On eigenproblem for inverted harmonic oscillators
Piotr Kraso\'n, Jan Milewski

TL;DR
This paper thoroughly analyzes the eigenproblem of the inverted harmonic oscillator, revealing a complete spectrum description, eigenfunctions via hypergeometric functions, and establishing the reality of the spectrum through two mathematical approaches.
Contribution
It provides a comprehensive spectral analysis of the inverted harmonic oscillator, including eigenfunction characterization and spectrum reality proof using unitary transformations and rigged Hilbert spaces.
Findings
Eigenfunctions expressed with confluent hypergeometric functions
Spectrum is continuous and complex in general
Real spectrum identified for physically relevant states
Abstract
We consider an eigenvalue problem for an inverted one dimensional harmonic oscillator. We find a complete description for the eigenproblem in . The eigenfunctions are described in terms of the confluent hypergeometric functions, the spectrum is . The spectrum of the differential operator is continuous and has physical significance only for the states which are in and correspond to real eigenvalues. To identify them we use two approaches. First we define a unitary operator between and for two copies of . This operator has the property that the spectrum of the image of the inverted harmonic oscillator corresponds to the spectrum of the operator . This shows that the (generalized) spectrum of the inverted harmonic operator is real. The second…
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ON EIGENPROBLEM FOR INVERTED HARMONIC OSCILLATORS
Piotr Krasoń, Jan Milewski
Abstract
We consider an eigenvalue problem for an inverted one dimensional harmonic oscillator. We find a complete description for the eigenproblem in . The eigenfunctions are described in terms of the confluent hypergeometric functions, the spectrum is . The spectrum of the differential operator is continuous and has physical significance only for the states which are in and correspond to real eigenvalues. To identify them we orthonormalize in Dirac sense the states corresponding to real eigenvalues. This leads to the doubly degenerated real line as the spectrum of the Hamiltonian (in ). We also use two other approaches. First we define a unitary operator between and for two copies of . This operator has the property that the spectrum of the image of the inverted harmonic oscillator corresponds to the spectrum of the operator . This shows again that the (generalized) spectrum of the inverted harmonic operator is a doubly degenerated real line. The second approach uses rigged Hilbert spaces.
†† 2000 Mathematics Subject Classification. Primary 34L10; Secondary 33D15 ; 46F05 . †† Key words and phrases. inverted harmonic oscillator, rigged Hilbert space, generalized eigenvalue problem, differential operator.
1 Introduction
In quantum mechanics one of the most important models is that of a harmonic oscillator. This is given by the following hamiltonian:
[TABLE]
The quantum states are eigenfunctions of the eigenvalue problem:
[TABLE]
The differential operator (1.1) is unbounded, symmetric and positive definite therefore the spectrum is discrete and the eigenvalues of (1.2) are non-negative real numbers which correspond to the quantized energy levels (cf. [6]). Being unbounded the operator (1.1) is not defined on the whole but on its dense subset of rapidly decreasing functions (cf. [12] Example 2 p. 250). By (resp. ) we denote, for shorthand, (resp. ) - the space of square integrable (resp. rapidly decreasing) functions from into Moreover the operator (1.1) as every symmetric operator is closable. One might also show that it is essentially self-adjoint (cf. [12]).
The inverted harmonic oscillator in stationary states is described by the following operator:
[TABLE]
The operator here is of course symmetric and therefore closable but not positive definite. We solve the eigenproblem directly for the operator (1.3) in the space The spectrum in is continuous and equal to . The authors oppose, for physical reasons, the treatment which involves complex (non-real) eigenvalues.
Remark 1.1**.**
Recall that for the attractive oscillator (1.1) the eigenfunctions are given by means of Hermite polynomials
[TABLE]
where is a normalizing constant: Naturally, the linear combination is a square integrable function for A change of into leads to unbounded eigenvectors , with the discrete purely imaginary spectrum . Therefore any non-trivial linear combination does not yield a square integrable function. These states cannot be viewed as quantum states. From physical point of view, the Hamiltonian of this system is the restriction of (1.3) to
In general, any hermitian operator has real spectrum and the functions with the non-real eigenvalues cannot be interpreted as describing quantum states. One should look for eigenstates in and in a real part of a spectrum. The differential operator (1.3) is not defined on the whole but on its dense subspace . The spectrum depends of course on the choice of the domain. We identify the real spectrum on by orthonormalizing the real states (cf. Proposition 2.3) in the Dirac sense. This uses fairly complicated integral transform.
To identify the real spectrum of the closure of the operator (1.3) on , in a different way, we define two unitary operators (cf. (3.36) and (3.37)) and where is the disjoint union of two copies of We prove that the operator (1.3) on corresponds to the operator on As the spectrum of the latter is real we see that the spectrum of (1.3) is real on the appropriate domain where is the domain of the Fourier transform. In view of Theorem X.1 of [13] this also gives an indirect proof that the closure of operator (1.3) is essentially self-adjoint. We believe that our approach with unitary operators and is new, although in [16] (cf. [10] [) an alternative procedure is suggested. This relies on the unitary transformation of the operator into the operator Since the resolution of the first operator is known [16] one obtains the spectrum for the latter.
The rigged Hilbert space approach [4] is common for essentially self-adjoint operators and was used in [8] where a one-dimensional system with a rectangular barrier potential was considered. The main challenge in applying the theory of rigged Hilbert spaces is to find the appropriate dense topological linear subspace (cf. section 4). We define the rigged Hilbert space for the generalized eigenproblem for (1.3) and prove that the generalized spectrum is real. The naturality of our choice is justified by Lemmas 3.8 and 3.4 (cf. Remark 4.13).
2 Eigenproblem for the differential operator
In this section we analyze the eigenproblem for the operator (1.3). We will describe eigenvectors corresponding to an eigenvalue . These are solutions of the following equation:
[TABLE]
At first let us consider the eigenproblem (2.5) in
Let
[TABLE]
where
[TABLE]
be a Kummer function (confluent hypergeometric function of type (1,1) ) (cf. [1], [2], [15].) Define a Fresnel factor:
[TABLE]
Theorem 2.1**.**
The spectrum of the operator (1.3) is continuous and equals . For an eigenvalue the corresponding generalized linearly independent eigenvectors may be given as:
[TABLE]
and
[TABLE]
where and
Proof..
Assume that
[TABLE]
Substituting (2.11) into (2.5) and taking into account that
[TABLE]
one obtains the following equation for
[TABLE]
Notice that for equation (2.13) is of Hermite type. The general solution of (2.13) for is given by the even solution:
[TABLE]
and the odd solution:
[TABLE]
and This can be verified by a direct computation using appropriate expansions (2.6). ∎
Remark 2.2**.**
Note that because of the uniqueness of the solution for equation (2.5) we have:
[TABLE]
[TABLE]
which are also clear consequences of Kummer’s first formula (cf. [2] p.6. formula 12).
From now on we consider the Hamilton operator as the restriction of the differential operator to
We have the following:
Proposition 2.3**.**
Let
[TABLE]
where
[TABLE]
Further, let be a Wronskian of and Then for we have:
[TABLE]
where denotes the standard Dirac -distribution on a real line.
Notice that the assumption that and are real is important because of the structure of equality (2.19).
Proof..
Let us denote
[TABLE]
where .
Wronskian satisfies the following identity:
[TABLE]
Hence
[TABLE]
and
[TABLE]
Moreover
[TABLE]
Since the Wronskian is -linear we have:
[TABLE]
[TABLE]
Dividing (2.25) by and passing to the limit as we obtain (2.19). Here we treat both sides of (2.25) as distributions. ∎
The Kummer function has the following asymptotic expansion for (cf. [1] formulas 13.1.4 and 13.1.5 ):
[TABLE]
Therefore for we have:
[TABLE]
[TABLE]
where
[TABLE]
[TABLE]
and is either or (cf. (2.14) and (2.15)).
Let be the eigenfunctions of the differential operator where is a real valued function with real eigenvalues and The following formula allows one to orthonormalize states for continuous spectra in the Dirac sense. (Analogously for discrete spectrum in the Kronecker sense)
[TABLE]
Notice that in our case Proposition 2.3 the asymptotic form of the Kummer function (2.27) and the equality (2.30) allows one to orthonormalize the states in the Dirac sense.
Since the operator (1.3) is hermitian in we have to take the real part (subset of real eigenvalues) of the above, computed in spectrum. By Proposition 2.3 and (2.30) we can orthonormalize in the states corresponding to real eigenvalues and thus we get doubly degenerated spectrum In order to illustrate this we define, in the next section, a unitary operator from into The transformed operator (1.3) has the same real part of the spectrum as (1.3). Notice that assumption in Proposition (2.3) that and are real is in agreement with the fact that we consider the operator (1.3 ) on where it is hermitian.
Remark 2.4**.**
With any real eigenvalue of the Hamiltonian (1.3) there are associated two eigenstates: one is an even function and the second is an odd function (cf. (2.14) and (2.15) ).
3 Transformation of position and momentum operators
Position and momentum operators act on a function in the Schrödinger representation in the following way [6]:
[TABLE]
One readily verifies that these operators fulfil the following commutation relation:
[TABLE]
For a -matrix:
[TABLE]
we define the following transformation of operators:
[TABLE]
The operators (3.34) fulfil the relation (3.32) if and only if In this case one can view and as new operators of position and momentum. Now we will look for the unitary transformation which maps the Schrödinger representation for operators and into that for new operators and In other words we would like to fulfil the following equations:
[TABLE]
Note that the transformation is not uniquely defined but only up to a complex constant of absolute value one. The following proposition shows that the transformation is given by an integral operator.
Proposition 3.1**.**
Any unitary transformation is given by the formula:
[TABLE]
where the integral kernel is of the form
[TABLE]
and
[TABLE]
Proof..
Let be an element of the algebra generated by and Let be an operator defined by the formula
[TABLE]
Integrating by parts one obtains:
[TABLE]
where acts on as a function of . In particular we have
[TABLE]
and
We also have
[TABLE]
and
[TABLE]
which gives (3.35) and (3.37). Notice that
[TABLE]
where
[TABLE]
[TABLE]
[TABLE]
The unitarity of the operator (3.46) gives (3.38) . ∎
We have shown so far that there exists an integral unitary transformation of the form (3.35) with the integral kernel (3.37). The following lemma guarantees the uniqueness of such a transformation.
Lemma 3.2**.**
Assume that for the corresponding unitary operators fulfil the following
[TABLE]
Then
[TABLE]
and therefore is defined uniquely.
Proof..
Notice that yields and therefore (3.48) Any other with the constant fulfilling (3.48) yields where is a one dimensional representation of . It is well known [7] that the only such representation is the trivial one. ∎
We call the functions which are the arguments of originals and the images. Consequently, we have the transformation rule for operators In particular the Schrödinger representation (3.35) may be written in the form:
[TABLE]
Lemma 3.3**.**
The following equality holds:
[TABLE]
where
[TABLE]
Proof..
Expanding into a power series and integrating term by term we obtain (3.52) ∎
Lemma 3.4**.**
We have the following equality:
[TABLE]
where is an eigenfunction of corresponding to the eigenvalue .
Proof..
Follows from Lemma 3.3 ∎
Equation (3.53) describes an eigenfunction of the operator
[TABLE]
for
[TABLE]
Remark 3.5**.**
An elementary calculation shows that for any matrix
[TABLE]
with there exists a matrix for which (3.54) holds. In fact the choice of depends on only one parameter. For and a parameter we can choose:
[TABLE]
For the matrix
[TABLE]
we obtain the Hamiltonian of the inverted harmonic oscillator:
[TABLE]
Definition 3.6**.**
Let be transformations , where
Proposition 3.7**.**
We have:
[TABLE]
[TABLE]
Proof..
Straightforward calculation. ∎
Note that both operators are unitary. Define:
[TABLE]
where is the Heavyside function. We have the decomposition:
[TABLE]
Let , and be the disjoint union of two copies of The operators define an operator:
[TABLE]
Let
[TABLE]
Lemma 3.8**.**
The following equality holds:
[TABLE]
where
[TABLE]
Proof..
Straightforward calculation ∎
Definition 3.9**.**
Let be an operator in a linear topological space A linear functional is called a generalized eigenvector of corresponding to the eigenvalue if
[TABLE]
for all
Theorem 3.10**.**
The eigenproblem of the operator( 1.3) viewed as the generalized eigenproblem on the Hilbert space has a spectrum equal to and the generalized eigenfunctions are given by linear combinations of (2.14) and (2.15).
Proof..
We have defined unitary transformations and whose composition transforms the Hamiltonian of the inverted harmonic oscillator into . The generalized eigenfunctions for are given by , and the corresponding linear functional is the Fourier transform and therefore the generalized spectrum is the real axis. Since the unitary transforms are isometries the theorem follows. ∎
Remark 3.11**.**
In Theorem 3.10 the domain of the operator (1.3) is given by the following formula:
[TABLE]
4 Rigged Hilbert spaces
We start this section with some necessary definitions. We follow the approach of [4]. We assume our vector spaces to be defined over either or
Definition 4.1**.**
A linear topological space is called countably normed if there exist norms on for a natural such that they are compatible i.e. if a sequence tends to zero in the norm and the sequence is fundamental in the norm then converges to zero in the norm . The topology on is then defined by the basis of neighbourhoods of zero
Definition 4.2**.**
A space in definition 4.1 is called countably Hilbert if norms come from scalar products and is complete.
Remark 4.3**.**
One can always assume that the scalar products fulfil the following inequalities:
[TABLE]
for any .
Remark 4.4**.**
Let be a countably Hilbert space. If we define as the completion of with respect to the norm then . For the adjoint space we have: .
Definition 4.5**.**
Let be a countably Hilbert space. Let and be a natural (continuous in view of remark 4.3) inclusions. is called nuclear if the maps have the form:
[TABLE]
where (resp. ) are orthonormal systems of vectors in (resp. ), and .
Assume that in countably Hilbert nuclear space there is defined another scalar product , continuous in each variable. Let be the completion of with respect to this scalar product. Let be the adjoint space to . Obviously we have an inclusion of adjoints Since every linear functional on is given by the formula we can identify with Notice that the inclusion is linear whereas the adjoint to the inclusion map is antilinear (resp. linear) if our spaces are defined over (resp. ).
Definition 4.6**.**
A triplet of spaces , where is a countably Hilbert nuclear space, a completion of with respect to a scalar product and the adjoint of is called a rigged Hilbert space.
The following example [4] describes a typical situation where rigged Hilbert spaces appear
Example 4.7**.**
Let be a symmetric positive definite differential operator acting on a space of infinitely differentiable functions with bounded supports in a domain . Define scalar products in K by the formulas:
[TABLE]
Let be a completion of with respect to . In this way putting , and we obtain a rigged Hilbert space. is of course the space of Schwartz functions i.e. functions that rapidly decrease with all their derivatives [5].
Example 4.8**.**
Let and be as in example 4.7. The Dirac distribution can be viewed as an element of since is a linear functional on The function can be viewed as an element of since , where is the Fourier transform of .
Remark 4.9**.**
In example 4.7 we have since is a positive definite symmetric operator. An easy proof shows also that transforms into .
Remark 4.10**.**
Note that in example 4.7 we could use integration with respect to any positive measure . In this case we of course have
Now we will expand a bit on Definition 3.9.
Notice that formula (3.68) can be written as
[TABLE]
If is an eigenvalue of then denote as the eigenspace of corresponding
Let be a number and One can define a linear functional by the formula:
[TABLE]
Definition 4.11**.**
The correspondence is called the spectral decomposition of with respect to the operator The set of generalized eigenvectors of the operator is complete if implies
Theorem , Sec. 4.5, Chap. I of [4] asserts that a self-adjoint operator in a rigged Hilbert space has a complete system of generalized eigenvectors, corresponding to real eigenvalues.
For the operator (1.3) we define where is the space of infinitely differentiable complex functions on with the topology of compact convergence in all derivatives (cf. [14] Ch. III, Sec. 8, Example 3) and
[TABLE]
[TABLE]
[TABLE]
Notice that for one has and therefore
[TABLE]
Let and let be the completion of with respect to the following scalar product:
[TABLE]
where for is the scalar product in and for it is the scalar product in In this way we have constructed a countably Hilbert space:
[TABLE]
Since the space is nuclear (cf. [14], Ch. III, Sec. 8, Example 3) and the subspaces of nuclear spaces are nuclear (cf. [14], Ch. III, Theorem 7.4) we have the rigged Hilbert space:
[TABLE]
Now we can prove:
Theorem 4.12**.**
The operator on a rigged Hilbert space (4.79) has real eigenvalues. For any the generalized eigenvectors are linear functionals corresponding to the functions given by the formulas (2.9) and (2.10).
Proof..
Examining the formula (4.73) for the argument similar to that used in the proof of Theorem 2.1 shows that if is a generalized eigenvector of an operator it corresponds to linear functionals associated with the functions given by the formulas (2.9) and (2.10). Notice that consists of functions such that for every where
[TABLE]
[TABLE]
[TABLE]
Examining the asymptotic behaviour of the eigenvectors given by (2.27) we see that for a real eigenvalue the integral
[TABLE]
is convergent for any . This is a consequence of the convergence for any values of and of the following improper integral:
[TABLE]
If there exists such that (4.81) is divergent. In fact it is enough to take for to see that the integral:
[TABLE]
is divergent and therefore with is not a generalized eigenvalue for a rigged Hilbert space (4.79). ∎
Remark 4.13**.**
Lemma 3.8 and Lemma 3.4 show that for are transformed into the functions of order These yield well-defined elements of of (4.79).
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