On a version of the spectral excess theorem
M. A. Fiol, Safet Penji\'c

TL;DR
This paper characterizes when a graph's distance matrix is a polynomial in its adjacency matrix using spectral properties and extends the spectral excess theorem to more general graphs.
Contribution
It provides a new spectral characterization for the polynomial relation between distance and adjacency matrices, generalizing the spectral excess theorem.
Findings
Characterization of when the distance matrix is a polynomial in the adjacency matrix.
Extension of the spectral excess theorem to general graphs using Laplacian spectrum.
Conditions involving the spectrum and mean distances for such polynomial relations.
Abstract
Given a regular (connected) graph with adjacency matrix , distinct eigenvalues, and diameter , we give a characterization of when its distance matrix is a polynomial in , in terms of the adjacency spectrum of and the arithmetic (or harmonic) mean of the numbers of vertices at distance of every vertex. The same results is proved for any graph by using its Laplacian matrix and corresponding spectrum. When we reobtain the spectral excess theorem characterizing distance-regular graphs.
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Taxonomy
TopicsGraph theory and applications · Matrix Theory and Algorithms · Finite Group Theory Research
On a version of the spectral excess theorem111This research has been partially supported by AGAUR from the Catalan Government under project 2017SGR1087 and by MICINN from the Spanish Government under project PGC2018-095471-B-I00. The second author acknowledges the financial support from the Slovenian Research Agency (research core funding No. P1-0285 and Young Researchers Grant).
M. A. Fiol
Departament de Matemàtiques
Universitat Politécnica de Catalunya
Barcelona Graduate School of Mathematics
Catalonia, Spain
Safet Penjić
Andrej Marušič Institute
University of Primorska
Muzejski trg 2
6000 Koper, Slovenia
Abstract
Given a regular (connected) graph with adjacency matrix , distinct eigenvalues, and diameter , we give a characterization of when its distance matrix is a polynomial in , in terms of the adjacency spectrum of and the arithmetic (or harmonic) mean of the numbers of vertices at distance of every vertex. The same results is proved for any graph by using its Laplacian matrix and corresponding spectrum. When we reobtain the spectral excess theorem characterizing distance-regular graphs.
MSC: 05C50, 05E30
Keywords: Graph, adjacency algebra, spectrum, harmonic mean, distance-regular graph, Laplacian.
1 Preliminaries
Let be a (simple and connected) graph on vertices, with adjacency matrix , and spectrum , where are the distinct eigenvalues, and the superscripts stand for their multiplicities . If has diameter , we denote by the set of vertices at distance from , and . We abbreviate by , the degree of vertex .
Given to square matrices , let denote the sum of all entries of , so that , where ‘’ stand for the Hadamard (or entrywise) product. The predistance polynomials of , introduced in [9], are a sequence of orthogonal polynomials with respect to the scalar product
[TABLE]
normalized in such a way that . For instance, since , the two first predistance polynomials are and , with being the average degree of , see also Lemma 1.2. (It is known that with equality if and only if is regular.) Moreover, the value of the highest degree polynomial at can be computed from as
[TABLE]
where , (see [9]).
The predistance matrices are then defined by for . By [1, Prop. 2.2], there exist numbers , , and such that for , where , , , and . Also, if we define the polynomial , it can be shown that , and the distinct eigenvalues of are precisely the zeros of .
The above names come from the fact that, if is a distance-regular graph, then the ’s and ’s correspond to the well-known distance polynomials and distance matrices , respectively. In fact, a known characterization states that is distance-regular if and only if such polynomials satisfy for every . Moreover, in this case, . If we do not impose that the degree of each polynomial coincide with its subindex, then it can be and the graph is called distance-polynomial, a concept introduced by Weichsel [11].
In fact, if , the first author, Garriga, and Yebra [8] proved the following.
Proposition 1.1
A regular graph with diameter and distinct eigenvalues is distance-regular if and only if and its highest degree predistance polynomial satisfies .
From the predistance polynomials, we also consider their sums for , which satisfy , with being the Hoffman polynomial that characterizes the regularity of by the equality , the all-1 matrix (see [10]).
We also recall that the Laplacian matrix of is the matrix , where , where for . The Laplacian spectrum of is with . In particular, since is connected, , and the eigenvalue [math] has eigenvector , the all-1 vector. As in the case of the adjacency spectrum, we can define the Laplacian predistance polynomials as the sequence of orthogonal polynomials with respect to the scalar product
[TABLE]
normalized in such a way that . The following result gives the first two Laplacian predistance polynomials.
Lemma 1.2
Let be a graph with Laplacian matrix . Let be the average of the square degrees of . Then
.
.
Proof. We only need to prove . By using the method of Gram-Schmidt, we first find a polynomial orthogonal to . That is, , where
[TABLE]
Now, , where is a constant to be determined by the normalization condition , which gives . Moreover,
[TABLE]
Then, from we get the result.
Also, as in the case of the predistance polynomials ’s, we have
[TABLE]
with , (see [1]).
The analogous of Proposition 1.1, for not necessarily regular graphs, was proved by Van Dam and the first author in [3].
Proposition 1.3
A graph with Laplacian matrix , distinct Laplacian eigenvalues, and diameter is distance-regular if and only if and its highest degree Laplacian predistance polynomial satisfies .
In fact, the regularity of is already implied by the equation , as shown in the following lemma.
Lemma 1.4
Let be a graph with adjacency and Laplacian matrices and , respectively, and Laplacian predistance polynomial . Then, is -regular if and only if .
Proof. From the Cauchy-Schwartz inequality, , with equality if and only if is -regular. In this case, Lemma 1.2 becomes and, hence, . Conversely, if , by equating the coefficients of in (1.2), we get , whence , is -regular, and .
In this context, we also consider the sum polynomials for , with being a Hoffman-like polynomial satisfying (independently of whether is regular or not). For more details, see [3].
In our results we use the following simple result.
Lemma 1.5
Let be a graph with adjacency matrix and Laplacian matrix . Given a vertex and a polynomial ,
If is -regular, then .
If is a general graph, then .
Proof. Since is -regular, is an eigenpair of and, hence, . Then, the result follows by considering the component of both vectors. Case is proved in the same way by considering that is an eigenpair of .
2 A version of the spectral excess theorem
The spectral excess theorem, due to Fiol and Garriga [9], states that a regular (connected) graph is distance-regular if and only if its spectral excess (a number which can be computed from the spectrum of ) equals its average excess (the mean of the numbers of vertices at maximum distance from every vertex), see Van Dam [2], and Fiol, Gago, Garriga [7] for short proofs.
In this section we find a possible blue solution to the problem of deciding whether, from the adjacency spectrum of a (regular) graph and the harmonic (or arithmetic) mean of the numbers , we can decide that is a polynomial in . To be more precise, we provide a characterization of when , where the are the predistance polynomials.
Before proving the main result, note that, for any and any , the Cauchy-Schwartz inequality yields
[TABLE]
That is,
[TABLE]
and equality holds if and only if all the values of are the same for all .
Theorem 2.1
Let be a connected -regular graph with distinct eigenvalues, diameter , and predistance polynomials . Then,
[TABLE]
with equality if and only if .
Proof. We just adjust the proof of [2, Lemma 1], together with Lemma 1.5 and (3). Recalling that , we have that
[TABLE]
and this yields
[TABLE]
Since , the inequality follows.
If equality holds, then for each the values of are the same, say , for all . Moreover, since is symmetric, for any and , so that for any and . Also, by Lemma 1.5, , where for any . Finally, from , we have
[TABLE]
so that . That is, for each pair of vertices and at distance less than . Consequently, , which yields .
Conversely, assume that . Then, , and with , the equality follows.
As a simple consequence, notice that, if is a -regular graph of diameter , then for any . Besides, . Thus, equality in Theorem 2.1 holds, and is distance polynomial, as already proved Weichel in [11]. Another consequence of Theorem 2.1 is the following corollary.
Corollary 2.2
Let be a connected -regular graph on vertices, with spectrum , diameter , and predistance polynomials . Then the following holds.
In general,
[TABLE]
with equality if and only if .
If then
[TABLE]
If then .
The graph is distance-regular if and only if and
[TABLE]
or, alternatively,
[TABLE]
Proof. Let , , …, be real numbers. Recall that the numbers
[TABLE]
are the arithmetic and harmonic mean for the numbers , , …, , respectively, and we have . Equalities occur if and only if . The result now follows from Theorem 2.1. The proofs in and are immediate from , or from Theorem 2.1. The results in correspond to different versions of the spectral excess theorem given in [2, 5] and [9], respectively. Thus, (5) is a consequence of Theorem 2.1 and Proposition 1.1, whereas (6) follows from Theorem 2.1 and . In these two cases, we also used and (1).
3 The Laplacian approach
Theorem 3.1
Let be a connected graph with distinct eigenvalues, diameter , and Laplacian predistance polynomials . Then,
[TABLE]
with equality if and only if . Moreover, in this case, if , is regular.
Proof. The proof follows the same line of reasoning that in Theorem 2.1 with the polynomial instead of . Thus, we have:
[TABLE]
and this yields
[TABLE]
If equality holds, then for each the values of are the same, say , for all . Moreover, since is symmetric, for any and . Also, by Lemma 1.5, , where for every . Finally, from , we have
[TABLE]
so that . That is, for each pair of vertices and at distance less than . Consequently, , which yields . In particular, if equality holds and , we have . Thus, and, by Lemma 1.4, is regular.
Conversely, assume that . Then, , and with , and the equality follows.
From this theorem, we obtain the analogous results of Corollary 2.2-. In particular, the analogous of yields the following characterization of distance-regularity for a (not necessarily regular) graph.
Corollary 3.2
Let be a graph on vertices, with Laplacian matrix , Laplacian spectrum , diameter , and Laplacian predistance polynomials . Then, is distance-regular if and only if and
[TABLE]
Proof. Use Theorem 2.1, Proposition 1.3, and (2).
Also, as in Corollary 2.2, the above result implies the characterization given in [3] by using the arithmetic mean of the numbers .)
4 Open problems
We finish the paper by formulating some open problems which could be of interest in further studies.
Research problem 4.1
According to Corollary 2.2, if and equality in (4) holds, then is distance-regular. Classify all graphs for which equality in (4) holds.
Research problem 4.2
Let be a walk-regular graph (that is, for each , the number of closed walks of length from a vertex to itself is the same for each ) with diameter and distinct eigenvalues. Assume that . Prove or disprove that
[TABLE]
More generally, prove or disprove the same when is regular.
Research problem 4.3
Let be a graph with diameter , adjacency matrix , and distinct eigenvalues. Let be linearly independent polynomials satisfying , where , for , does not need to be of degree . Find under what conditions on such polynomials we can obtain a version of the spectral excess theorem for quotient polynomial graphs. (For a definition of quotient polynomial graphs, see [6]).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] M. Cámara, J. Fàbrega, M. A. Fiol, E. Garriga, Some Families of Orthogonal Polynomials of a Discrete Variable and their Applications to Graphs and Codes, Electronic J. Combinatorics 16 (2009), #R 83
- 2[2] E. R. van Dam, The spectral excess theorem for distance-regular graphs: a global (over)view, Electronic J. Combinatorics 15 (2008), #R 129.
- 3[3] E. R. van Dam and M. A. Fiol, The Laplacian spectral excess theorem for distance-regular graphs, Linear Algebra Appl. 458 (2014) 245–250.
- 4[4] A. J. Hoffman, On the polynomial of a graph, Amer. Math. Monthly 70 (1963) 30–36.
- 5[5] M. A. Fiol, Algebraic characterizations of distance-regular graphs, Discrete Math. 246 (2002) 111–129.
- 6[6] M. A. Fiol, Quotient polynomial graphs, Linear Algebra Appl. 488 (2016), 363–376.
- 7[7] M. A. Fiol, S. Gago, E. Garriga, A simple proof of the spectral excess theorem for distance-regular graphs, Linear Algebra Appl. 432 (2010) 2418–2422.
- 8[8] M. A. Fiol, E. Garriga, and J. L. A. Yebra, Locally pseudo-distance-regular graphs, J. Combin. Theory Ser. B 68 (1996) 179–205.
