Leptogenesis from spontaneous symmetry breaking during inflation
Yi-Peng Wu, Louis Yang, Alexander Kusenko

TL;DR
This paper proposes a novel mechanism where spontaneous symmetry breaking of the Higgs field during inflation leads to a CPT-violating phase, enabling matter-antimatter asymmetry generation during Higgs relaxation.
Contribution
It introduces a new leptogenesis scenario driven by Higgs field dynamics during inflation, linking symmetry breaking to baryogenesis.
Findings
Higgs field acquires a large VEV during inflation due to non-minimal coupling.
CPT violation occurs during Higgs relaxation, enabling matter-antimatter asymmetry.
The mechanism provides a viable pathway for leptogenesis in the early universe.
Abstract
Symmetry breaking in the Higgs field via a non-minimal coupling to gravity or higher-dimensional interactions with the inflaton can lead to condensation at a large vacuum expectation value (VEV) during inflation. After inflation is over, the Higgs field must relax to the minimum of its effective potential, creating an era in which the CPT is effectively broken by the time-depended VEV. We show that the matter-antimatter asymmetry can be generated during this relaxation epoch.
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Leptogenesis from spontaneous symmetry breaking during inflation
Yi-Peng Wu
and Louis Yang
and Alexander Kusenko
Abstract
Symmetry breaking in the Higgs field via a non-minimal coupling to gravity or higher-dimensional interactions with the inflaton can lead to condensation at a large vacuum expectation value (VEV) during inflation. After inflation is over, the Higgs field must relax to the minimum of its effective potential, creating an era in which the CPT is effectively broken by the time-depended VEV. We show that the matter-antimatter asymmetry can be generated during this relaxation epoch.
1 Introduction
The Higgs boson discovery has confirmed that the spontaneous symmetry breaking at the electroweak scale is generated by a scalar field [1]. The dynamics of this field at the end of inflation could be responsible for generation of the matter-antimatter asymmetry in the universe [2, 4, 3, 5]. This is because scalar fields develop large expectation values during inflation [10, 9, 8, 7], and the subsequent relaxation of the Higgs field to the minimum of the effective potential can create a CP and CPT-violating background for the plasma, biasing the energy levels of particles and antiparticles, which leads to a successful leptogenesis [2, 4, 3, 5].
In the case of the Higgs boson, the shape of the potential at large vacuum expectation value (VEV) is uncertain. The reported central value of the Higgs mass GeV [1] suggests that the electroweak vacuum GeV could be a false vacuum during inflation [11, 12, 13, 14], depending on the Hubble parameter during inflation, , the top quark mass [15], the Higgs couplings with inflaton [16, 17], the scheme of renormalization in the inflationary background [18, 17, 16], and the presence of higher-dimensional operators [20] or new fields beyond the Standard Model [19]. However, as long as , the high energy quantum fluctuations during inflation drive the Higgs field away from the Standard Model (SM) vacuum, while the spontaneous symmetry breaking asks to find after inflation ends. Regardless of the uncertainty from the underlying physics of inflation, the post-inflationary Higgs evolution towards the electroweak minimum can be an essential phase of the early Universe [21, 2, 4, 3, 22].
The SM Higgs boson can be responsible for the observed matter-antimatter asymmetry, provided that (i) the Higgs field acquires a sufficiently large VEV, , and (ii) the mean variance is small enough during inflation [2, 4, 3, 5]. The first condition yields a suitable initial condition for the post-inflationary evolution of that can result in an effective chemical potential for the thermal equilibrium of the lepton number density. The chemical potential effectively shifts the ground state energy of lepton different from that of anti-lepton. With the assistance of the lepton number violating processes, a net lepton number can be generated, provided that the chemical potential does not vanish before the reheating is completed. The second condition is to make sure that the final baryonic isocurvature perturbations due to the variance of at different patches of the Universe are compatible with the cosmic microwave background and big bang nucleosynthesis constraints [5, 6], given that is sourced by the time-derivative of with initial conditions depend on .
In this work, we consider a symmetry breaking in the Higgs potential led by the slow-roll dynamics of inflation in the framework of single-field models, where the inflaton sector is a scalar field, denoted by , beyond the SM. We show that the slow-roll dynamics of inflation can trigger a redistribution of the Higgs condensate that satisfies both conditions (i) and (ii) for a successful relaxation leptogenesis [2, 4, 3, 5]).
Examples of symmetry breaking in the SM sector during or immediately after inflation are widely discussed in the literature [26, 28, 29, 30, 24, 27, 25, 23]. One of the interesting consequences of the symmetry breaking is that the gauge fields in general can obtain masses of , which results in the "heavy-lifting" of the SM mass spectrum [28, 29]. In this work we focus on a class of symmetry breaking phenomena produced by the Higgs coupling with the kinetic term of the inflaton, where the Higgs-inflaton coupling is a higher-dimensional operator suppressed by some cutoff scale . This non-canonical type of kinetic interactions can introduce an effective tachyonic mass in the Higgs potential and generate some non-trivial and associated with the normalized inflaton velocity [28, 29]. Given that the amplitude of the power spectrum, , is fixed by observations, the Higgs VEV (or mass) is therefore fixed by the scales of and .
When the inflaton makes a transition from the slow-roll dynamics to rapid oscillations for (p)reheating, the sudden increase in the kinetic energy density of the inflaton leads to a significant enhancement of the tachyonic mass in the Higgs potential. Initial conditions from enhanced tachyonic instability lead to a novel relaxation dynamics for the post-inflationary Higgs evolution. We will discuss the Higgs relaxation treating the effects of the inflaton as an external driving force. The additional energy form the inflaton sector is transferred to the Higgs boson, and the amplitude of the Higgs oscillations can be much greater than the initial VEV . This is in contrast with a free relaxation as previously considered in Refs. [2, 3], where the initial value was the maximal amplitude of the oscillation. We show that the enhanced amplitude in the forced relaxation process enlarges the parameter space for a successful leptogenesis significantly.
The paper is organized as the follows. In Section 2, we briefly review the single-field inflation with a symmetry breaking motivated by the heavy-lifting mechanism. In Section 3, we discuss the Higgs evolution during reheating and consider one example of a “free-fall relaxation” and an example of the “forced relaxation.” After clarifying our set up for the reheating process, we apply the initial conditions from the forced relaxation and describe a successful leptogenesis in Section 4. Finally, we give our conclusions in Section 5.
2 Inflation with symmetry breaking
In this section we review inflationary scenarios associated with a gauge symmetry breaking in the SM sector. The Higgs boson acquires a non-trivial vacuum expectation value (VEV), , where is the neutral component of the Higgs doublet . We focus on non-Higgs inflation scenarios, and we consider the inflaton, , in the framework of single-field inflation with slow-roll conditions. If the symmetry breaking is triggered by the slow-roll dynamics of inflation, the non-zero VEV then characterizes a modified Higgs scale associated with the inflationary Hubble parameter . As a result of symmetry breaking, SM particles gain masses of and behave as heavy degrees of freedom during inflation. This is sometimes called the heavy-lifting of the SM mass spectrum [28, 29].
One of the simplest realizations for the symmetry breaking during inflation is to introduce a tachyonic mass to the Higgs sector. Following the principles of the effective field theory (EFT) expansion, theories for the heavy-lifting can be summarized as
[TABLE]
where is the cutoff for higher-order interactions, is the mass dimensions for the effective operators made from Higgs and inflaton, and are parameters. Assuming an approximated shift symmetry in the inflaton sector during the slow roll, only contain derivative couplings of . For simplicity, we approximate by a positive constant.
The first choice for a tachyonic mass is a “wrong-sign” non-minimal coupling . Since during inflation, the non-minimal coupling gives rise to a symmetry breaking with an effective Higgs mass . Removing the non-minimal coupling by a conformal transformation into the Einstein frame, one can see that the tachyonic mass is effectively given by the inflaton potential [28]. In this work we shall focus on the second possibility where the symmetry breaking is induced by the Higgs-inflaton coupling . To simplify the discussion, we set , although this condition is not necessary in a more general setup. A stable VEV develops for the dimension 6 operator of the form [29, 30, 28]
[TABLE]
which respects the shift symmetry for . In the homogeneous background, acts as a tachyonic mass for , and leads to a symmetry breaking with so that the effective mass .
To ensure a well-defined EFT expansion, we require that , which also guarantees as . The condition specifies the parametric space of decoupling, where the Higgs corrections to the slow-roll inflation are negligible. The power spectrum in this regime is thus given by the standard single-field inflation [29]:
[TABLE]
where is the spectrum amplitude of the curvature perturbation and we have defined the dimensionless parameter for convenience.
3 Post-inflationary Higgs relaxation
The slow-roll inflation is interrupted when the inflaton rolls into a deep potential valley, and rapid oscillations ensue. In this section we identify two classes of post-inflationary Higgs dynamics triggered by such a phase transition. In the first class of scenarios, the tachyonic mass that builds a barrier around the origin of the Higgs potential is diluted by the cosmic expansion and is eventually eliminated by the finite temperature effects. The homogeneous Higgs condensate then starts to move toward the potential minimum as its vacuum energy overcomes the potential barrier. We refer to the Higgs evolution in these scenarios as the “free-fall relaxation.” Leptogenesis from the free-falling Higgs relaxation has been investigated in Refs. [2, 3]. In the second class of scenarios, the potential barrier (built up by the tachyonic mass term) can be enhanced by the transition of the inflaton dynamics from a slow roll to rapid oscillation. The Higgs condensate is forced to roll away from the potential origin at the beginning of the post-inflationary epoch (reheating). In such a scenario the Higgs field receives some additional energy from inflaton. This kind of the Higgs evolution is referred to as “forced relaxation.” Leptogenesis from forced relaxation has not been discussed in the literature.
3.1 Free-fall relaxation
After inflation, the Higgs condensation at a non-zero value signals that the system is not in equilibrium. In the absence of external forces, the Higgs field simply relaxes to the minimum at the origin. Initial conditions for this class of relaxation may come from the accumulation of long-wavelength fluctuations in a shallow potential with only the quartic self-coupling , where the mean Higgs VEV is developed even without symmetry breaking [7]. The Higgs condensate relaxes from this initial VEV in the post-inflationary epoch when the Hubble friction is reduced. One can also consider a relaxation from the false vacuum driven by a negative running values of the self-coupling . This makes the potential unbounded from below, but this problem can be rectified by some higher-dimensional operators. In this case, the Higgs motion is triggered by the finite-temperature effects during reheating. See [2, 3] for a detailed study of these two types of initial conditions.
To illustrate explicitly the Higgs relaxation in the free-fall class, we consider as an example where the symmetry breaking of the Higgs potential is led by a wrong-sign non-minimal coupling in (2.1). Omitting - interactions and higher-order effective operators, the homogeneous field equations are given by [31]:
[TABLE]
where describes the inflaton potential for rapid oscillations. At the beginning of the post-inflationary epoch, the Hubble rate is very large so that one can neglect the perturbative decay of the inflaton. The evolution of the homogeneous parts of and are governed by the equations
[TABLE]
where . The initial value of the Higgs VEV is , which can be obtained from the effective potential during inflation where . We assume both and are positive constants for simplicity.
It is convenient to approximate the inflaton dynamics by the standard harmonic oscillations, so that the averaged density behaves as that of pressureless matter. We shall choose the time scale of the inflaton oscillations to be very different from that of the Higgs oscillation such that the Higgs dynamics can be decoupled from the background evolution. We assume that reheating proceeds via the perturbative decay of the inflaton into radiation with a decay width . During reheating, the tachyonic mass term due to the non-minimal coupling is gradually cancelled out by the finite-temperature effect, as illustrated in the left-panel of Figure 1. To show the evolution of the Higgs VEV, we provide a numerical example in Figure 2 with the energy scale of inflation GeV. We take GeV and the background evolution is described by equations
[TABLE]
where and is the density of radiation. We have included in Figure 2 the finite-temperature effects with detail explanation given in the next section. One can see that the barrier produced by the non-minimal coupling is eliminated by the finite-temperature effects around the time of the maximum reheating [5], at which point the Higgs condensate starts to move from its initial condition set by inflation.
3.2 Forced relaxation
Let us now discuss the Higgs dynamics spanned by the - interactions. We will treat the inflaton as an external driving force during the relaxation of the Higgs VEV. We consider a symmetry breaking led by the operator (2.2) so that both the Higgs VEV and the Higgs mass rely on the inflaton velocity. With the presence of the higher-order coupling , the background field equations for the two-field system are
[TABLE]
where describes the inflaton potential in the post slow-roll epoch. We take for simplicity. The equations of motion for and are
[TABLE]
where . Let us introduce the energy scale of inflation . One can solve the system of equations with the initial condition for a suitable value of , given that the Higgs density , and the kinetic terms in (3.6) are negligible during inflation. From the equation of motion (3.9) one can deduce that the effective Higgs potential in this scenario is
[TABLE]
where, using . The inflaton velocity acts as a centrifugal force and leads to the symmetry breaking.111By the field redefinitions and , the kinetic terms of the inflaton can be canonically normalized in the polar representation. In this representation, the symmetry breaking in the radial mode is manifest as ; see more discussion in [29]. Since energy conservation requires that the expectation value during reheating be much greater than , the tachyonic mass in the Higgs potential increases and triggers the evolution of the Higgs field. The change of the Higgs potential from inflation to reheating for this scenario is illustrated in the right-panel of Figure 1.
3.2.1 Preheating
As a simple possibility, we consider that inflaton decay into radiation through a perturbative channel with a decay width . 222Reheating could occur via a non-perturbative channel due to resonance between Higgs and inflaton, see also Appendix A. However, at most of the time the Higgs field during forced relaxation is very massive except for the periods around crossing through the origin. A careful study for the Higgs production rate in the scenario of forced relaxation is required as a future effort. At the beginning of the post-inflation era, so that we can neglect the effect of the inflaton decay. We approximate near the bottom of the valley of the potential as , where is the inflaton mass during (p)reheating. We require where is the Hubble scale of inflation. It is interesting to investigate the joined Higgs-inflaton evolution in the decoupling limit () or in the large-mixing limit (). 333To justify the investigation in the large-mixing limit with , one would need to assume a fine cancellation of higher-order terms in the EFT expansion [29]. It is interesting to consider a practical model to realize this setup.
Decoupling. In the case of , the Higgs contribution to the background dynamics of the inflaton is negligible. Keeping the lowest order in , the equation of motion (3.8) ca be reduced to
[TABLE]
which is nothing but the equation of the standard single-field inflation. Thus the oscillations in a quadratic potential are expected to produce a background that scales as matter, as shown in Fig. 3. Nevertheless, the inflaton oscillations are not perfectly harmonic since some energy is taken away by Higgs when the total energy converts to the kinetic component in (3.6). As shown in Fig. 4, the Higgs density can take an important fraction of the total at the moment when dominates. The dimensionless density fraction is defined as . The oscillating time scale of Higgs is characterized by the effective mass where . Figures 3 and 4 exhibit an example with , where the oscillating time scale of the inflaton is much longer than that of Higgs. Note that the potential energy is defined as , and the total density is .
Large mixing. In the case of , the Higgs mass enhanced by inflaton velocity is so large that the Higgs oscillations occur near a new minimum for a short period of time. Given that the energy taken away by the Higgs sector is also important, the kinetic energy cannot become dominant at the first stage of preheating. Instead, the inflaton velocity reaches a nearly constant value in a short time as Higgs stablized at the new minimum. This effectively results in an additional phase of slow-roll with decreases monotonically in time. Figure 5 shows an example with , where one can see that decreases in proportion to during the additional epoch of slow-roll.
As the inflaton value decreases, starts to oscillate when becomes comparable to the kinetic energy . As shown in Fig. 4, the kinetic energy and the Higgs density start to play important roles in the mixed - oscillation for , and the background evolution in general deviates from that of the matter domination.
Shift-symmetry breaking. A principal assumption for driving the forced relaxation is that the post-inflationary dynamics is led by Higgs-inflaton couplings which are derivative in . Non-derivative couplings, including renormalizable Higgs portal couplings and , may be suppressed during inflation due to the approximated shift symmetry in the inflaton sector. However, the shift symmetry is explicitly broken during preheating and non-derivative couplings in general are non-vanished. The role of non-derivative couplings are clearly model-dependent, and we show that forced relaxation can be realized without the protection of shift symmetry.
We consider as a typical example the presence of a Higgs portal coupling , which changes the effective potential as . Taking initial conditions in the decoupling limit (), the oscillating amplitude can be approximated by . Requiring the dominance of the operator (2.2) indicates , which translates into a constraint . We provide in the right panel of Figure 4 a numerical test of the modified system
[TABLE]
with the extreme value . The density of the portal coupling is not included, so that the definitions of are same as the left panel. The result shows that even the density of the portal coupling is not negligible at the beginning of preheating, the derivative operator (2.2) comes to dominate soon at (as reflected by the evolution of ) and the Higgs relaxation covers a range with . We, therefore, conclude that forced relaxation can be realized by . A similar discussion can be applied to the coupling , and one obtains a constraint as . For simplicity, we will not include corrections from non-derivative terms in the following discussion.
3.2.2 Reheating
Let us now consider the decay of the inflaton as approaches to . From now on we restrict the discussion to the decoupling limit () which is sufficient for our purpose, yet simplifying the relevant computations significantly. Since the Higgs backreaction is negligible in this limit, the oscillation is well approximated by the standard coherent oscillation in the single-field scenario, where we can replace the term in the Eq. (3.9) by its expectation value averaged over an oscillation cycle as
[TABLE]
The slow-roll condition implies . We explore in Appendix A the conditions for the validity of the approximation (3.14).
After the inflaton oscillations are averaged out, the Higgs evolution becomes decoupled from the background. The background equations for , , and the radiation energy density are given by
[TABLE]
In the matter-dominated background Eq. (3.15) has a solution
[TABLE]
where is the energy scale of inflation used as our initial condition for . Here we assume the coherent oscillations start at , and the scale factor is normalized as .
With the decay of the inflaton into radiation, the finite temperature effect can become important before or after the time when reheating reaches the maximum temperature, depending on the size of [5], as
[TABLE]
where the effective massless degrees of freedom for a temperature larger than GeV. The finite-temperature correction to the Higgs potential is contributed as a positive thermal mass term
[TABLE]
where at energy scale about , and is the temperature of the plasma. Therefore, the Higgs has an effective potential
[TABLE]
with a time-dependent equilibrium minimum at
[TABLE]
Note that the reheating temperature can be obtained as a function of time via , where as reheating completed.
By solving the evolution of the background and , we can then find out the dynamics of the Higgs VEV by the modified equation of motion
[TABLE]
with the initial Higgs VEV . Figure 7 shows a typical example of the Higgs relaxation from forced initial conditions where the oscillating amplitudes can reach . We see that the finite temperature effect dominates the Higgs potential after the maximum reheating temperature is reached. Note that the decay of Higgs into SM particles via the non-perturbative channel of parametric resonance and the perturbative channel of thermalization are not taken into account 444The non-perturbative and perturbative decay of Higgs into SM particles are not efficient before the maximal reheating temperature is reached, see [3] for the case of free-fall relaxation and Appendix C for the case of forced relaxation. 555Parametric resonance of the Higgs mode functions does not necessarily happen in forced relaxation by a proper choice of the inflaton mass , see Appendix B..
4 Leptogenesis from forced relaxation
In this section we discuss leptogenesis from forced relaxation, building on the idea of scalar field relaxation leptogenesis [2, 4, 3, 5]. In the framework of relaxation leptogenesis, the lepton/baryon asymmetry is sourced by the classical motion of a scalar field in the post-inflationary epoch. In the conventional setup [2, 4, 3], one uses Higgs as the source field to generate the lepton number asymmetry where the initial Higgs VEV is the maximal value of the relaxation process. In our case, the initial Higgs VEV is spontaneously generated by the symmetry breaking due to the Higgs-inflaton coupling . For the model (2.2) is controlled by the parameter . The Higgs relaxation at the end of inflation is dynamically triggered by the sudden increase of the inflaton kinetic energy.
External chemical potential. To realize leptogenesis from the post-inflationary Higgs motion, one introduces the derivative coupling between the Higgs field and the fermion current:
[TABLE]
where is the energy scale above which this operator becomes irrelevant. The form of this operator is familiar in the electroweak anomaly equation as , where and are and gauge fields, respectively. The cutoff scale can come from integrating out heavy states with mass scale or from the thermal loop corrections with a temperature . One can move the derivative from the fermion current to the Higgs field via integration by part and finds
[TABLE]
For a patch of the universe where the Higgs field is approximately homogeneous, this operator describes an external source of the charge density due to the time derivative of the Higgs field,
[TABLE]
This is an operator that violates the charge, parity and time reversal (CPT) invariance. To see this, it is useful to treat such an external source as an effective chemical potential during the thermal equilibrium of the fermions as
[TABLE]
The chemical potential shifts the ground state energy of antiparticles (or particles) by (or ) at thermal equilibrium [3]. Before the average Higgs VEV decreases to zero, the chemical potential will favor the production of anti-lepton over lepton, resulting in a net lepton number through lepton-number-violating processes [33, 2]. The sphaleron process then redistributes the lepton number into baryon number, leading to a successful baryogenesis.
Lepton asymmetry. We consider the typical lepton-number-violating process from a family of right-handed neutrinos with Majorana mass terms that can explain the smallness of the observed neutrino masses by the (Type-I) see-saw mechanism. From observations we fix the neutrino mass eV, and the Yukawa coupling is given by
[TABLE]
where is the Higgs VEV at the electroweak minimum, and corresponds to the lightest right-handed neutrino mass in the family. The Yukawa coupling is chosen with perturbativity . We shall require and to prevent production of right-handed neutrinos from the decay of Higgs condensate or the thermal plasma. These requirements suppress leptogenesis from the thermalization channel [34]. Examples for lepton-number-violating processes involved with the exchange of the heavy right-handed neutrino can be found in [2, 3].
The evolution of the lepton number density towards equilibrium in the detailed balance regime is illustrated by a system of Boltzmann equations including the external chemical potential (4.4). To leading order in as approaches zero, the Boltzmann equation can be approximated by
[TABLE]
where is the equilibrium number density of left-handed neutrinos in the limit of . The thermally averaged cross section includes at least the processes from and with the assumption that the reaction rate is the same for the reversed processes. These reaction rates are computed in the limit of , where the deviation from the actual values with a finite is higher-order in .
We show in Figure 8 some numerical examples in the decoupling limit with GeV and different choices of . The final lepton asymmetry is given by the ratio
[TABLE]
where is the entropy density. At the beginning of reheating, is produced and washed out due to the rapid oscillation of the chemical potential until reaches the maximal temperature. As the temperature decreases from the maximal value, the cross section becomes too small so that can freeze to a non-zero value before vanishes. Once reheating completes where the Universe becomes radiation domination (), frozen out to a constant value. Note that gradually vanishes as the finite temperature effect dominates the Higgs potential where .
Parameter space. For the choice of the cutoff as an independent model parameter, so that the final lepton density is scaling with the change of . This allows us to find a wide range of parameter space for the desired asymmetry by a rescaling of . Note that the example in Figure 8 satisfies and , which justifies as a well-controlled higher-dimensional operator in the effective field theory. It is therefore an important advantage to consider leptogenesis from forced-relaxation. On the other hand, the conditions and are found to put a strict constraint in the parameter space to find from the free-fall initial conditions [3].
The parameter space for the desired lepton asymmetry can be narrowed down by taking as a cutoff fixed by the reheating process. Figure 9 shows the scan of parameter space for the final lepton asymmetry with respect to the inflaton decay width and the scale of inflation . In this figure model parameters are set to , , and . With given by the power spectrum (2.3), the condition for a subdominant Higgs density leads to
[TABLE]
This condition is incorporated by the CMB observations on the slow-roll parameter in the single-field inflation with [48, 47]. To avoid entering into the regime of thermal leptogenesis [34] via the production of right-handed neutrinos from the decay of the Higgs condensate, we impose the condition . We use a conservative choice to avoid production, such that the condition implies
[TABLE]
For (the “wash out” region in Figure 9), the resulting asymmetry keeps being washed out by the Higgs oscillation even after reheating. The “ perturbative” region in upper right corner indicates the parameter space where the Yukawa coupling of neutrinos is not perturbative. For , no inflation happens, which is denoted as “no inflation” region in the upper left corner.
5 Conclusions
In this work we investigated leptogenesis due to relaxation of the Higgs condensate from the initial vacuum expectation value (VEV) developed during inflation to the electroweak minimum. We focus on inflationary scenarios that generate a sizable VEV, around or greater than the scale of the Hubble horizon, via spontaneous symmetry breaking in the Higgs potential. As concrete examples for symmetry breaking, we have considered the Higgs evolution during reheating led by the wrong-sign non-minimal coupling with gravity (3.4) and the higher-dimensional kinetic coupling with inflaton (3.9).
We have identified a new class of post-inflationary relaxation dynamics from the kinetic coupling model (2.2), where the inflaton produces an effective external force that pushes the Higgs field away from the origin. The Higgs VEV during forced relaxation receives additional energy from the inflaton sector, so that the oscillation amplitude can be much greater than the initial VEV (that is, ). We have explored the scalar-relaxation leptogenesis in the case of forced relaxation dynamics and found that the desired final lepton asymmetry can be realized for a wide range of parameters.
It is remarkable that inflation with a symmetry breaking in the SM sector in general exhibits observable signatures in primordial non-Gaussianities [28, 29], which opens a unique window for testing initial conditions of leptogenesis from forced relaxation. These non-Gaussian signatures are generated through the quantum interference between inflaton and the heavy SM fields under the symmetry structure of the inflationary spacetime [35, 40, 37, 36, 39, 38], which is exemplified by the so-called quasi-single field inflation [41, 42, 43, 44]. Unfortunately, the corresponding non-Gaussian signals of leptogenesis from forced relaxation in the decoupling limit () demonstrated in this paper are too small to be observationally interesting, since the size of non-Gaussianity is proportional to the Higgs-inflaton couplings. However, the non-Gaussian signals of heavy SM gauge fields can be substantially enhanced by the presence of large gauge-inflaton mixings [29, 45, 46]. The viability of leptogenesis from the initial conditions in the large-mixing regime () is left for future studies.
Acknowledgments
The authors thank Kohei Kamada, Misao Sasaki, Toyokazu Sekiguchi, Yusuke Yamada, Jun’ichi Yokoyama, and Zhong-Zhi Xianyu for the helpful comments and discussions. Y.P.W is supported by JSPS International Research Fellows and JSPS KAKENHI Grant-in-Aid for Scientific Research No. 17F17322, and this project was in part supported by Ministry of Science and Technology (MoST) Postdoctoral Research Abroad Program (PRAP) MoST-105-2917-I-564-022. The work of A.K. was supported by the U.S. Department of Energy (DOE) Grant No. DE-SC0009937 and by the World Premier International Research Center Initiative (WPI), MEXT, Japan. Part of this work was performed at the Aspen Center for Physics, which is supported by National Science Foundation grant PHY-1607611.
Appendix A Resonance in forced relaxation
Our numerical evaluation of the lepton asymmetry in Section 4 relies on an important approximation where the inflaton oscillation can be averaged out to become a smoothed background. In reality, both Higgs and inflaton are oscillating so that resonance could happen and develop instability to the system. In this section we investigate the limitation of the smoothing process (3.14), where the (smoothed) initial velocity is only fixed by one parameter as .
The full numerical calculation in the section of preheating has confirmed that the overall expansion rate is (matter-domination like) in the decoupling limit. We thus describe the harmonic oscillations of the inflaton in the form
[TABLE]
where is a phase parameter. This analytic form does not capture the exact motion but is sufficient for the study of the resonance. For a given inflaton mass , the energy density is given by
[TABLE]
where we only keep the leading term with and can be obtained from the initial condition . Figure 10 shows that the smoothed density can incorporate the analytic form with a wide range of the inflaton masses. To search the resonance effect, we replace the smoothed density in (3.23) by the oscillating form as
[TABLE]
Having in mind that the Higgs mass scale is around at the onset of reheating, we first explore the Higgs dynamics in the cases of and in the left and right panels of Figure 11, where is used. The results indicate that numerical computation with a smoothed inflaton background is a good approximation for and the real amplitude for may be smaller due to the rapid oscillation of .
We show in Figure 12 the cases with and demonstrate that the resonance can happen instructively or destructively, depending on the phase . A scan of the phase space for resonance is desirable yet it is beyond the scope of the current study. We conclude that the application of the smoothed inflaton background (3.14) to evaluate the Higgs relaxation (3.23) is a good approximation for an inflaton mass .
Appendix B Instability of Higgs mode functions
It is well-known that parametric resonance of perturbations in a field can be triggered via couplings with the oscillating inflaton or the non-harmonic oscillations of its VEV (zero-mode) motion, leading to unstable growth in some ranges of the mode functions. In this section, we examine if Higgs mode functions exhibit resonance instability during forced relaxation. The equation of motion for the non-zero modes of the Higgs perturbations reads
[TABLE]
where the zero-mode function and the inflaton density are both oscillating during forced relaxation. For a general periodic function given by the combination of and in (B.1), the instability can be described by the Hill’s equation (for example, see [49]).
If we consider an inflaton mass , the oscillating period of is much larger than , according to the findings in Appendix A. In this case one can observe that the most unstable mode arises around the critical value , where at . To see this, let us first solve the evolution of the test mode function from
[TABLE]
This equation coincides with the equation of motion for at the moment . The results in the left panel of Figure 13 indicate that is unstable as it exceeds the zero-mode before the maximal reheating temperature is reached. Here is solved by the smoothed denstiy , which corresponds to . Away from , does not cancel exactly with in (B.1) so that grows slower than .
Recalling that the inflaton oscillation is nearly harmonic, we shall replace in (B.1) the inflaton density by and by the solution of (A.3) to obtain a more realistic evolution for . The results in the right panel of Figure 13 show that there is no resonance instability for the mode function around if the inflaton oscillation is taken into account. This result implies that is a suitable mass range for forced relaxation. We note that our initial value for is estimated by the field condensation in a symmetry breaking potential based on the stochastic approach [7].
Appendix C Non-perturbative Higgs decay
The oscillating Higgs VEV generates a time-dependent mass term for SM particles. Such a mass term as a periodic function in time can lead to non-perturbative production of particle modes that experience the parametric resonance. For scenarios of the free-fall relaxation [3], the non-pertubative production of SM particles has negligible backreaction on the dynamics of the Higgs VEV before the maximal temperature is reached, and thus the non-pertubative Higgs decay has little impact on the final lepton asymmetry. In this section, we extend the study to the forced relaxation scenarios.
As a crude approximation for the non-perturbative effect, we consider the effective Higgs potential at tree-level as
[TABLE]
where is the smoothed inflaton density (3.14) valid for an inflaton mass (see Appendix A). We focus on the dominant channels of Higgs decay into and bosons, whose tree-level masses are led by
[TABLE]
The running of couplings is not included in this approximation. The equation of motion for weak gauge fields is governed by the Lagrangian
[TABLE]
where the kinetic terms can be written as
[TABLE]
Here we ignore the non-linear corrections come from non-Abelian contributions [3, 21, 50].
We shall focus on the transverse mode of the vector bosons or , since the longitudinal mode (including ) is suppressed by an additional friction term due to the time-dependence of the masses given in (C.2) [3, 50]. Note that and . In terms of the conformal time , the equation of motion for the transverse mode is
[TABLE]
where is given by the smoothed background .
The number density of particles with momentum is defined in the conventional manner
[TABLE]
where is the energy of each particle and . The initial conditions and satisfy and the Wronskian condition .
The backreaction of the non-perturbative decay to the Higgs dynamics is accounted for by the induced masses from the particle production as
[TABLE]
where the expectation value is approximated according to [3]:
[TABLE]
The cutoff is estimated by assuming the existence of the first instability band in the Mathieu equation around the time of the first oscillatory period.
Our numerical check in Figure 14 shows that the backreaction due to non-perturbative Higgs decay is not important until the number density of produced particles is large enough so that the induced masses (C.7) dominate the Higgs potential. We therefore conclude that the non-perturbative decay of the Higgs condensate has negligible effect on forced relaxation by the maximum-temperature time where most of the lepton asymmetry has been generated.
Before closing the section, we remark on the perturbative Higgs decay into SM fermions as considered in [3, 21]. One can easily check that during forced relaxation with , the top quark mass , where denote the top Yukawa coupling and . This means that the perturbative decay of Higgs into top quarks (the leading channel for free-fall relaxation) is kinematically blocked [21]. For the leading channel of perturbative Higgs decay, we have numerically confirmed that the decay rate into bottom quarks . This relation holds very well by the time when the temperature reaches the maximum. Here is estimated in Ref. [3]. As a result, the perturbative decay (or thermalization) of the Higgs is not efficient during the epoch when the lepton asymmetry is generated.
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