Toeplitz operators and pseudo-extensions
Tirthankar Bhattacharyya, B. Krishna Das, Haripada Sau

TL;DR
This paper characterizes when a tuple of contractions admits a Toeplitz operator, links non-pureness to pseudo-extensions, and explores the structure of Toeplitz operator algebras, providing new insights and proofs.
Contribution
It introduces a simple necessary and sufficient condition for Toeplitz operators in commuting contractions and establishes a commutant pseudo-extension theorem with a novel proof approach.
Findings
A simple condition for Toeplitz operators in commuting contractions.
Equivalence between non-pureness and pseudo-extensions to unitaries.
A new proof of the existence of a canonical unitary pseudo-extension.
Abstract
There are three main results in this paper. First, we find an easily computable and simple condition which is necessary and sufficient for a commuting tuple of contractions to possess a non-zero Toeplitz operator. This condition is just that the adjoint of the product of the contractions is not pure. On one hand this brings out the importance of the product of the contractions and on the other hand, the non-pureness turns out to be equivalent to the existence of a pseudo-extension to a tuple of commuting unitaries. The second main result is a commutant pseudo-extension theorem obtained by studying the unique canonical unitary pseudo-extension of a tuple of commuting contractions. The third one is about the -algebra generated by the Toeplitz operators determined by a commuting tuple of contractions. With the help of a special completely positive map, a different proof of the…
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Taxonomy
TopicsHolomorphic and Operator Theory · Advanced Topics in Algebra · Advanced Operator Algebra Research
Toeplitz operators and pseudo-extensions
Tirthankar Bhattacharyya
Department of Mathematics, Indian Institute of Science, Bangalore 560 012, India.
,
B. Krishna Das
Department of Mathematics, Indian Institute of Technology Bombay, Powai, Mumbai, 400076, India.
[email protected], [email protected]
and
Haripada Sau
Department of Mathematics, Indian Institute of Technology Guwahati, Guwahati, Assam 781039, India.
[email protected], [email protected]
Abstract.
There are three main results in this paper. First, we find an easily computable and simple condition which is necessary and sufficient for a commuting tuple of contractions to possess a non-zero Toeplitz operator. This condition is just that the adjoint of the product of the contractions is not pure. On one hand this brings out the importance of the product of the contractions and on the other hand, the non-pureness turns out to be equivalent to the existence of a pseudo-extension to a tuple of commuting unitaries. The second main result is a commutant pseudo-extension theorem obtained by studying the unique canonical unitary pseudo-extension of a tuple of commuting contractions. The third one is about the -algebra generated by the Toeplitz operators determined by a commuting tuple of contractions. With the help of a special completely positive map, a different proof of the existence of the unique canonical unitary pseudo-extension is given.
Key words and phrases:
Polydisk, Toeplitz operator, Extension, Pseudo-extension, Commutant pseudo-extension
2010 Mathematics Subject Classification:
47A13, 47A20, 47B35, 47B38, 46E20, 30H10
1. Introduction
A contraction acting on a Hilbert space is called if converges to zero strongly as .
Let be the open unit disk while , and denote the open polydisk, the closed polydisk, and the -torus, respectively in -dimensional complex plane for .
The seminal paper [4] of Brown and Halmos introduced the study of those operators on the Hardy space which satisfy where is the unilateral shift on the Hardy space. These are called operators and have been greatly studied. Among the many directions in which Toeplitz operators have been generalized, operators on a Hilbert space that satisfy for a contraction on hold a prime place. Prunaru generalized this to study Toeplitz operators corresponding to a commuting contractive tuple (also called a -contraction) in [17]. Prunaru’s techniques are specific to the Euclidean unit ball.
In connection with the polydisk, the Toeplitz operators that have been well studied are those which satisfy
[TABLE]
where is multiplication by the coordinate function ‘’ on , the Hardy space over . The class of these Toeplitz operators is large and has been studied greatly, see [6] and the references therein. Thus the following definition is natural.
Definition 1.1**.**
Let be a commuting tuple of contractions on a Hilbert space . A bounded operator on is said to be a -Toeplitz operator if it satisfies Brown-Halmos relations with respect to , i.e.,
[TABLE]
The –closed and norm closed vector space of all -Toeplitz operators is denoted by .
One of the aims of this note is to answer when this vector space is non-trivial, i.e., contains a non-zero operator. The prime tool for deciding this question is the product operator.
For a -tuple of commuting contractions on a Hilbert space , the contraction will be refereed to as the product contraction of .
A remarkable fact in the theory of Hilbert space operators says that a commuting tuple of isometries extends to a commuting tuple of unitaries. This is true, in particular, for the shifts on the Hardy space of the polydisk. A natural question then arises. Is there a connection between the richness of the class of Toeplitz operators on the Hardy space of the polydisk and the fact that the tuple extends to commuting unitaries? This motivates the definition below and the theorem following it.
Definition 1.2**.**
Let be a -tuple of commuting bounded operators on a Hilbert space . A -tuple of commuting bounded operators on a Hilbert space is called a pseudo-extension of , if
- (1)
there is a non-zero contraction , and
- (2)
, for every .
We denote such a pseudo-extension of by .
A pseudo-extension of is said to be minimal if is the smallest reducing space for each containing . We say that two pseudo-extensions and of are unitarily equivalent if there exists a unitary such that
[TABLE]
A minimal pseudo-extension of is called canonical if
[TABLE]
The role of the contraction may need to be emphasized at times and then we shall say that is a pseudo-extension of through . The condition (2) in the above definition implies that each is an extension of densely defined as
[TABLE]
This is why we call is a pseudo-extension of .
A tuple of commuting contractions on a Hilbert space does not possess a unitary extension, in general. However, existence of a unitary pseudo-extension for a -tuple of commuting contraction can now be characterized in terms of a condition on the product contraction of . This is also intimately related to the non-triviality of .
Theorem 1.3**.**
Let be a -tuple of commuting contractions on a Hilbert space . Then the following are equivalent.
- (1)
* is non-trivial.* 2. (2)
The adjoint of the product contraction of is not pure, i.e., strongly. 3. (3)
There exists a unique (up to unitary equivalence) canonical unitary pseudo-extension of the tuple .
This theorem is proved in section 2.
A fundamental concept, called dilation, introduced by Sz.-Nagy has stimulated extensive research in operator theory.
Definition 1.4**.**
Let be a -tuple of commuting bounded operators on a Hilbert space . A -tuple of commuting bounded operators on a Hilbert space is called a dilation of , if is a subspace of and for . The dilation is called isometric if are isometries.
It is well-known that a commuting tuple of contractions does not have a commuting isometric dilation in general. In case has a commuting isometric dilation can we talk of the unitary part of the isometric dilation tuple and is that then an example of a pseudo-extension to a tuple of commuting unitaries? This question has a gratifying answer. Recall that the classical Wold decomposition [25] states that any isometry acting on a Hilbert space is unitarily equivalent to the direct sum of a unilateral shift of multiplicity equal to and a unitary operator . The unitary operator is often regarded as the ‘unitary part’ of the isometry . Several attempts have been made to obtain a multivariable analogue of Wold decomposition, see [5, 18, 22, 23] and references therein. Perhaps the most elegant among these models is the one obtained by Berger, Coburn and Lebow [3], see Theorem 2.3. We shall use its elegance to analogously define the unitary part of a commuting tuple of isometries. Then we shall answer the question above affirmatively in Theorem 2.5.
The relation between the existence of a non-zero operator in and the existence of a pseudo-extension of goes much further. A study of the unital -algebra generated by and reveals that it has a -representation onto the commutant of , denoted by . In fact, there exists a natural completely isometric cross section of the -representation that maps onto . This in turn proves that and are in one-to-one correspondence. Furthermore, we prove that every element in , the commutant of , can be -extended to an element in and that the correspondence
[TABLE]
is completely contractive, unital and multiplicative. This is the content of Theorem 4.3.
2. -Toeplitz operators and pseudo-extensions
This section has the proof of Theorem 1.3. We shall take up the path .
Proof of :.
Let there be a non-zero -Toeplitz operator . This means that for all . This implies where is the product contraction. Thus, for all we have and hence for every vector . So, if strongly converges to [math], then which is a contradiction.
For two hermitian operators and , we say that if is a positive operator. The following well known result called Douglas’s Lemma has found many applications.
Lemma 2.1**.**
[Theorem 1, [10]] Let and be two bounded operators on a Hilbert space . Then there exists a contraction such that if and only if
[TABLE]
The proof is easy. Indeed, defining on the range of as i all that is required. We shall need it below.
Proof of : Let be a -tuple of commuting contractions such that strongly. As is a contraction
[TABLE]
This guarantees a positive contraction such that
[TABLE]
The hypothesis makes non-zero. From the above expression of one can read off the validity of
[TABLE]
Hence we can define an isometry satisfying
[TABLE]
We note that
[TABLE]
Indeed, since is the product contraction, we get for each ,
[TABLE]
By Douglas’s Lemma 2.1, we obtain a contraction such that for every ,
[TABLE]
The contractions are commuting because using the commutativity of we get for each and ,
[TABLE]
Since is the product contraction, a computation similar to the one above yields . But is an isometry. So all of its commuting factors have to be isometries and hence the contractions have to be isometries. Let acting on be a minimal unitary extension of . Define a contraction as
[TABLE]
The computation below shows that intertwines each with :
[TABLE]
Finally, by definition of and , it follows that is the limit of in the strong operator topology and hence is a canonical pseudo-extension of .
For the uniqueness part, let us suppose that and be two canonical unitary pseudo-extensions of . We show that these two are unitarily equivalent. To that end, let us define the operator densely by
[TABLE]
for every and polynomial in and . Since is minimal, is surjective. Note that clearly satisfies . We will be done if we can show that is an isometry. Let be a polynomial in and and . Then for every ,
[TABLE]
Since the last term only depends on the -tuple , is an isometry.
Proof of : Note that if a -tuple of commuting contractions has even an isometric pseudo-extension through , then for all
[TABLE]
This proves that the non-zero operator belongs to . This in particular establishes that (3) implies (1). ∎
Remarks 2.2**.**
Several remarks are in order.
- (1)
It follows from the proof of of Theorem 1.3 that if a -tuple of commuting contractions has an isometric pseudo-extension, then it has a canonical unitary pseudo-extension. Indeed, if is any isometric pseudo-extension of , then as observed in the proof of of Theorem 1.3, the non-zero operator is a -Toeplitz operator. Hence by Theorem 1.3 there exists a canonical unitary pseudo-extension of .
- (2)
Let be a contraction acting on a Hilbert space . It is known that the minimal unitary (or isometric) dilation space of is always infinite dimensional even in the case when is finite dimensional. We observe that, unlike the case of the dilation theory, if is a -tuple of commuting contraction acting on a finite dimensional Hilbert space, then the canonical unitary pseudo-extension space for is also finite dimensional. Since any two canonical unitary pseudo-extensions of a given tuple are unitarily equivalent, we consider the canonical unitary pseudo-extension constructed in the proof of of Theorem 1.3. Recall that for each , the isometry as defined in (2.4) is itself a unitary because it acts on a finite dimensional space, viz., . Therefore the tuple acting on is a canonical unitary pseudo-extension of .
- (3)
We also observe that a -tuple of commuting contractions has a unitary pseudo-extension through an isometry if and only if is a commuting tuple of isometries. Thus, Theorem 1.3 subsumes the standard extension of commuting isometries to commuting unitaries as a special case.
We now link pseudo-extension of with isometric dilation of when it exists. To that end, we need an old result of Berger, Coburn and Lebow which has gained a lot of attention recently. Indeed it is the result of Berger, Coburn and Lebow that inspired explicit constructions of Andô dilation in [8] for a special case and then in [20] for the general case.
Theorem 2.3** (Theorem 3.1, [3]).**
Let be a -tuple of commuting isometries acting on a Hilbert space . Then there exist Hilbert spaces and , unitary operators and projection operators acting on , and commuting unitary operators acting on such that can be decomposed as
[TABLE]
and with respect to this decomposition
[TABLE]
where and .
The decomposition (2.9) of the product isometry with respect to (2.7) is actually the same as the Wold decomposition of . It is remarkable that the Wold decomposition of reduces each of its commuting factors into the direct sum of two operators.
Definition 2.4**.**
For a -tuple of commuting isometries, the -tuple of commuting unitaries obtained in Theorem 2.3 is called the unitary part of .
The following theorem relates pseudo-extensions with dilation theory and also provide examples of non-canonical pseudo-extensions.
Theorem 2.5**.**
For a -tuple of commuting contractions on , if has a minimal isometric dilation on with non-zero unitary part acting on then is a unitary pseudo-extension of .
Proof.
To prove is a unitary pseudo-extension of , the required contraction is defined as
[TABLE]
where denotes the orthogonal projection of onto . Since is minimal, cannot be orthogonal to and hence is non-zero. Since each is an extension of and since is reducing for each , we get
[TABLE]
for each in . This completes the proof. ∎
Remark 2.6**.**
We observed that the unitary pseudo-extension obtained in Theorem 2.5 is non-canonical, in general, because the contraction need not satisfy (1.2). We remark here that for , there is an explicit construction of dilation whose unitary part gives rise to the canonical unitary pseudo-extension, see Theorem 3 of [20].
From the above theorem follows the following corollary.
Corollary 2.7**.**
Let be a -tuple of commuting contractions such that
- (1)
* strongly and* 2. (2)
* has an isometric dilation.*
Then the unitary part of the minimal isometric dilation of is zero.
Proof.
Let be a minimal isometric dilation of . If the unitary part of is non-zero, then by the above discussion is a pseudo-extension of . This contradicts the fact that is a necessary and sufficient condition for existence of a pseudo-extension . ∎
We end this section by establishing a relation between a non-canonical unitary pseudo-extension and the canonical unitary pseudo-extension of a given tuple of commuting contractions. It shows that any unitary pseudo-extension of a given tuple of commuting contractions factors through the canonical unitary pseudo-extension.
Proposition 2.8**.**
Let be a -tuple of commuting contractions acting on a Hilbert space such that strongly as . Let be a unitary pseudo-extension of . If is the canonical pseudo-extension of , then
- (1)
* and* 2. (2)
* is a unitary pseudo-extension of through a contraction such that .*
Proof.
We have seen in the proof of of Theorem 1.3 that if is a unitary pseudo-extension of , then is a -Toeplitz operator. In particular, is in . This implies
[TABLE]
This proves part (1) of the proposition.
For part (2) we define the operator densely by
[TABLE]
for every and polynomial in and . Using part (1) of the proposition, a similar computation as done in (2) yields
[TABLE]
This shows that is not only well-defined but also a contraction. Finally, it readily follows from the definition of that it intertwines and and that . ∎
3. A commutant pseudo-extension theorem
The classical commutant lifting theorem – first by Sarason [19] for a special case and later by Sz.-Nagy–Foias (see Theorem 2.3 in [24]) for the general case – is a profound operator theoretic result with wide-ranging applications especially in the theory of interpolation. The most general form of this result states that if is a contraction with as its minimal isometric dilation, then any bounded operator commuting with has a norm-preserving lifting to an operator that commutes with . Here a lifting is defined to be a co-extension. In this section, we prove a version of the commutant lifting theorem, herein called commutant pseudo-extension theorem.
Theorem 3.1**.**
Let be a commuting tuple of contractions and be its canonical unitary pseudo-extension. Then every in the commutant of has a pseudo-extension to in the commutant of such that .
Proof.
Let be the product contraction of and be the limit as in (2.1). The idea is to obtain a bounded operator acting on commuting with each isometry as defined in (2.4) with norm no greater than and then apply the standard commutant extension theorem for commuting isometries.
We first do a simple inner product computation. For every
[TABLE]
Thus there is a bounded operator such that
[TABLE]
with norm at most . Let and be the isometry as defined in (2.4), then for each ,
[TABLE]
showing that commutes with the tuple of commuting isometries. We observed in (2.5) that the minimal unitary extension acting on of is actually a canonical unitary pseudo-extension of through a contraction defined as . Now by a well-known commutant lifting theorem (see, [2, Proposition 10]), there exists an operator in the commutant of such that and . Finally to show that is a pseudo-extension of , we see that for every ,
[TABLE]
This completes the proof. ∎
The following intertwining pseudo-extension theorem is easily obtained as a corollary to Theorem 3.1.
Corollary 3.2**.**
Let and be two commuting tuples of contractions acting on and , respectively. Let and be their respective canonical unitary pseudo-extensions. Then corresponding to any operator intertwining and there exists another operator such that intertwines and , and .
Proof.
Set . Then it is easy to see that commutes with for each . Set the unitary operators and denote . Then by hypothesis it is easy to check that is a canonical unitary pseudo extension of , where the contraction is given by
[TABLE]
By Theorem 3.1 there exists
[TABLE]
such that , and . From these relations of , it follows that has all the desired properties. ∎
Remark 3.3**.**
One disadvantage in the commutant pseudo-extension theorem is that unlike the classical commutant lifting theorem, the pseudo-extension of a commutant is not norm-preserving, in general and instead the correspondence from a commutant to its pseudo-extension is only contractive. We shall see in the next section that this correspondence is actually completely contractive.
4. Algebraic structure of the Toeplitz -algebra
For a -tuple of commuting contractions, the Toeplitz -algebra, denote by , is the -algebra generated by and the vector space of -Toeplitz operators. The objective of this section is to study the Toeplitz -algebra, which leads to an existential proof of the canonical pseudo-extension of .
We begin with a preparatory lemma that gives us a completely positive map with certain special properties that we need. The central idea of the proof goes back to Arveson, see Proposition 5.2 in [1]. For a subnormal operator tuple, in the multivariable situation, Eschmeier and Everard have proven a similar result by direct construction, see Section 3 of [11].
Lemma 4.1**.**
Let be a contraction on the Hilbert space . Then there exists a completely positive, completely contractive, idempotent linear map such that . Moreover, if satisfy for all then . In addition,
[TABLE]
where the limit is in the strong operator topology.
Proof.
We start by recalling that a Banach limit is a positive linear functional which is shift invariant in the sense that
[TABLE]
and which extends the natural positive linear functional defined on the space of convergent sequences. For in and vectors in , consider the bounded sesqui-linear form
[TABLE]
Since this form gives rise to a bounded operator, let us call that . Then defines a linear map on . Shift invariance of gives us that . As a consequence, is idempotent. Other properties of are straightforward. ∎
The map obtained above enjoys certain convenient properties as the following lemma shows. We do not prove it because it is part of the proof of Theorem 3.1 in Choi and Effros [7]. We have singled out what we need.
Lemma 4.2** (Choi and Effros).**
Let be a completely positive and completely contractive map such that . Then for all and in we have
[TABLE]
We are now ready for the main theorem of this section. The classical Toeplitz operators – the Toeplitz operators with respect to the unilateral shift on the Hardy space over the unit disk – are precisely the compressions of the commutant of the minimal unitary extension of the unilateral shift. Part (1) of the following theorem – the main result of this section – is a generalization of this result to our context.
Theorem 4.3**.**
Let be a tuple of commuting contractions acting on a Hilbert space such that . There exists a canonical unitary pseudo-extension of such that
- (1)
Pseudo-compression:* The map defined on by*
[TABLE]
is a complete isometry onto ; 2. (2)
Representation:* There exists a surjective unital -representation*
[TABLE]
such that 3. (3)
Commutant pseudo-extension:* There exists a completely contractive, unital and multiplicative mapping*
[TABLE]
defined by which satisfies
[TABLE]
Proof.
We start with the contraction and the idempotent, completely positive and completely contractive map such that
[TABLE]
as obtained in Lemma 4.1. Let denote the -algebra generated by and . We restrict to and continue to call it remembering that the underlying -algebra on which it acts is now .
Let be the minimal Stinespring dilation of . Thus, is a Hilbert space, is a bounded operator and is a unital -representation of taking values in such that
[TABLE]
Note that
We shall need to go deeper into the properties of the Stinespring triple . The first property we get is
() * is a unitary operator. Moreover, and is the smallest reducing subspace for containing .*
The proof is somewhat long. Since has now been restricted to the -algebra , its kernel is an ideal in by Lemma 4.2 (when is allowed as a map on whole of , its kernel may not be an ideal). In view of the kernel of being an ideal, it follows from the construction of the minimal Stinespring dilation that . Thus
[TABLE]
This will be used many times. Since is a representation, a straightforward computation gives us
[TABLE]
Since is unital, we get that is an isometry. If is a projection in the weak* closure of , then we also have and . This shows that and therefore
[TABLE]
for all . In particular, it follows that is a unitary and
[TABLE]
We can harvest a quick crucial equality here, viz.,
[TABLE]
if commutes with .
The proof of (4.5) follows from two computations. For every , we have
[TABLE]
showing that . On the other hand,
[TABLE]
Consequently, for every . This, in particular, proves that . To complete the proof of , it is required to establish that is the smallest reducing subspace for containing . To that end, we consider a map from Ran into given by
[TABLE]
It is injective because .
Since , we have to be idempotent and this coupled with the injectivity of gives us on . This immediately implies that is a complete isometry.
Let be the smallest reducing subspace for containing . Let be the projection in onto the space . Consider the vector space
[TABLE]
and the map defined by . This is injective.
Indeed, it is easy to check that for . Now if for some then using the identity , we get that
[TABLE]
for any two variable polynomials and and . This shows that and therefore, is injective. For any ,
[TABLE]
Thus, by the injectivity of , we have
[TABLE]
In other words, we have a surjective complete contraction
[TABLE]
defined by . Since and is a complete isometry, is a complete isometry. Then the induced compression map
[TABLE]
is a unital complete isometry and therefore a -isomorphism by a result of Kadison ([12]). Hence by the minimality of the Stinespring representation we have and therefore . This not only completes the proof of , but also proves
() The map defined by , for all , is surjective and a complete isometry.
() The Stinesrping triple satisfies . In particular,
[TABLE]
The final property that we shall need is
() The linear map defined by is completely contractive, unital and multiplicative.
To prove , first note that is completely contractive and unital as . We have also proved that for all . Since, for ,
[TABLE]
then by injectivity of we have is multiplicative and this completes the proof of .
Since we have now developed the properties of the Stinespring dilation of in detail, we are ready to complete the proof of the theorem. Define
[TABLE]
We observe that
[TABLE]
Indeed, using the property above, we get
[TABLE]
Therefore each is a unitary operator.
That the triple is actually a canonical pseudo-extension of follows from (4.5) when applied to for each . Minimality of the pseudo-extension follows from , which says that is actually equal to
[TABLE]
Let be as in above. Note that
[TABLE]
Consider the restriction of to and continue to denote it by . Since complete isometry is a hereditary property, to prove part (1), all we have to show is that lands in , whenever is in and is surjective. To that end, let . Then for each , we see that
[TABLE]
Thus maps into . For proving surjectivity of , let . This, in particular, implies that is in . Applying again we have an in such that . It remains to show that this commutes with each . Since , we have
[TABLE]
which is the same as . Applying the intertwining property of , we get for each
[TABLE]
which is the same as for each . Since is an isometry, the commutativity of with each is established. This completes the proof of part (1).
Part (2) of the Theorem follows from the content of if we restrict to and continue to call it .
For the last part of theorem, let us take as in , i,e.,
[TABLE]
for every in . Restrict to and continue to call it . The aim is to show that if . For this we first observe that if commutes with each , then is in . Now the rest of the proof follows from part (2) of the theorem and (4.5). ∎
Acknowledgement: The first named author’s research is supported by the University Grants Commission Centre for Advanced Studies. The research works of the second and third named authors are supported by DST-INSPIRE Faculty Fellowships DST/INSPIRE/04/2015/001094 and DST/INSPIRE/04/2018/002458 respectively.
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