On equivalence problem for 2--nondegenerate CR geometries with simple models
Jan Gregorovi\v{c}

TL;DR
This paper solves the equivalence problem for 2-nondegenerate CR geometries with simple models, completing the classification of maximally symmetric real submanifolds in complex space and constructing their local embeddings.
Contribution
It provides a complete solution to the equivalence problem for these CR geometries with simple automorphism groups, including explicit local embeddings.
Findings
Classification of maximally symmetric CR models completed
Explicit local embeddings into complex space constructed
Unified framework for equivalence problem of 2-nondegenerate CR geometries
Abstract
In this article, we solve the equivalence problem for 2--nondegenerate CR geometries that have (at every point) a homogeneous space as a maximally symmetric model for simple real Lie group of CR automorphisms. This completes the classification of real submanifolds in complex space that are maximally symmetric models with a real simple CR automorphism group. In particular, we construct (local) embeddings of these models into complex space.
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On equivalence problem for 2–nondegenerate CR geometries with simple models
Jan Gregorovič
Faculty of Mathematics, University of Vienna, Oskar Morgenstern Platz 1, 1090 Wien, Austria
Abstract.
In this article, we solve the equivalence problem for 2–nondegenerate CR geometries that have (at every point) a homogeneous space as a maximally symmetric model for simple real Lie group of CR automorphisms. This completes the classification of real submanifolds in complex space that are maximally symmetric models with a real simple CR automorphism group. In particular, we construct (local) embeddings of these models into complex space.
2010 Mathematics Subject Classification:
32V40, 32V35, 32V30, 32V05, 53C30, 53C10
The author was supported by the project P29468 of the Austrian Science Fund (FWF)
Contents
-
1.1 Semisimple maximally symmetric models of Levi–nondegenerate CR geometries
-
4 Equivalence problem for the regularly 2–nondegenerate CR geometries with simple models
-
4.1 A construction using a distinguished partial connection on the Levi kernel
-
4.2 Explicit construction of the absolute parallelism and the normalization conditions
-
4.3 Example – Absolute parallelism for uniformly 2–nondegenerate hypersurfaces in
1. Introduction
A way toward the solution of the problem of the biholomorphic equivalence for real submanifolds in the complex space is to compare the induced CR geometries with appropriate model CR geometries. In the case of the Levi–nondegenerate real hypersurfaces in , the maximally symmetric models are quadrics that can be identified (depending on the signature) with (the CR geometries on) the homogeneous spaces , where is the (real simple) CR automorphism group of the quadric and the stabilizer is a particular parabolic subgroup of . This allowed Cartan [Ca32] for and Tanaka [Ta62, Ta70, Ta76] and Chern and Moser [CM74] for to solve the equivalence problem for Levi–nondegenerate CR hypersurfaces. Of course, there are also Levi–nondegenerate CR hypersurfaces that have a non–maximal real simple CR automorphism group, see [Gr12].
In the case of the Levi–nondegenerate CR geometries of codimension higher than , the equivalence problem is solved under the assumption that we can compare the CR geometry with the same (maximally symmetric) model at every point. Under this assumption, the Tanaka’s prolongation procedure [Ta70] solves the equivalence problem for such real submanifolds in the complex space. Nevertheless, this solution is sufficient to classify the maximally symmetric models of Levi–nondegenerate CR geometries with semisimple CR automorphism group. We review this classification in detail in the following Section 1.1. Let us emphasize at this point that all of the models in the classification fit in the class of parabolic geometries c.f. [ČS09], which will also play an important role in the article. Particular classes of such CR geometries were studied in detail by Schmalz and Slovak [SS00, SS12].
In the case of general Levi–degenerate CR geometries, the equivalence problem is still open. Recently, several solutions different of the equivalence problem were found for the everywhere 2–nondegenerate CR hypersurfaces in by Ebenfelt [Eb06], Isaev and Zaitsev [IZ13], Pocchiola [Poc13], Medori and Spiro [MS14, MS15] and Kossovskyi and Kolar [KK19]. The 2–nondegeneracy is the strongest nondegeneracy condition for Levi–degenerate CR geometries c.f. [BER98, Fr74, Fr77] and we recall the precise definition later. Further, Porter [Por15] also found a solution of the equivalence problem for many classes of everywhere 2–nondegenerate CR hypersurfaces in . Finally, Porter and Zelenko [PZ17] solve the equivalence problem for many classes of everywhere 2–nondegenerate CR hypersurfaces with one dimensional Levi kernel. As we show later, these results provide only few examples of maximally symmetric models of 2–nondegenerate CR submanifolds that have real simple CR automorphism group, but not a complete classification.
In this article, we solve the equivalence problem for 2–nondegenerate CR geometries in arbitrary dimension satisfying the following natural requirement: the CR geometry is modeled, at each point, by a homogeneous space with the model being maximally symmetric and having a real simple CR automorphism group. We do so by extending to the 2-nondegenerate setting the Tanaka’s prolongation procedure [Ta70]. An overview of our procedure and detailed results are given in Section 1.2.
Let us remark that it is also possible to answer the question of what are the maximally symmetric model with semisimple CR automorphism group algebraically. This way would generalize the work of Santi [Sa15] on models of 2–nondegenerate CR hypersurface, but we know from results mentioned above that there are obstructions for this approach to provide the solution of the equivalence problem. We also obtain this algebraic result, see Remark 1, on the way to solve the equivalence problem.
Finally, we show (Theorem 3.3) that there are no maximally symmetric models of CR geometries that are nondegenerate of order that would have semisimple CR automorphism group and thus we completed the (algebraic) classification of maximally symmetric models with semisimple CR automorphism group.
1.1. Semisimple maximally symmetric models of Levi–nondegenerate CR geometries
A (bracket generating) filtration on a smooth manifold is a family of successive subbundles
[TABLE]
such that generates (via the Lie bracket). The pair is called a filtered manifold if a Lie bracket of sections of and is a section of . The bracket of vector fields on filtered manifold defines an algebraic Lie bracket on the associated graded tangent bundle
[TABLE]
at each . In particular, is a graded Lie algebra.
The filtered manifold is called regular with symbol if the graded Lie algebra is for each isomorphic to a graded Lie algebra . If does not contain an non–trivial ideal of , then the symbol is called non–degenerate.
A geometric structure on a regular filtered manifold with symbol is a reduction of the frame bundle of graded isomorphisms of with to a subgroup of the group of grading preserving automorphisms of .
Definition 1**.**
A CR geometry with Levi–Tanaka algebra on a regular filtered manifold with symbol is
- (1)
a complex structure on such that holds for all , and 2. (2)
a reduction of the group of grading preserving automorphisms of to a subgroup of consisting of the elements preserving .
The distribution corresponding to the maximal non–trivial ideal of in is called a Levi kernel. A CR geometry is called Levi–nondegenerate if the symbol is non–degenerate, i.e., .
The Levi–nondegenerate hypersurfaces provide typical examples of CR geometries. The complex tangent space together with the Levi bracket form a regular filtered manifold with a symbol that is the Heisenberg algebra. The complex structure on provides a reduction of the group of the grading preserving automorphisms of the Heisenberg algebra to , where is the signature of the Levi form.
In general, the nilpotent Lie group together with the left invariant filtration and the geometric structure induced by the grading of and reduction to is a (local) model of a –structure on a regular filtered manifold with nondegenerate symbol in the Tanaka’s prolongation theory [Ta70]. Moreover, Tanaka proved that the Lie algebra of (local) infinitesimal automorphisms, i.e., vector fields preserving the filtration and the geometric structure, is finite dimensional and can be bound by dimension of the Lie algebra of infinitesimal automorphisms of the (local) model. Starting with the nondegenerate symbol and the Lie algebra of , the Lie algebra of infinitesimal automorphisms of the (local) model is a graded Lie algebra , where for and for can be computed as
[TABLE]
The graded Lie algebra is usually called the Tanaka prolongation of .
If the Tanaka prolongation of is a semisimple Lie algebra, then the non–negative part of is a parabolic subalgebra of and there is a global model containing the local model as an open subset, i.e., is the maximally symmetric model. The corresponding –structures on regular filtered manifolds with the symbol are usually called parabolic geometries, cf. [ČS09]. The case of Levi–nondegenerate hypersurfaces is among them because the Lie algebra is the Tanaka prolongation of the symbol Heisenberg algebra plus .
Apart few exceptions that are not related to CR geometries, for each parabolic subgroup of there is a grading of the Lie algebra of such that is the Lie algebra of and is the Tanaka prolongation of , where is the negative part of the grading. Thus, it suffices to find parabolic geometries that admit a complex structure on preserved by such that holds for all . This was done in [MS98] or [AMT06]. The following theorem summarizes these classification results in a way that allows simple comparison with our main result Theorem 1.2.
Theorem 1.1**.**
Let be a semisimple Lie group and a Lie subgroup of . A homogeneous space is a maximally symmetric model of a Levi–nondegenerate CR geometry if and only if is a parabolic subgroup of and there is a bigrading of the complexification of such that
- (1)
the representation of on is complex 2. (2)
* holds for the grading of corresponding ,* 3. (3)
, 4. (4)
, 5. (5)
**
1.2. Summary of the results
In the setting of filtered manifolds , Freeman [Fr74, Fr77] defines 2–nondegeneracy of CR geometries with Levi–Tanaka algebra using the following observation:
The complex antilinear part of the Levi–bracket of section of and section of defines a linear map . The CR geometry is 2–nondegenerate at if is injective.
Since we are only interested in 2–nondegenerate CR geometries on regular filtered manifold with symbol , we identify the maximal non–trivial ideal of in with and with . We say that the graded nilpotent Lie algebra with restriction of (to the quotient) is the nondegenerate part of the Levi–Tanaka algebra , i.e.,
[TABLE]
Definition 2**.**
A CR geometry with Levi–Tanaka algebra on a regular filtered manifold is a called 2–nondegenerate if is injective for all . We say that the CR geometry is regularly 2–nondegenerate with (regular) second–order Levi–Tanaka algebra if
- (1)
the CR geometry is 2–nondegenerate and the image of does not depend on , 2. (2)
the image is contained in the Lie algebra of grading preserving derivations of , and 3. (3)
holds for the bracket in .
In Section 2, we discuss the second–order Levi–Tanaka algebras of 2–nondegenerate CR submanifolds, in detail. We remark that as in the case of Levi–nondegenerate CR geometries of codimension higher than , the regularity is (in general) not a generic assumption. Nevertheless, this does not restrict us to obtain the following theorem that summarizes our main results.
Theorem 1.2**.**
Let be a real simple Lie group and a Lie subgroup of . A homogeneous space is a maximally symmetric model of a regularly 2–nondegenerate CR geometry if and only if is a subgroup of a parabolic subgroup of and there is a bigrading of the complexification of such that
- (1)
* is a (pseudo)–Hermitian symmetric space,* 2. (2)
* holds for the grading of corresponding ,* 3. (3)
** 4. (4)
, 5. (5)
, 6. (6)
**
In Section 3.1, we will show in Proposition 3.2 that the second–order Levi–Tanaka algebras of semisimple maximally symmetric models of 2–nondegenerate CR submanifolds are regularly 2–nondegenerate and we obtain as a consequence of the (semi)simplicity a bigrading satisfying the conditions of the Theorem 1.2. This proves one implication in the Theorem 1.2 and we obtain the following classification of such bigradings in Section 3.2.
Theorem 1.3**.**
A quadruple satisfies the conditions of Theorem 1.2 if and only if there is entry in Tables 1, 2 such that is the Lie algebra of , is the component of acting effectively on , the simple roots in the ordered sets determine the bigrading , where satisfy the usual restrictions c.f. [ČS09, Section 3.2.9] and satisfy the additional restrictions specified in the tables.
We show in Lemma 3.4 and Proposition 3.7 that we can realize all entries of the classification as regularly 2–nondegenerate CR geometries and regularly 2–nondegenerate real submanifolds in complex space with particular second–order Levi–Tanaka algebras , respectively. We call these realizations a homogeneous model of 2–nondegenerate CR submanifold with second–order Levi–Tanaka algebra and a standard model of 2–nondegenerate CR submanifold with second–order Levi–Tanaka algebra , respectively. We compute explicit formulas for the embeddings into complex space and the corresponding defining equations for the nonexceptional hypersurface models in Section 5.
The Lie algebra of infinitesimal CR automorphisms of the homogeneous models of 2–nondegenerate CR submanifold with second–order Levi–Tanaka algebras corresponding to entries of our classification provide a lower bound on the dimension of the maximally symmetric models. In Section 4, we prove that this is also upper bound by solving the equivalence problem for regularly 2–nondegenerate CR geometries with such second–order Levi–Tanaka algebra by proving the following theorem.
Theorem 1.4**.**
Suppose that satisfy the hypotheses of Theorem 1.2 and is a homogeneous model of 2–nondegenerate CR submanifold with second–order Levi–Tanaka algebra . Then there are –invariant normalization conditions that provide equivalence of categories between
- •
the category of regularly 2–nondegenerate CR geometries with second–order Levi–Tanaka algebra ,
- •
the category of –fiber bundles with a –invariant –valued absolute parallelism satisfying the normalization conditions.
In particular, bounds the dimension of Lie algebra of infinitesimal CR automorphisms of all regularly 2–nondegenerate CR geometries with second–order Levi–Tanaka algebra and is the maximally symmetric model.
In fact, we construct (in Proposition 4.2) an infinitesimal –structure on a regular filtered manifold with symbol and apply on it (in the first step infinitesimal version of) the Tanaka prolongation theory [Ta70]. We remark that there are more refined versions of the Tanaka prolongation theory, however, we can not use them, because they require more restrictive normalization conditions that we can not satisfy, because:
- •
There are essential torsions/fundamental invariants that take value in and thus cannot be normalized to [math] as in the case of usual –structures on regular filtered manifolds with symbol .
- •
The fact that we choose complex linear isomorphism of with restricts the possible normalization conditions.
- •
According to Lemma 4.1, there is an additional reduction of the first Tanaka prolongation of in the hypersurface case.
Let us emphasize that these are the main reasons, why we have chosen our terminology to be analogous to the Tanaka’s prolongation theory. In particular, we distinguish our selves from the works of Santi [Sa15] and Porter and Zelenko [PZ17]. Santi does not provide a model for all second–order Levi–Tanaka algebras of CR hypersurfaces that he considers (under the name abstract core), while the formula we will obtain in Proposition 3.7 can be clearly used for all Levi–Tanaka algebras (although the properties of the corresponding models outside of [math] need further investigation). Porter and Zelenko restrict themselves to CR hypersurfaces with one dimensional Levi kernel and assume that there is a particular bigrading of the complexification of , while we will obtain this bigrading in Proposition 3.2 as a consequence of (semi)simplicity. Their work provides two series of maximally symmetric models with or that are simple, however we will obtain in Section 5 explicit defining equations for these models. The case corresponds to the case of uniformly 2–nondegenerate CR hypersurfaces in and we discuss our solution of the equivalence problem for this case in Section 4.3, in detail.
2. Real submanifolds in and 2–nondegenerate CR submanifolds
On a real submanifold there is the maximal complex subspace with complex structure induced by multiplication by . There is an open dense subset, where defines a filtration , where is integrable. Therefore, we can consider leaves of the corresponding foliation and assume that is a filtered manifold with a complex structure on each and say that the triple is a CR submanifold. On the other hand, the assumption that the filtration is regular is not a generic assumption and we will not assume it in this section.
Further, there is an open dense subset of , where the Levi kernel is a distribution. We observe that and hold as a consequence of the definition of Levi kernel. Therefore, and we see that
[TABLE]
holds for sections of and of and smooth function and its directional derivative . Therefore, the complex anti–linear part of the Lie bracket of these sections is algebraic and the map is well–defined. On 2–nondegenerate CR manifold, we identify with its image in .
Now, at each point of a 2–nondegenerate CR submanifold , we have the Lie algebra , the complex structure and subspace . Let us summarize the properties of these objects:
Lemma 2.1**.**
- (1)
* is a Levi–Tanaka algebra, i.e.,*
[TABLE]
for all 2. (2)
* is a nondegenerate Levi–Tanaka algebra.* 3. (3)
The action of on extends trivially on . 4. (4)
The action of is given by the composition the endomorphisms with
Proof.
The complexification of decomposes according to the eigenvalues of the complex structure to . Since the CR submanifold is induced by a real submanifold of complex space , it satisfies a (formal) integrability condition . This directly implies that for all i.e., is a Levi–Tanaka algebra.
Since elements of the Levi kernel belong to an ideal in and the complex structure preserves the Levi kernel, the second claim holds.
Further, and action of interchanges and . Therefore, for all and the third claim holds.
If we insert instead of into definition of use the fact that , then we obtain that , i.e., the last claim holds. ∎
We see from Lemma 2.1 that the following is the appropriate generalization of the Levi–Tanaka algebra to the setting of 2–nondegenerate CR submanifolds, which is well–defined almost everywhere.
Definition 3**.**
We say that the triple is the second–order Levi–Tanaka algebra of the CR submanifold at .
We say that the second–order Levi–Tanaka algebra is regular, if all elements of extend to grading preserving derivations of and holds for the Lie bracket of these derivations.
In the next Sections, we look on Levi–Tanaka algebras on homogeneous 2–nondegenerate CR submanifolds and show that we can restrict ourselves to regular second–order Levi–Tanaka algebras.
3. Maximally symmetric 2–nondegenerate CR geometries
3.1. Necessary conditions
A homogeneous CR submanifold is always regular, however, a homogeneous 2–nondegenerate CR submanifold satisfies a priory just the condition (1) of the Definition 2 and does not have to satisfy the conditions (2) and (3),i .e., does not have to be regularly 2–nondegenerate.
Suppose is a Lie group of CR automorphisms of a 2–nondegenerate CR geometry on a regular filtered manifold with Levi-Tanaka algebra and second–order Levi–Tanaka algebra acting effectively and transitively on . If we identify with the vector space , where is the Lie algebra of stabilizer of , then there is a filtration of such that holds.
Lemma 3.1**.**
Let be the preimage of in and define to be as the set of all elements such that . Then
- (1)
* for all ,* 2. (2)
* for large enough,* 3. (3)
there is associated graded Lie algebra with graded Lie subalgebra , 4. (4)
there is a homogeneous 2–nondegenerate CR geometry with second–order Levi–Tanaka algebra with Lie algebra of infinitesimal CR automorphism containing and the grading element of .
Proof.
If , then Claim (1) holds by definition of the filtered manifold. If and , then Claim (1) follows from the definition of the Levi kernel. The remaining cases of Claim (1) follow directly from the Jacobi identity.
The Claim (2) is an obvious consequence of Claim (1) and the effectivity of the action of .
The Claim (3) is natural consequence of Claim (1). Moreover, the grading element of is a derivation annihilating . Moreover, is intersection of fixed point set of conjugation by in with , thus there is a homogeneous spaces with an invariant 2–nondegenerate CR geometry, where the grading element is an infinitesimal CR automorphism. This proves the Claim (4). ∎
This Lemma immediately implies the necessity of regular 2–nondegeneracy of the second–order Levi–Tanaka algebra in the (semi)simple case and one of the implications in the Theorem 1.2.
Proposition 3.2**.**
Suppose is semisimple and is maximal among all (homogeneous) 2–nondegenerate CR geometries with second–order Levi–Tanaka algebra . Then is a subalgebra of a parabolic subalgebra of and there is bigrading of the complexification of such that
- (1)
* is a (pseudo)–Hermitian symmetric pair,* 2. (2)
* holds for the grading of corresponding ,* 3. (3)
** 4. (4)
, 5. (5)
, 6. (6)
**
In particular, the second–order Levi–Tanaka algebra is regular.
Proof.
A consequence of Claim (4) of Lemma 3.1 is that if the grading element is not element of , then is not maximal among all CR manifold with the given second–order Levi–Tanaka algebra. Clearly, the semisimple part of the adjoint action of the grading element is a grading element and if is semisimple, then and . Thus there is a corresponding parabolic subalgebra of containing .
Now, we consider the complexified situation. Both Lie algebras and are reductive. Moreover, we can choose –invariant complements of in consisting of nilpotent elements to represent the –eigenspaces of in the complexification of . Therefore, contains a Cartan subalgebra of (and the grading element) and acts by eigenvalues on the corresponding root spaces. Since bracket of root spaces is a root space, the action of elements of swap –eigenspaces of in and the bracket (in ) of elements preserves –eigenspaces of in . Therefore, the functional on the set of roots in defined
- •
as on roots in –eigenspaces of in ,
- •
as on roots in –eigenspaces of in ,
- •
as [math] on roots in .
is compatible with the Lie bracket . Since contains all simple negative roots, there is element in the Cartan subalgebra of that realizes this functional.
Let us consider bigrading of given by grading elements and . It is simple computation to show that this bigrading has the claimed properties (2)–(6). Finally, holds for the decompositions of . We see that is a symmetric pair with complex structure that is twisted in the terminology of [Be00] and [Be00, Proposition V.2.2] ensures that it is a (pseudo)–Hermitian symmetric pair. Therefore, the second–order Levi–Tanaka algebra is regular. ∎
We can observe that the necessary conditions (1)–(6) from Proposition 3.2 also hold in the case of semisimple maximally symmetric homogeneous 2–degenerate CR geometries, because the kernel of the map is contained in and plays no role in the construction of the bigrading. Therefore, we can use the results of Freeman [Fr74, Fr77] to show that there can not be semisimple maximally symmetric homogeneous CR geometries that are nondegenerate of order .
Theorem 3.3**.**
There is no semisimple maximally symmetric homogeneous CR geometry that is nondegenerate of order .
Proof.
The result of Freeman [Fr74, Fr77] is that in order to have finitely dimensional CR automorphism group, we need to assume the CR geometry is finitely nondegenerate of some order . If , the part of the grading component in that is in kernel of has to map into after complexification, i.e., there is and by duality , which is contradiction with the necessary condition ∎
3.2. Classification
We classify all bigradings of (complex) simple Lie algebras satisfying the conditions of Proposition 3.2 and all real forms that provide (after proving Theorem 1.2) the maximally symmetric models of 2–nondegenerate CR manifolds. Firstly, let us check that such bigradings define homogeneous models of 2–nondegenerate CR geometries. In Section 3.3, we show that these CR geometries can be (locally) embed into complex space.
Lemma 3.4**.**
Let be a real form of a bigraded semisimple complex Lie algebra with grading elements . Suppose that the grading element preserves and denote the corresponding grading. If , and is a (pseudo)–Hermitian pair, then the homogeneous spaces and carry an invariant 2–nondegenerate CR geometry with second–order Levi–Tanaka algebra , where .
Proof.
If is a (pseudo)–Hermitian symmetric pair, then preserves and thus it is a derivation of . It follows from the classification below that acts on by a complex representation and thus is well–defined. Since and and we see that elements preserve the complex structure on induced by . Therefore, there is –invariant complex structure on a distribution on given by and is an open submanifold of . The remaining claims are obtained by a simple computation. ∎
There are few obvious conditions for the sets of simple roots and defining the bigradings from Proposition 3.2 that are visible due to the fact that for any path in the Dynkin diagram of , there is a roots space given by the sum of the simple roots on the path:
- •
Along any path in the Dynkin diagram if we ignore simple roots outside of , then simple roots inside and outside of has to alternate, otherwise there would be a root space not satisfying the conditions from Proposition 3.2. Moreover, if there would be simple root in both and , then clearly holds and we are in the situation of Theorem 1.1. Therefore, the bigradings are given by a choice of two distinct sets of simple roots and , which are alternating along all paths in the Dynkin diagram (if we ignore simple roots outside of ).
- •
If one removes the nodes of or from the Dynkin diagram of , then or define a –gradings of the Lie algebras given by the remaining nodes, respectively. In particular, is the –grading component of grading given by .
Corollary 3.5**.**
The bigrading of given by the sets and satisfies the properties of the Theorem 1.1.
- •
, because we would get contradiction with if .
- •
is less than number of connected components of Dynkin diagram of with removed.
These conditions allow us to classify all bigradings with the properties from Proposition 3.2 in an algorithmic fashion.
- (1)
We start with simple Lie algebra and pick one simple root to be in . 2. (2)
Choose by picking at most one root in each connected components of the Dynkin diagram of with removed corresponding to a –grading. Check that corresponds to –grading of Dynkin diagram of with nodes removed and that defines at least grading of . Equivalently, one can cross check that appears in the classification of [AMT06]. 3. (3)
Check that –grading component of is and check that –grading component of is .
Lemma 3.6**.**
The set of all bigradings of complex simple Lie algebras with the properties from Proposition 3.2 corresponds to the entries of the Table 3.
Proof.
Type : We need to be satisfied in order to get two grading, otherwise, there are no restrictions on .
Type : If , then the nodes of and has to be next to each other. If , then the root space of is in . If , then is the unique root with root space in –grading component of .
Type : If , then if the nodes of and are not next to each other, then the root space of is in . Otherwise, , are the only root spaces in –grading component of and are the only root spaces in –grading component of .
Type : If , then and are the only root spaces in –grading component of .
Type : If , then and has root space in .
Type : If , then either and has to be next to each other or (up to outer automorphism of the Dynkin diagram). The first case coincides with the type . In the second case, then are the only roots with root space in –grading component of .
Type : If , then if and are not next to each other then is either in or . If , then we are in the case that coincides with the case. If , then has root space in .
Type : If , then and . If , then has root space in . Otherwise, all roots containing two are in and .
Types : The entries of the tables can be obtained by going through the finite number of all possibilities. ∎
Thus it remains to go trough the list of real forms of the Lie algebras from the Table 3 that admit the grading given by and check the classification of the (pseudo)–Hermitian symmetric spaces, c.f. [Ber57], whether is (pseudo–)Herminitan symmetric pair, where is the effective quotient of the pair . This provides us the Tables 1, 2.
3.3. Embedding of the models
Let us consider the homogeneous spaces and from the Lemma 3.4 corresponding to entries from our classification in Tables 1, 2. We show that we can (locally) embed them into a complex space. We call this embedding the standard model of 2–nondegenerate CR submanifold with regular second–order Levi–Tanaka algebra .
Proposition 3.7**.**
Let be a regular second–order Levi–Tanaka algebra with homogeneous model corresponding to an entry in Table 1 or 2. Then there is a realization of the real form of the complexification such that and , where is a parabolic subalgebra of determined by set of simple roots . In particular, has (up to a covering) an open orbit with stabilizer in the complex flag variety of type .
Moreover, let be given by
[TABLE]
for and , where denotes the component of
[TABLE]
in . Then the submanifold of the complex space is a regularly 2–nondegenerate CR submanifold with second–order Levi–Tanaka algebra and Lie algebra of infinitesimal CR automorphisms .
Proof.
If we consider the complexified symmetric space corresponding to the simple complex Hermitian symmetric pair , then we have complementary (at ) subgroups and of i.e., the abelian complex Lie group has open orbit in the complex manifold . At the same time defines an open submanifolds in the complex manifold . If in a vector space with a complex structure , then is in –eigenspace of on the complexification and is in –eigenspace of on the complexification. Therefore, for in some neighborhood of [math] in provide coordinates of (different than the logarithmic coordinates). Therefore, there is a local diffeomorphism between a neighborhood of [math] in and its image in the open submanifold of the complex manifold . Choosing a point in the open submanifold , which is the so–called big cell of the complex flag variety of type provides (by conjugation) the real form with the claimed properties.
Thus it remains to show that is the (analytic extension) of this local diffeomorphism in some coordinates. Clearly, provides coordinates of the open submanifold . Further, we use the logarithmic coordinates on . Since is subalgebra of , there is an element of such that . It is clear from the Baker–Campbell–Hausdorff formula for that and have the claimed form.
Let us express the infinitesimal CR automorphism in the coordinates of the embedding . If we identify via left–invariant vector fields, then the infinitesimal CR automorphism corresponds at to , where is the component of in projected along into . In the logarithmic coordinates, we can apply the Baker–Campbell–Hausdorff formula on
[TABLE]
to obtain a formulas for the infinitesimal CR automorphisms :
[TABLE]
where is the part of linear in . ∎
4. Equivalence problem for the regularly 2–nondegenerate CR geometries with simple models
In order to finish the proof of Theorem 1.2, we need to show that bounds the dimension of Lie algebra of infinitesimal CR automorphisms of all regularly 2–nondegenerate CR geometries with the same second–order Levi–Tanaka algebra as the model . To do this, we solve the equivalence problem, i.e., we prove the Theorem 1.4.
One direction in the proof of Theorem 1.4 is simple. We just need to pick normalization conditions that ensure that the projections of at all points of determine a regularly 2–nondegenerate CR geometry on with the second–order Levi–Tanaka algebra . Then we obtain a functor from the category of absolute parallelisms in Theorem 1.4 to the category of 2–nondegenerate CR geometries with second–order Levi–Tanaka algebra .
To prove the converse direction, we need to provide a construction of a unique for each regularly 2–nondegenerate CR geometry with second–order Levi–Tanaka algebra and the lifts of CR morphisms to morphisms of the absolute parallelisms. In fact, we consider two constructions of that use the same normalization conditions:
- •
In Sections 4.1, we present a technical construction of that proves the Theorem 1.4. Part of this construction uses the Tanaka’s prolongation theory from [Ta70] and we avoid as many technicalities as possible because we also present a direct construction of .
- •
In Sections 4.2, we present a direct construction of , the normalization conditions and construction of the lifts of CR morphisms. We remark that if we would like to use this construction to prove the Theorem 1.4, then we would need to show that the normalization conditions can be always satisfied and that they provide unique and that the lifts of CR morphisms exist and preserve . This is hard to check directly and for this reason, we use the first construction to prove the Theorem 1.4.
The starting point for both of the constructions of is the graded frame bundle where is the bundle of graded isomorphisms of the second–order Levi–Tanaka algebras at points of with the second–order Levi–Tanaka algebra and is the natural soldering form provided by these isomorphisms.
The next step in both of the construction requires the following information from the theory of parabolic geometries.
Lemma 4.1**.**
Suppose that are one of the cases from our classification in Tables 1, 2. Then
- (1)
If is not a Heisenberg algebra, then is the Tanaka prolongation of 2. (2)
If is a Heisenberg algebra, then is the Tanaka prolongation of where is the maximal –invariant subspace of the first prolongation of consisting of maps preserving on . 3. (3)
The intersection is reductive and coincides with the reduction of the group to the subgroup of elements preserving on and , i.e., it is the structure group of the graded frame bundle . 4. (4)
If does not correspond to the case , then is the Tanaka prolongation of . 5. (5)
If corresponds to the case , then is the Tanaka prolongation of . 6. (6)
The –homogeneity parts of the cohomologies vanish.
Proof.
If we compare our classification with [ČS09, Proposition 4.3.1], then we get the first two claims. In the case that is the Heisenberg algebra, then the additional maps in the first prolongation of are given by the cohomology of homogeneity . We can compute (see [ČS09, Section 3.3]) and see that it is an irreducible –module with lowest weight in , which is a map that does not preserve on .
Another consequence of [ČS09, Proposition 4.3.1] is that only in the case the Claim (3) does not follow directly. However, in this case the cohomology of homogeneity [math] is again a irreducible module with lowest weight in , which is a map that does not preserve on . This proves the Claims (4) and (5).
Moreover, this means that all first cohomologies of homogeneity vanish. The second cohomologies of homogeneity were explicitly computed in [GZ16] and we see that they vanish in the cases from our classification in Table 3. ∎
Remark 1*.*
The claims (1)–(4) of Lemma 4.1 can be also easily established without assumption is real simple, it is sufficient to assume that is semisimple. However, the cohomologies from claims (5)–(6) need to be computed, before we know, whether we can continue with our generalization of Tanaka’s prolongation procedure. Since there are too many possible situations for semisimple , we will do it in a separate article. Nevertheless, the analogies of claims (1) and (2) answer, when the dimension of is an algebraic bound for the maximally symmetric model. Indeed, there is always projection and the CR automorphisms descend to automorphisms of the parabolic geometry on and claims (1) and (2) of Lemma 4.1 would imply the maximality.
4.1. A construction using a distinguished partial connection on the Levi kernel
In this Section, we finished the proof of the Theorem 1.4 in two steps: Firstly, we construct an infinitesimal –structure on a regular filtered manifold with symbol on the graded frame bundle . Let us recall that an infinitesimal –structure on a regular filtered manifold with symbol on the graded frame bundle is a restriction of to preimige of together with the –valued form on the preimage of such that any extension of to a Cartan connection of type by forms of positive homogeneity w.r.t. to the grading has curvature of positive homogeneity (w.r.t. to the grading ). Such extensions exist due to Claim (3) of Lemma 4.1.
In terms of the Tanaka’s prolongation theory from [Ta70] this is an infinitesimal version of pseudo––structure of type from [Ta70, Definitions 7.2 and 7.5], where instead of the action of on there is only an infinitesimal –action on . Nevertheless, this is enough for the construction of Tanaka’s prolongation from [Ta70, Section 9], because the fact that the action of is globally defined is not required in the construction. Therefore, the further steps of the construction of are done as in [Ta70, Section 9] and we just need to check that we obtain a –fiber bundle with a –valued absolute parallelism .
The –valued form on the preimage of is equivalent to a partial connection on the Levi kernel (preserving ) and corresponds to a choice of –invariant complement of the vertical bundle in the preimage of in . The existence of such partial connections is given again by Claim (3) of Lemma 4.1. We show that we can choose a unique partial connection providing an infinitesimal –structure.
Proposition 4.2**.**
There is a unique partial connection on the Levi kernel such that the form defines an infinitesimal –structure on a regular filtered manifold with symbol on the graded frame bundle . This connection and are preserved by all CR morphisms.
Proof.
We extend the form to a Cartan connection on that as a graded isomorphism coincides with and for all and we want to show that there is such that the curvature (function) of has only components of positive homogeneity w.r.t. to the grading of .
We complexify and decompose everything according the bigrading . We can conclude from the construction of the second–order Levi–Tanaka algebra that the components of nonpositive homogeneity w.r.t. to the grading of are determined (via Jacobi identity) by components and of the curvature of the complexification of . Therefore, we need to show that there is unique choice of a partial connection on the Levi kernel for which one of these components vanish (because they are conjugated).
We prove that is element of the cohomology This can be done by following the proof of [ČS09, Theorem 3.1.12] that is using the Bianchy identity
[TABLE]
from [ČS09, Proposition 1.5.9], where are –equivariant maps and is the fundamental derivative.
In particular, if we follow the proof of [ČS09, Theorem 3.1.12], then we see that we need to show that the homogeneity –parts of the Bianchy identity coincide with the algebraic differential in . The only difference in the proof of this fact is that can have entries in and thus we need different argument to show that does not have homogeneity –part. In this case, is the lowest homogeneity component of the first in the expression thus has nontrivial homogeneity –part only for with values in . This is a contradiction with assumption (1) of Definition 2. Thus is closed and thus exact by Claim (6) of Lemma 4.1. Therefore, the claimed partial connection exists.
The uniqueness of the claimed partial connection follows from the vanishing of the cohomology of homogeneity from Claim (6) of Lemma 4.1. The uniqueness implies that this connection and are preserved by all (lifts of) CR morphisms on . ∎
We can proceed with the construction of the absolute parallelism using Tanaka’s prolongation theory from [Ta70].
If is not a Heisenberg algebra, then the Claim (1) of Lemma 4.1 ensures that the absolute parallelism constructed according to [Ta70] proves the Theorem 1.4.
If is a Heisenberg algebra, then the Claim (2) of Lemma 4.1 shows that we need an additional reduction to . After the first prolongation according to [Ta70], we obtain a bundle over and the points of the fibers together with the components of constructed in this step provide isomorphisms of at the underlying point with . We can make a reduction of to points providing complex linear isomorphisms and obtain a reduction to certain structure group . This implies that the complex antilinear part of the torsion in the previous prolongation step depends algebraically on the point in the fiber of the bundle and corresponds via the structure equation to part of such that has nontrivial component outside . If we normalize this torsion to [math], then we are left (due reductivity) with the maximal –invariant subspace of , i.e., . Therefore, the Claim (2) of Lemma 4.1 ensures that the absolute parallelism constructed according to [Ta70] (continuing after the reduction to ) proves the Theorem 1.4.
4.2. Explicit construction of the absolute parallelism and the normalization conditions
Since is reductive and the normalization conditions can be chosen –invariant, we will work in this section with –equivariant functions on the graded frame bundle with values in representations of .
According to [ČS09, Proposition 5.1.1], there is a global smooth –equivariant section and the space of these section is an affine space modeled on the space of sections , where means that the identification is as in the case of parabolic geometries dependent on . Moreover, decomposes into –invariant one forms on with values in –submodules of . If is Cartan connection and is a section given by a smooth –invariant function , then
[TABLE]
where is the left logarithmic derivative of . In general, there is the difference
[TABLE]
which is a family of –invariant one forms on with values in –submodules of parametrized by the function .
For the pullback of the structure equations of , we get that
[TABLE]
Therefore, if we normalize parts of that are not –invariant, we obtain nontrivial correction terms .
The component of complexification of in can be written as , where is complexification of and is determined by the Maurer–Cartan form of and by killing the homogeneity part of the pullback according to Proposition 4.2. We need to choose normalization conditions that assign unique value to the –equivariant maps . We go through the components according to the homogeneity by increasing value of :
Since we are on filtered manifold, there are no such . 2.
Such are the identity. 3.
Such vanish by definition and construction of . 4.
These are conjugated to for some . 5.
Vanish, because are not compatible with on . 6. remaining
We can normalize the remaining components according to Claims (4) and (5) of Lemma 4.1 as in the Tanaka’s prolongation theory [Ta70]. In particular, we can normalize them by a choice of the section and by killing parts of pullbacks that have entries in or .
Let us emphasize that the Tanaka’s prolongation theory [Ta70] does not provide the normalization conditions uniquely. It just ensures their existence. Moreover, it is not clear, whether –invariant normalization conditions exist, in general. We illustrate this on example in the following section.
The component of in is a principal connection on the graded frame bundle and for each CR morphism such that , there is a section such that , where is the corresponding lift of the CR morphism to the graded frame bundle. Since the class of connections is as in the case of parabolic geometries in bijective correspondence with the class of section , this provides the lift of to .
4.3. Example – Absolute parallelism for uniformly 2–nondegenerate hypersurfaces in
Let us carry out our prolongation procedure for the case of uniformly 2–nondegenerate hypersurfaces in . This will demonstrate our results and allow them to be compared with the other prolongation procedures known in this case, see [Eb06, IZ13, MS14, MS15, Poc13].
In this case, , , i.e., is the Heisenberg algebra, , i.e., We consider as the following real form of :
[TABLE]
where is real, are purely imaginary, are complex, indicate the bigrading of and means that entry is linearly dependent on the other entries (as in the first matrix). Let us emphasize that we use ′ to distinguish between the two linearly independent parts of .
Our choice of normalization conditions implies, that without loss of generality, we can choose a local section , i.e., local complex frame of . Locally, we work with the complexification of the pullback , which is a –valued one form on . These pullbacks extend –equivariantly on local trivializations of and can be glued to obtain on .
We will start with the following complex coframe that up to a multiple coincides with the coframe from [Poc13] that defines a local section :
[TABLE]
where are two complex valued functions on (the formula for in terms of the defining equation for can be found in [Poc13]) and is a –tuple of Lie derivatives of in directions w.r.t. to a nonholonomic frame dual to . We remark that depends on the ordering of the Lie derivatives and that in all our formulas bellow, the derivatives were ordered using the Jacobi identity.
If we decompose the complexification of the pullback of the soldering form on according to the grading, then we obtain that
[TABLE]
Therefore, the pullback has the following form:
[TABLE]
Note, that the choice removes the freedom in choice of the section , , vanish by definition and the choice of determines the distinguished connection on the Levi kernel from Proposition 4.2. Moreover, there are nontrivial relations between the remaining entries of the matrices provided by the fact that we obtained this by complexification that can be deduced by the inclusion .
Now, we can start the normalization procedure and determine the pullback and the correction term . So we look on components of and write for the component of in evaluated on the vector fields providing the dual frame to the coframe
[TABLE]
where and indicate the component of providing the nonvanishing (on the vector field) part of the coframe. We want to normalize suitable components and . Let proceed according to homogeneity of .
We can normalize and obtain:
[TABLE] 2.
We can normalize and obtain:
[TABLE] 3.
We can normalize and obtain:
[TABLE] 4.
There are several remaining components of in the homogeneities and of the form:
[TABLE]
where is the first fundamental invariant. Note that the “” position is purely imaginary in the real form and thus the sign change. 5.
We can normalize and obtain:
[TABLE] 6.
We can normalize and obtain:
[TABLE] 7.
We can normalize and obtain:
[TABLE] 8.
We can not normalize any other component in homogenity and the remaining components of does not provide any new fundamental invariants. In particular, these components vanish when , so we do not write them down explicitly. 9.
In homogeneity , we find the second fundamental invariant:
[TABLE]
Since we have all fundamental invariants, we continue with this example without explicit formulas that are too long to be presented here. 10.
There are two possible choices of normalization.
Either we can normalize , which depend on , and obtain:
[TABLE]
and the corresponding correction terms .
Or we can normalize
[TABLE]
which does not depend on However, is a differential equation of the form:
[TABLE]
for certain nonlinear differential operator acting on the functions , .
If , then there is normalization condition , where is the usual codifferential in the theory of parabolic geometries, see [ČS09, Section 3.3]. 11.
In homogeneity , we no longer (unless ) have an option to choose linear combination of components of that would not depend on . We can normalize and obtain the remaining:
[TABLE]
and the corresponding correction term .
This does not rule out the existence of absolute parallelism that would not depend on (a Cartan connection). It only shows that the normalization condition has to be given by a differential operator acting on such that does not depend on and such that uniquely determines the absolute parallelism/Cartan connection.
5. Defining equations for the hypersurface models
In this section, we use the Proposition 3.7 to compute the defining equations for all models from our classification in Table 1 that are of codimension .
In general, the computation proceeds as follows:
We represent elements of as block matrices decomposed according to the bigrading . We specify the elements , where we decompose the blocks into the real part and imaginary parts of and represent by . This realizes the real form in in agreement with the Proposition 3.7. The different real forms are distinguished by the diagonal matrices with and being the numbers and on the diagonal. Further, we specify the elements for and use the notation for the nontrivial blocks.
Since we are working with nilpotent matrices, we can directly compute the embedding using the Taylor expansions for and and matrix multiplication. We use the notation for the blocks in and represent by .
Finally, we eliminate the blocks and from and we present a single defining equation given by combinations of multiplication of the blocks and their conjugates . We remark that we use the notation for the conjugate transpose of .
We name the subsection according to the entries of our classification in Table 1 and specify the signature of the Levi form to distinguish the cases with different . The first case is presented in greater detail.
5.1.
The first entry in the Table 1 has and provides contact grading for . This implies and
[TABLE]
where , . Now, we apply the formula from Proposition 3.7 on the matrices and obtain the formula for the embedding
[TABLE]
where . We can solve that
[TABLE]
and plug it into formula for to obtain the following defining equation
[TABLE]
In the case , the signature is and the defining equation simplifies to
[TABLE]
where .
5.2.
[TABLE]
where , .
[TABLE]
where .
[TABLE]
where and are Hermitian matrices.
In the case , the signature is and the defining equation simplifies to:
[TABLE]
where .
Similarly, in the case , the signature is and
[TABLE]
and in the case , the signature is and
[TABLE]
5.3.
[TABLE]
where and .
[TABLE]
where .
[TABLE]
In the case, , the signature is and the defining equation simplifies (after reparametrization) to the well–know local rational model of a tube over a light cone:
[TABLE]
5.4.
[TABLE]
where , and
[TABLE]
where .
[TABLE]
where , and
[TABLE]
[TABLE]
In the case, , the signature is and the defining equation simplifies to:
[TABLE]
5.5.
[TABLE]
where , and
[TABLE]
where and and
[TABLE]
[TABLE]
where is a Hermitian matrix.
5.6.
[TABLE]
where , and
[TABLE]
where and and
[TABLE]
[TABLE]
where is a Hermitian matrix.
5.7. A generic model
Let us emphasize that is in this case the full algebra of infinitesimal contactomorphisms preserving the grading of and this is unique model for 2–nondegerate CR hypersurfaces with such signature of the Levi form.
[TABLE]
where and
[TABLE]
where .
[TABLE]
where is a Hermitian matrix.
In the case , the signature is and the defining equation simplifies to:
[TABLE]
which is again the well–know local rational model of a tube over a light cone.
5.8. Remark on exceptional models
In the Table 2, there are several entries for the real forms of the exceptional Lie algebras and that that are of codimesion . We do not compute the defining equations for these models due to computational complexity. We think that the computation of these remaining defining equations can be a good problem for a Bachelor/Master thesis.
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