Octahedral norms in duals and biduals of Lipschitz-free spaces
Johann Langemets, Abraham Rueda Zoca

TL;DR
This paper investigates conditions under which the norms of Lipschitz-free spaces and their duals are octahedral, providing new results that resolve several open questions in the field.
Contribution
It establishes that the norm of the bidual of Lipschitz-free spaces is octahedral for unbounded or non-uniformly discrete metric spaces, and extends this to Lipschitz spaces with Banach space targets.
Findings
The norm of $\
$ ext{Lip}_0(M)$ is octahedral when $M$ has certain properties.
The norm of $ ext{Lip}_0(M,X^*)$ is octahedral if $ ext{Lip}_0(M)$ has this property and $X$ is arbitrary.
Abstract
We continue with the study of octahedral norms in the context of spaces of Lipschitz functions and in their duals. First, we prove that the norm of is octahedral as soon as is unbounded or is not uniformly discrete. Further, we prove that a concrete sequence of uniformly discrete and bounded metric spaces satisfies that the norm of is octahedral for every . Finally, we prove that if is an arbitrary Banach space and the norm of is octahedral, then the norm of is octahedral. These results solve several open problems from the literature.
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Octahedral norms in duals and biduals of Lipschitz-free spaces
Johann Langemets
Institute of Mathematics and Statistics, University of Tartu, Narva mnt 18, 51009 Tartu, Estonia
[email protected] https://johannlangemets.wordpress.com/ and
Abraham Rueda Zoca
Universidad de Granada, Facultad de Ciencias. Departamento de Análisis Matemático, 18071-Granada (Spain)
[email protected] https://arzenglish.wordpress.com
Abstract.
We continue with the study of octahedral norms in the context of spaces of Lipschitz functions and in their duals. First, we prove that the norm of is octahedral as soon as is unbounded or is not uniformly discrete. Further, we prove that a concrete sequence of uniformly discrete and bounded metric spaces satisfies that the norm of is octahedral for every . Finally, we prove that if is an arbitrary Banach space and the norm of is octahedral, then the norm of is octahedral. These results solve several open problems from the literature.
Key words and phrases:
Octahedral norms; Lipschitz-free spaces; Bidual; Lipschitz functions spaces
2010 Mathematics Subject Classification:
Primary 46B04; Secondary 46B20, 46B28
The work of Johann Langemets was supported by the Estonian Research Council grant (PSG487) and by the European Regional Development Fund and the programme Mobilitas Pluss (MOBTP138).
The research of Abraham Rueda Zoca was supported by Vicerrectorado de Investigación y Transferencia de la Universidad de Granada in the program “Contratos puente”, by MICINN (Spain) Grant PGC2018-093794-B-I00 (MCIU, AEI, FEDER, UE), by Junta de Andalucía Grant A-FQM-484-UGR18 and by Junta de Andalucía Grant FQM-0185.
1. Introduction
The Lipschitz-free space of a metric space is a Banach space with the property that every Lipschitz function admits a canonical linear extension defined on . This linearisation property makes Lipschitz-free spaces a useful tool to study Lipschitz maps between metric spaces and, because of this reason, a big effort to understand its Banach space structure has been made in the last 20 years (see [13, 20, 30] and references therein). The study of geometric properties of Lipschitz-free spaces has experimented a very intense and recent activity (to mention few of it, see [8, 26] for results on octahedrality, [5, 12, 17] for results about Daugavet property, [3, 4, 12, 25, 30] for results about extremal structure or [10, 13] for the study of norm-attainment of Lipschitz maps).
In this paper paper we will focus on different problems related to octahedral norms in and in . Recall that the norm of a Banach space , or merely X when there is no ambiguity, is said to be octahedral if, for every finite-dimensional subspace of and every , we can find such that
[TABLE]
holds for every and every .
It is classical [7, 11] that is octahedral if and only if every convex combination of -slices of has diameter two (this property is known as the weak-star strong diameter two property (-SD2P)). In the context of free spaces, this characterisation allowed to obtain a full characterisation in [26] of the class of metric spaces such that is octahedral. For example, this class contains in particular the unbounded as well as the non-uniformly discrete metric spaces (proved originally in [8]).
A dual version of the above characterisation reads as is octahedral if and only if every convex combination of slices of has diameter two (the strong diameter two property (SD2P), see [7, Corollary 2.2]. Hence, it is clear that if is octahedral then is octahedral. However, the converse is not true in general. The natural norm on is octahedral but the characteristic function of a singleton is a point of Fréchet differentiability of . Thus, it is quite natural to ask whether such phenomenon can occur for Lipschitz-free spaces.
Problem 1.1**.**
Is it true for every metric space that if is octahedral, then is octahedral? Equivalently, if has the -SD2P, does it necessarily have the SD2P?
The first main result of this paper (Theorem 2.2) shows that the answer is affirmative at least for the unbounded or non-uniformly discrete metric spaces. We also get in Proposition 2.7 and 2.8 an affirmative answer for a particular family of uniformly discrete bounded metric spaces which was first considered in [16, pp. 114]. In fact we show that for all these metric spaces the space enjoys the so called symmetric strong diameter two property (SSD2P) (see definition in Section 2) which is in general strictly stronger than the SD2P. It is not known though, whether these two properties coincide for the spaces of Lipschitz functions. It is worth mentioning that these results strengthen (at least formally) the results of [16] (resp. [14]) where it was shown that, in some (resp. all) of the above cases, enjoys the slice diameter two property (slice-D2P) (resp. the -SD2P). It is not known whether the slice-D2P implies the SSD2P within the class of spaces of Lispchitz functions, and it is not known whether the SSD2P and the -SSD2P coincide in general. On the other hand, it has been recently shown in [24, Example 3.1] that -SSD2P and -SD2P are different properties even within the class of spaces of Lipschitz functions. Moreover -SSD2P was fully characterised in terms of the metric properties of in [24, Theorem 2.1].
Furthermore, by (a standard) use of the contraction-extension property (CEP) we are able to extend our Theorem 2.2 to the vector valued case (Theorem 2.6).
In the remaining part of the paper we focus on the following problem (see also [8, Question 3.3]).
Problem 1.2**.**
Let be a metric space such that is octahedral and let be a non-trivial Banach space. Is then the space octahedral?
Note that, thanks to successive papers [12, 17, 5], has the Daugavet property if and only if is a non-trivial length space. In Theorem 3.1 we solve this problem in the affirmative when for some Banach space using the standard fact that in this case we have isometrically. Let us remark that in general can fail to be octahedral even if is octahedral [22, Theorem 3.8]. So Theorem 3.1 shows that such an example cannot be produced when is an octahedral space of Lispchitz functions. The ideas behind the proof can be also used to improve in Theorem 3.2 the main result of [27].
Notation: Given a Banach space , and stand for the closed unit ball and the closed unit sphere, respectively. By a slice of we will mean a set of the form
[TABLE]
where and . If is a dual space, say , the previous set will be a -slice if . A convex combination of slices of will be a set of the following form
[TABLE]
where satisfy that and is a slice of for every . Again, if is a dual Banach space, the previous set will be a convex combination of -slices if each is a -slice for every .
A Banach space has the strong diameter two property (SD2P) if every convex combination of slices of has diameter . If is a dual Banach space, then has the weak-star strong diameter two property (-SD2P) if every convex combination of -star slices of has diameter . As we have pointed out before, the norm of a Banach space is octahedral if, and only if, has the -SD2P [7, Theorem 2.1]. Also, has the SD2P if, and only if, the norm of is octahedral [7, Corollary 2.2].
Given two Banach spaces and , we will denote by the space of operators from to , and by the projective tensor product of and . We refer to [29] for a detailed treatment and applications of tensor products.
All the metric spaces considered will be assumed to be complete with no loss of generality. Given a metric space , , respectively , , denotes the open ball, respectively the sphere, the closed ball, centered at with radius . Also, given a point and , we write
[TABLE]
We say that is uniformly discrete if .
Given a metric space with a designated origin [math] and a Banach space , we will denote by the Banach space of all -valued Lipschitz functions on which vanish at [math] under the standard Lipschitz norm
[TABLE]
First of all, notice that we can consider every point of as an origin with no loss of generality.
Also, is itself a dual Banach space. In fact, the map
[TABLE]
defines a linear and bounded map for each and . In other words, . If we define
[TABLE]
then we have that . We write . It is known that (see [8, Proposition 2.1]). Given a metric space , a Banach space , and a function , we will denote
[TABLE]
Given a metric space , we say that is a length space if, for every pair of points , the distance is equal to the infimum of the lengths of rectifiable curves joining them. Notice that a metric space is length if, and only if, has the Daugavet property, which in turn is equivalent to the fact that has the Daugavet property [12, Theorem 3.5].
Finally, it is convenient to recall an important tool to construct Lipschitz functions: the classical McShane-Whitney extension theorem. It says that if and is a Lipschitz function, then there is an extension to a Lipschitz function with the same Lipschitz constant (see e.g. [30, Theorem 1.33]).
2. Octahedrality of bidual norms of Lipschitz-free spaces
As we already mentioned in the Introduction, we will be dealing with the following property coming from [1] which is easily seen to imply the SD2P.
Definition 2.1**.**
Let be a Banach space. We say that has the symmetric strong diameter two property (SSD2P) if, for every , every finite family of slices of , and every , there are and there exists with such that for every .
If is a dual Banach space, then the weak-star symmetric strong diameter two property (-SSD2P) is defined in the natural way just by replacing slices with -slices in the above definition.
We can now state the main theorem of this section.
Theorem 2.2**.**
Let be a metric space. If is unbounded or is not uniformly discrete, then has the SSD2P. In particular, is octahedral.
The case when is infinite was already proved in [10, Theorems 5.1 and 5.5]. In spite of being a stronger property, SSD2P is sometimes easier to check than the SD2P. This happens in the case of infinite-dimensional uniform algebras or in Banach spaces with an infinite-dimensional centralizer (c.f. e.g. [14] and references therein). It is particularly useful in Banach spaces for which there is not a good description of the dual Banach space (as spaces of Lipschitz functions), because [14, Theorem 2.1] gives a criterion for the SSD2P, which only makes use of weakly convergent nets. Combining this criterion of SSD2P with the sufficient condition for weak convergence of sequences of Lipschitz functions proved in [10, Lemma 1.5], we obtain the following lemma:
Lemma 2.3**.**
Let be a metric space and be a Banach space. Assume that for every and there exist sequences and such that for every :
- (1)
. 2. (2)
. 3. (3)
* whenever .* 4. (4)
* whenever .*
Then has the SSD2P.
Proof.
Let and and assume that and satisfy the properties (1)-(4) above.
By [14, Theorem 2.1], it suffices to show that there are and such that weakly, weakly, and for every .
Note that we can take for every , because is a bounded sequence with disjoint supports and by [10, Lemma 1.5] we get that it converges weakly to 0. A similar argument gives us that converges weakly to for every . Moreover, by the weak lower semicontinuity of the norm, we get that . Finally, the choice of finishes the proof.
As an application of the previous lemma we get a sufficient condition on a metric space to ensure that has the SSD2P.
Lemma 2.4**.**
Let be a metric space. Assume that there are six sequences of scalars , and satisfying the following properties:
- (1)
The following inequalities
[TABLE]
hold for every . 2. (2)
The set is non-empty for every . 3. (3)
* if .* 4. (4)
The sequences ,,,* and converge to [math].*
Then the space has the SSD2P.
Proof.
Let and , and let us apply Lemma 2.3.
Define functions by
[TABLE]
Let us estimate . Let and . Denote by
[TABLE]
We only have to consider two non-trivial cases, otherwise it is clear that or :
- (a)
If and , then
[TABLE]
- (b)
If and , then
[TABLE]
Thus . Extend now norm preservingly to , and note that the previous inequality proves that the sequence satisfies (1) in Lemma 2.3. Note also that , so condition (3) of Lemma 2.3 is satisfied.
Pick a sequence of functions such that . In order to apply Lemma 2.3 let us estimate . Let and . Denote by
[TABLE]
Observe that again we have two non-trivial cases, otherwise the inequality obviously holds:
- (a)
If and , then and so
[TABLE]
- (b)
If and , then and so
[TABLE]
Therefore from where . Now Lemma 2.3 implies that has the SSD2P, so we are done.
Proof of Theorem 2.2.
If is discrete but not uniformly discrete then the result follows from [10, Theorem 5.4]. For the remaining cases we will apply Lemma 2.4. In order to do so, if (we assume with no loss of generality that ), we can inductively construct the sequences , and such that , that and such that . On the other hand, if then the remaining case is when is unbounded. In such a case, the sequences can be constructed just in a similar way but imposing .
We are now going to prove a vector valued version of Theorem 2.2. For this, let us introduce some notation. We recall that given a metric space and a Banach space , it is said that the pair satisfies the contraction-extension property (CEP) if McShane-Whitney’s extension theorem holds for -valued Lipschitz functions from subsets of , that is, given and a Lipschitz function , there exists a Lipschitz function which extends and satisfies that
[TABLE]
Remark 2.5*.*
Notice that, in the case that the codomain space is a dual space, then the CEP has a reformulation in the language of tensor product spaces: given a metric space and a Banach space , then the pair has the CEP if, and only if, for every subset of we have that is an canonical (isometric) subspace of . This follows taking into account the isometric isomorphism between and together with [29, Corollary 2.12].
When is a Banach space then the definition of the CEP given above agrees with [9, Definition 2.10]. The standard examples of pairs having the CEP are or more generally for any metric space and any set , and for any Hilbert space . Furthermore, it is clear that if a pair has the CEP then the pair has the CEP for every subset of . Notice also that the CEP is in fact a very restrictive property (see [9, Theorem 2.11]).
Now the vector valued version of Lemma 2.4 holds as can be seen if one replaces the use of McShane-Whitney theorem with an application of the CEP in the proof. Thus using this modified Lemma 2.4 and using [10, Theorem 5.8] instead of [10, Theorem 5.4] we can prove the following vector valued version of Theorem 2.2.
Theorem 2.6**.**
Let be a metric space and be a Banach space such that the pair has the CEP. If is unbounded or is not uniformly discrete, then has the SSD2P. In particular, if for some Banach space , we additionally have that is octahedral.
Notice that this theorem improves [8, Theorem 2.4], where the -SD2P is obtained under the same assumptions, and it gives a positive answer to [8, Question 3.1].
In order to answer Problem 1.1 it remains to deal with the bounded uniformly discrete metric spaces. We can still hope that in this setting the -SD2P in implies the SD2P but we can not expect that it would imply the SSD2P. Indeed, an example appears in [24, Example 3.1] of a bounded uniformly discrete metric space such that has the -SD2P but fails the -SSD2P. In this context, we can ask whether the -SSD2P in implies the SSD2P but notice that this question is even open for general dual Banach spaces.
The following particular family of uniformly discrete metric spaces was put in focus in [16] and later studied in [14].
For denote by
[TABLE]
with metric inherited from . Y. Ivakhno proved in [16] that satisfies the slice-D2P if . Also, it was posed as an open question [16, Question] whether has the slice-D2P for . In [14, Theorem 5.7], it was proved that has the w∗-SSD2P for every . Adapting the ideas in [14, Proposition 5.6] we will prove the following Proposition. In particular, this gives a positive answer to Ivakhno’s question.
Proposition 2.7**.**
If , then the Banach space has the SSD2P.
Proof.
Assume that and , and let us apply Lemma 2.3. Consider the sequence such that if and otherwise.
For every and , let
[TABLE]
Let . Note that if , then . Therefore, for every we have that . Define
[TABLE]
Then for every and . Indeed, fix and . Let and .
- (a)
If , then
[TABLE]
- (b)
If , then find such that . Thus
[TABLE]
Observe that for every and , and if .
Define now
[TABLE]
Clearly for every and .
Finally, in order to apply Lemma 2.3, let us verify that for every and . Fix and . Let and .
- (a)
If , then and therefore
[TABLE]
- (b)
If , then find such that . Thus
[TABLE]
Taking supremum we get that , so Lemma 2.3 applies to get that has the SSD2P.
Notice that the previous proof does not work in the case because , where . Thus we do not know whether Proposition 2.7 holds for nor if has at least the SD2P. Notice that has the slice-D2P [16]. However, a Banach space can have the slice-D2P but contain convex combinations of slices of arbitrarily small diameter [6]. On the other hand, the case is part of the following general result.
Proposition 2.8**.**
If is an infinite set with the discrete metric, then has the SSD2P.
Proof.
Assume with no loss of generality that for every . Pick , and let us apply Lemma 2.3. Denote by
[TABLE]
Fix a disjoint sequence . Define
[TABLE]
and
[TABLE]
Observe that for every and . Note that so, in order to apply Lemma 2.3, let us verify that holds for every and . Fix and and let , . Suppose that and because the remaining cases are trivial or similar. Note that, since , then holds for every . Thus
[TABLE]
The arbitrariness of and yields that , so Lemma 2.3 applies.
3. Octahedrality of dual norms of Lipschitz-free spaces
In this section we will deal with a partial positive answer to Problem 1.2, namely the theorem 3.1 below.
Theorem 3.1**.**
Let be a metric space and be a Banach space. If the norm of is octahedral, then the norm of is octahedral.
The proof of this theorem depends on the canonical identification
and is strongly inspired by the proof of the following result which improves [27, Theorem 2.1], where the space below was additionally assumed to have a monotone basis and be isometrically a subspace of .
Theorem 3.2**.**
Let and be Banach spaces. If is finitely representable in and has the MAP and the norm of is octahedral, then the operator norm of is octahedral whenever is a subspace of containing the space of finite-rank operators.
Proof.
Pick and , and let us find with such that holds for every . This is enough in view of [15, Proposition 2.1]. To this end, consider such that for every . Since has the MAP we can find a finite-rank operator with and such that . Now the rest of the proof follows word-by-word the proof of [27, Theorem 2.1]. However, let us give an sketch of the proof in order to motivate the ideas behind the proof of Theorem 3.1.
Define . Since is finitely representable in then we can find such that and such that holds for every . Denote, for every natural number , by the projection onto the first coordinates. By the monotonicity of the norm we can find such that holds for every .
Define now , which is a finite-dimensional subspace of . Since the norm of is octahedral we can find such that:
- (1)
holds for all and every . 2. (2)
is -isometric to .
From (2) we can consider a norm-one map such that . Define finally , where denotes the inclusion operator. Since is a finite-rank operator we conclude that is a finite-rank operator and then . Moreover
[TABLE]
Finally notice that holds for every . Moreover, since , we get from (1) that
[TABLE]
Since was arbitrary we conclude the desired result.
Before giving the proof of Theorem 3.1 let us outline the underlying ideas, which are strongly based on those of the proof of Theorem 3.2. In that proof, the key idea was to take advantage of the MAP assumption to construct, given a finite-dimensional subspace of , a norm one operator such that holds for every , and then make use of the fact that, in a Banach space whose norm is octahedral, for every finite-dimensional subspace we can find a subspace which is -isometric to and satisfying that
[TABLE]
holds for every and . Now we will prove that, under the hypothesis of Theorem 3.1, for every finite-dimensional subspace we can find a subspace which is isometric to and satisfying that
[TABLE]
holds for every and . After that, we will make use of theory of finite representability and extension of operators in order to get rid of the MAP assumption.
Proposition 3.3**.**
Let be a complete length metric space. Then, for all and every there exists a closed subspace such that
- •
* is isometric to and*
- •
for all and all we have .
Proof.
Let and be given and let us assume, as we may, that for every there is such that . Recall that it has been proved in [17] that any length space is spreadingly local. In particular, the set
[TABLE]
is infinite for every . A simple induction on shows that we may select countably infinite such that the family is pairwise disjoint. We may further assume that each admits at most one cluster point, which, if it exists, does not belong to for any . Let us write . By the properties of the sets it is clear that for every there is an such that for every and every . Obviously, we may assume that the sequence is decreasing. Let us fix . By the properties of , for every there are points such that . We define
[TABLE]
It is clear that . We extend in a norm-preserving way to the whole using the McShane-Whitney theorem. We denote the extension by too. Obviously . We set . We claim that is isometrically equivalent to the canonical basis of . Indeed, for let and . Then . Since is a length metric space (and thus local), [19, Lemma 3.4] yields the conclusion.
To prove the remaining parts, pick and let us prove that for all . To this end, take and find and such that
[TABLE]
Define and notice that . Now select so that . If , we have for every that
[TABLE]
since and . If , for let be such that . Then
[TABLE]
which is larger than by the preceding case. Finally, since and since was arbitrary we get that as desired.
Let us now go on into details and let us prove that the norm of is octahedral.
Proof of Theorem 3.1.
Pick and , and let us find a norm-one operator such that
[TABLE]
holds for every . For every , choose such that has norm greater than , for .
Pick such that and let us construct an operator such that holds for every . Since is finitely representable in (c.f. e.g. [2, Example 11.1.2]) let an operator be such that holds for every and that . Since is an -predual, the Lindenstrauss celebrated theorem [23, Theorem 6.1] yields a compact extension (still denoted by ) such that . We apply Proposition 3.3 to , , to find a sequence which is isometrically isomorphic to the canonical basis of such that
[TABLE]
holds for every and every .
Since is isometrically equivalent to the basis let be the canonical linear isometry given by . Call the canonical inclusion and define
[TABLE]
Notice that . Furthermore, since and are isometries we get that holds for every . Also, since we get that
[TABLE]
by the condition on the sequence , from where . This proves that satisfies (3.1) and finishes the proof.
Remark 3.4*.*
For every denote by the projection onto the first coordinates. Notice that, in the proof above, we can find large enough so that . This means that the finite-rank operator satisfies that . From here, it can be proved that the operator norm on is octahedral for every subspace containing finite-rank operators.
As a consequence we get the following corollary, which answers Question 3.3 in [8].
Corollary 3.5**.**
Let be a metric space. The following assertions are equivalent:
- (1)
* has the SD2P for every Banach space .* 2. (2)
* has the SD2P.* 3. (3)
* does not have any strongly exposed point.*
Proof.
(1)(2) is trivial, whereas (2)(1) follows from Theorem 3.1 and by [7, Corollary 2.2]. Finally, the equivalence of (2) with (3) is [5, Theorem 1.5].
Remark 3.6*.*
Given a metric space , the existence of a Banach space such that has the SD2P does not imply that has the SD2P. Indeed, given , it follows that
[TABLE]
has the SD2P (even the Daugavet property) for every metric space (see the Example after Corollary 2.3 in [31]).
Remark 3.7*.*
Let and be two Banach spaces. In [21, Question 4.1] it was wondered whether has the SD2P whenever has the SD2P and is non-zero. Notice that a negative answer was given in [22, Corollary 3.9] where it was proved that for and yields a counterexample. However, Theorem 3.1 gives an affirmative answer in the case that is a Lipschitz-free space.
Remark 3.8*.*
Let be a metric space and be a Banach space. Since the SD2P and the Daugavet property are equivalent in the context of Lipschitz-free spaces [5, Theorem 1.5], a natural question is, in view of Corollary 3.5, whether has the Daugavet property whenever has the Daugavet property. Note that, under the assumption that the pair has the CEP, the answer is affirmative [12, Corollary 3.12]. In connection with that, and taking into account that , it should be pointed out that the Daugavet property is not preserved, in general, from just one of the factors by taking projective tensor product (c.f. e.g. [18, Corollary 4.3] or [22, Remark 3.13]). We do not know either whether has the Daugavet property if both and have the Daugavet property. For general Banach spaces, it is an open problem whether has the Daugavet property if and have the Daugavet property (c.f. [28, 31]).
Acknowledgment
The authors are deeply grateful to the anonymous referee for many helpful suggestions that improved significantly the readability of this paper. In particular, we appreciate the contribution of the referee by providing the shortened proof of Proposition 3.3.
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