Unconditional reflexive polytopes
Florian Kohl, McCabe Olsen, Raman Sanyal

TL;DR
This paper explores unconditional lattice polytopes, especially reflexive ones, characterizing them via perfect graphs, and provides explicit algebraic and combinatorial descriptions including Gr"obner bases for certain classes.
Contribution
It introduces a characterization of unconditional reflexive polytopes through perfect graphs and develops explicit algebraic tools for their analysis.
Findings
Characterization of unconditional reflexive polytopes via perfect graphs
Explicit description of Gr"obner bases for polytopes from posets
Construction methods for Gale-dual pairs of unconditional polytopes
Abstract
A convex body is unconditional if it is symmetric with respect to reflections in all coordinate hyperplanes. In this paper, we investigate unconditional lattice polytopes with respect to geometric, combinatorial, and algebraic properties. In particular, we characterize unconditional reflexive polytopes in terms of perfect graphs. As a prime example, we study the signed Birkhoff polytope. Moreover, we derive constructions for Gale-dual pairs of polytopes and we explicitly describe Gr\"obner bases for unconditional reflexive polytopes coming from partially ordered sets
| n | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 |
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| p(n) | 4 | 11 | 33 | [1]148 | [1]906 | [2] 8887 | [2]136756 | [2] 3269264 | [2] 115811998 | [2] 5855499195 | [2] 410580177259 |
| ? |
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Unconditional Reflexive Polytopes
Florian Kohl
Department of Mathematics and Systems Analysis
Aalto University
Espoo, Finland
,
McCabe Olsen
Department of Mathematics
The Ohio State University
Columbus, OH 43210, USA
and
Raman Sanyal
Institut für Mathematik
Goethe-Universität, Frankfurt am Main
Germany
Abstract.
A convex body is unconditional if it is symmetric with respect to reflections in all coordinate hyperplanes. In this paper, we investigate unconditional lattice polytopes with respect to geometric, combinatorial, and algebraic properties. In particular, we characterize unconditional reflexive polytopes in terms of perfect graphs. As a prime example, we study the signed Birkhoff polytope. Moreover, we derive constructions for Gale-dual pairs of polytopes and we explicitly describe Gröbner bases for unconditional reflexive polytopes coming from partially ordered sets.
Key words and phrases:
unconditional polytopes, reflexive polytopes, unimodular triangulations, perfect graphs, Gale-dual pairs, signed Birkhoff polytopes
2010 Mathematics Subject Classification:
52B20, 52B12, 52B15, 05C17
The first author was supported by Academy of Finland project numbers 288318 and 13324921. The third author was supported by the DFG-Collaborative Research Center, TRR 109 “Discretization in Geometry and Dynamics”.
1. Introduction
A -dimensional convex lattice polytope is called reflexive if its polar dual is again a lattice polytope. Reflexive polytopes were introduced by Batyrev [Bat94] in the context of mirror symmetry as a reflexive polytope and its dual give rise to a mirror-dual pair of Calabi–Yau manifolds (c.f. [Cox15]). As thus, the results of Batyrev, and the subsequent connection with string theory, have stimulated interest in the classification of reflexive polytopes both among mathematical and theoretical physics communities. As a consequence of a well-known result of Lagarias and Ziegler [LZ91], there are only finitely many reflexive polytopes in each dimension, up to unimodular equivalence. In two dimensions, it is a straightforward exercise to verify that there are precisely reflexive polygons, as depicted in Figure 1. While still finite, there are significantly more reflexive polytopes in higher dimensions. Kreuzer and Skarke [KS98, KS00] have completely classified reflexive polytopes in dimensions and , noting that there are exactly reflexive polytopes in dimension and reflexive polytopes in dimension . The number of reflexive polytopes in dimension is not known.
In recent years, there has been significant progress in characterizing reflexive polytopes in known classes of polytopes coming from combinatorics or optimization; see, for example, [BHS09, Tag10, Ohs14, HMT15, CFS17]. The purpose of this paper is to study a class of reflexive polytopes motivated by convex geometry and relate it to combinatorics. A convex body is unconditional if if and only if for all . Unconditional convex bodies, for example, arise as unit balls in the theory of Banach spaces with a -unconditional basis. They constitute a restricted yet surprisingly interesting class of convex bodies for which a number of claims have been verified; cf. [BGVV14]. For example, we mention that the Mahler conjecture is known to hold for unconditional convex bodies; see Section 3. In this paper, we investigate unconditional lattice polytopes and their relation to anti-blocking polytopes from combinatorial optimization. In particular, we completely characterize unconditional reflexive polytopes.
The structure of this paper is as follows. In Section 2, we briefly review notions and results from discrete geometry and Ehrhart theory.
In Section 3, we introduce and study unconditional and, more generally, locally anti-blocking polytopes. The main result is Theorem 3.2 that relates regular, unimodular, and flag triangulations to the associated anti-blocking polytopes.
In Section 4, we associate an unconditional lattice polytope to every finite graph . We show in Theorems 4.6 and 4.9 that an unconditional polytope is reflexive if and only if for some unique perfect graph . This also implies that unconditional reflexive polytopes have regular, unimodular triangulations.
Section 5 is devoted to a particular family of unconditional reflexive polytopes and is of independent interest: We show that the type-B Birkhoff polytope or signed Birkhoff polytope , that is, the convex hull of signed permutation matrices, is an unconditional reflexive polytope. We compute normalized volumes and -vectors of and its dual for small values of .
The usual Birkhoff polytope and the Gardner polytope of [FHSS] appear as faces of and , respectively. These two polytopes form a Gale-dual pair in the sense of [FHSS]. In Section 6, we give a general construction for compressed Gale-dual pairs coming from CIS graphs.
In Section 7, we investigate unconditional polytopes associated to comparability graphs of posets. In particular, we explicitly describe a quadratic square-free Gröbner basis for the corresponding toric ideal.
We close with open questions and future directions in Section 8.
Acknowledgements. The first two authors would like to thank Matthias Beck, Benjamin Braun, and Jan Hofmann for helpful comments and suggestions for this work. Furthermore, Figure 2 was created by Benjamin Schröter. Additionally, the authors thank Takayuki Hibi and Akiyoshi Tsuchiya for organizing the 2018 Summer Workshop on Lattice Polytopes at Osaka University where this work began. The third author thanks Kolja Knauer and Sebastian Manecke for insightful conversations.
2. Background
In this section, we provide a brief introduction to polytopes and Ehrhart theory. For additional background and details, we refer the reader to the excellent books [BR15, Zie95]. A polytope in is the inclusion-minimal convex set containing a given collection of points . The unique inclusion-minimal set such that is called the vertex set and is denoted by . If , then is called a lattice polytope. By the Minkowski–Weyl theorem, polytopes are precisely the bounded sets of the form
[TABLE]
for some and . If is irredundant, then is a facet and the inequality is said to be facet-defining.
The dimension of a polytope is defined to be the dimension of its affine span. A -dimensional polytope has at least vertices and a -polytope with exactly many vertices is called a -simplex. A -simplex is called unimodular if , , , form a basis for the lattice , or equivalently if , where is the Euclidean volume. For lattice polytopes , we define the normalized volume . So unimodular simplices are the lattice polytopes with normalized volume . We say that two lattice polytopes are unimodularly equivalent if for some transformation with and . In particular, any two unimodular simplices are unimodularly equivalent.
Given a lattice -polytope and , let be the dilate of . By a famous result of Ehrhart [Ehr62, Thm. 1], the lattice-point enumeration function
[TABLE]
agrees with a polynomial in the variable of degree with leading coefficient and is called the Ehrhart polynomial. This also implies that the formal generating function
[TABLE]
is a rational function such that the degree of the numerator is at most (see, e.g., [BR15, Lem 3.9]). We call the numerator the -polynomial of . The vector , where we set for , is called the -vector of . One should note that the Ehrhart polynomial is invariant under unimodular transformations.
Theorem 2.1** ([Sta80, Sta93]).**
Let be lattice polytopes. Then
[TABLE]
for all .
The -vector encodes significant information about the underlying polytope. This is nicely illustrated in the case of reflexive polytopes. For a -polytope with [math] in the interior, we define the (polar) dual polytope
[TABLE]
Definition 2.2**.**
Let be a -dimensional lattice polytope that contains the origin in its interior. We say that is reflexive if is also a lattice polytope. Equivalently, is reflexive if it has a description of the form
[TABLE]
for some .
Reflexivity can be completely characterized by enumerative data of the -vector.
Theorem 2.3** ([Hib92, Thm. 2.1]).**
Let be a -dimensional lattice polytope with . Then is unimodularly equivalent to a reflexive polytope if and only if for all .
The reflexivity property is also deeply related to commutative algebra. A polytope is reflexive if the canonical module of the associated graded algebra is (up to a shift in grading) isomorphic to and its minimal generator has degree . If one allows the unique minimal generator to have arbitrary degree, one arrives at the notion of Gorenstein rings, for details we refer to [BG09, Sec 6.C]. We say that is Gorenstein if there exist and such that is a reflexive polytope. This is equivalent to saying that is Gorenstein. The dilation factor is often called the codegree. In particular, reflexive polytopes are Gorenstein of codegree . By combining results of Stanley [Sta78] and De Negri–Hibi [DNH97], we have a characterization of the Gorenstein property in terms of the -vector. Namely, is Gorenstein if and only if for all .
Aside from examining algebraic properties of lattice polytopes, one can also investigate discrete geometric properties. Every lattice polytope admits a subdivision into lattice simplices. Even more, one can guarantee that every lattice point contained in a polytope corresponds to a vertex of such a subdivision. However, one cannot guarantee the existence of a subdivision where all simplices are unimodular when the dimension is greater than . This leads us to our next definition:
Definition 2.4**.**
Let be a -dimensional lattice polytope given by for some finite set . A subdivision of with vertices in is a collection of -dimensional polytopes with vertices in such that and is a common face of and for all . If all polytopes are (unimodular) simplices, then is a (unimodular) triangulation. A subdivision refines if for every there is such that .
Suppose that . Any map yields a piecewise-linear and convex function by , where . The domains of linearity of determine a subdivision of , called a regular subdivision. The function is referred to as heights on . For more on (regular) subdivisions and details we refer to [DLRS10, HPPS14].
A particularly simple example of a regular triangulation of a (lattice) polytope is the pulling triangulation. For an arbitrary but fixed ordering of the vertices , let be the first vertex in the face in the given ordering. The pulling triangulation of is then defined recursively as follows: If is a simplex, then . Otherwise, let be the facets of not containing and let be their pulling triangulations with respect to the induced ordering. Then
[TABLE]
is the pulling triangulation of ; see [BS18, Ch. 5.7].
For a subdivision , we write . If is a triangulation, then is called a non-face if is not a face of any . The triangulation is called flag if the inclusion-minimal non-faces satisfy .
A special class of polytopes which possess regular, unimodular triangulations are compressed polytopes. A polytope is compressed if every pulling triangulation is unimodular [Sta80]. In the interest of providing a useful characterization of compressed polytopes, we must define the notion of width with respect to a facet. Let be a -dimensional lattice polytope and a facet. We assume that is primitive, that is, its coordinates are coprime. The width of with respect to the facet is
[TABLE]
The maximum over all facets is called the facet width of .
Theorem 2.5** **([OH01, Thm. 1.1] [Sul06, Thm.
2.4]).
Let be a full-dimensional lattice polytope. The following are equivalent:
- (1)
* is compressed;* 2. (2)
* has facet width one;* 3. (3)
* is unimodularly equivalent to the intersection of a unit cube with an affine space.*
Definition 2.6**.**
A lattice polytope has the integer decomposition property (IDP) if for any positive integer and for all , there exist such that .
One should note that if has a unimodular triangulation, then has the IDP. However, there are examples of polytopes which have the IDP, yet do not even admit a unimodular cover, that is, a covering of by unimodular simplices, see [BG99, Sec. 3]. A more complete hierarchy of covering properties can be found in [HPPS14].
We say that is unimodal if there exists a such that . Unimodality appears frequently in combinatorial settings and it often hints at a deeper underlying algebraic structure, see [AHK18, Bre94, Sta89]. One famous instance is given by Gorenstein polytopes that admit a regular, unimodular triangulation.
Theorem 2.7** ([BR07, Thm. 1]).**
If is Gorenstein and has a regular, unimodular triangulation, then is unimodal.
The following conjecture is commonly attributed to Ohsugi and Hibi [OH06]:
Conjecture 2.8**.**
If is Gorenstein and has the IDP, then is unimodal.
3. Unconditional and anti-blocking polytopes
For and , let us write . A convex polytope is called -unconditional or simply unconditional if implies for all . So, unconditional polytopes are precisely the polytopes that are invariant under reflection in all coordinate hyperplanes. It is apparent that can be recovered from its restriction to the first orthant , which we denote by . The polytope has the property that for any and with for all , it holds that . Polytopes in with this property are called anti-blocking polytopes. Anti-blocking polytopes were studied and named by Fulkerson [Ful71, Ful72] in the context of combinatorial optimization, but they are also known as convex corners or down-closed polytopes; see, for example, [BB00].
Let us also write . Given an anti-blocking polytope it is straightforward to verify that
[TABLE]
is an unconditional convex body. Following Schrijver’s treatment of anti-blocking polytopes in [Sch86, Sec. 9.3], we recall that every full-dimensional anti-blocking polytope has an irredundant inequality description of the form
[TABLE]
for some . Also, we define
[TABLE]
where ’’ denotes vector sum, as the inclusion-minimal anti-blocking polytope containing the points . Conversely, if we define to be the vertices of an anti-blocking polytope that are maximal with respect to the componentwise order, then . We record the consequences for the unconditional polytopes.
Proposition 3.1**.**
Let be an anti-blocking -polytope given by (1). Then an irredundant inequality description of is given by the distinct
[TABLE]
for and . Likewise, the vertices of are .
Our first result relates properties of subdivisions of anti-blocking polytopes to that of the associated unconditional polytopes. The orthants in are denoted by for .
Theorem 3.2**.**
Let be an anti-blocking polytope with triangulation . Then
[TABLE]
is a triangulation of . Furthermore
- (i)
If is unimodular, then so is . 2. (ii)
If is regular, then so is . 3. (iii)
If is flag, then so is .
Proof.
It is clear that is a triangulation of and statement (i) is obvious.
To show (iii), let us assume that is flag and let be an inclusion-minimal non-face of . If for some , then is an inclusion-minimal non-face of and hence . Thus, there is and with . But then is also a non-face. Since we assume to be inclusion-minimal, this proves (iii).
To show (ii), assume that is regular and let the corresponding heights. We extend to by setting , where and . For it is easy to see that the heights induce a regular subdivision of into for . For sufficiently small, the heights then induce the triangulation on . ∎
We call a polytope locally anti-blocking if is an anti-blocking polytope for every . In particular, every locally anti-blocking polytope comes with a canonical subdivision into polytopes for . Unconditional polytopes as well as anti-blocking polytopes are clearly locally anti-blocking. It follows from [CFS17, Lemma 3.12] that for any two anti-blocking polytopes , the polytopes
[TABLE]
are locally anti-blocking. Locally anti-blocking polytopes are studied in depth in [AASS20]. The following is a simple, but important observation.
Lemma 3.3**.**
Let be a locally anti-blocking lattice polytope with [math] in the interior. Then is reflexive if and only if is compressed for all .
Proof.
Since is a lattice polytope with [math] in the interior, we can assume that is given as
[TABLE]
for some primitive and . Note that for we have that is given by all such that
[TABLE]
where so that the inequalities are facet-defining. For and , we observe
[TABLE]
The former holds because for and the latter because is facet-defining. Hence has facet width one with respect to if and only if . Since for every there is a with , we get using Theorem 2.5 that if is compressed, then has a representation as in Definition 2.2 and is therefore reflexive.
Now let be reflexive and arbitrary. We only need to argue that the facets of corresponding to have facet width one. Assume that there is a vertex with for some . Since is bounded, we can find with . Since , we compute , which is a contradiction. Hence all facets of have facet width one and, by Theorem 2.5, is compressed. ∎
Theorem 3.4**.**
If is a reflexive and locally anti-blocking polytope, then has a regular and unimodular triangulation. In particular, is unimodal.
Proof.
By definition of locally anti-blocking polytopes, is subdivided into the polytopes for . As is easily seen, this is a regular subdivision with respect to the height function .
Let . By Lemma 3.3, the polytopes are compressed and thus, using Theorem 2.5, is the vertex set of . Fix a order on . Since is compressed, the pulling triangulation of is unimodular and we only need to argue that is a regular triangulation of . Let and let and be two simplices. Then is contained in , which is a face of as well as of . By the construction of a pulling triangulation, we see that both and are simplices of the pulling triangulation of and hence is a face of both and . The same argument as in the proof of Theorem 3.2, then shows that is a regular triangulation. The unimodality of now follows from Theorem 2.7. ∎
Remark 3.5*.*
The techniques of this section can be extended to the following class of polytopes. We say that a polytope has the orthant-lattice property (OLP) if the restriction is a (possibly empty) lattice polytope for all . If is reflexive, then is full-dimensional for every . Now, if every has a unimodular cover, then so does and hence is IDP. Let . Then some conditions that imply the existence of a unimodular cover include:
- (1)
is compressed; 2. (2)
is a totally unimodular matrix; 3. (3)
consists of rows which are roots; 4. (4)
is the product of unimodular simplices; 5. (5)
There exists a projection such that has a regular, unimodular triangulation such that the pullback subdivision is lattice.
We refer to [HPPS14] for background and details.
An example of such a polytope is
[TABLE]
This is a reflexive OLP polytope. The restriction to is
[TABLE]
which is not an anti-blocking polytope.
The Mahler conjecture in convex geometry states that every centrally-symmetric convex body satisfies
[TABLE]
where is the -cube. The Mahler conjecture has been verified only in small dimensions and for special classes of convex bodies. In particular, Saint-Raymond [SR80] proved the following beautiful inequality, where refers to the anti-blocking dual of , see Section 4. The characterization of the equality case is independently due to Meyer [Mey86] and Reisner [Rei87].
Theorem 3.6** (Saint-Raymond).**
Let be an anti-blocking polytope. Then
[TABLE]
with equality if and only if or is the cube .
This inequality directly implies the Mahler conjecture for unconditional reflexive polytopes, that we record for the normalized volume.
Corollary 3.7**.**
Let be an unconditional reflexive polytope. Then
[TABLE]
with equality if and only if or is the cube .
4. Unconditional reflexive polytopes and perfect
graphs
For , let be its characteristic vector. If is a simplicial complex, that is, a nonempty set system closed under taking subsets, then
[TABLE]
is an anti-blocking -polytope and every anti-blocking polytope with vertices in arises that way (cf. [Ful72, Thm. 2.3]).
A prominent class of anti-blocking -polytopes arises from graphs. Given a graph with , we say that is a stable set (or independent set) of if for any . The stable set polytope of is
[TABLE]
Since the stable sets of a graph form a simplicial complex, is an anti-blocking polytope. Stable set polytopes played an important role in the proof of the weak perfect graph conjecture [Lov72]. A clique is a set such that every two vertices in are joined by an edge. The clique number is the largest size of a clique in . A graph is perfect if for all induced subgraphs , where is the chromatic number of .
Lovász [Lov72] gave the following geometric characterization of perfect graphs; see also [GLS93, Thm. 9.2.4]. For a set and , we write .
Theorem 4.1**.**
A graph is perfect if and only if
[TABLE]
For an anti-blocking polytope define the anti-blocking dual
[TABLE]
The polar dual is again unconditional and it follows that
[TABLE]
Theorem 4.2** ([Sch86, Thm. 9.4]).**
Let be a full-dimensional anti-blocking polytope with
[TABLE]
In particular, .
Theorems 4.1 and 4.2 then imply for a perfect graph that
[TABLE]
where is the complement graph.
Corollary 4.3** (Weak perfect graph theorem).**
A graph is perfect if and only if is perfect.
We note that in particular if is perfect, then is compressed.
Proposition 4.4** ([CFS17, Prop. 3.10]).**
Let be an anti-blocking polytope. Then is compressed if and only if for some perfect graph .
Let us remark that Theorem 4.1 also allows us to characterize the Gorenstein stable set polytopes. For comparability graphs of posets (see Section 7) this was noted by Hibi [Hib87]. A graph is called well-covered if every inclusion-maximal stable set has the same size. It is called co-well-covered if is well-covered.
Proposition 4.5** ([OH06, Theorem 2.1b]).**
Let be the stable set polytope of a perfect graph . Then is Gorenstein if and only if is co-well-covered.
Proof.
By definition, is Gorenstein if there are and such that is reflexive. Using Theorem 4.1, we see that is given by all points such that
[TABLE]
These inequalities are facet-defining, as can be easily seen. Using the representation given in Definition 2.2, we note that is reflexive if and only if for all and for all maximal cliques . This happens if and only if all maximal cliques have the same size. ∎
Combining Lemma 3.3 with Proposition 4.4 yields the following characterization of reflexive locally anti-blocking polytopes.
Theorem 4.6**.**
Let be a locally anti-blocking lattice polytope with [math] in its interior. Then is reflexive if and only if for every there is a perfect graph such that .
In particular, is an unconditional reflexive polytope if and only if for some perfect graph .
The following corollary to Theorem 4.6 was noted in [CFS17, Thm. 3.4]. The second part also appears in [OH18, Example 2.3].
Corollary 4.7**.**
If are perfect graphs on the vertex set , then and are reflexive polytopes.
For the complete graph on vertices, the polytope is the Legendre polytope studied by Hetyei et al. [Het09, EHR18].
Using Normaliz [BIR*+*] and the Kreuzer–Skarke database for reflexive polytopes [KS98, KS00], we were able to verify that of the -dimensional reflexive polytopes and at least of the -dimensional reflexive polytopes with at most vertices are locally anti-blocking. Unfortunately, our computational resources were too limited to test most of the -dimensional polytopes. However, there are only -dimensional unconditional reflexive polytopes (by virtue of Theorem 4.9).
If are perfect graphs, then as well as its bipartite sum are perfect. On the level of unconditional polytopes we note that
[TABLE]
where is the direct sum (or free sum) of polytopes [HRGZ97]. These observations give us the class of Hanner polytopes which are important in relation to the -conjecture; see [SWZ09]. A centrally symmetric polytope is called a Hanner polytope if and only if or is of the form or for lower dimensional Hanner polytopes . Thus, every Hanner polytope is of the form for some perfect graph . Hanner polytopes were obtained from split graphs in [FHSZ13] using a different geometric construction.
Let us briefly note that Theorem 4.6 also yields bounds on the entries of the -vector. Recall that for the cube is given by the type-B Eulerian number , that counts signed permutations with descents (see also Section 5). Its polar is the crosspolytope with for .
Corollary 4.8**.**
Let be an unconditional reflexive polytope. Then
[TABLE]
Proof.
It follows from Theorem 4.6 that every reflexive and unconditional satisfies , where . By Theorem 2.1, the entries of the -vector are monotone with respect to inclusion. ∎
We close the section by showing that distinct perfect graphs yield distinct unconditional reflexive polytopes.
Theorem 4.9**.**
Let be perfect graphs on vertices . Then is unimodularly equivalent to if and only if .
Proof.
Assume that for some with and . Since the origin is the only interior lattice point of both polytopes, we infer that . Let . Thus, is a lattice point in if and only if there is a stable set and such that
[TABLE]
On the one hand, this implies that and have disjoint supports whenever and . Indeed, if the supports of and are not disjoint, then has a coordinate for some choice of , which contradicts the fact that .
On the other hand, for any , the point is contained in . Hence, there is a stable set and such that (3) holds for . Since the supports of the vectors indexed by are disjoint, this means that and . We conclude that is a signed permutation matrix and . ∎
We can conclude that the number of unconditional reflexive polytopes in up to unimodular equivalence is precisely the number of unlabeled perfect graphs on vertices. This number has been computed up to (see [Hou06, Sec.5] and A052431 of [Slo19]). We show the sequence in Table 1.
5. The type- Birkhoff polytope
The Birkhoff polytope is defined as the convex hull of all permutation matrices. Equivalently, is the set of all doubly stochastic matrices, that is, nonnegative matrices with row and column sums equal to , by work of Birkhoff [Bir46] and, independently, von Neumann [vN53]. This polytope has been studied quite extensively and is known to have many properties of interest (see, e.g., [Ath05, BR97, BP03, CM09, Dav15, DLLY09, Paf15]). Of particular interest to our purposes, it is known to be Gorenstein, to be compressed [Sta80], and to be -unimodal [Ath05]. In this section, we will introduce a type- analogue of this polytope corresponding to signed permutation matrices and verify many similar properties already known for .
The hyperoctahedral group is defined to by , which is the Coxeter group of type- (or type-). Elements of this group can be thought of as permutations from expressed in one-line notation , where we also associate a sign to each . To each signed permutation , we associate a matrix defined as and otherwise. If every entry of is positive, then is simply a permutation matrix. This leads to the following definition:
Definition 5.1**.**
The type- Birkhoff polytope (or signed Birkhoff polytope) is
[TABLE]
That is, is the convex hull of all signed permutation matrices.
This polytope was previously studied in [MOSZ02], though the emphasis was not on Ehrhart-theoretic questions. Since all points in the definition of lie on a sphere, it follows that they are all vertices.
Proposition 5.2**.**
For every , is a vertex of .
It is clear that is an unconditional lattice polytope in and we study it by restriction to the positive orthant.
Definition 5.3**.**
For , we define the positive type- Birkhoff polytope, , to be the polytope
[TABLE]
A simple way to view this as an anti-blocking polytope is via matching polytopes. Given a graph , a matching is a set such that for any two distinct . The corresponding matching polytope is
[TABLE]
If is a bipartite graph, then the matching polytope is easy to describe. For let denote the edges incident to .
Theorem 5.4** ([Sch86, Sec. 8.11]).**
For bipartite graphs the matching polytope is given by
[TABLE]
As a simple consequence, we get
Corollary 5.5**.**
* is the matching polytope of the complete bipartite graph on vertices.*
Proof.
We can identify the edges of with . Every matrix is a partial permutation matrix and therefore contains at most one in every row and column. It follows that the set is a matching of and every matching arises that way. Since and are both -polytopes, this proves the claim. ∎
It follows from the description given in Theorem 5.4 and the definition of compressed polytopes that matching polytopes of bipartite graphs are compressed. Hence, by Proposition 4.4 is the stable set polytope of a perfect graph. The graph in question is the line graph on the vertex set and edge whenever . It is clear that is a matching in if and only if is a stable set in . If is perfect, then is called a line perfect graph. From Lovász’ Theorem 4.1 one can then infer and hence bipartite graphs are line perfect; cf. [Maf92, Thm. 2].
The polytope is the stable set polytope of , the Cartesian product of complete graphs, which is the graph of legal moves of a rook on an -by- chessboard and thus called a rook graph.
Since all vertices in have the same degree, it follows that all maximal cliques in have size and from Proposition 4.5 we conclude the following.
Corollary 5.6**.**
The polytope is Gorenstein.
For two matrices we denote by the Frobenius inner product. Also, for vectors let us write for the matrix with .
Corollary 5.7**.**
The polytope is an unconditional reflexive polytope. Its facet-defining inequalities are given by
[TABLE]
for all and .
The inequality description of this polytope was previously obtained in [MOSZ02] using the notion of Birkhoff tensors.
Proof.
We deduce that is reflexive by appealing to Theorem 4.6, using the fact that is unconditional and is the stable set polytope of a perfect graph as discussed above. We obtain the inequality description by applying Proposition 3.1 and Theorem 5.4. ∎
The dual is the unconditional reflexive polytope associated with the graph . The corresponding anti-blocking polytope also has the nice property that all cliques have the same size and hence Proposition 4.5 applies.
Corollary 5.8**.**
The polytope is Gorenstein.
By Theorems 3.4, Theorem 4.6, and Proposition 4.4, we have the following unimodality results.
Corollary 5.9**.**
For any , we have that , , , and are unimodal.
Let us conclude this section with some enumerative data. The polytope has vertices and facets. In contrast, the vertices of are in bijection to partial permutations of . Hence has many vertices but only facets. The polytope has many vertices and facets. We used Normaliz [BIR*+*] to compute the normalized volume and -vectors of these polytopes; see Tables 2, 3, 4, and 5. Given the dimension and volumes of these polytopes, our computational resources were quite quickly exhausted. Note that and have precisely the same Ehrhart data and normalized volume and in fact it is straightforward to verify that and are unimodularly equivalent.
Using Theorem 3.6 and Corollary 3.7, we get a lower bound on the volume of and , respectively. We get that
[TABLE]
are bounds on the number of simplices in an unimodular triangulation.
6. CIS graphs and compressed Gale-dual pairs of
polytopes
The notion of Gale-dual pairs was introduced in [FHSS]. Given two polytopes , we say that these polytopes form a Gale-dual pair if
[TABLE]
The prime example of a Gale-dual pair of polytopes is the Birkhoff polytope , the convex hull of permutation matrices , and the Gardner polytope , which is the polytope of all nonnegative matrices such that for all permutation matrices . Both polytopes are compressed, Gorenstein lattice polytopes of codegree . The question raised in [FHSS] was if there were other Gale-dual pairs with (a subset of) these properties. In this section we briefly outline a construction for compressed Gale-dual pairs of polytopes.
Following [ABG18], we call a CIS graph if for every inclusion-maximal clique and inclusion-maximal stable set . For brevity, we refer to those as maximal cliques and stable sets, respectively. For example, if is a bipartite graph with perfect matching, i.e., a matching covering all vertices, then the line graph is CIS. Another class of examples is given by a theorem of Grillet [Gri69]. Let be a partially ordered set. The comparability graph of is the simple graph with if or . Comparability graphs are known to be perfect [Hou06]. The bull graph is the graph vertices and edges .
Theorem 6.1** ([Gri69]).**
Let be a poset with comparability graph . Then is CIS if every induced -path is contained in an induced bull graph.
The wording in graph-theoretic terms is due to Berge; see [Zan95] for extensions.
Proposition 6.2**.**
Let be a perfect CIS graph. Then
[TABLE]
is a Gale-dual pair of compressed polytopes.
Proof.
For a stable set and a clique , we have that if and only if . Let be the stable set polytope of . It follows from Theorem 4.1 that the vertices of
[TABLE]
are of the form for stable sets meeting every maximal clique non-trivially. Note that a stable set of the CIS graph is maximal if for every maximal clique . Hence and is a face of . Since faces of compressed polytopes are compressed, it follows that is compressed.
The complement graph is also a perfect CIS graph and the same argument applied to completes the proof. ∎
Note that both of the examples above are perfect CIS graphs. This shows that compressed (lattice) Gale-dual pairs are not rare. Recall that a graph is well-covered if every maximal stable set has the same size and is co-well-covered if is well-covered. Theorem 6.1 and its generalization in [Zan95] allow for the construction of perfect CIS graphs which are well-covered and co-well-covered (for example, by taking ordinal sums of antichains). Moreover, the recent paper [DHMV15] gives classes of examples of well-covered and co-well-covered CIS graphs. This is a potential source of compressed Gorenstein Gale-dual pairs but we were not able to identify the perfect graphs in these families.
Theorem 4.6 implies that if is a Gale-dual pair of Proposition 6.2, then there is a (unconditional) reflexive polytope such that and are dual faces.
Question 6.3**.**
Is it true that every Gale-dual pair appears as dual faces of some reflexive polytope ?
7. Chain Polytopes and Gröbner Bases
Given a lattice polytope , the existence of regular triangulations, particularly those which are unimodular and flag, has direct applications to the associated toric ideal of . In this section, we will discuss how certain Gröbner bases of the toric ideal of an anti-blocking polytope can be extended to Gröbner bases of the associated unconditional polytope. In particular, we provide an explicit description of Gröbner bases for unconditional polytopes arising from the special class of anti-blocking polytopes called chain polytopes. We refer the reader to the wonderful books [CLO15] and [Stu96] for background on Gröbner bases and toric ideals.
Let . The toric ideal associated to is the ideal with generators
[TABLE]
where are lattice points such that . If we denote the two multisets of points by and , we simply write . A celebrated result of Sturmfels [Stu96, Thm. 8.3] states that the regular triangulations of (with vertices in ) are in correspondence with (reduced) Gröbner bases of . The heights inducing the triangulation yield a term order on and we write to emphasize that is the leading term. We set the following result on record, which reflects the content of Theorem 8.3 and Corollary 8.9 of [Stu96]. For details on this algebraic-geometric correspondence outlined above, we recommend the very accessible Chapter 8 of Sturmfels’ book [Stu96].
Theorem 7.1**.**
Let be a lattice polytope and let be a regular and unimodular triangulation. Then a reduced Gröbner basis of is given by the collection of monomials
[TABLE]
where is a minimal non-face, is a multisubset of such that and is a face of some simplex in . In particular, is flag if and only if the leading terms are quadratic and square-free.
Let be a unimodular triangulation of . Given any lattice point there are unique such that and is a face of a simplex in . Note that and do not have to be distinct points. Let us call two points separable if and have different signs for some . Together with Theorem 3.2, this yields the following description of a Gröbner basis for unconditional reflexive polytopes.
Theorem 7.2**.**
Let be an anti-blocking polytope with a regular and unimodular triangulation and let for be the associated Gröbner basis for . A Gröbner basis associated to the toric ideal of is given by the binomials:
[TABLE]
for and and
[TABLE]
for any separable and such that .
Proof.
Theorem 3.2 states that the regular and unimodular triangulation of induces a regular and unimodular triangulation of . It follows from Theorem 3.2 (iii) that a minimal non-face of is of the form , where is a non-face of and , or it is of the form for separable .
In order to apply Theorem 7.1, we need to determine for every minimal non-face the multisubset of such that . If for some minimal non-face , then we can take . If , then there is some , such that . It follows that , which is a face of some simplex of . Hence we can take . ∎
A prominent class of perfect graphs for which regular, unimodular triangulations of , as well as Gröbner bases for , are well understood are comparability graphs of finite posets. Let be a partially ordered set with comparability graph . The stable set polytopes of comparability graphs were studied by Stanley [Sta86] under the name chain polytopes and are denoted by . An antichain in is a collection of pairwise incomparable elements. The vertices of are precisely the points , where is an antichain. Let denote the collection of antichains. A pulling triangulation of can be explicitly described (see Section 4.1 in [CFS17] for exposition and details). The corresponding (reverse lexicographic) Gröbner basis was described by Hibi [Hib87]. Following [CFS17], we define
[TABLE]
where min and max are taken with respect to the partial order . We call two antichains incomparable if is not a subset of and not of . To ease notation, we identify variables in with symbols .
Theorem 7.3** ([Hib87, Sta86]).**
Let be a poset and its chain polytope. A Gröbner basis for is given by the binomials
[TABLE]
for all incomparable antichains . The corresponding triangulation of is regular, unimodular, and flag.
We define the unconditional chain polytope as the unconditional reflexive polytope associated to . These polytopes were independently introduced by Ohsugi and Tsuchiya [OT] under the name enriched chain polytopes. The lattice points in are uniquely given by
[TABLE]
where are antichains. We write for the pair of antichains. In the following, we slightly abuse notation and write instead of for anti-chains . We get a description of the vertices of from Proposition 3.1: Every vertex of is of the form for some inclusion-maximal antichain . Setting , we deduce that the vertices of are uniquely given by where is an inclusion-maximal anti-chain.
We call and separable if the corresponding points are separable. We also extend the two operations introduced above
[TABLE]
The following result was also obtained in [OT].
Theorem 7.4**.**
Let be a finite poset and the toric ideal associated to the unconditional chain polytope . Then a reduced Gröbner basis is given by the binomials
[TABLE]
for all incomparable and as well as
[TABLE]
where are separable and
[TABLE]
Proof.
We apply Theorems 7.2 using the Gröbner basis of the toric ideal of provided by Theorem 7.3. This provides the first set of binomials and we only have to argue the binomials with leading terms coming from separable pairs and .
The Gröbner basis given in Theorem 7.3 tells us how to find the decomposition of a point . Indeed, the minimal non-faces of the triangulation are given by the leading terms and correspond to incomparable pairs of anti-chains . The point can then be written as . The anti-chains are comparable and thus is a face a simplex in the triangulation.
By our discussion above, every point in is of the form for and . Now, for and separable, we have
[TABLE]
Note that and are not separable and the pairs and give a suitable representation of with respect to the triangulation of . ∎
8. Concluding remarks
8.1. A Blaschke–Santaló inequality
The Blaschke–Santaló inequality [Sch14, Sect. 10.7] implies that for a centrally-symmetric convex body
[TABLE]
where is the Euclidean unit ball. Equality is attained precisely when is an ellipsoid. Based on computations for up to vertices, we conjecture the following.
Conjecture 8.1**.**
For every , there is a unique perfect graph on vertices such that is maximal.
For , the unique maximizer is the path on vertices. For the unique maximizer is a -cycle and for the maximizer is obtained by adding a dangling edge to the -cycle. For the graph in question is -cycle with an additional -path connecting two antipodal vertices but for the graph is much more complicated.
8.2. Birkhoff polytopes of other types
It is only natural to look at Birkhoff-type polytopes of other finite irreducible Coxeter groups. Since the type- and the type- Coxeter groups are equal, we get the same polytope. Recall that the type- Coxeter group is the subgroup of with permutations with an even number of negative entries. We can construct the type- Birkhoff polytope, , to be the convex hull of signed permutation matrices with an even number of negative entries. As one may suspect from this construction, the omission of all lattice points in various orthants which occurs in ensures that it cannot be an OLP polytope and is thus not subject to any of our general theorems. When and , is a reflexive polytope, but does not have the IDP. Moreover, fails to be reflexive.
Additionally, one could consider Birkhoff constructions for Coxeter groups of exceptional type, in particular , and (see, e.g., [BB05]). While we did not consider these polytopes in our investigation, we do raise the following question:
Question 8.2**.**
Do the Birkhoff polytope constructions for , , and have the IDP? Are these polytopes reflexive? Do they have other interesting properties?
8.3. Future directions
In addition to considering Birkhoff polytopes of other types and connections to Gale duality as discussed above, there are several immediate avenues for further research. Coxeter groups are of great interest in the broader community of algebraic and geometric combinatorics (see, e.g., [BB05]) and it would be interesting if Coxeter-theoretic insights can be gained from the geometry of .
An additional future direction is to consider applications of the orthant-lattice property, particularly those of Theorem 3.2 and Remark 3.5. One potentially fruitful avenue is an application to reflexive smooth polytopes. Recall that a lattice polytope is simple if every vertex of is contained in exactly edges (see, e.g., [Zie95]). A simple polytope is called smooth if the primitive edge direction generate at every vertex of . Smooth polytopes are particularly of interest due to a conjecture commonly attributed to Oda [Oda]:
Conjecture 8.3** (Oda).**
If is a smooth polytope, then has the IDP.
This conjecture is not only of interest in the context of Ehrhart theory, but also in toric geometry. One potential strategy is to consider similar constructions to OLP polytopes for smooth reflexive polytopes to make progress towards this problem. As a first step, we pose the following question:
Question 8.4**.**
Are all smooth reflexive polytopes OLP polytopes?
Furthermore, regarding reflexive OLP polytopes one can ask the question:
Question 8.5**.**
Given a reflexive OLP polytope , under what conditions can we guarantee that is a reflexive OLP polytope?
By (2), this has a positive answer when is an unconditional reflexive polytope. However, there are multiple examples of failure in general even in dimension (see Figure 1).
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