Dynamical irreducibility of polynomials modulo primes
L\'aszl\'o M\'erai, Alina Ostafe, Igor E. Shparlinski

TL;DR
This paper investigates the distribution of primes for which all polynomial iterations remain irreducible modulo p, showing that such primes are rare for certain polynomial classes, with explicit decay bounds and under GRH.
Contribution
It provides explicit bounds on the density decay of primes with irreducible polynomial iterations for specific polynomial classes, refining previous results and under GRH.
Findings
Primes with all iterations irreducible are of density zero for the studied classes.
Explicit bounds on the decay rate of such primes in intervals [1, Q].
Under GRH, stronger bounds on the prime density are obtained.
Abstract
For a class of polynomials , which in particular includes all quadratic polynomials, and also trinomials of some special form, we show that, under some natural conditions (necessary for quadratic polynomials), the set of primes such that all iterations of are irreducible modulo is of relative density zero. Furthermore, we give an explicit bound on the rate of the decay of the density of such primes in an interval as . For this class of polynomials this gives a more precise version of a recent result of A. Ferraguti (2018), which applies to arbitrary polynomials but requires a certain assumption about their Galois group. Furthermore, under the Generalised Riemann Hypothesis we obtain a stronger bound on this density.
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Dynamical irreducibility of polynomials modulo primes
László Mérai
L.M.: Johann Radon Institute for Computational and Applied Mathematics, Austrian Academy of Sciences, Altenberger Straße 69, A-4040 Linz, Austria
,
Alina Ostafe
A.O.: School of Mathematics and Statistics, University of New South Wales. Sydney, NSW 2052, Australia
and
Igor E. Shparlinski
I.E.S.: School of Mathematics and Statistics, University of New South Wales. Sydney, NSW 2052, Australia
Abstract.
For a class of polynomials , which in particular includes all quadratic polynomials, and also trinomials of some special form, we show that, under some natural conditions (necessary for quadratic polynomials), the set of primes such that all iterations of are irreducible modulo is of relative density zero. Furthermore, we give an explicit bound on the rate of the decay of the density of such primes in an interval as . For this class of polynomials this gives a more precise version of a recent result of A. Ferraguti (2018), which applies to arbitrary polynomials but requires a certain assumption about their Galois group. Furthermore, under the Generalised Riemann Hypothesis we obtain a stronger bound on this density.
1. Introduction
1.1. Motivation
For a polynomial over a field we define the sequence of polynomials:
[TABLE]
The polynomial is called the -th iterate of the polynomial .
Following the established terminology, see [1, 2, 15, 17, 9, 10], one says that a polynomial is stable if all iterates , , are irreducible over . However, we prefer to use the more informative terminology introduced by Heath-Brown and Micheli [13] and instead we call such polynomials dynamically irreducible.
For a polynomial and a prime we define to be the reduction of modulo . In this paper we consider the following question, see [3, Question 19.12].
Open Question 1.1**.**
Let be a dynamically irreducible polynomial of degree . Is it true that the set of primes
[TABLE]
is a finite set?
For example, Jones [16, Conjecture 6.3] has conjectured that is dynamically irreducible over if and only if . Ferraguti [7, Theorem 2.3] has shown that if the size of the Galois group of is asymptotically close to its largest possible value then the set of primes (1.1) has density zero. It is natural to assume that this condition on the size of is generically satisfied, however it may be difficult to verify it for concrete polynomials or find examples of such polynomials.
Here we consider a special class of polynomials which includes trinomials of the form of even degree, and hence all quadratic polynomials. For these polynomials, we prove such a zero-density result for the set of primes (1.1), which holds under some mild assumptions, that are also easily verifiable from the initial data. Moreover, combining
- •
some effective results from Diophantine geometry [4],
- •
the square-sieve of Heath-Brown [12],
- •
a slightly refined bound of character sums over almost-primes from [19],
we obtain an explicit saving in our density estimate.
Furthermore, assuming the Generalised Riemann Hypothesis (GRH), we obtain a stronger bound.
We believe these techniques have never been used before in this combination and for similar purposes. Hence we expect that this approach may find several other applications.
1.2. Main results
Clearly, it is enough to consider the distribution of primes for which is dynamically irreducible in dyadic intervals of the form . Thus, given a polynomial we define
[TABLE]
where denotes the set of primes.
Theorem 1.2**.**
Let be such that the derivative is of the form
[TABLE]
Assume that is not a pre-periodic point of . Then one has
[TABLE]
Obviously all quadratic polynomials have their derivatives of the form required in Theorem 1.2.
We also note that for quadratic polynomials the condition of not to be a pre-periodic point of in Theorem 1.2 is necessary, as otherwise using [17, Lemma 2.5] (see also [18, Lemma 2.5’]) one can produce all primes in an arithmetic progression contained in the set (1.1). For example, for the polynomial with , the reduction is dynamically irreducible for all primes . This example also shows that the condition is needed for higher degree polynomials as well, for example, consider for some , which is a polynomial of degree and by the above is also dynamically irreducible for all primes .
One can give similar examples for odd degrees as well. For example, it follows from [21, Theorem 3.75] that for the polynomial , is dynamically irreducible if
[TABLE]
The set of such primes that 2 is a cubic residue modulo , or equivalently, of the form with integers and , by [6, Theorem 9.12], is of Dirichlet density at most (see, for example, [6, Equation (2.14)]). Thus the set of primes (1.4) is of positive Dirichlet density.
We now exhibit a larger class of polynomials of higher degree to which Theorem 1.2 applies.
Corollary 1.3**.**
Let with some , , be such that is even and
[TABLE]
is not a pre-periodic point of . Then
[TABLE]
We now give conditional (on the GRH) estimates.
Theorem 1.4**.**
Let be such that the derivative is of the form (1.3). Assume that is not a pre-periodic point of . Then, assuming the GRH, for ,
[TABLE]
where the implied constant depends only on .
Accordingly, we also have:
Corollary 1.5**.**
Let with some , , be such that is even and
[TABLE]
is not a pre-periodic point of . Then, assuming the GRH, for ,
[TABLE]
where the implied constant depends only on .
We note that is admissible in Corollaries 1.3 and 1.5 and thus they apply to binomials of the form , which (for and ) are commonly studied in arithmetic dynamics. Specially, Corollary 1.3 also answers a weakened version of a conjecture of Jones [16, Conjecture 6.3].
2. Preliminaries
2.1. Notation, general conventions and definitions
Throughout the paper, always denotes a prime number.
For a prime , represents the usual -adic valuation, that is, for , we let if is the highest power of which divides , and for we let .
We define the Weil logarithmic height of as
[TABLE]
with the convention .
We use the Landau symbol and the Vinogradov symbol . Recall that the assertions and are both equivalent to the inequality with some absolute constant . To emphasize the dependence of the implied constant on some parameter (or a list of parameters) , we write or .
2.2. Basic properties of resultants
Here we recall the following well known properties of resultants of polynomials, see [8], that hold over any field .
Lemma 2.1**.**
Let be polynomials of degrees and , respectively, and let . Denote by the roots of in an extension field. Then we have:
- (i)
, 2. (ii)
,
where is the leading coefficient of .
2.3. Dynamically irreducible polynomials
The following result gives a necessary condition that a polynomial is dynamically irreducible over a finite field of odd characteristic [10, Corollary 3.3].
Lemma 2.2**.**
Let be an odd prime power, and let be a dynamically irreducible polynomial of degree with leading coefficient , nonconstant derivative , . Then the following properties hold:
- (1)
if is even, then and , , are nonsquares in , 2. (2)
if is odd, then and , , are squares in .
We note that when , then by [17, Lemma 2.5] (see also [18, Lemma 2.5’]) the condition of Lemma 2.2 is also sufficient.
2.4. Jacobi symbol
For , denotes the Jacobi symbol, which is identical to the Legendre symbol if is prime. We recall the following well-known properties, see [14, Section 3.5].
Lemma 2.3**.**
For odd integers we have
[TABLE]
2.5. On some character sums over almost-primes
For , let denote the set of positive integers which do not have prime divisors . It is well known that for for all positive and one has
[TABLE]
see [24, Part III, Theorem 6.4 and Equation (6.23)].
One important tool in the proof of Theorem 1.2 is the following result which is a slightly more precise form of [19, Corollary 10]. Namely, it is easy to trace the dependence of in the second term of the bound of [19, Corollary 10] and see that the term can be refined as . More precisely, we have:
Lemma 2.4**.**
For any there exists some such that for any positive , integer , where is not a perfect square, we have
[TABLE]
Furthermore, under the GRH we have a rather strong bound for sums over primes, see [22, Equation (13.21)]
Lemma 2.5**.**
For any positive integers and , where is not a perfect square, we have
[TABLE]
2.6. Integer solutions to hyperelliptic equations
We also need the following effective result of Bérczes, Evertse and Győry [4, Theorem 2.2], which bounds the height of -integer solutions to a hyperelliptic equation. We present it in the form needed for the proof of Theorem 1.2.
Let be a finite set of primes of cardinality and define to be the ring of -integers, that is, the set of rational numbers with for any . Put
[TABLE]
Lemma 2.6**.**
Let be a polynomial of degree without multiple zeros, and let be a nonzero -integer. If are solutions to the equation
[TABLE]
then
[TABLE]
2.7. On the height of some iterates and resultants
We need the following simple estimates on the height of some iterates and resultants:
Lemma 2.7**.**
Let be a polynomial of degree and let . Then, there exists a constant depending only on such that for any we have
[TABLE]
Proof.
The proof follows inductively applying [23, Theorem 3.11], this inequality is also given in [23, Equation (3.8)]. ∎
We remark in Lemma 2.7 we do not insist that is pre-periodic. Indeed, if it is, then is bounded and adjusting we can make the result to be trivially correct.
Lemma 2.8**.**
Let be a polynomial of degree . Then, for any , we have
[TABLE]
Proof.
Let be the leading coefficient of and be the roots of the derivative . Then is defined by
[TABLE]
We have
[TABLE]
Applying [23, Theorem 3.11], we also have
[TABLE]
Putting (2.2) and (2.3) together, we conclude the proof. ∎
3. Proof of Theorem 1.2
3.1. An application of the square-sieve
We can assume that is dynamically irreducible over as otherwise its reduction can be dynamically irreducible for at most just finitely many primes .
Let . We can assume that is large enough, thus and are of degrees and , respectively, modulo any prime . From the shape (1.3) of we see that is odd (and thus is even).
Let . All of the constants in this proof may depend on and .
Put
[TABLE]
with some sufficiently small constants fixed later.
Write
[TABLE]
where is the leading coefficient of .
By the Dirichlet principle there is a set of size
[TABLE]
such that for all we have
[TABLE]
Therefore, since , , are odd, we have
[TABLE]
Using that for an odd we have and , we conclude that
[TABLE]
Consider
[TABLE]
If is dynamically irreducible modulo , then by Lemma 2.2, we have
[TABLE]
as is odd, thus
[TABLE]
where is defined by (1.2).
Let as in Lemma 2.4 and be chosen later. Then we extend the summation for integers , where is defined in Section 2.5, to obtain
[TABLE]
By Lemma 2.3, we have
[TABLE]
By opening the square and changing the order of summation, we see from (3.3) that
[TABLE]
Let be the set of pairs such that is a square. For a pair , we have by Lemma 2.8, that
[TABLE]
if and are small enough. Then by Lemma 2.4, and by (2.1) we have
[TABLE]
Recalling (3.4), we now conclude
[TABLE]
In the next section, we give a bound on .
3.2. Perfect squares in denominators
We show that does not contain nontrivial (off-diagonal) pairs and hence
[TABLE]
Let be a pair of integers in such that is a square. We can assume that . Then, since
[TABLE]
and, by Lemma 2.1,
[TABLE]
we obtain, recalling (3.2), that
[TABLE]
is also a square.
Now, let
[TABLE]
Let be the roots of (taken with multiplicities, that is, ).
From here, using again Lemma 2.1, we obtain that
[TABLE]
where .
Now, since is even we have, that
[TABLE]
is a square in .
We let be the set of primes, which consists of the prime divisors of and . We thus have the equation
[TABLE]
where and are -integers in , and .
Since is dynamically irreducible of degree at least two, is irreducible and , and thus is a polynomial of degree at least without multiple roots in . We can apply now Lemma 2.6 with the polynomial . As the quantities and depend only on , we conclude that
[TABLE]
On the other hand, since is not a pre-periodic point of the polynomial , there exists a positive integer depending only on such that , where is defined as in Lemma 2.7. Applying then Lemma 2.7 we have
[TABLE]
We choose now a suitable constant in (3.1), depending only on , and large enough to obtain a contradiction with (3.7). We thus conclude that there is no nontrivial pair such that is a square in which proves (3.6).
3.3. Final optimisation
In order to conclude the proof, observe that (3.5) and (3.6) give
[TABLE]
Let us choose to satisfy
[TABLE]
for which we derive
[TABLE]
Since for the above choice of we have
[TABLE]
we conclude that . It is easy to check that with the choice of as in (3.1), the second term in (3.8) never dominates and the result follows.
4. Proof of Theorem 1.4
Since the proof is very similar to that of Theorem 1.2 we only sketch the main steps.
We now put
[TABLE]
with some sufficiently small constants fixed later.
We recall the inequality (3.4), however this time we do not expand the sum over primes in to the set .
As before, let be the set of pairs such that is a square. For a pair , again by Lemma 2.8, with the choice (4.1), we conclude that
[TABLE]
if and are small enough. Hence, using Lemma 2.5 instead of Lemma 2.4, we arrive to the following analogue of (3.5)
[TABLE]
For and in (4.1) related similarly to those in (3.1) we also have the bound (3.6), which after substitution in (4.2) gives
[TABLE]
and the result follows.
5. Comments
We remark that our method applies to any polynomial for which we can control the existence, or at least the frequency, of perfect squares in the products with . We also remark that we have a lot of flexibility in selecting the interval from which and are chosen. Besides, we do not have to use all values from the set in the proofs of Theorems 1.2 and 1.4, but limit ourselves to certain (reasonably large) subset of integers with some desirable properties, and then use in the argument.
Unfortunately, despite the above flexibility of the method, besides the shifted trinomials of Corollaries 1.3 and 1.5, we have not found any natural classes of polynomials for which this can be applied. Moreover, it is natural to try to extend Corollaries 1.3 and 1.5 to trinomials of odd degree. We note that in this case, the same approach as in Theorems 1.2 and 1.4 applies, but using Lemma 2.2 (2) instead of Lemma 2.2 (1). However the part about the square avoidance breaks down.
Our main goal has been to establish an unconditional result, at least with respect to the polynomials we consider. However we observe that under the celebrated -conjecture one can further extend the class of polynomials to which our method applies. To sketch this argument, for an integer we define as the product of all distinct prime divisors of , that is,
[TABLE]
which is also commonly called the radical of . Next, we recall that Langevin [20] (see also [11, Theorem 5]) has shown that under -conjecture, for any polynomial of degree , under some natural conditions, and any we have
[TABLE]
Hence if we write with a squarefree and an integer , we see that
[TABLE]
and using , we derive
[TABLE]
Suppose that all roots
[TABLE]
of are integers and the largest root is of multiplicity one.
Additionally, assume that the iterations grow as expected, that is, doubly exponentially,
[TABLE]
for some constants , and furthermore
[TABLE]
In this case the squarefree part of is so large, namely, it is at least
[TABLE]
that the product of other terms
[TABLE]
is not large enough to complement it up to a square.
Certainly this argument can be modified in several directions to cover many other scenarios and with an appropriate generalisation of the -conjecture and the argument of [20, 11] to number fields, see [5, Chapter 14], it can work without the assumption of the integrality of the critical points. We do not pursue this venue here since, as we have mentioned, our goal is deriving unconditional results for various classes of polynomials.
Finally, we remark on obtaining analogues of Theorems 1.2 and 1.4 when is an arbitrary polynomial with the property that its derivative is irreducible. In this case, following the same approach as in the proofs of Theorems 1.2 and 1.4, we get to the point when we have to discuss when is a square. Using the irreducibility assumption of , we reduce this problem to analysing when
[TABLE]
for some , where is one of the roots of and is the usual field norm map. To finalise our argument, under some natural assumptions on the polynomial (in our case ), we need an effective result for the height of -integer solutions to the norm equation
[TABLE]
similar to those in [4].
Acknowledgement
The authors thank Andrea Ferraguti for feedback on an early version of the paper and pointing out an imprecision in the initial statement of Theorem 1.2 and supplying the example at the end of Section 1.2.
During the preparation of this work, L.M. was supported by the Austrian Science Fund (FWF): Project P31762, A. O. was supported by the Australian Research Council (ARC): Grant DP180100201 and I. S. was supported by the Australian Research Council (ARC): Grant DP170100786.
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