Equidistribution results for sequences of polynomials
Simon Baker

TL;DR
This paper investigates the distribution of polynomial sequences evaluated at real numbers greater than one, establishing conditions under which these sequences exhibit Poissonian pair correlations for almost all such numbers.
Contribution
It provides new sufficient conditions ensuring Poissonian pair correlations for polynomial sequences at almost every real number greater than one.
Findings
Sequences $(eta^{n^k})_{n=1}^ $ have Poissonian pair correlations for almost every $eta>1$
Conditions are identified that guarantee Poissonian distribution of polynomial sequences
Results extend to a broad class of polynomial sequences and real numbers greater than one.
Abstract
Let be a sequence of polynomials and . In this paper we study the distribution of the sequence modulo one. We give sufficient conditions for a sequence to ensure that for Lebesgue almost every the sequence has Poissonian pair correlations. In particular, this result implies that for Lebesgue almost every , for any the sequence has Poissonian pair correlations.
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Taxonomy
TopicsMathematical Approximation and Integration · Analytic Number Theory Research · Mathematical functions and polynomials
Equidistribution results for sequences of polynomials
Simon Baker
Simon Baker: School of Mathematics, University of Birmingham, Birmingham, B15 2TT, UK
(Date: 17th March 2024)
Abstract.
Let be a sequence of polynomials and . In this paper we study the distribution of the sequence modulo one. We give sufficient conditions for a sequence to ensure that for Lebesgue almost every the sequence has Poissonian pair correlations. In particular, this result implies that for Lebesgue almost every , for any the sequence has Poissonian pair correlations.
Key words and phrases:
Uniform distribution, Poissonian pair correlations.
2010 Mathematics Subject Classification:
11K06
1. Introduction
Given a sequence of real numbers of some number theoretic or dynamical origin, describing its distribution modulo one is a classical problem (see for example [7, 8, 15] for more on this topic). One approach for describing the distribution of a sequence modulo one is to ask whether it is uniformly distributed. In what follows we let denote the fractional part of a real number and denote the distance to the nearest integer. We say that a sequence is uniformly distributed modulo one if for every pair of real numbers with we have
[TABLE]
In recent years there has been much interest in a new approach for describing the finer distributional properties of a sequence modulo one. We say that a sequence has Poissonian pair correlations if for all we have
[TABLE]
The original motivation for investigating whether a sequence has Poissonian pair correlations comes from a connection with quantum physics. For certain quantum systems the discrete energy spectra has the form where is a constant and is a sequence of integers. The Berry-Tabor conjecture states that the discrete energy spectrum has Poissonian pair correlations except for in certain degenerate cases. This connection inspired several important contributions due to Rudnick, Sarnak, and Zaharescu, see [19, 20, 21]. We refer the reader to [1] and the references therein for more on this connection between quantum physics and the Poissonian pair correlation property.
Much of the recent interest surrounding whether a sequence has Poissonian pair correlations comes from a connection with additive combinatorics, and more specifically with the so called additive energy of a sequence . This connection was initially observed by Aistleitner et al in [5] and subsequently pursued by several authors. For more on this connection we refer the reader to the survey of Larcher and Stockinger [16] and the references therein. We remark that the sequence does not have Poissonian pair correlations for any . This fact can be seen as a consequence of the three gap theorem. For a short proof of this fact we refer the reader to the aforementioned survey of Larcher and Stockinger [16].
An interesting family of sequences is obtained by considering for The main source of motivation behind the present work is a desire to obtain a thorough description of the distribution of these sequences. More generally, we are interested in taking a sequence of polynomials a real number and studying the distribution of the sequence modulo one.
The study of the distributional properties of modulo one dates back to work of Hardy. In [12] he proved that if is an algebraic number and then is a Pisot number. This result was later obtained independently by Pisot in [17]. Recall that we say a real number is a Pisot number if it is an algebraic integer whose Galois conjugates all have modulus strictly less than one. Pisot had previously shown in [18] that there are at most countably many satisfying It is an long-standing open question to determine whether there exist any transcendental numbers satisfying The main result of this paper builds upon the following theorem due to Koksma.
Theorem 1.1** ([14]).**
For Lebesgue almost every the sequence is uniformly distributed modulo one.
For some recent results on the distribution of the sequence we refer the reader to [2, 6, 9, 10, 11, 13], [8, Chapters 2 and 3], and the references therein.
In [4] it was shown that if a sequence has Poissonian pair correlations then it is uniformly distributed modulo one. Observe that by our earlier remarks regarding the sequence and the well known fact that is uniformly distributed if is irrational, it follows that having Poissonian pair correlations is a stronger property than being uniformly distributed. With this observation and Theorem 1.1 in mind, the following question naturally arises.
Question 1.2**.**
Is it true that for Lebesgue almost every the sequence has Poissonian pair correlations?
In this paper we do not answer this question. It is worth mentioning that after completion of this paper, the author and Christoph Aistleitner were able to answer Question 1.2 in the affirmative, see [3]. The arguments used in this paper rely on a second moment method and good estimates on the Lebesgue measure of certain sets. The arguments used in [3] combine some of the techniques introduced in this paper with a martingale approach and techniques from Fourier Analysis. The results from [3] do not imply either Theorem 1.3 or Theorem 1.4, which are the main results of this paper.
The main result of this paper is the following general theorem which gives sufficient conditions for a sequence of polynomials to ensure that for Lebesgue almost every the sequence has Poissonian pair correlations.
Theorem 1.3**.**
Suppose is a sequence of polynomials satisfying the following properties:
- (1)
The sequence is strictly increasing. 2. (2)
For any the function is strictly increasing and convex. 3. (3)
For any , there exists such that for any and we have
[TABLE] 4. (4)
For any , there exists such that for any and we have
[TABLE] 5. (5)
For any and as in , for sufficiently large the following inequality is satisfied for all
[TABLE]
Then for Lebesgue almost every the sequence has Poissonian pair correlations.
The fifth assumption appearing in Theorem 1.3 might seem a little unwieldy. Essentially it is a condition on the growth rate of the sequence . Note that it is not satisfied by the sequence , which is why we cannot provide an affirmative answer to Question 1.2. However for many natural choices of sequences it is a straightforward exercise to check that this assumption is satisfied. As an example, whenever for some then this assumption is satisfied. Similarly, if then the fifth assumption is satisfied. These observations imply the following theorem which follows from Theorem 1.3.
Theorem 1.4**.**
For Lebesgue almost every the sequences and have Poissonian pair correlations for all . Similarly, for Lebesgue almost every the sequence has Poissonian pair correlations.
Notation. Throughout this paper we make use of the standard big notation, i.e. if there exists such that . When we want to emphasise a dependence for the underlying constant we will include a subscript, i.e. if for some that depends upon . Given a sequence of polynomials we will use the notation to denote its sequence of degrees. The sequence of polynomials we are referring to will be clear from the context. We let denote the Lebesgue measure.
2. Proof of Theorem 1.3
We will repeatedly use the following lemma in our proof of Theorem 1.3.
Lemma 2.1**.**
Let be a strictly increasing differentiable convex function. If or for some , then we have
[TABLE]
Moreover, if the above is such that for some then the above can be strengthened to
[TABLE]
Proof.
We will prove the statement for general first. By adding a constant to if necessary, we can assume without loss of generality that for some . We start by proving the lower bound. Consider the following collection of intervals:
[TABLE]
These intervals cover and there are of them. Therefore, there exists an element of this collection, that we will denote by , such that
[TABLE]
Since is strictly increasing and convex, the following inequality holds for any interval and :
[TABLE]
Using that is strictly increasing and convex, together with the mean value theorem, we have the following bound. For any interval we have
[TABLE]
Choosing such that we obtain:
[TABLE]
This completes the proof of our lower bound. The proof of the upper bound is similar. Note that the upper bound is trivial for such that . As such we restrict our attention to intervals of the form for . This time we consider the collection of intervals
[TABLE]
These intervals cover and there are of them. Since the Lebesgue measure of the set of that are mapped into the intersection of two of these intervals is zero, there exists an element of this collection, that we will denote by such that
[TABLE]
Applying (2.2) in conjunction with (2.3), an analogous argument to that given above yields
[TABLE]
Then by the definition of we have
[TABLE]
This completes our proof of the upper bound.
To deduce the stronger statement when for some notice that the two collections of intervals appearing in the proof of the lower bound and upper bound can both be replaced by the single collection given by the intervals
[TABLE]
Importantly this collection consists of exactly elements. Repeating the arguments given above for this collection yields the stronger statement.
∎
The following proposition is the tool that allows us to prove Theorem 1.3.
Proposition 2.2**.**
Let be a sequence of polynomials satisfying the hypothesis of Theorem 1.3. Then for any and we have
[TABLE]
We split our proof of Proposition 2.2 into a series of lemmas. Throughout this paper denotes the indicator function on a set . We start by expanding the bracket appearing within the integral to obtain:
[TABLE]
We will focus on each term on the right hand side of (2.4) individually. It is useful at this point to rewrite the first term as follows:
[TABLE]
The behaviour of the two terms on the right hand side of (2) is described by the following lemmas.
Lemma 2.3**.**
Suppose is a sequence of polynomials satisfying the hypothesis of Theorem 1.3. Then for any and we have
[TABLE]
Proof.
To each and M\in\big{[}\lfloor f_{q}(a)-f_{p}(a)\rfloor,\lceil f_{q}(b)-f_{p}(b)\rceil\big{]} we associate the interval
[TABLE]
This is an interval because the function is strictly increasing. We note that
[TABLE]
We denote the left hand point of each non-empty by .
Note that if any only if . Therefore by an application of Lemma 2.1 we have
[TABLE]
We now treat the two terms appearing in (2) separately.
Bounding the first term in (2).
By an application of Lemma 2.1 and (2.6) we have
[TABLE]
By our third assumption we know that for . We also know by our first assumption that is a strictly increasing sequence of natural numbers, therefore for all This implies for Therefore
[TABLE]
A straightforward calculation yields
[TABLE]
Substituting (2) and (2.10) into (2.8), we see that the following holds for the first term in (2)
[TABLE]
It is easy to show that
[TABLE]
Therefore the following holds for the first term in (2)
[TABLE]
Bounding the second term in (2).
By the fifth assumption listed in Theorem 1.3, we know that there exists some for which
[TABLE]
whenever and . The equation below describes the error that occurs by restricting the second term in (2) to . As we will see, this error will be negligible. We have
[TABLE]
In the penultimate equality we used that for any for and satisfying and , we have
[TABLE]
We now bound the first term on the right hand side of (2). Recall that by our fourth assumption there exists such that for all Therefore
[TABLE]
Increasing if necessary, we may assume without loss of generality that
[TABLE]
holds for all Therefore
[TABLE]
Using the fact that is convex, we see that (2.14) implies
[TABLE]
Therefore
[TABLE]
We would now like to be able to use our third assumption to assert that
[TABLE]
However we cannot apply this assumption directly since is not necessarily contained in . However, we know by our fourth assumption that and for all . Using these facts, together with the property , it follows that for sufficiently large, for and M\in\big{[}\lfloor f_{q}(a)-f_{p}(a)\rfloor,\lceil f_{q}(b)-f_{p}(b)\rceil\big{]}, we have
[TABLE]
Without loss of generality we can assume that the we chose earlier was sufficiently large to guarantee (2.16) holds for any M\in\big{[}\lfloor f_{q}(a)-f_{p}(a)\rfloor,\lceil f_{q}(b)-f_{p}(b)\rceil\big{]} for and . In which case we can apply our third assumption for the interval to assert that there exists a constant such that
[TABLE]
for any M\in\big{[}\lfloor f_{q}(a)-f_{p}(a)\rfloor,\lceil f_{q}(b)-f_{p}(b)\rceil\big{]} for and . Using this bound in (2.15) we have
[TABLE]
In the final line we used our fourth assumption that . By (2.12) we know that
[TABLE]
whenever and . Substituting this bound into (2) we obtain
[TABLE]
Therefore
[TABLE]
Which when combined with (2) gives
[TABLE]
Substituting (2.11) and (2.18) into (2) we obtain the desired inequality:
[TABLE]
∎
Lemma 2.4**.**
Suppose is a sequence of polynomials satisfying the hypothesis of Theorem 1.3. Then for any and we have
[TABLE]
Proof.
Notice that if and then Therefore
[TABLE]
Importantly and are polynomials of different degrees. As a consequence of this, the right hand side of (2.19) is in a form where the arguments used in the proof of Lemma 2.3 can be applied. In particular one can define appropriate analogues of the intervals and the points . Then by analogous arguments to those given in the proof of Lemma 2.3, it can be shown that
[TABLE]
Substituting (2.20) into (2.19) we obtain
[TABLE]
∎
Substituting the bounds provided by Lemma 2.3 and Lemma 2.4 into (2), we see that under the hypothesis of Theorem 1.3, the following holds for the first term in (2.4)
[TABLE]
Lemma 2.5**.**
Suppose is a sequence of polynomials satisfying the hypothesis of Theorem 1.3. Then for any and we have
[TABLE]
and
[TABLE]
Proof.
To prove our result it suffices to show that
[TABLE]
and
[TABLE]
We start by proving (2.22). Applying Lemma 2.1 together with our first and third assumptions, we see that the following holds:
[TABLE]
By a similar argument, this time using the lower bound from Lemma 2.1, it can be shown that
[TABLE]
∎
Proof of Proposition 2.2.
Proposition 2.2 follows by substituting the bounds provided by (2.21) and Lemma 2.5 into (2.4). ∎
Equipped with Proposition 2.2 we are now in a position to prove Theorem 1.3.
Proof of Theorem 1.3.
Let us start by fixing and let be arbitrary. By Proposition 2.2 we know that
[TABLE]
Applying Markov’s inequality, we have
[TABLE]
Importantly
[TABLE]
Therefore, by the Borel-Cantelli lemma, for Lebesgue almost every the inequality
[TABLE]
is satisfied for at most finitely many values of . This implies that for Lebesgue almost every we have
[TABLE]
The parameter was arbitrary. Therefore by considering a countable dense set of , and applying an approximation argument, it can be shown that for Lebesgue almost every , for any we have
[TABLE]
To each we define to be the unique integer satisfying the inequalities
[TABLE]
Let and be arbitrary. Since (2.24) holds for Lebesgue almost every for any , we have
[TABLE]
for Lebesgue almost every . Similarly it can be shown that for Lebesgue almost every we have
[TABLE]
Since and were arbitrary, we may conclude that for Lebesgue almost every we have
[TABLE]
for any . Since the interval was arbitrary this completes our proof.
∎
Acknowledgements. The author was supported by EPSRC grant EP/M001903/1.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] C. Aistleitner, Quantitative uniform distribution results for geometric progressions, Israel J. Math. 204 (2014), no. 1, 155-–197.
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- 5[5] C. Aistleitner, G. Larcher, M. Lewko, Additive energy and the Hausdorff dimension of the exceptional set in metric pair correlation problems, with an appendix by Jean Bourgain, Israel J. Math. 222 (2017), no. 1, 463–-485.
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