Unique continuation properties for abstract Schroedinger equations and applications
Veli Shakhmurov

TL;DR
This paper establishes unique continuation properties and Hardy's uncertainty principle for abstract Schrödinger equations with operator potentials in Hilbert spaces, applicable to various physical systems.
Contribution
It generalizes unique continuation results to Schrödinger equations with operator potentials in Hilbert spaces, covering a wide range of physical models.
Findings
Hardy's uncertainty principle is extended to abstract Schrödinger equations.
Unique continuation properties are proven for equations with operator potentials.
Applicable to numerous physical systems through appropriate space and operator choices.
Abstract
In this paper, Hardy's uncertainty principle and unique continuation properties of Schrodinger equations with operator potentials in Hilbert space-valued classes are obtained. Since the Hilbert space H and linear operators are arbitrary, by choosing the appropriate spaces and operators we obtain numerous classes of Schrodinger type equations and its finite and infinite many systems which occur in a wide variety of physical systems.
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Taxonomy
TopicsMathematical Analysis and Transform Methods · Advanced Mathematical Physics Problems · Spectral Theory in Mathematical Physics
Unique continuation properties for abstract Schrodinger equations and applications
Veli Shakhmurov
Department of Mechanical Engineering, Okan University, Akfirat, Tuzla 34959 Istanbul, Turkey,
E-mail: [email protected]
Institute of Mathematics and Mechanics, Azerbaijan National Academy of Sciences, Azerbaijan, AZ1141, Baku, F. Agaev, 9,
E-mail: [email protected]
Abstract
In this paper, Hardy’s uncertainty principle and unique continuation properties of Schrodinger equations with operator potentials in Hilbert space-valued classes are obtained. Since the Hilbert space and linear operators are arbitrary, by choosing the appropriate spaces and operators we obtain numerous classes of Schrodinger type equations and its finite and infinite many systems which occur in a wide variety of physical systems.
**Key Word: Schrödinger equations, Positive operators, **groups of operators, Unique continuation, Hardy’s uncertainty principle
**AMS 2010: 35Q41, 35K15, 47B25, 47Dxx, 46E40 **
1. Introduction, definitions
In this paper, the unique continuation properties of the following abstract Schrödinger equation
[TABLE]
are studied, where is a linear and is a given potential operator functions in a Hilbert space denotes the Laplace operator in and is the -valued unknown function. This linear result was then applied to show that two regular solutions , of non-linear Schrödinger equations
[TABLE]
for general non-linearities must agree in , when and its gradient decay faster than any quadratic exponential at times [math] and .
Hardy’s uncertainty principle and unique continuation properties for Schrödinger equations studied e.g in and the referances therein. Abstract differential equations studied e.g. in However, there seems to be no such abstract setting for nonlinear Schrödinger equations except the local existence of weak solution (cf. In contrast to these results we will study the unique continuation properties of abstract Schrödinger equations with the operator potentials. Since the Hilbert space is arbitrary and is a possible linear operator, by choosing and we can obtain numerous classes of Schrödinger type equations and its systems which occur in the different processes. Our main goal is to obtain sufficient conditions on a solution , the operator potential and the behavior of the solution at two different times and which guarantee that for . If we choose to be a concrete Hilbert space, for example , where is a domin in with sufficientli smooth boundary and is an elliptic operator then, we obtain the unique continuation properties of the followinng Schrödinger equation
[TABLE]
Moreover, let we choose and to be differential operator with Wentzell-Robin boundary condition defined by
[TABLE]
[TABLE]
where are sufficiently smooth functions on and is a integral operator so that
[TABLE]
where, is a complex valued bounded function. From our general results we obtain the unique continuation properties of the Wentzell-Robin type boundary value problem (BVP) for the following Schrödinger equation
[TABLE]
[TABLE]
[TABLE]
Note that, the regularity properties of Wentzell-Robin type BVP for elliptic equations were studied e.g. in and the references therein. Moreover, if put and choose to be a infinite matrix , then we derive the unique continuation properties of the following system of Schrödinger equation
[TABLE]
where are continuous and are bounded functions.
Let be a Banach space. denotes the space of strongly measurable -valued functions that are defined on the measurable subset with the norm
[TABLE]
Let be a Hilbert space and
[TABLE]
For and , becomes a -valued function space with inner product:
[TABLE]
Here, , denotes the valued Sobolev space of order which is defined as:
[TABLE]
with the norm
[TABLE]
It clear that Let and be two Hilbert spaces and is continuously and densely embedded into . Let denote the Sobolev-Lions type space, i.e.,
[TABLE]
[TABLE]
Let denote the space of valued uniformly bounded continious functions on with norm
[TABLE]
will denote the spaces of -valued uniformly bounded strongly continuous and -times continuously differentiable functions on with norm
[TABLE]
Here, for . Let denote the set of all natural numbers, denote the set of all complex numbers. Let and be two Banach spaces. will denote the space of all bounded linear operators from to For it will be denoted by
Here, denotes the valued Schwartz class, i.e. the space of valued rapidly decreasing smooth functions on equipped with its usual topology generated by seminorms. will be denoted by just . Let denote the space of all continuous linear operators, , equipped with topology of bounded convergence.
Let be closed linear operator in with independent on domain that is dense on The Fourier transformation of i.e. is a linear operator defined as
[TABLE]
(For details see e.g ).
Let be a commutator operator, i.e.
[TABLE]
for linear operators and
Sometimes we use one and the same symbol without distinction in order to denote positive constants which may differ from each other even in a single context. When we want to specify the dependence of such a constant on a parameter, say , we write .
2. Main results
Let be closed linear operator in a Hilbert space with independent on domain that is dense on Let
[TABLE]
[TABLE]
[TABLE]
Definition 2.1. A function is called a local weak solution to on if belongs to and satisfies in the sense of In particular, if coincides with , then is called a global weak solution to
If the solution of belongs to then its called a stronge solution.
Our main results in this paper is the following:
**Theorem 1. **Assume that the following condition are satisfied:
(1) and are symmetric operators in a Hilbert space with independent on domain that is dense on Moreover,
[TABLE]
(2) for some and for Moreover, there is a constant so that
[TABLE]
for and , where is a positive function in
(3) either, , where for and
[TABLE]
or
[TABLE]
where
[TABLE]
(4) is a solution of the equation and
[TABLE]
Then
As a direct consequence of Theorem 1 we get the following Hardy’s uncertainty principle result for the non-linear equations .
**Theorem 2. **Assume that the assumptions (1)-(2) of Theorem 1 are satisfied. Let , be stronge solutions of the equation with Moreover, assume and If there are , with such that
[TABLE]
then
One of the results we get is the following one.
**Theorem 3. **Assume that the all conditions of Theorem 1 are satisfied. Suppose generates a bounded continious group. Let be a solution of Then is logarithmically convex in and there is such that
[TABLE]
[TABLE]
when
[TABLE]
Moreover,
[TABLE]
[TABLE]
Here, we prove the following result for abstract parabolic equations with variable coefficientes.
Consider the Cauchy problem for abstract parabolic equations with variable operator coefficients
[TABLE]
[TABLE]
where is a linear and is the given potential operator functions in By employing Theorem 1 we obtain
**Theorem 4. **Assume the assumptions (1)-(3) of Theorem 1 are satisfied. Suppose is a solution of and
[TABLE]
for some . Then, for
First of all, we generalize the result G. H. Hardy (see e.g , p.131) about uncertainty principle for Fourier transform:
**Lemma 2.1. Let ** be -valued function for and
[TABLE]
Then Also, if then is a constant multiple of
**Proof. **Indeed, by employing Phragmen–Lindelöf theorem to the classes of Hilbert-valued analytic functions and by reasoning as in we obtain the assertion.
Consider the Cauchy problem for free abstract Schrödinger equation
[TABLE]
[TABLE]
where is a linear operator in a Hilbert space with independent on domain
The above result can be rewritten for solution of the on . Indeed, assume
[TABLE]
Then Also, if , then has as a initial data a constant multiple of
**Lemma 2.2. **Assume that is a symmetric operator in with independent on domain that is dense on Moreover, for some . Then for there is a generalized solution of expressing as
[TABLE]
where is the inverse Fourier transform and denotes the Fourier transform of
**Proof. **By applying the Fourier trasform to the problem we get
[TABLE]
[TABLE]
It is clear to see that the solution of the problem can be exspressed as
[TABLE]
Hence, we obtain
3. Estimates for solutions
We need the following lemmas for proving the main results. Consider the abstract Schrödinger equation
[TABLE]
where , are real numbers, is a linear operator, is a given potential operator function in and is a given -valued function.
Let
[TABLE]
[TABLE]
**Condition 3.1. **Assume that:
(1) is a symmetric operator in Hilbert space with independent on domain that is dense on
(2) are symmetric operators in with independent on domain Moreover,
[TABLE]
(3) there exists such that
[TABLE]
(4) and there is a constant so that
[TABLE]
for , , where is a positive function in .
Let
[TABLE]
**Lemma 3.1. **Assume that the Condition 3.1 holds. Then the solution of belonging to satisfies the following estimate
[TABLE]
where
[TABLE]
**Proof. **Let where is a real-valued function to be chosen later. The function verifies
[TABLE]
where , are symmetric and skew-symmetric operators respectively given by
[TABLE]
[TABLE]
here
[TABLE]
By differentating inner product in , we get
[TABLE]
[TABLE]
A formal integration by parts gives that
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
By using the Cauchy-Schwarz’s inequality, by assumptions , in view of and we obtain
[TABLE]
where and are such that
[TABLE]
The remainig part of the proof is obtained by reasoning as in
When , it suffices that
[TABLE]
If we put then holds, when
[TABLE]
Let
[TABLE]
Regularize with a radial mollifier and set
[TABLE]
where is the solution to . Because the right hand side of only involves the first derivatives of , is Lipschitz and bounded at infinity,
[TABLE]
and holds uniformly in and , when is replaced by . Hence, it follows that the estimate
[TABLE]
holds uniformly in and The assertion is obtained after letting tend to zero and to infinity.
**Remark 3.1. **It should be noted that if , and is a complex valued function, then the abstract condition can be replaced by
[TABLE]
Moreover, if and for are bounded operators in , then by using Cauchy-Schwarz’s inequality, the assumption becames as:
[TABLE]
Let
[TABLE]
**Lemma 3.2. **Assume that is a symmetric, is a skew-symmetric operators in , is a positive funtion and is a reasonable function. Then,
[TABLE]
[TABLE]
and
[TABLE]
Moreover, if
[TABLE]
for , and
[TABLE]
Then is logarithmically convex in and there is a constant such that
[TABLE]
Proof. The lemma is verifying in a similar way as in by replacing the inner product and norm of with inner product and norm of the space
**Lemma 3.3. **Assume that the Condition 3.1 holds. Moreover, suppose
[TABLE]
[TABLE]
Then, for solution of , is logarithmically convex in and there is a constant such that
[TABLE]
where
[TABLE]
when
**Proof. **Let where is a real-valued function to be chosen. The function verifies
[TABLE]
where , are symmetric and skew-symmetric operator, respectively given by
[TABLE]
[TABLE]
here
[TABLE]
A calculation shows that,
[TABLE]
[TABLE]
If we put , then reduce the following
[TABLE]
Moreover by assumtion (2),
[TABLE]
[TABLE]
This identity, the condition on and imply that
[TABLE]
If we knew that the quantities and calculations involved in the proof of Lemma 3.2 (similar as in ) were finite and correct, when we would have the logarithmic convexity of and the estimate from Lemma 3.2. But this fact is verifying by reasonong as in
Let
[TABLE]
**Lemma 3.4. **Assume that , , , and are as in Lemma 3.3 and . Then,
[TABLE]
where is bounded number, when \gamma\and are bounded below.
**Proof. **The integration by parts shows that
[TABLE]
when , while integration by parts, the Cauchy-Schwarz’s inequality and the identity, ·, give that
[TABLE]
The sum of the last two formulae gives the inequality
[TABLE]
Integration over of times the formula (3.6) for and integration by parts, shows that
[TABLE]
[TABLE]
Assuming again that the last two calculations are justified for Then implay the assertion.
4. Appell transformation in abstract functon spaces
Let
[TABLE]
[TABLE]
**Lemma 4.1. **Assume and are as in Lemma 3.3 and is a solution of the equation
[TABLE]
Let , and , . Set
[TABLE]
Then, verifies the equation
[TABLE]
with
[TABLE]
[TABLE]
Moreover,
[TABLE]
when and .
**Proof. **If is a solution of the equation
[TABLE]
then, the function verifies
[TABLE]
and is a solution to
[TABLE]
These two facts and the sequel of changes of variables below verifies the Lemma, when i.e.
[TABLE]
is a solution to the same non-homogeneous equation but with right-hand side
[TABLE]
The function,
[TABLE]
verifies with right-hand side
[TABLE]
Replacing by we get that
[TABLE]
is a solution of but with right-hand
[TABLE]
Finally, observe that
[TABLE]
and multiply and we obtain the assertion for The case follows by reversing by changes of variables, and
5. Variable coefficients. Proof of Theorem 3
We are ready to prove Theorem 3.** **Let
[TABLE]
**Proof of Theorem 3. **We may assume that . The case follows from the latter by replacing by , and letting tend to zero. We may also assume that . Otherwise, replace by . Assume Set By Lemma 2.2 the problem
[TABLE]
[TABLE]
has a solution , where
[TABLE]
here, is the inverse Fourier transform, respectively denote the Fourier transforms of By reasoning as the Duhamel principle we get that the problem
[TABLE]
[TABLE]
has a solution expressing as
[TABLE]
[TABLE]
where
[TABLE]
For set
[TABLE]
and
[TABLE]
Then, and satisfies
[TABLE]
[TABLE]
The identities
[TABLE]
and show that
[TABLE]
In particular, the equality , Lemma 3.1 with , and the fact that imply that
[TABLE]
A second application of Lemma 3.1 with , , the value of and show that
[TABLE]
Setting, and , the last three inequalities give that
[TABLE]
[TABLE]
[TABLE]
A third application of Lemma 3.1 with , and implies that
[TABLE]
[TABLE]
Set and let
[TABLE]
be the function associated to in Lemma 4.1, where and are replaced respectively by , when
[TABLE]
Because , and satisfies the equation
[TABLE]
where
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
when The above identity when is zero or one and shows that
[TABLE]
[TABLE]
On the other hand,
[TABLE]
where
[TABLE]
The energy method imply that
[TABLE]
Let be a uniformly distributed partition of , where will be chosen later. The inequalities and ) imply that there is , which depends on , and such that
[TABLE]
for and Choose now so that
[TABLE]
Because, when and , there is such that
[TABLE]
and now, show that
[TABLE]
It is now simple to verify that , the first inequality in and imply that
[TABLE]
where
[TABLE]
By using Lemma . and to show that is logarithmically convex in and that
[TABLE]
when and Then, Lemma 3.4 gives that
[TABLE]
[TABLE]
[TABLE]
when , the logarithmic convexity and regularity of follow from the limit of the identity in , the final limit relation between the variables and , and letting tend to zero in and the above inequality.
By reasoning as in we obtain:
Lemma 5.1. Let be a symmetric operator in Hilbert space with independent on domain that is dense on and
[TABLE]
Let be a solution of the equation
[TABLE]
Then,
[TABLE]
where and is a constant.
Theorem 5.1. Assume that is a symmetric operator in Hilbert space with independent on domain that is dense on and
[TABLE]
Suppose that are positive numbers and
[TABLE]
Let be a solution of the equation
[TABLE]
Then, there is a such that
[TABLE]
[TABLE]
where,
[TABLE]
**Proof. **Assume that verifies the equation
[TABLE]
Set and let
[TABLE]
The function is a solution of
[TABLE]
with
[TABLE]
[TABLE]
and
[TABLE]
[TABLE]
Choose such that we get
[TABLE]
with
[TABLE]
Then using the Lemma 5.1 we obtain
[TABLE]
[TABLE]
Replace by in the above inequality, square both sides, multiply all by and integrate both sides with respect to in . This and the identity
[TABLE]
imply the inequality
[TABLE]
[TABLE]
This inequality and imply that
[TABLE]
[TABLE]
for some new constant .
To prove the regularity of we proceed as in . The Duhamel formula shows that
[TABLE]
For , set
[TABLE]
and
[TABLE]
[TABLE]
The identities
[TABLE]
and show that
[TABLE]
From Lemma 3.1 with , and we get that
[TABLE]
[TABLE]
where
[TABLE]
Then, Lemma 3.4, and show that
[TABLE]
[TABLE]
where
[TABLE]
The Theorem 5.1 follows from this inequality, from and letting tend to zero.
6. A Hardy type abstract uncertainty principle. Proof of Theorem 1.
The assertion about the Carleman inequality in Lemma 6.1 below is the following monotonicity or frequency function argument related to Lemma 3. 2. When is a solution to the free abstract Schrödinger equation
[TABLE]
satisfies
[TABLE]
and
[TABLE]
where
[TABLE]
Then, is logaritmicaly convex in when
The formal application of the above argument to a solution of the equation
[TABLE]
implies a similar result, when is a bounded potential, though the justification of the correctness of the assertions involved in the corresponding formal application of Lemma 3.2 were formal. In fact, we can only justify these assertions, when the potential verifies the first condition in Theorem 1 or when we can obtain the additional regularity of the gradient of in the strip, as in Theorem 5.1. Here, we choose to prove Theorem 1 using the Carleman inequality in Lemma 6.1 in place of the above convexity argument. The reason for our choice is that it is simpler to justify the correctness of the application of the Carleman inequality to a solution to than the corresponding monotonicity or logarithmic convexity of the solution.
**Lemma 6.1. **Let the assumptions (1)-(2) of Conditon 3.1 hold. Moreover,
[TABLE]
Then the estimate
[TABLE]
holds, when , , and .
Proof. Let** **. Then,
[TABLE]
From with , and we have
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
[TABLE]
[TABLE]
Following the standard method to handle -Carleman inequalities, the symmetric and skew-symmetric parts of , as a space-time operator, are respectively and , and . Thus,
[TABLE]
[TABLE]
[TABLE]
and the Lemma 6.1 follows from and .
**Proof of Theorem 1. **Let be as in Theorem 1, and be corresponding functions defined in Lemma 4.1, when . Then, is a solution of the equation
[TABLE]
and
[TABLE]
The proof of Theorem 3 show that in either case
[TABLE]
For given , choose and such that
[TABLE]
and let and be smooth functions verifying, , when , , when , , , for and for Then, is compactly supported in and
[TABLE]
The terms on the right hand side of are supported, where
[TABLE]
[TABLE]
Apply now Lemma 6.1 to with the values of and chosen in . This, the bounds for in each of the parts of the support of
[TABLE]
and the natural bounds for , and show that there is a constant such that
[TABLE]
[TABLE]
[TABLE]
where
[TABLE]
The first term on the right hand side of can be hidden in the left hand side, when , while the last tends to zero, when tends to infinity by . This and the fact that in where
[TABLE]
and show that
[TABLE]
when At the same time
[TABLE]
for and Moreover, from we get
[TABLE]
Then, show that there is a constant , which such that
[TABLE]
For we obtain
**Proof of Theorem 4. **Fırst all of, we show the following:
**Lemma 6.2. **Let the assumptions (1)-(2) of Conditon 3.1 hold. Moreover, let
[TABLE]
Then the estimate
[TABLE]
holds, when , , and , where
[TABLE]
Proof. Let** **. Then,
[TABLE]
From with , and we have
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
[TABLE]
Then from a similar way as Lemma 6.1 we obtain the estimate
**Proof. **Assume that verifies the conditions in Theorem 4 and let be the Appel transformation of defined in Lemma 4.1 with , and . is a solution of the equation
[TABLE]
with a bounded potential in and Then, we have
[TABLE]
From Lemma 3.3 and Lemma 3. 4 with , we have
[TABLE]
[TABLE]
where
[TABLE]
The proof is finished by setting , by using Carleman inequality and in similar argument that we used to prove Theorem 1.
**7. Unique continuation properties for the system of Schrödinger equations **
Consider the system of Schrödinger equation
[TABLE]
where are real-valued and are complex valued functions. Let and (see ). Let be the operator in defined by
[TABLE]
[TABLE]
and
[TABLE]
Let
[TABLE]
From Theorem 1 we obtain the following result
**Theorem 7.1. **Assume:
(1) Moreover,
[TABLE]
for and
(2) where
[TABLE]
(3) be a solution of the equation and
[TABLE]
Then
Proof. Consider the operators and in defined by . Then the problem can be rewritten as the problem , where , are the functions with values in . It is easy to see that is a symmetric operator in and other conditions of Theorem 1 are satisfied. Hence, from Teorem1 we obtain the conculision.
**8. Unique continuation properties for anisotropic Schrödinger equation **
Let us consider the following problem
[TABLE]
[TABLE]
[TABLE]
where are real valued function on are the complex valued functions on , , is a complex valued bounded function in here , is a bounded domain with sufficiently smooth -dimensional boundary and
[TABLE]
Let
[TABLE]
[TABLE]
[TABLE]
Theorem 8.1. Let the following conditions be satisfied:
(1) , for for Moreover,
[TABLE]
for where is a normal to ;
(2) for , and let ;
(3) the problem
[TABLE]
has a unique solution for all and for
(4) for and moreover,
[TABLE]
(5)
[TABLE]
where, ,
(5) Assume be a solution of the equation and
[TABLE]
Then
**Proof. **Let us consider operators and in that are defined by the equalities
[TABLE]
[TABLE]
Then the problem can be rewritten as the problem , where , are the functions with values in . By virtue of operator is positive in for sufficiently large . Moreover, in view of (1)-(5) all conditons of Theorem 1 are hold. Then Theorem1 implies the assertion.
9. The Wentzell-Robin type mixed problem for Schrödinger equations
Consider the problem . Let
[TABLE]
In this section, we present the following result:
**Theorem 9.1. ** Suppose the the following conditions are satisfied:
(1) let be positive, be a real-valued function on , Moreover,
[TABLE]
for a.e. for a.e. and
[TABLE]
(2) for and ; moreover,
[TABLE]
(3)
[TABLE]
where, ,
(4) be a solution of the equation and
[TABLE]
Then
Proof. Let us consider the operator in defined by Then can be rewritten as the problem , where , are the functions with values in . By virtue of the operator generates analytic semigroup in . Hence, by virtue of (1)-(3), all conditons of Theorem 1 are satisfied. Then Theorem1 implies the assertion.
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