Novel attractive pairing interaction in strongly correlated superconductors
Priyo Adhikary, and Tanmoy Das

TL;DR
This paper proposes a novel mechanism for superconductivity in strongly correlated materials, where emergent boson fields mediate an attractive interaction leading to s-wave pairing, challenging traditional views on unconventional superconductors.
Contribution
It introduces a new pairing mechanism mediated by holon gauge fields in mixed valence compounds, expanding understanding of superconductivity beyond electron-phonon interactions.
Findings
Identifies a new attractive interaction mediated by holon fields.
Predicts s-wave pairing symmetry in strongly correlated systems.
Provides a self-consistent theory matching experimental observations.
Abstract
Conventional and unconventional superconductivity, respectively, arise from attractive (electron-phonon) and repulsive (many-body Coulomb) interactions with fixed-sign and sign-reversal pairing symmetries. Although heavy-fermions, cuprates, and pnictides are widely believed to be unconventional superconductors, recent evidence in one of the heavy fermion superconductor (CeCuSi) indicate the presence of a novel conventional type pairing symmetry beyond the electron-phonon coupling. We present a new mechanism of attractive potential between electrons, mediated by emergent boson fields (vacuum or holon) in the strongly correlated mixed valence compounds. In the strong coupling limit, localized electron sites are protected from double occupancy, which results in an emergent holon gauge fields. The holon states can, however, attract conduction electrons through valence fluctuation…
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Novel attractive pairing interaction in strongly correlated superconductors
Priyo Adhikary, and Tanmoy Das
Department of Physics, Indian Institute of Science, Bangalore, Karnataka 560012
Abstract
Conventional and unconventional superconductivity, respectively, arise from attractive (electron-phonon) and repulsive (many-body Coulomb) interactions with fixed-sign and sign-reversal pairing symmetries. Although heavy-fermions, cuprates, and pnictides are widely believed to be unconventional superconductors, recent evidence in one of the heavy fermion superconductor (CeCu2Si2) indicate the presence of a novel conventional type pairing symmetry beyond the electron-phonon coupling. We present a new mechanism of attractive potential between electrons, mediated by emergent boson fields (vacuum or holon) in the strongly correlated mixed valence compounds. In the strong coupling limit, localized electron sites are protected from double occupancy, which results in an emergent holon gauge fields. The holon states can, however, attract conduction electrons through valence fluctuation channel, and the resulting doubly occupied states with local and conduction electrons condense as Cooper pairs with onsite, fixed-sign, -wave pairing symmetry. We develop the corresponding self-consistent theory of superconductivity, and compare the results with experiments. Our theory provides a new mechanism of superconductivity whose applicability extends to the wider class of intermetallic/mixed-valence materials and other flat-band metals.
I Introduction
Superconductivity arises from the formation of electron-electron pairs, namely, Cooper pairs. Celebrated Bardeen-Cooper-Schrieffer (BCS) theory showed that an effective attractive potential between electrons can emanate from the electron-phonon coupling, resulting in a fully gapped, constant sign superconducting (SC) gap (conventional -wave symmetry).bardeen1957 Interestingly, discussions of unconventional superconductivity from repulsive interactions dates back to 1965.Kohn1965 It was shown that Cooper pairs can be formed in a repulsive interaction medium, provided the corresponding gap function changes sign in the momentum spaceKohn1965 ; scalapino1987 ; maiti2013 ; Raghu2016 . The first heavy-fermion (HF) superconductor CeCu2Si2steglich1979 was widely believed to be an unconventional superconductor.SCnoPhonon ; Miyake ; Holmes ; ColemanUnSC Subsequently, more HF superconductors,stewart2001 followed by cuprate, and pnictide superconductors are discovered to feature unconventional pairings with either nodal -wave, or nodeless but sign-reversal -pairing symmetry, or their various irreducible combinations.ScalapinoRMP
However, the pairing symmetry, and the pairing mechanism in the first-discovered heavy-fermion compound CeCu2Si2 are recently called into questions. Earlier reports of nuclear quadrupole resonance (NQR) data revealed a behavior in the relaxation rate without a coherence peak, suggesting the presence of line nodes in the SC gap structure.NQR1 ; NQR2 ; NQR3 Observation of four-fold modulation in the upper critical field in CeCu2Si2 can predict a point-node -wave pairing stateExp4foldHc2 , provided the Fermi surface (FS) anisotropy is small enough to cause the same modulation.DasFldAngHc2 Finally, the observation of a spin resonance in the SC state by inelastic neutron scattering measurementINSexp can be interpreted as to arise from sign-reversal of the SC gap if the resonance peak is very sharp and its energy lies within the SC gap amplitude. More recently, counter-evidence of fully gapped superconductivity are obtained in various measurements including point-contact tunneling spectroscopy,Andreev1 ; Andreev2 specific heat,Cv2014 ; CvHc22016 ; CvLambdaK2017 magnetic penetration depth,CvLambdaK2017 ; Lambda2017 and thermal conductivityCvLambdaK2017 . The field-angle dependence of the specific heat data also shows no evidence of gap anisotropy.CvHc22016 Furthermore, the observed robustness of superconductivity to disorder supports the absence of sign-reversal in the pairing symmetry scenario.CvLambdaK2017 ; Disorder2017 These results collectively signal towards a conventional, fixed-sign, isotropic pairing symmetry in CeCu2Si2.
CeCu2Si2 has an interesting phase diagram exhibiting two SC domes under pressure, with an antiferromagnetic (AFM) quantum critical point (QCP) lying beneath the first SC dome, while a valence fluctuation critical point is possibly present at the second dome.TwoDomes ; Seyfarth ; TwoDomesDas The proximity to the AFM QCP inspires the proposals of spin-fluctuation mediated unconventional, sign-changing pairing symmetry.ThNodals ; ThNodelesss ; Lambda2017 The valence fluctuation, which is ubiquitous in HF compounds, can promote superconductivity with unconventional pairing mechanism.Miyake ; MiyakeOnishi ; Holmes ; OnishiMiyake ; TwoDomes ; Seyfarth In particular, it is widely argued by various groups that the vertex correction due to valence-fluctuation exchange can directly mediate a pairing channel,MiyakeOnishi ; Holmes ; OnishiMiyake or can augment pairing strength arising from other sourcesEPOrbitalFluc ; KontaniMultipolar . Kondo coupling can induce various unconventional pairings.Jarrell ; ColemanUnSC ; CompositePair ; KondoHeisenberg ; SympPair ; MolPair ; TandemPair Following the overwhelming evidence of conventional pairing symmetry, the electron-phonon coupling problem with strong Coulomb interaction is revisited recently.EPDMFT ; QPMRDF ; EPOrbitalFluc In general, electron-phonon coupling, if present, can be overturned by the strong onsite Coulomb repulsion in the HF quasiparticles exhibiting effective mass times the bare mass.
Our present work is motivated by the question: Can there be other source of attractive potential for superconductivity in general? Here, we provide a new mechanism of attractive potential originating from the interplay between the Coulomb interaction and valence fluctuations. The physical picture is illustrated in Fig. 1. When the Coulomb interaction is strong on the -electron’s site, double -electron’s occupancy is prohibited. Within the field theory view, a singly occupied -electron site is annexed with an unoccupied -state a bosonic holon field which repels another -electrons to occupy the state. However, the unoccupied -site can be occupied by a conduction electron since the presence of valence fluctuation channel allows mutation between the - and conduction electrons. Remarkably, we show here that the doubly occupied state with - and conduction electrons condense like a Cooper pair. Mathematically, as we integrate out the boson fields (unoccupied holons), we obtain a robust, new attractive potential channel between the conduction electrons and singly occupied -sites, naturally commencing onsite, constant sign, -wave like superconductivity. Conceptually, this process is somewhat analogous to the theory of meson mediated attractive nuclear force, except here the attraction commences between onsite electrons. We formulate the corresponding theory of superconductivity, and find excellent agreement with the recently observed fully gap, constant sign gap features in CeCu2Si2,Cv2014 ; CvHc22016 ; CvLambdaK2017 ; Lambda2017 ; Disorder2017 ; Andreev1 ; Andreev2 as well as in the Yb-doped CeCoIn5 superconductorshyunsoo2015 . We predict definite relationship between SC and valence fluctuation (coherence) temperature , and other unique properties of the present theory.
II Theory
The low-energy phenomena of HF compounds are well described by the periodic Anderson impurity (PAI) modelVarma1976 ; hewson1993 , which has four parts:
[TABLE]
() is the creation (annihilation) operator for the conduction electron with spin . The conduction electron has a dispersion , with being crystal momentum. The strongly correlated -electrons are treated as impurity, sitting on each unit cell with an onsite potential . The valence fluctuations between the conduction and correlated electrons lead to a hybridization potential . Finally, -electrons are subjected to a strong Hubbard interaction . (The model also holds for narrow ‘band’ -electrons as long as , with being its bandwidth.) Such a model is well studied in the literature, and can be projected onto the Kondo-lattice model using a Schrieffer-Wolf transformationschrifferwolf . Another popular route to solve this problem is the so-called slave-boson approach.Barnes ; Barnes2 ; coleman1984 ; koltier1986 ; Fresard
The basic phenomenologies of the slave-boson model can be described in two parts. A single -orbital on a given site has four Fock states, namely, doubly occupied site (), singly occupied site (), and unoccupied site (). Clearly, and operators are bosons, while are fermions, with being the spin index (owing to spin-orbit coupling, can, in general, have many multiplets). In the limit where double occupancy is strictly prohibited, one can project out the -states.footU The -orbitals can be expressed in the remaining three Fock states as with the constraint , where , are the corresponding number density at every site.Barnes ; Barnes2 ; coleman1984 ; Fresard ; Wolfle Hence we obtain,
[TABLE]
We have introduced a onsite potential for the unoccupied state, which arises as a Lagrangian multiplier to conserve the number of -electron states to in the limit. is considered to be site-independent, respecting the translational invariance, which physically implies that all holons are condensed to the same energy. The renormalized -electron’s energy is , where the corresponding band renormalization factor is defined as with .
Eq. (2) is our starting point in this work. This is not exactly solvable due to the presence of the , -states. Popular methods involve hard-core boson model (classical), or mean-field theory around the saddle point of newnsread ; read1983 ; coleman1984 . Here we include the quantum fluctuations of the holons, and solve Eq. (2) within the quantum field theory approach.
The last term in Eq. (2) implies that each valence fluctuation process generates (or annihilates) a boson field (), whose job is to prohibit double occupancy on the -sites. However, the unoccupied states or holons can attract another conduction electron (and vice versa), i.e., they trigger another valence fluctuation process. The two valence fluctuations process can be tied together to generate an effective interaction potential, which turns out to be attractive at low-energy. Mathematically, this is done by integrating out the coherent bosonic , -operators to obtain an effective interaction potential . Sparing the details to Appendix A, we present the final result of an effective interacting Hamiltonian (in the static limit) as
[TABLE]
Spin conservation leads to . The most impressive aspect of the above result lies in the form of the effective potential
[TABLE]
where is the bosonic Matsubara frequency. In what follows, in the low energy limit and (since holon’s energy is generally positive), Eq. (4) produces an attractive potential. This is one of our principle results of this work. As in the case of the BCS theory,bardeen1957 we consider here the static limit limit, yielding
[TABLE]
For a generic attractive potential, the pair correlation function has a logarithm divergence with temperature (see Appendix C), and we have a SC ground state. Looking at Eq. (3), we find that the Cooper pairs form here between the conduction electron and singly occupied -site with the SC gap parameter defined as
[TABLE]
Here we make few observations. (i) This is an inter-band pairing between the spin- conduction electron and single-site -electron with multiplet. (ii) The dependence of the SC gap is solely determined by that of the hybridization term in Eq. (5). (iii) This is a finite-momentum pairing, but unlike the Fulde-Ferrel-Larkin-Ovchinnikov state (FFLO) or the pair density wave state, here the Cooper pair solely absorbs the conduction electron’s momentum. (For dispersive, narrow -band, which is often the case in many HF systems, Cooper pairs can have zero center-of-mass momentum.) (iv) The SC state, in general, does not have the particle-hole symmetry, unless at . (v) Symmetry of the Cooper pairs is dictated by the values of , , and the parity of . In CeCu2Si2, the hybridization occurs between the Ce- and Ce- orbitals of the same Ce-atom,ThNodelesss and thus the hybridization potential can be considered as onsite, i.e., . For onsite hybridization, one expects a spin-singlet pair for (or higher order antisymmetric spin component if ). For an attractive potential, spin-singlet, onsite (-wave) pairing state has the highest eigenvalue as obtained in the BCS case as well.bardeen1957
III Mean-field results and critical phenomena
So far, we have obtained all results exactly. We now invoke the mean-field theory for superconductivity. The effective mean-field Hamiltonian reads
[TABLE]
The corresponding self-consistent gap equation is (see Appendix B)
[TABLE]
are the two quasiparticle bands: , where , and . .
In the case of onsite hybridization , the -dependence of the pairing potential is removed. This gives with , leading to a ‘conventional’ -wave pairing symmetry . Taking advantage of the onsite attractive potential, and -wave pairing channel, we can solve Eq. (8) analytically. Solutions of Eq. (8) in the two asymptotic limits of , and yield the gap amplitude and as
[TABLE]
Here , and , with being the Euler constant, and , and are bandwidth and density of states of conduction electrons at the Fermi level. The SC coupling constant is defined as
[TABLE]
where is the Kondo coupling constant. is defined below Eq. (2). The first terms before the parenthesis in both and are the usual BCS solutions, while the correction terms within the parenthesis have important consequences. The correction term in Eq. (9) suggests that superconductivity arises above a critical value of the coupling constant
[TABLE]
This implies that there exists a lower critical value of the hybridization above which superconductivity is possible. Since is related to the coherence temperature , we show below that the above constraint translates into a lower limit for to produce superconductivity. This result is in contrast to the BCS result where any infinitesimal electron-phonon coupling is sufficient for finite . Interestingly, the BCS ratio is not a universal constant here, even in the weak coupling limit. In the limit of , we recover BCS-type behavior of , and , with , suggesting a strong coupling limit of the superconductivity.
Plots of and as a function of and are shown in Fig. 2. Both phase diagrams exhibit funnel like behavior in the space. We highlight here two key features. (i) In plot we find a white region for small values which marks the forbidden (non-SC) region dictated by the constraint (Eq. (11)). In the rest of the regions where both and are finite, we obtain a second order phase transition with the critical exponent of 1/2. (ii) Secondly, superconductivity is optimal at a characteristic value of (marked by arrows in Fig. 2). At this point () and hence the pairing potential , stipulating maximum superconductivity. At the optimal , -electron’s band renormalization .
III.1 Connection to coherence temperature .
From Eq. (4), it is evident that is analogous to the Debye frequency of the electron-phonon mechanism. The essential dependence of and on observable parameters such as coherence temperature can be derived using the saddle point approximationnewnsread ; read1983 ; coleman1984 . For this case, Eq. (2) can be solved exactly,fresard2 yielding . Therefore, from Eq. (10), we find that the SC coupling constant depends on as
[TABLE]
This result is consistent with the fact that the Kondo critical point prompts optimal superconductivity as obtained in CeCu2Si2,TwoDomes as well as in many other HF superconductors.Miyake ; Holmes ; stewart2001 ; Si ; ColemanQCP ; YangPines However, is terminated below a critical which can be obtained from Eq. (9) as
[TABLE]
where is the same as before. Eq. (13) is another important result of our theory, which finds a surprisingly consistent agreement with experimental data (see Fig. 3). We plot and for several parameter values in Fig. 3. Both the critical behavior and the power-law dependence between and agree remarkably well with the experimental data of La, and Yb doped CeCoIn5 samples.maplepnas
IV Signatures of pairing structure.
IV.1 Meissner effect
Unlike the typical Cooper pair of two conduction electrons with opposite momenta in other types of superconductors, here we have a pairing between conduction electron and correlated singly occupied -electrons. The conduction electrons directly couple to the gauge field as . On the other hand, the -states do not couple to the vector potential in its localized limit. Importantly, despite that the magnetic field couples only to the conduction electron, we find a complete exclusion of the magnetic field at , a hallmark of superfluid state. Interestingly, however, in the strongly localized limit of the -orbitals, the Meissner effect experiments will exhibit charge of the Cooper pair to be , instead of as in other Conventional Cooper pair between two itinerant electrons. Caution to be taken in realistic heavy-fermion systems, where the band structure calculationThNodals shows weak dispersion of the -electrons, which couple to the external gauge field, and hence may contribute to the Cooper pair charge of or a value between to on average.
Here we proceed with computation of the diamagnetic () and paramagnetic () current of the conduction electrons only:
[TABLE]
and are the velocity and effective mass, respectively, of the conduction electron, and is the Fourier component of the vector potential . Using the mean-field solution of the quasiparticle bands, the superfluid density (inversely proportional to the magnetic penetration depth) is obtained to be
[TABLE]
for two quasiparticle bands. [Prime symbol over the summation indicates that it is restricted within the first quadrant of the Brillouin zone, since both and fermions are included exclusively to obtain Eq. (53), (54) (see Appendix D).] (\alpha^{\mp}_{{\bf k}})^{2}=\frac{1}{2}\Big{(}1\mp\frac{\xi^{+}_{{\bf k}}}{E_{0{\bf k}}}\Big{)} is the coherence factors of the mean-field solutions. The numerical evaluation of Eq. 15 yields an exponential behavior of superfluid density as , as shown in Fig. 4. This behavior is also observed experimentally in CeCu2Si2 CvLambdaK2017 ; Lambda2017 as well as in Yb-doped CeCoin5hyunsoo2015 .
IV.2 Spin-resonance mode
For unconventional pairing symmetry, the sign-reversal of the SC gap leads to a spin-resonance mode at .ScalapinoRMP Such a mode is rather weak in intensity and may lie above for conventional (fixed sign) pairing symmetry.PDaiTDas Experimentally, a resonance is observed in the SC state in CeCu2Si2 at in r.l.u. in the energy scale of 0.2 meV which is roughly at ( K).INSexp
The present pairing symmetry has few interesting collective spin modes which can explain the above experimental behavior. For the calculation of spin fluctuation to be tractable we consider that the -electrons possess spin . In this case, the total spin operator can be defined as a summation over conduction spin and -electrons spin:
[TABLE]
, are spin indices. The transverse spin susceptibility is defined as . Solving in the mean-field SC state, we obtain
[TABLE]
where
[TABLE]
, are the band indices, and in Eq. (18) corresponds to amplitude of the oscillators for (intra-) and (inter-) quasiparticle band transition. Eq. (17) can give various collective excitations, depending on the band structure details. We are here interested in the possible modes inside the SC gap. Indeed, we find the solution of a localized spin-excitation in the SC state at a wavevector which corresponds to the condition . (Note that this is not the condition of the conduction electron’s FS nesting). In this case, we have a resonance at an energy
[TABLE]
in the limit of . The corresponding oscillator strength of the resonance mode is . Since , the resonance occurs inside the SC gap, as observed experimentally in CeCu2Si2INSexp .
IV.3 Other measurements
The present theory of valence fluctuation mediated attractive pairing channel can be verified in multiple ways. For example, the present theory predicts a unique Andreev reflection behavior. In a typical normal metal and superconductor interface, as an electron tunnels from the metal into the superconductor side, it reflects back a hole, and vice versa. In our present case, the conduction electron from the normal metal forms a Cooper pair with a -state in the SC sample, and thus reflects a -electron to the normal metal, which can be easily probed. The reflection probably is inversely proportional to the effective mass of the -electron. This means in the limit of the localized -electron case, the Andreev reflection can be strongly suppressed or absent. A suppression of Andreev reflection amplitude is observed in CeCoIn5,ARCeCoIn5 and CeCu2Si2 Andreev1 ; Andreev2 .
As also mentioned in the above section, in the limit of fully localized -orbitals when the coupling to the external gauge field is suppressed, one may find evidence of charge of the Cooper pair in such experiments. However, the band structure effect of the -orbitals can help coupling of the -orbitals to the gauge field and hence the charge of the Cooper pair on average can be observed to be somewhere between to in experiments.
V Discussions and conclusions
Our theory demonstrates the existence of an attractive pairing potential mediated by the interplay between Coulomb interaction and valence fluctuations. The origin of the attractive potential is the emergent boson field (holon) associated with single-site -states to restrict double occupancy due to strong Coulomb interaction. The effective interaction is a result of multiple valence fluctuations: The holon field generated in a given valence fluctuation is absorbed in the second valence fluctuation, and the resulting two valence fluctuation processes generate an effective interaction between the - and conduction electrons. The interaction is attractive at low-frequency and isotropic in the case of onsite valence fluctuation process. The onsite, attractive interaction naturally gives an isotropic, constant sign -wave pairing channel between the single-site -electrons, and conduction electrons.
Our result of fixed-sign, isotropic -wave pairing channel is consistent with numerous experimental data discussed in the introduction.(Andreev1, ; Andreev2, ; Cv2014, ; CvHc22016, ; CvLambdaK2017, ; Lambda2017, ; Disorder2017, ) The exponential temperature dependence of point-contact tunneling spectroscopy,(Andreev1, ; Andreev2, ) specific heat,(Cv2014, ; CvHc22016, ; CvLambdaK2017, ) thermal conductivity(CvLambdaK2017, ), and penetration depth(CvLambdaK2017, ; Lambda2017, ) are naturally explained within our model. Moreover, there have been several recent evidence of two-band superconductivity in CeCu2Si2.(Cv2014, ; CvHc22016, ; Lambda2017, ) It was shown that most of the above data, as well as the dependence of the NQR data(NQR1, ; NQR2, ; NQR3, ) can be fitted well with a two-band model with a simple -wave pairing symmetry. This is fully consistent with our theory which has a two-band (conduction and local) behavior with -wave pairing. Furthermore, the proposed pairing (Eq. (6)) is a finite momentum pairing in the limit of fully localized -electrons, and itinerant conduction electrons. Consistently, there have been recent evidence of finite momentum pairing state in CeCu2Si2.FFLO Finally, strong suppression of Andreev reflection amplitude in CeCoIn5,ARCeCoIn5 and CeCu2Si2 Andreev1 ; Andreev2 are well known, suggesting the involvement of the localized -orbitals in the Cooper pairs.
In addition, the present theory can also explain the other three experimental signatures which were taken earlier as evidence of unconventional, sign-reversal pairing symmetry. (i) The dependence of the NQR relaxation rate below in CeCu2Si2 is often considered as evidence of line nodes in the SC gap structure.NQR1 ; NQR2 ; NQR3 As mentioned above, a two-band model with purely -wave gap, as in the present case, is shown to reproduce the same power-law behavior of without invoking gap nodes.Cv2014 ; CvHc22016 Therefore, we anticipate our theory is equally applicable here. (ii) The four-fold angular modulation of in CeCu2Si2 Exp4foldHc2 can be a signature of the SC gap anisotropy. However, it was shown in a realistic two-band model that a strong anisotropy in (as well as in other quantities) can well arise solely from the Fermi surface anisotropy even for a purely isotropic -wave SC gap.DasFldAngHc2 Indeed, the conduction electron’s Fermi surface is known to be substantially anisotropic in CeCu2Si2.ThNodals ; ThNodelesss (iii) Finally, it is known that a spin-resonance as measured by inelastic neutron scattering experiments can arise either from unconventional, sign-reversal pairing symmetry, or even for a fixed-sign -wave pairing.PDaiTDas For sign-reversal pairing gap, the spin-resonance is typically very sharp and its energy must follow , where is the SC gap amplitude. On the other hand, for fixed-sign, conventional pairing, the resonance is usually very broad, and its energy lies at . The measured spin-resonance in CeCu2Si2 INSexp is indeed quite broad, and the present data cannot discern if the resonance energy lies below or above . Moreover, our theory also predicts a novel resonance mode at an energy (Eq. (19)) determined by .
We compare and contrast the concepts of the present theory with the prior theories of ‘conventional’ pairing solutions in CeCu2Si2. Valence fluctuation mediated or assisted pairing mechanism has been a steady theme of discussions in the heavy-fermions community.(Miyake, ; MiyakeOnishi, ; Holmes, ; OnishiMiyake, ; TwoDomes, ; EPOrbitalFluc, ; KontaniMultipolar, ; Seyfarth, ) Miyake and Onishi (MiyakeOnishi, ; OnishiMiyake, ) have proposed a phenomenological pairing vertex formula with the help of an empirical valence fluctuation susceptibility defined near its critical point. Unlike our case, the pairing vertex in Ref. MiyakeOnishi does not invoke electron-electron correlation, however, the pairing interaction is argued to be retarded when correlation in included. On the other hand, in our case, the pairing interaction is microscopically derived from the interplay between correlation and valence fluctuation and has a robust solution of attractive channel at the low-energy limit. Our pairing interaction can be considered as a generalized, dynamical Kondo interaction. If we express the interaction in Eq. (3) in terms of local spin and conduction spin interaction, then can be cast as dynamical Kondo interaction (similar result in the static limit can be obtained within the Schrieffer-Wolf transformationschrifferwolf ). Starting from Kondo interaction with , a composite Cooper pair theory was proposed where conduction electron pairs up the (chargeless) fermionic representation of the local spin.CompositePair ; SympPair Such composite pairing channel is also -wave like in the limit of local Kondo channel. A prior quantum Monte Carlo simulation of periodic Anderson model showed the existence of a -wave pairing interaction.Jarrell This gives a validation of the attractive pairing interaction we derive in Eq. (4). Finally, we propose that a future dynamical mean-field theory (DMFT) calculation will be valuable to further confirm the existence of the attractive paring solution in such a model.
Finally, we make few remarks about the future extension of the present theory. A full, self-consistent treatment of , , and requires an Eliashberg-type formalism. Since is significantly low in HF compounds, the present mean-field treatment is however a good approximation for the estimates of . The theory also holds for dispersive -electrons state as long as the corresponding bandwidth is much lower than . For a dispersive -state, one can obtain a zero center-of-mass momenta Cooper pair . Therefore, the present theory is applicable to the wider class of intermetallic and mixed valence superconductors where a narrow band and a conduction band coexist, and possesses finite interband tunneling (valence fluctuation) strength.VarmaIntermetallics Our calculation does not include Coulomb interaction between the conduction and -electrons (the Falicov-Kimball type interaction). However, it is obvious that such a Coulomb interaction term will lead to a pair breaking correction (e.g -term), in analogy with the Coulomb interaction correction to the electron-phonon coupling case (the so-called McMillan’s formula)McMillan . Finally, the vertex correction to the pairing potential can be envisaged, in analogy with the Migdal’s theory, to scale as , where , and are the mass of the conduction and -electrons. Since in these HF systems, we argue that the vertex correction can be negligible.
Acknowledgements.
We thank M. B, Maple, T. V. Ramakrishnan, G. Baskaran, B. Kumar, F.D.M. Haldane for discussions and numerous suggestions. The work is supported by the Science and Engineering Research Board (SERB) of the Department of Science & Technology (DST), Govt. of India for the Start Up Research Grant (Young Scientist), and also benefited from the financial support from the Infosys Science foundation under Young investigator Award.
Appendix A Field theory treatment of the hole states and effective attractive potential
The action of the Hamiltonian in Eq. (2) is broken into four components
[TABLE]
where
[TABLE]
Here are bosonic coherent states and are Grassmann variables for singly occupied -states, and conduction electrons respectively (‘tilde’ means conjugation). is imaginary time axis. Thermodynamic properties of the system can be calculated from the partition function , where the trace is taken over all degrees of freedom of the system. We obtain an effective action by integrating out the bosonic variables as
[TABLE]
where
[TABLE]
It is easier to perform the integration in the Matsubara frequency space. The Fourier transformation to the Matsubara frequency domain of the variable gives , where is bosonic Matsubara frequency and . In the Matsubara space, we get
[TABLE]
where is the bare Green’s function for the -states: .
Next we define a bosonic hybridization field as
[TABLE]
whose Fourier component is , where with being the bosonic Matsubara frequency. Hence we can express the hybridization action as
[TABLE]
Interestingly, now in Eqs. (27),(29) the integration over -variable is replaced with summation over discrete Matsubara frequencies . Let us say at a given temperature we have number of Matsubara frequencies. So we define a bosonic spinor = (, , …, )T, and = (, , …, ). Similarly, we define a vector for the hybridization field as = (, , …, )T, = (, , …, ) where , and . Finally, we define a diagonal matrix for the inverse Green’s function in Eq. (27), whose components are . Hence we can express Eqs. (27),(29) respectively as
[TABLE]
Therefore, the last term of Eq. (26) can be evaluated as
[TABLE]
(We ignored some irrelevant constant factors). The factor of the exponent on the right hand side of Eq. (32) can now be evaluated rigiously. In limit, the Matsubara frequencies span from to . Hence we obtain,
[TABLE]
In the last equation, we have substituted the hybridization field into fermionic field from Eq. (28). The effective potential is
[TABLE]
Appendix B Mean-field solutions
We use the Nambo-Gorkov basis , in which the mean-field Hamiltonian (Eq. (LABEL:HMF)) reads
[TABLE]
where are the Pauli matrices and is a unit matrix. . The BdG eigenvalues are
[TABLE]
The Bogoliubov operators for the two eigenvalues are
[TABLE]
where
[TABLE]
Evaluating the self-consistent gap equation from Eq. (6), we get Eq. (8).
B.1 Transition temperature
For the attractive potential, onsite pairing is more favorable. Hence we set . In this case, superconducting transition temperature can be obtained by taking the limits of , which renders , , . From Eq. (8) we obtain
[TABLE]
where we have substituted . . The first integral in Eq. (39) is a tricky one. In the limit of , we can approximately evaluate this integral. The first integral of Eq. (39) gives
[TABLE]
where with being the Euler constant. The second integral is trivial to evaluate which gives
[TABLE]
In the limit of , . Therefore, we are left with , which gives,
[TABLE]
Eq. (8) in the main text is obtained from the above equation.
B.2 SC gap amplitude
Next we take the limit in Eq. (8). In this limit, we get . Hence we are left with
[TABLE]
In the last equation above, we assumed . Solving Eq.(43)
[TABLE]
where , and . In the weak coupling limit , we get (notice the factor of in the exponent) while in the strong coupling limit, we obtain the BCS-type formalism of .
Appendix C Pair susceptibility
To affirm that there exists a pairing instability in Eq. (3) in the main text, we compute the pair-pair correlation function. We consider the pair field
[TABLE]
where is the imaginary time. The pair susceptibility is defined as
[TABLE]
Where is the time ordered operator. Using Wick’s decomposition, we evaluate the above average as
[TABLE]
where is the conduction electron’s Green’s function, and is the Green’s function for the single site states. In the fermionic Matsubara frequency space these two Green’s functions become, and . Substituting the Green’s functions in Eq. (C), and doing the Fourier transformation we get
[TABLE]
Substituting the corresponding Green’s functions and performing the standard Matsubara frequency summation on , we arrive at
[TABLE]
is the Fermi distribution function. We are interested in the , and limits. Taking analytic continuation to the real frequency plane , the pair susceptibility becomes
[TABLE]
This equation is nothing but the R.H.S. of Eq. (39), except the constant factor . Again in the limit of this integral gives the solution as in Eq. (40). Hence we get
[TABLE]
Interestingly, unlike the typical BCS case, the pair correlation function does not have a logarithmic divergence as except in the limit of . This is the reason superconductivity is limited by a minimum limit of the coupling constant and to overcome the onsite energy as discussed in the main text.
Appendix D Further details of the Meissner effect
Unlike the typical Cooper pair of two conduction electrons with opposite momenta in other mechanism, here we have a pairing between conduction electron and correlated singly occupied -electrons. How do these Cooper pairs couple to the applied magnetic field? It is easy to envisage that conduction electrons directly couple to the gauge field as . On the other hand, the -states do not couple to the vector potential in its localized limit. Therefore, important changes are expected here , in the Meissner effects, compared to typical BCS case.
First of all, under the magnetic field the BdG states become chiral and thus the Bogolyubov states and the corresponding eigenvalues for are no longer the same. Hence we treat them explicitly as:
[TABLE]
, and are the coherence factors at zero magnetic field. The corresponding change in the eigenvalue are , where , and is the Fourier component of the vector potential in the momentum space. is the conduction band velocity with . are the eigenvalues without the magnetic field, and hence . In the weak magnetic field limit, this corresponds to the change in the Fermi Dirac distribution functions as . The two current operators are
[TABLE]
Here is the effective mass of the conduction electron. In the above two equations we utilized the fact that , and . The prime over the summation indicate that the summation is restricted to the first quadrant of the Brillouin zone. By substituting Eq. (D) and after a lengthy and straightforward calculation, we arrive at
[TABLE]
[TABLE]
Next we take the linear response theory and within the London’s equations, we define the penetration depth as , where is the total current. are the spatial coordinates. This gives the final result given in Eq. (15). This equation reduces to the typical BCS form in the case of .
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