE]
where for and is invertible in . Then the bijectivity is clear from (4.7) and from the fact that restricts to a bijection . ∎
We get the following theorem.
Theorem 4.13**.**
There is an isomorphism of DG-algebras .
Proof.
Note that (4.3) implies that the isomorphism (see Lemma 4.12) identifies the subalgebra of with the subalgebra of . Then the isomorphism of algebras follows immediately from Proposition 4.6. We only have to check the DG-invariance.
Denote by the isomorphism of algebras . It is obvious that preserves the -grading. We claim that for each , we have
[TABLE]
Indeed, it is enough to check (4.8) for . This follows directly from (4.3). In fact, this is exactly the reason why we define (4.3) in such a way. ∎
Remark 4.14**.**
We could also take and . Then we get (the completion version of) the usual Brundan–Kleshchev–Rouquier isomorphism.
4.3 The DG-enhanced isomorphism theorem: the -version
In Proposition 4.6, we proved that we have an isomorphism of algebras for some algebras and that satisfy some list of properties. Let us show that we can apply Proposition 4.10 to the special situation and . We assume that and are related as in Section 4.1.2. In this case, we can take and .
To be able to apply Proposition 4.10, we only have to construct a -invariant isomorphism extending the isomorphism (4.2) such that restricts to an isomorphism (we choose the subalgebras and in the same way as in Section 4.2). This can be done in the same way as in the degenerate case. However, some formulas in this case are different from the previous section because of the difference between (4.1) and (4.2). Here, we only give the modified formulas. The proofs are the same as in the previous section.
We consider the -invariant homomorphism
[TABLE]
Now, we extend to a homomorphism in the following way:
[TABLE]
As in the previous section, we can show that is a -invariant isomorphism.
We get the following theorem.
Theorem 4.15**.**
There is an isomorphism of DG-algebras \big{(}\widehat{\mathcal{R}}(\nu),d_{\Lambda}\big{)}\simeq\big{(}\widehat{\mathcal{H}}_{\mathbf{a}},\partial_{\mathbf{Q}}\big{)}.
Remark 4.16**.**
We could also take and . Then we get (the completion version of) the usual Brundan–Kleshchev–Rouquier isomorphism.
4.4 The homology of and
We now have the tools to prove the following two propositions.
Proposition 4.17**.**
The homology of the DG-algebra \big{(}\widebar{\mathcal{H}}_{d},\partial_{\mathbf{Q}}\big{)} is concentrated in degree [math] and is isomorphic to .
Proposition 4.18**.**
The homology of the DG-algebra is concentrated in degree [math] and is isomorphic to .
First, we start from a similar statement for the KLR algebra.
Proposition 4.19**.**
The homology of the DG-algebra \big{(}\widehat{\mathcal{R}}(\nu),d_{\Lambda}\big{)} is concentrated in degree [math] and is isomorphic to .
Proof.
It is proved in [16, Proposition 4.14] that the homology of the DG-algebra is concentrated in degree [math] and is isomorphic to . The same proof with minor modifications applies to our case. We just have to replace polynomials by power series. ∎
Corollary 4.20**.**
The homologies of the DG-algebras \big{(}\widehat{\bar{\mathcal{H}}}_{\mathbf{a}},\partial_{\mathbf{Q}}\big{)} and \big{(}\widehat{\mathcal{H}}_{\mathbf{a}},\partial_{\mathbf{Q}}\big{)} are concentrated in degree [math] and are isomorphic to and , respectively.
Proof.
The statement follows from Theorems 4.13 and 4.15, Proposition 4.19 and from the usual Brundan–Kleshchev–Rouquier isomorphism. ∎
Proof of Propositions 4.17 and 4.18.
It is obvious that the homology group of \big{(}\bar{\mathcal{H}}_{d},\partial_{\mathbf{Q}}\big{)} in degree zero is . We only have to check that the homology groups in other degrees are zero.
Assume, that for some , we have H^{i}\big{(}\bar{\mathcal{H}}_{d},\partial_{\mathbf{Q}}\big{)}\neq 0 and consider it as a -module. The annihilator of this -module is contained in some maximal ideal . The ideal is of the form for some .
Then the completion of H^{i}\big{(}\bar{\mathcal{H}}_{d},\partial_{\mathbf{Q}}\big{)}\neq 0 with respect to the ideal is nonzero. This leads to a contradiction because H^{i}\big{(}\widehat{\bar{\mathcal{H}}}_{\mathbf{a}},\partial_{\mathbf{Q}}\big{)}=0 together with Künneth formula implies
[TABLE]
Proposition 4.18 is proved in the same way. ∎
Acknowledgements
We thank Jonathan Grant for useful discussions and the anonymous referees for the careful reading of our document. PV was supported by the Fonds de la Recherche Scientifique – FNRS under Grant no. MIS-F.4536.19.
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