Conditional upper bound for the k-th prime ideal with given Artin symbol
Lo\"ic Greni\'e, Giuseppe Molteni

TL;DR
This paper establishes an explicit upper bound for the k-th prime ideal with a specified Artin symbol, assuming the Riemann hypothesis for Dedekind zeta functions, advancing understanding of prime distribution in number fields.
Contribution
It provides a new explicit upper bound for prime ideals with a given Artin symbol under the Riemann hypothesis, linking prime ideal distribution to analytic number theory.
Findings
Derived an explicit upper bound for the k-th prime ideal with fixed Artin symbol
Assumed the Riemann hypothesis for Dedekind zeta functions to obtain results
Enhanced understanding of prime ideal distribution in algebraic number fields
Abstract
We prove an explicit upper bound for the k-th prime ideal with fixed Artin symbol, under the assumption of the validity of the Riemann hypothesis for the Dedekind zeta functions.
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Conditional upper bound for the -th prime ideal with given Artin symbol
Loïc Grenié
Dipartimento di Ingegneria Gestionale, dell’Informazione e della Produzione
Università di Bergamo
viale Marconi 5
24044 Dalmine Italy
and
Giuseppe Molteni
Dipartimento di Matematica
Università di Milano
via Saldini 50
I-20133 Milano
Italy
(Date: . )
Abstract.
We prove an explicit upper bound for the -th prime ideal with fixed Artin symbol, under the assumption of the validity of the Riemann hypothesis for the Dedekind zeta functions.
2010 Mathematics Subject Classification:
Primary 11R42, Secondary 11Y70
1. Introduction
We recall some definitions, just to fix the notations. Let be a number field, let denote its dimension, the absolute value of its discriminant, and , the number of its real and complex places, respectively. The von Mangoldt function is defined on the set of ideals of as if for some and , and is zero otherwise, where denotes any nonzero prime ideal and its absolute norm.
Moreover, let be a Galois extension of number fields with relative discriminant . For a prime ideal of above a non-ramified of , the Artin symbol denotes the Frobenius automorphism corresponding to , and the conjugacy class of all the . The symbol is then extended multiplicatively to the group of fractional ideals of coprime to .
Finally, let be any conjugacy class in and let be its characteristic function. Then the function and the Chebyshev function are defined as
[TABLE]
In [5] we have proved the following explicit bound.
Theorem**.**
Assume GRH holds. Let , then
[TABLE]
This result concludes a quite long set of similar but partial computations, originated with Jeffrey Lagarias and Andrew Odlyzko’s paper [7] where this result is proved with undetermined constants, and which was followed by the result announced by Joseph Oesterlé [12] and the one of Bruno Winckler [15, Th. 8.1] (both with the same generality and explicit but larger constants), the one of Lowell Schoenfeld [14] (same bound but only for the case ), and our recent paper [4] (same conclusion, but only for the case ).
Bound (1.1) implies that for every class there is a prime ideal with
[TABLE]
which is not ramified and for which , where is any lower bound for the root discriminant of the family of fields for which we are interested to apply the result: is a possible value for all fields, and is another possible value when the six quadratic fields with are excluded.
This consequence of any bound similar to (1.1) is already discussed in Lagarias and Odlyzko’s paper, where in fact the existence of a bound of the form for some computable (but not explicit) constant is proved.
The appearance of the factor in (1.2) is a consequence of the use of (1.1), which actually is not designed for that purpose. In fact, in essence, this comes down to the fact that the kernel , needed to relate to a convenient sum of logarithmic derivatives of Artin -functions, does not decay very quickly along the vertical lines. To overcome this problem, the authors of [7] also sketched a different approach replacing with the kernel \big{(}\frac{y^{s-1}-x^{s-1}}{s-1}\big{)}^{2}. With a suitable choice of the parameters and in terms of , this kernel allows to remove the factor from the bound.
This improvement is not exclusive of this specific kernel, and the same conclusion may be achieved also via different kernels, provided that they decay quickly enough along vertical lines. In particular, we have obtained (1.1) as a by-product of computations for , which is related to the kernel . Its decay along vertical lines is better than the one of and is actually strong enough to get a bound of the type of (1.2), without the factor . In fact, we prove here the following claim as a consequence of some of the inner results we got in [5].
Theorem**.**
Assume GRH holds. Fix any class and any integer . Assume
[TABLE]
where is set to [math] for . Then . In other words, if we order the prime ideals which are not ramified and for which according to their norm, for every we have
[TABLE]
Thus, for instance, there is a non-ramified prime ideal in with \textrm{N}{\mathfrak{{p}}}\leq\bigl{(}1.075{\log{\Delta_{\mathbb{{{L}}}}}}+2\tfrac{|G|}{|C|}+15\bigr{)}^{2} (case ) and two such ideals within \Bigl{(}1.075{\log{\Delta_{\mathbb{{{L}}}}}}+\sqrt{2\tfrac{|G|}{|C|}\log\big{(}\tfrac{|G|}{|C|}\big{)}}+2\tfrac{|G|}{|C|}+15\Bigr{)}^{2} (case ).
The proof of this theorem shows that the constant can be removed when the degree of the field is large enough, but the main constant is rooted in the method and can be improved only marginally. In particular it remains larger than . This implies that the case of the theorem is weaker than the analogous conclusion of the paper by Eric Bach and Jonathan Sorenson [1, Th. 3.1], further improved for the case where and is abelian by Youness Lamzouri, Xiannan Li and Kannan Soundararajan [8, Th. 1.2] (see also [9]).
The claim giving more ideals (i.e., ) cannot be reached with Lagarias–Odlyzko’s, Bach–Sorenson’s or Lamzouri–Li–Soundararajan’s approaches.
The case where and is the trivial class has been considered also in [3, Corollary 2.1], with similar conclusions, in particular with the same constant for but a larger one for the term.
Finally, we notice that if the field extension and the class are fixed and only the dependence on is retained, then the theorem says that the norm of the th prime ideals in is : this is the correct upper bound in its dependency on and on the density factor , but we know from the prime ideals density theorems that the absolute constant could be . This overestimation represents the price we pay in order to get a uniform and totally explicit result.
Acknowledgements*.*
The authors are members of the INdAM group GNSAGA.
2. Preliminary facts
For any prime ideal , possibly ramified, let be any prime ideal dividing , let be the inertia group of and be one of the Frobenius automorphisms corresponding to . Let
[TABLE]
Notice that , and that for any non-ramified prime and power . Thus extends to ramifying prime ideals powers. With at our disposal we define the new function
[TABLE]
Observe that and are essentially equivalent since they agree except on ramified-prime-powers ideals. However, is easier to deal with, since is well defined for every prime ideal.
We further set
[TABLE]
and, for ,
[TABLE]
As in [6, Ch. IV Sec. 4, p. 73] and [7, Sec. 5], we have the integral representation
[TABLE]
The function is a class function and therefore can be written as a linear combination of characters of irreducible representations of the group . A clever trick (due to Deuring [2] and MacCluer [10], see also Lagarias and Odlyzko [7, Lemma 4.1] and [5, p. 445–446]) allows to write this function as a linear combination of characters which are induced from characters of a certain cyclic subgroup of specified below. Namely,
[TABLE]
where is any fixed element in , is the subfield of fixed by , is the Artin -function associated with the extension and the character , and the sum runs on all irreducible characters of . Since the extension is abelian, this coincides with a suitable Hecke -function, by class field theory.
With (2.1), (2.2) produces the identity
[TABLE]
Finally, we introduce a special notation for the type of sum on characters as the one appearing in (2.3), and for any we set
[TABLE]
With this language, Equality (2.3) reads
[TABLE]
where
[TABLE]
3. Some computations with Abelian Artin -functions
Let be an abelian extension of fields and let be any irreducible character of . We will use to denote . Also, set if is the trivial character, and [math] otherwise.
We recall that for each there exist non-negative integers , such that
[TABLE]
and a positive integer such that if we define
[TABLE]
and
[TABLE]
then satisfies the functional equation
[TABLE]
where is a certain constant of absolute value . Furthermore, is an entire function (by class field theory) of order and does not vanish at , and hence by Hadamard’s product theorem we have
[TABLE]
for some constants and , where is the set of zeros (multiplicity included) of . They are precisely those zeros of for which , the so-called “non-trivial zeros” of . From now on will denote a non-trivial zero of .
Differentiating (3.2) and (3.4) logarithmically we obtain the identity
[TABLE]
valid identically in the complex variable .
Using (3.2), (3.3) and (3.5) one sees that
[TABLE]
where
[TABLE]
Comparing (3.7) and (3.5) with , we further get
[TABLE]
Shifting the axis of integration in (2.5) arbitrarily far to the left, we collect the terms coming from the pole of at (if any), the non-trivial zeros, the pole of the kernel (and of , if any) at , the pole of the kernel (and of , if any) at and all the remaining terms coming from the trivial zeros of . This procedure gives the identity
[TABLE]
where and are defined in (3.6) and is the explicit function
[TABLE]
(with ). The correctness of this procedure is proved in a way similar to [7, § 6], further simplified by the fact that the integral is absolutely convergent on vertical lines (see also [6, Ch. IV Sec. 4, p. 73]).
According to (2.4), in order to proceed we need to know the effect of the operator on each term in (3.10). To this effect, we recall a few lemmas that we will need in the following.
Lemma 3.1** ([5, Lemma 1]).**
Let
[TABLE]
Moreover let be defined to be if is the trivial class and [math] otherwise. Then
[TABLE]
From now on, we assume that is cyclic, and let be the multiset of zeros of the Dedekind zeta function . Thus is the disjoint union of the sets for .
Lemma 3.2** ([5, Lemma 2]).**
Let be any complex function with . Then
[TABLE]
where, for any , and .
The following lemma comes from (3.9) and Lemmas 3.1 and 3.2.
Lemma 3.3** ([5, Lemma 3]).**
[TABLE]
Lemma 3.4** ([5, Lemma 5]).**
Define for any , . Then
[TABLE]
Lemma 3.5** ([5, Lemma 10]).**
Assume GRH. Then
[TABLE]
We finally prove three technical lemmas.
Lemma 3.6**.**
Assume GRH. Then
[TABLE]
Proof.
By Lemma 3.3, we have
[TABLE]
A brief check shows that . Moreover, , thus Lemma 3.5 applies here and the result follows. ∎
Lemma 3.7**.**
We have
[TABLE]
Proof.
As a consequence of (3.8), we have
[TABLE]
Letting to be the class of , we see from (2.2) that
[TABLE]
which, by definition of , is a negative real. Moreover,
[TABLE]
by the product formula for conductors. The result follows because and \log\pi-\frac{1}{2}\frac{\Gamma^{\prime}}{\Gamma}\big{(}\frac{3}{2}\big{)}-\frac{1}{2}\frac{\Gamma^{\prime}}{\Gamma}(1)=1.41\ldots is positive. ∎
Lemma 3.8**.**
If , for any ,
[TABLE]
Proof.
Consider the formula for given in Lemma 3.4. When we have producing
[TABLE]
On the other hand, if then when we have and , while if we have , because , and
[TABLE]
4. Proof of the theorem
When the claim follows easily by Chebyshev’s bound . For the next computations we assume .
Lemma 4.1**.**
Let and , then
[TABLE]
Proof.
Let . Its maximum is attained at a unique point , with . The formula shows that grows as a function of . A simple computation shows that
[TABLE]
where
[TABLE]
This function decreases for and is lower than when . Since , the claim is proved. ∎
Let and let also
[TABLE]
Then, by Lemma 4.1, for ,
[TABLE]
Now we produce a lower bound for out of a lower bound for .
To ease the notation we set and observe that this is a positive integer.
By (2.4), (3.10) and Lemma 3.2, we get
[TABLE]
which with the GRH assumption yields
[TABLE]
With Lemmas 3.5–3.8, this gives
[TABLE]
When the term in appearing in the last line is bounded by and the sum of the last two terms by . We further simplify their contribution noticing that
[TABLE]
where in the last step we used that . We thus have
[TABLE]
Now we remove the contribution to of the prime powers with . Let
[TABLE]
The estimation in [13, Th. 13] gives . Thus
[TABLE]
which simplifies to
[TABLE]
because has a maximum at where it is lower that . The quantities and differ only by the contribution of the ramified prime ideals to . In fact,
[TABLE]
Hence,
[TABLE]
which with (4.2) gives
[TABLE]
By (4.1) and (4.3), in order to have it is sufficient to have
[TABLE]
i.e.
[TABLE]
which is true when
[TABLE]
Proof.
Let
[TABLE]
and
[TABLE]
To show that (4.4) holds with the indicated value of , it is sufficient to prove
[TABLE]
We have
[TABLE]
which is positive, according to entry in [11, Table 3]. Since , our claim will hold if
[TABLE]
i.e. or
[TABLE]
where . The right-hand side decreases if hence is at most and the left-hand side is larger than for . We thus assume , and in that case , hence (4.6) holds if
[TABLE]
i.e.
[TABLE]
which is obviously true in this range. ∎
This proves the claim under the assumption that . The exceptions to this condition are the cases where
[TABLE]
and this happens only when , and .
For these remaining cases we check directly the existence of the corresponding ideals. We observe that if and only if and hence . Moreover, implies . Hence it is sufficient to check that, in quadratic fields, there are at least three ideals of norm at most . They exist because the primes above , and have norm at most .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] E. Bach and J. Sorenson, Explicit bounds for primes in residue classes , Math. Comp. 65 (1996), no. 216, 1717–1735.
- 2[2] M. Deuring, Über den Tschebotareffschen Dichtigkeitssatz , Math. Ann. 110 (1935), no. 1, 414–415.
- 3[3] L. Grenié and G. Molteni, Explicit smoothed prime ideals theorems under GRH , Math. Comp. 85 (2016), no. 300, 1875–1899.
- 4[4] by same author, Explicit versions of the prime ideal theorem for Dedekind zeta functions under GRH , Math. Comp. 85 (2016), no. 298, 889–906.
- 5[5] by same author, An effective Chebotarev density theorem under GRH , J. Number Theory 200 (2019), 441–485.
- 6[6] A. E. Ingham, The distribution of prime numbers , Cambridge University Press, Cambridge, 1990.
- 7[7] J. C. Lagarias and A. M. Odlyzko, Effective versions of the Chebotarev density theorem , Algebraic number fields: L 𝐿 L -functions and Galois properties (Proc. Sympos., Univ. Durham, Durham, 1975), Academic Press, London, 1977, pp. 409–464.
- 8[8] Y. Lamzouri, X. Li, and K. Soundararajan, Conditional bounds for the least quadratic non-residue and related problems , Math. Comp. 84 (2015), no. 295, 2391–2412.
