Ramanujan-Bernoulli numbers as moments of Racah polynomials
Fr\'ed\'eric Chapoton (IRMA)

TL;DR
This paper explores the connection between Ramanujan-Bernoulli numbers and Racah polynomials, revealing that these rational numbers can be represented as moments of orthogonal polynomials, extending classical Bernoulli number properties.
Contribution
It establishes a new link between Ramanujan-Bernoulli numbers and Racah polynomials, showing they serve as moments of these orthogonal polynomials, similar to classical Bernoulli numbers.
Findings
Ramanujan-Bernoulli numbers are moments of Racah polynomials
Extension of classical Bernoulli number properties to new rational sequences
New orthogonal polynomial representations for special rational numbers
Abstract
The classical sequence of Bernoulli numbers is known to the the sequence of moments of a family of orthogonal polynomials. Some similar statements are obtained for another sequence of rational numbers, which is similar in many ways to the Bernoulli numbers.
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Ramanujan-Bernoulli numbers as moments of Racah polynomials
F. Chapoton
Abstract
The classical sequence of Bernoulli numbers is known to the the sequence of moments of a family of orthogonal polynomials. Some similar statements are obtained for another sequence of rational numbers, which is similar in many ways to the Bernoulli numbers.
Introduction
Let us consider the following sequence of rational numbers
[TABLE]
and the almost identical companion sequence
[TABLE]
that differs only by the second term. These sequences are very close to the classical sequence of Bernoulli numbers, but not so well known.
The sequence seems to have first appeared, in a slightly implicit way and up to an easy power of , in an article of Ludwig Seidel from 1877 [Sei77], as the main diagonal of the difference table of the Bernoulli numbers. This diagonal is highlighted using a bold font in the table given there on page 181. Seidel proves that the two diagonals below and above the main diagonal in the same table are essentially given by the same sequence, up to multiplication by .
Later, the first terms of the sequence appeared explicitly in one of Srinivasa Ramanujan’s notebooks (written between 1903 and 1914), as giving, up to a simple factor, the first coefficients in an unusual asymptotic expansion for the harmonic numbers into powers of the inverse of the triangular numbers . This is displayed in Bruce Berndt’s edition of Ramanujan’s notebooks as the number (9) of [Ber98, Chapter 38]). It can also be noted that the first term of this asymptotic expansion of Ramanujan was obtained by Ernesto Cesàro in 1885 in [Ces85]. The first complete proof that the sequence describes this full asymptotic expansion was given by Mark Villarino in [Vil08], where an historical account can be found.
The sequence has been considered again in 2005 by Kwang-Wu Chen [Che05], from a point of view close to that of Seidel. He obtained a functional equation and a continued fraction for their generating series. We will be more precise about his results later in section 2.
The sequence has recently surfaced in a very different algebraic context [Cha09, Cha13] related to the notion of pre-Lie algebra. There is a complete algebraic theory of tree-indexed series, very similar to usual power series in one variable, but where monomials are indexed by finite rooted trees. These tree-indexed series can be multiplied (in a non-associative way) but also composed (in an associative way). One can therefore consider the group of tree-indexed series that are invertible for the composition. This group contains a special element with rational coefficients, which is a kind of tree-exponential and has very simple coefficients. Its inverse has more subtle and interesting coefficients, among which the Bernoulli numbers for corollas and the numbers for another sequence of rooted trees.
After these works on tree-indexed series, it has been understood in [CE15] that the sequence also appears in the values at negative integers of some kind of non-standard -function. More details will be given in section 3.
The main aim of the present article, apart from advertising the sequences and , is to describe a new relationship between these sequences and the moments of some classical families of hypergeometric orthogonal polynomials, namely Racah polynomials. This relationship in particular implies nice corollaries about continued fractions and Hankel determinants, by the general theory of orthogonal polynomials. We will not say more about this, because the exact statements can be easily reconstructed.
This is very similar to the known relationship between the Bernoulli numbers and another family of hypergeometric orthogonal polynomials, namely Hahn polynomials. This is therefore still another way in which the sequence is comparable with the Bernoulli numbers.
One word about terminology: there does not seem to be any accepted name for the sequences and . The name “median Bernoulli numbers” is used for the diagonal of the difference table of Bernoulli numbers, which differs from by powers of . We propose that the name of “Ramanujan-Bernoulli numbers” may be suitable for the sequence itself.
Let us end this introduction by some open questions.
First, it seems that the sequence alternates in sign. To the best of our knowledge, this is not yet proved. It is also expected that the associated non-standard -function considered in section 3 has a simple zero between consecutive negative integers.
There may exist -analogues for some of the results of this article, in the spirit of the continued fractions for the -Bernoulli numbers of Carlitz studied in [CZ17], but they have so far remained elusive.
One can also wonder, in a very wild speculation, if there is, for the sequences or , something like the relationship between Bernoulli numbers and the algebraic K-theory of the ring of integers.
1 Definitions
1.1 Sequences and
Let us now give the formal definition of and .
Let us first introduce the classical Bernoulli numbers , defined by
[TABLE]
Define a linear form on the vector space of polynomials in one variable with rational coefficients, by
[TABLE]
for all .
The sequence is defined by
[TABLE]
and the companion sequence by
[TABLE]
for all . For example,
[TABLE]
and
[TABLE]
The fact that and are the same except when follows from the next lemma.
Lemma 1.1**.**
For every , .
Proof.
The case is trivial, so that one can assume . Let us compute the difference
[TABLE]
This is a linear combination of odd powers of , excluding . The image by therefore vanishes, because the involved Bernoulli numbers are zero. ∎
1.2 Racah’s orthogonal polynomials
The orthogonal polynomials of Racah are defined by (see [KS94, §1.2]):
[TABLE]
where and using the standard notation for hypergeometric functions. The parameters and will remain implicit in all the notations.
Using the usual Pochhammer symbol , the hypergeometric series above is given explicitly by the finite sum
[TABLE]
The polynomials are not monic in general. Setting
[TABLE]
one obtains the corresponding family of monic orthogonal polynomials.
By the general theory of orthogonal polynomials and in particular by Favard’s lemma, there exists a unique linear form on the vector space of polynomials in such that and for . Then the moments of the family of orthogonal polynomials are given by for .
Note that the linear form is also characterized by and for . Hence there is no need to consider the monic orthogonal polynomials.
2 Main theorems
In this section, we will state five similar theorems, saying that some sequences are the sequences of moments of some specific families of Racah polynomials.
Theorem 2.1**.**
The numbers are the moments of the orthogonal polynomials of parameters .
Proof.
We want to prove that
[TABLE]
for all . By the characterisation of the linear form , one just needs to check that does vanish when and takes the value at . The second point is clear because . We can use the explicit hypergeometric expression (6) at the given parameters:
[TABLE]
Applying and using Lemma A.1 with parameters gives
[TABLE]
which is indeed [math] for every by the Chu-Vandermonde identity. ∎
We could get rid, in this theorem and the next four ones, of the factor in the sequences of moments, by scaling the variable in the orthogonal polynomials. Using the classical relationship between orthogonal polynomials, continued fractions and Hankel determinants (see for example [CZ17]), one can deduce from the previous theorem (and similarly for the next four theorems) a nice continued fraction for the ordinary generating series of the sequence , and an explicit factorisation of the Hankel determinants made from . Both these results have been proved before by Kwang-Wu Chen in [Che05, §5], without the connection with orthogonal polynomials.
Theorem 2.2**.**
The numbers are the moments of the orthogonal polynomials of parameters .
Proof.
We want to prove that
[TABLE]
for all . By the characterisation of the linear form , one just needs to compute
[TABLE]
whose value at is . We can use the explicit hypergeometric expression (6) at the given parameters:
[TABLE]
and therefore
[TABLE]
Applying and using Lemma A.1 with parameters gives
[TABLE]
which is once again [math] for every by the Chu-Vandermonde identity. ∎
Theorem 2.3**.**
The numbers are the moments of the orthogonal polynomial of parameters .
Proof.
We want to prove that
[TABLE]
for all . By the characterisation of the linear form , one just needs to compute
[TABLE]
whose value at is . We can use the explicit hypergeometric expression (6) at the given parameters:
[TABLE]
and therefore
[TABLE]
Applying and using Lemma A.2 at gives
[TABLE]
which is once again [math] for every by the Chu-Vandermonde identity. ∎
Recall that for every by Lemma 1.1. The two following statements therefore also hold with replacing .
Theorem 2.4**.**
The numbers are the moments of the orthogonal polynomials of parameters .
Proof.
We want to prove that
[TABLE]
for all . By the characterisation of the linear form , one just needs to compute
[TABLE]
whose value at is . We can use the explicit hypergeometric expression (6) at the given parameters:
[TABLE]
and therefore
[TABLE]
Applying to this expression and using Lemma A.2 at gives
[TABLE]
which is once again [math] for every by the Chu-Vandermonde identity. ∎
Theorem 2.5**.**
The numbers are the moments of the orthogonal polynomials of parameters evaluated at .
Proof.
We want to prove that
[TABLE]
for all . The linear form is characterized by the conditions
[TABLE]
for all and for . We must therefore compute
[TABLE]
whose value at is .
Because , one can use the explicit hypergeometric expression (6) at the given parameters:
[TABLE]
and therefore
[TABLE]
Applying to this expression and using Lemma A.2 at gives
[TABLE]
which is once again [math] for every by the Chu-Vandermonde identity. ∎
Up to the same factor of , the sequence of polynomials in the variable defined by
[TABLE]
can also be realised as a sequence of moments, by shifting by the variable in the orthogonal polynomials used in Theorem 2.1.
3 Values of a non-standard -function
Let us consider the following analytic function
[TABLE]
This has been studied in [CE15], as the special case of the series
[TABLE]
attached to polynomials with no roots at positive integers.
The formula (10) is convergent in the right half-plane . It is known that admits an analytic continuation to a meromorphic function on the entire complex plane, with only a simple pole at with residue . Moreover, the values of at negative integers are rational numbers, given by
[TABLE]
for all integers . Here is the linear form defined in §1.1.
Therefore, the numbers are closely tied with values of at negative integers:
[TABLE]
for all integers .
Let us conclude this section by a short remark on the analytic continuation of the functions , already proved in [CE15]. Here we give another sketch of argument for the analytic continuation to a barely larger right half-plane, similar to a classical argument for the zeta function, and useful for numerical computations.
Let us define a polynomial by the properties that and
[TABLE]
for all . Then
[TABLE]
can be rewritten as
[TABLE]
Collecting the terms, one gets
[TABLE]
Now the term of index can be bounded in such a way as to imply that the sum is convergent when , where is the degree of .
Appendix A Evaluation lemmas
This appendix contains two useful lemmas on the values of the linear form on specific families of polynomials.
Lemma A.1**.**
For all integers , , and ,
[TABLE]
Proof.
This follows directly from the know fact (see [CE15, Lemme 1.2]) that, for all integers and ,
[TABLE]
∎
Lemma A.2**.**
For , there holds
[TABLE]
Proof.
Note that it is equivalent to compute
[TABLE]
Let us start by expanding the first product of binomials as
[TABLE]
by a general formula (see [CE15, Proposition 2]). Then (A) becomes
[TABLE]
which can be evaluated using (17) as
[TABLE]
This can be expanded and simplified into the expected result. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[Ber 98] B. C. Berndt. Ramanujan’s notebooks. Part V . Springer-Verlag, New York, 1998.
- 2[CE 15] F. Chapoton and D. Essouabri. q 𝑞 q -Ehrhart polynomials of Gorenstein polytopes, Bernoulli umbra and related Dirichlet series. Mosc. J. Comb. Number Theory , 5(4):13–38, 2015.
- 3[Ces 85] E. Cesaro. Sur la série harmonique. Nouv. Ann. (3) IV. 295-296 (1885)., 1885.
- 4[Cha 09] F. Chapoton. A rooted-trees q 𝑞 q -series lifting a one-parameter family of Lie idempotents. Algebra Number Theory , 3(6):611–636, 2009.
- 5[Cha 13] F. Chapoton. Sur une série en arbres à deux paramètres. Sém. Lothar. Combin. , 70:Art. B 70a, 20, 2013.
- 6[Che 05] K.-W. Chen. A summation on Bernoulli numbers. J. Number Theory , 111(2):372–391, 2005.
- 7[CZ 17] F. Chapoton and J. Zeng. Nombres de q 𝑞 q -Bernoulli-Carlitz et fractions continues. J. Théor. Nombres Bordeaux , 29(2):347–368, 2017.
- 8[KS 94] R. Koekoek and R. Swarttouw. The Askey-scheme of hypergeometric orthogonal polynomials and its q-analogue. Technical report, Delft Univ. of Technology, 1994. http://homepage.tudelft.nl/11r 49/documents/as 98.pdf .
