
TL;DR
This paper explores the geometric and Riemannian properties of Engel structures on 4-manifolds, focusing on conditions for integrability of associated distributions and introducing K-Engel structures with special symmetries.
Contribution
It introduces the concept of K-Engel structures, studies their properties, and provides a classification framework and analogues of contact geometric constructions for Engel structures.
Findings
Conditions for integrability of the Reeb distribution.
Existence of K-Engel structures with integrable Reeb distribution.
A construction analogous to Boothby-Wang in the Engel setting.
Abstract
This paper is about geometric and Riemannian properties of Engel structures, i.e. maximally non-integrable -plane fields on -manifolds. Two -forms and are called Engel defining forms if is an Engel structure and is its associated even contact structure, i.e. . A choice of Engel defining forms determines a distribution transverse to called the Reeb distribution. We study conditions that ensure integrability of . For example if we have a metric which makes the splitting orthogonal and such that is totally geodesic then there exists an integrable Reeb distribution . It turns out that integrabilty of is related to the existence of vector…
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Riemannian properties of Engel structures
Nicola Pia
Mathematisches Institut, LMU München, Theresienstr. 39, 80333 München, Germany
(The author is supported by the DAAD programme Research Grants for Doctoral Candidates and Young Academics and Scientists (more than 6 months) No. 57381410, 2018/19)
Abstract.
This paper is about geometric and Riemannian properties of Engel structures, i.e. maximally non-integrable -plane fields on -manifolds. Two -forms and are called Engel defining forms if is an Engel structure and is its associated even contact structure, i.e. . A choice of Engel defining forms determines a distribution transverse to called the Reeb distribution. We study conditions that ensure integrability of . For example if we have a metric which makes the splitting orthogonal and such that is totally geodesic then there exists an integrable Reeb distribution .
It turns out that integrabilty of is related to the existence of vector fields whose flow preserves , so called Engel vector fields. A K-Engel structure is a triple where is an Engel structure, is a Riemannian metric, and is a vector field which is Engel, Killing, and orthogonal to . In this case we can construct Engel defining forms with very nice properties and such that is integrable. Moreover we can classify the topology of K-Engel manifolds studying the action of the flow of . As natural consequences of these methods we provide a construction which is the analogue of the Boothby-Wang construction in the contact setting and we give a notion of contact filling for an Engel structure.
2010 Mathematics Subject Classification:
Primary: 53C25. Secondary: 58A30, 53D99.
1. Introduction
The theory of contact metric structures, K-contact and Sasakian manifold is an active field of research (see [4, 5] for an introduction). Moreover the study of the interplay between metrics and contact structures has helped in the understanding of topological properties of these structures [8, 11]. The goal of this work is to study analogous problems for Engel structures.
An Engel structure on a smooth -manifold is a smooth maximally non-integrable -plane distribution , i.e. is a rank distribution such that . The distribution is an even contact structure, which is the even dimensional analogue of a contact structure. If for a given Engel structure we have two -forms and satisfying and , we say that and are Engel defining forms. This happens if and only if
[TABLE]
A pair of defining forms determines a distribution transverse to via
[TABLE]
This is called the Reeb distribution associated with and .
Engel defining forms first appeared in [1], but they were already used as a technical tool in [14]. Moreover the vector fields and were introduced in [2], but the properties of the distribution were never studied explicitly. One of our goals is to understand geometric properties of and and of their associated Reeb distribution.
A natural question to ask is whether we can choose Engel defining forms so that the associated Reeb distribution is integrable. We present many ways of rephrasing this problem one of which gives it a geometrical flavour. The contactization of the Engel structure is the contact manifold . The existence of an integrable Reeb distribution is linked with how the Reeb vector field of intersects graphical hypersurfaces.
The solution to this problem in general is not known, but it turns out that some metric properties ensure a positive answer in many cases. Since a choice of Engel defining forms and determines uniquely the splitting , it is natural to consider Riemannian metrics which satisfy .
Theorem**.**
Let be an Engel structure with a choice of Engel defining forms, and let be a metric such that . If is totally geodesic, then there exists a nowhere vanishing function such that satisfies . In particular, is integrable.
Other conditions for integrability are given by the existence of Engel vector fields (i.e. vector fields whose flow preserves ) with some additional properties. A K-Engel structure is an Engel structure together with a metric and a vector field which is Engel, Killing and orthogonal to . The existence of such a vector field allows the construction of defining forms and satisfying and . This in turn provides a framing for with , and such that commutes with all other vector fields in the framing. The closure of the flow of in the group of isometries of is a torus acting on . The existence of the framing ensures that this torus acts freely, so that we have the following result.
Theorem**.**
If admits a K-Engel structure, then is diffeomorphic to one of the following:
- •
;
- •
a principal -bundle over a surface;
- •
a principal -bundle over a -manifold.
The dimension of the closure of the orbits of is the rank of the K-Engel structure.
The most interesting case is rank , because all of these examples come from the Engel Boothby-Wang construction. This is the analogue of the Boothby-Wang construction of K-contact manifolds, and it already appeared, in a different context, in [12] under the name of prequantum prolongation. A well-known theorem in K-contact geometry asserts that every K-contact structure can be perturbed to a quasi-regular one, the following result is the analogue for K-Engel geometry.
Theorem**.**
Let be a K-Engel structure of rank , then there exist K-Engel structures of rank for such that are linearly independent.
Another remarkable property of rank structures is that they all admit a contact filling. This means that they can be realized as boundaries of a contact manifold so that a collared neighbourhood of is isomorphic to the contactization of . This is the analogue of a symplectic filling for a contact structures.
1.1. Structure of the Paper
In Section 2 we recall some useful facts from the theory of even contact structures and in Section 3 we introduce Engel defining forms and . The end of Section 3 as well as Section 4 concerns conditions that ensure the existence of defining forms such that the associated Reeb distribution is integrable. Some of these conditions do not give any geometric insight, but are just reformulations which are useful for the remainder of the chapter. We present a condition that is geometric, and that is linked to the contactization of an Engel structure.
In Section 5 we study when and its associated Reeb distribution are totally geodesic. We prove that if is a metric such that then cannot be totally geodesic. Moreover if is totally geodesic then there exists a multiple of such that . This is a sufficient condition for the existence of a Reeb distribution which is integrable.
In Section 6 we recall the theory of Engel vector fields , i.e. vector fields satisfying . Many of the results we present were developed in [18], but we rephrase them in terms of the framing induced by a pair of defining forms and . In Section 7 we specialize to the case where is also Killing with respect to a metric that makes it orthogonal to . Under these hypothesis we can find defining forms verifying and . This allows the construction of a framing such that commutes with every other vector field in the framing.
In Sections 8 and 9 we analyse the topology of manifolds that admit a K-Engel structure. We study more in details the bundle structure of the manifolds that appear in this classification, and we exhibit explicit constructions of K-Engel structures. The most remarkable one is the Engel Boothby-Wang construction, the analogue of the one in the K-contact case.
In Section 10 we define contact fillings of an Engel structure. The construction is inspired by symplectic fillings of a contact structure, but we do not know if it implies any rigidity as in the contact case. We prove that Engel Boothby-Wang manifolds are examples of Engel structures which admit contact fillings.
Finally in Section 11 we go through the list of geometric Engel structures (see [19]) and we verify that almost all of them admit a left invariant K-Engel structure. This provides many examples of K-Engel manifolds.
Acknowledgements: I would like to thank my advisors Prof Gianluca Bande for being always there for me and motivating me throughout my PhD studies; and Prof Dieter Kotschick for the innumerable discussions and inspiring questions. I would also like to thank Prof Thomas Vogel and Prof Vincent Colin for their useful feedback. Finally I need to thank Rui Coelho and Giovanni Placini for having the patience to listen to me all the time.
2. Some properties of even contact structures
In what follows all manifolds are supposed to be smooth and orientable.
An even contact structure is a maximally non-integrable hyperplane field on an even dimensional manifold . This means that is locally the kernel of a -form satisfying . An even contact structure is co-orientable if orientable, this is equivalent to the existence of a (global) -form such that . There exists a unique line field whose holonomy preserves , i.e. , we call characteristic, kernel or Cauchy line field of . If then .
We will be interested in properties of vector fields whose flow preserves . The existence of such vector fields depends on the dynamics of the characteristic foliation. The following result (which appeared in [10]) ensures that the holonomy of is volume-preserving if and only if there is a transverse symmetry for .
Proposition 2.1** ([10]).**
Let be an even contact structure with orientable characteristic foliation , then the following are equivalent:
* has volume-preserving holonomy;* 2. 2.
* is the kernel of a closed -form;* 3. 3.
* can be chosen so that has constant rank ;* 4. 4.
there exists a vector field transverse to whose flow preserves .
Proof.
The equivalence between , , and was proved in [10], for more details see also [15]. If has constant rank then is a -plane field. Now is in the kernel of and is trivial as a bundle. Let . Uniqueness of ensures that must be transverse to . Choose such that , then
[TABLE]
By hypothesis, for any defining form we have . Pick so that . Taking the derivative of this we get
[TABLE]
hence , and the rank of is never maximal, so it must be everywhere. ∎
Remark 2.2**.**
If the flow of a vector field preserves the even contact structure , then it must also preserve its characteristic foliation . If we are in the hypothesis of Proposition 2.1 this implies in particular that, if is a section of , we have and is a foliation. Another way of seeing this is taking defining form such that , since this ensures .
3. Engel defining forms and the Reeb distribution
An Engel structure is a smooth -plane field on a smooth -manifold such that is an even contact structure. One can proof that the characteristic foliation of satisfies hence giving the flag of distributions
[TABLE]
called Engel flag. If all distributions in the flag are orientable then is trivial. This is a strong contraint on the topology of (see [14] for more details). The question of existence of Engel structures on parallelizable -manifolds has been studied in [7, 16, 20]. We will instead focus the attention on the study of Engel defining forms.
Definition 3.1**.**
Let be an Engel structure. Two -forms are called Engel defining forms if they verify and . Equivalently
[TABLE]
Observe that Equation (3.1a) ensures that is an even contact structure; denote with its characteristic foliation. Equation (3.1b) implies that is an even contact structure, and it ensures that its characteristic foliation is transverse to . Finally Equation (3.1c) implies that .
Remark 3.2**.**
An orientable Engel structure on an orientable manifold can always be seen as the intersection of two even contact structures . The first one is uniquely determined by the condition , and the second one instead is not unique, and must satisfy and . A choice of Engel defining forms and corresponds to choice of a co-orientation and to a choice of together with a co-orientation .
Lemma 3.3**.**
Let be parallelizable then Engel structure on admits Engel defining forms if and only if is orientable.
Proof.
If and are Engel defining forms then is an orientation of . Conversely, suppose that is orientable. Since is orientable then is trivial as a line bundle, let be a non-singular section. Since is orientable, it has a non-singular section nowhere tangent to . Now is a non-singular section of nowhere tangent to , and is transverse to . Choose such that and , and similarly such that and . ∎
Notice that if and are defining forms for , then all other possible defining forms are given by
[TABLE]
where and are nowhere vanishing.
In what follows we will write to denote the choice of Engel defining forms and for the Engel structure .
3.1. Reeb distribution
A choice of Engel defining forms determines uniquely a distribution transverse to . Indeed Equation (3.1b) implies that and are nowhere vanishing -forms, in particular they have a -dimensional kernel. Take nowhere vanishing section of , this implies . On the other hand Equation (3.1b) ensures that , hence we can normalize via . Similarly pick nowhere vanishing section of and normalize it via . By construction we have .
Definition 3.4**.**
Let be an Engel structure with a choice of defining forms and . The Reeb distribution associated with and is where
[TABLE]
The definition implies . We are interested in understanding geometric properties of . In general the Reeb distribution is not integrable. The following result gives a necessary and sufficient condition for integrability.
Proposition 3.5**.**
Let be an Engel structure and consider the associated Reeb distribution , and denote by . Then and it is integrable if and only if
[TABLE]
Proof.
For the first assertion we notice that and imply that is a multiple of . In fact , so that . Similarly we have have so that . On the other hand the kernel of this -form has rank because
[TABLE]
To prove the last claim choose two -forms such that
[TABLE]
which is possible since is orientable. By Frobenius’ Theorem is integrable if and only if and . Differentiating (3.3) we get
[TABLE]
hence the integrability condition translates to
[TABLE]
Since and , conditions (3.4) are satisfied if and only if . ∎
3.2. A useful technical lemma
In this section we list some formulas which describe Lie brackets of a framing induced by .
Notation 3.6**.**
In what follows we will fix a parallelization of and we will use the letters and to denote respectively the and components of vector fields. Moreover we will use lower indices and to denote the components of the Lie bracket , e.g.
[TABLE]
Definition 3.7**.**
Let an Engel structure, we say that a framing is -adapted if spans the characteristic foliation, , and .
For given it is always possible to rescale and to get a -adapted framing.
The definition of and provides symmetries in the coefficients of the Lie brackets of the vector fields of the framing . The following result summarizes the ones that we will use in the rest of the paper.
Lemma 3.8**.**
Let be Engel and fix a -adapted framing . We have and . Moreover
[TABLE]
Proof.
Equations are direct consequences of Definition 3.4. Moreover follow from . Equations (3.5a)-(3.5h) instead follow from all possible instances of the Jacobi identity. We prove and , the other formulas follow similarly
[TABLE]
We continue the calculation mod
[TABLE]
∎
Notice that Equations (3.5f) and (3.5h) provide another proof of Proposition 3.5.
Remark 3.9**.**
For a fixed defining form and any transverse to the form is a defining form for . Indeed, since on , we have and, by maximal non-integrability there is a section such that . This choice ensures that . In fact by a change we have complete freedom on the choice of . Moreover up to rescaling we can ensure that is -adapted.
4. Existence of integrable
Understanding whether a given Engel structures admits Engel defining forms that induce an integrable Reeb distribution is a complicated problem. A first step in this direction is to compute the integrability condition (3.2) when we change defining forms.
Lemma 4.1**.**
Let be Engel and fix a -adapted framing . For another choice of Engel defining forms and , denote by the Reeb distribution associated with the new forms and . We have
if and for nowhere vanishing then
[TABLE] 2. 2.
if and for nowhere vanishing then
[TABLE] 3. 3.
if and for then
[TABLE]
Proof.
The proof of point 1 is straightforward. Let us prove point 2, the proof of 3 follows from a similar calculation; moreover these are the only points that we need in what follows. Since is not changed and we conclude . Similarly we must have . Imposing yields the formula for , here we need to use the hypothesis. The last formula follows directly from the evaluation . ∎
The previous formulas do not give any geometrical insight in understanding integrability of . We will instead turn to some stronger conditions that imply Equation (3.2). Notice that happens if and only , in particular this implies integrabiliy of . Proposition 2.1 ensuras that this is equivalent to the fact that preserves .
Lemma 4.2**.**
For a given Engel structure there exists a multiple such that if and only if for some and we have .
Proof.
Suppose that . Notice that we cannot apply Lemma 3.8 because is not in general -adapted. Nonetheless a similar calculation yields
[TABLE]
where in the last equality we used the hypothesis. By maximal non-integrability we must have that is nowhere vanishing, hence we can choose . Using the point 2 in Lemma 4.1 and the fact that vanishes on we get
[TABLE]
Conversely suppose that and choose to be -adapted. Lemma 4.1 ensures so that and . We conclude by Equation (3.5d). ∎
4.1. Contactization
We will now point out how to construct a contact structure starting from an Engel structure. This construction is well-known to experts, but the author could not find any explicit reference.
Definition 4.3**.**
Let be an Engel structure. The contactization of is the contact -manifold with , where we use for the coordinate along .
The previous definition depends on the choice of and . On the other hand we are interested in properties of which are invariant up to rescaling and translating the factor. The following result ensures that does not essentially dependent on the choice of Engel defining forms.
Lemma 4.4**.**
Let be an Engel structure and with indicating the coordinate on the -factor. The form defines a contact structure on .
Moreover if we change Engel defining forms and , there is a contactomorphism of the form where with nowhere vanishing.
Proof.
To verify that is a contact form we calculate and
[TABLE]
This, together with and , ensures that .
All possible choices of Engel defining forms can be written as and for with and nowhere vanishing. Hence we have , and if we define
[TABLE]
we have .
∎
Equation (4.1) implies that the Reeb vector field associated with takes the form (we use the notation introduced in 3.6)
[TABLE]
Since if and only if , Equation (4.2) means that this happens if and only if is invariant with respect to the Reeb flow.
Remark 4.5**.**
Consider the change of Engel defining forms and . Lemma 4.4 ensures that there is a hypersurface graphical on such that is (strictly contactomorphic to) the contactization of . Namely is the graph of .
Conversely take a hypersurface which is the graph of , and define . The forms and are defining forms for the Engel structure on obtained by pushing forward via .
The previous remark, Remark 3.2 and Equation (4.2) immediately give the proof of the following result.
Proposition 4.6**.**
Let be an Engel manifold, with and even contact structures such that , and . There is a 1-to-1 correspondence between choices of as above and hypersurfaces of which are graphical over .
Moreover, there is a choice of Engel defining forms such that if and only if there is a graphical hypersurface on the contactization invariant with respect to the Reeb flow associated with , for some nowhere vanishing.
The previous result gives a geometric interpretation of . Unfortunately it is not very useful for practical purposes, because the dynamics of the Reeb vector field associated with can be very complicated.
5. When are and totally geodesic?
We now turn to the study of Riemannian properties of Engel structures. Since a choice of Engel defining forms and determines uniquely the splitting , it is natural to consider Riemannian metrics which satisfy . In this context let and denote the -duals of and respectively, i.e.
[TABLE]
Since and are linearly independent, the same is true for and . Moreover since they must be tangent to , in particular . Equation (5.1) implies
[TABLE]
and using these formulas we get
[TABLE]
Remark 5.1**.**
In this context we have some freedom in the choice of . Suppose that , and are as above, and consider the new defining forms and for nowhere vanishing. Lemma 4.1 ensures that the Reeb distribution associated with the new defining forms coincides with . In particular, also satisfies and we have the formulas
[TABLE]
Recall that a distribution on a Riemannian manifold is totally geodesic if for every and the geodesic through tangent to is tangent to at every point. We are interested in understanding under which conditions the distributions and are totally geodesic with respect to a metric making the splittin orthogonal.
5.1. is never totally geodesic
The goal of this section is to show that there is no metric such that and is totally geodesic.
Lemma 5.2**.**
Let be Engel and suppose that is a metric such that , then is totally geodesic if and only if for all and we have
[TABLE]
Proof.
It is well-known that is totally geodesic if and only if the following tensor vanishes (for the basic theory see [17])
[TABLE]
where and also denote, by abuse of notation, the orthogonal projections on the respective distributions.
Now is zero if and only if for any we have . Using Koszul’s identity and the fact that we have
[TABLE]
∎
The following result furnishes an obstruction on the metric properties of the Reeb distribution associated with any pair of Engel defining forms, when the metric makes the splitting orthogonal.
Proposition 5.3**.**
Let be an Engel structure and let be a metric such that , then is not totally geodesic
Proof.
Suppose that is totally geodesic and fix a framing which is -adapted. Using Lemma 5.2 we get
[TABLE]
Equation (5.2) implies
[TABLE]
These in turns yield
- a.
2. b.
3. c.
4. d.
5. e.
6. f.
Now (e) and (d) imply that is constant on orbits of and . Since is bracket-generating, Chow’s Theorem implies that is constant. Notice that the same formulas must hold for and given by Equation (5.3). Since , we can suppose that is also constant, say
[TABLE]
In particular for some , we get
- a.
2. b.
3. c./d.
4. e.
5. f.
Hence (b) and (f) together give
[TABLE]
The Cauchy-Schwarz inequality reads with equality if and only if is linearly dependent. Since this never happens, the inequality is sharp and
[TABLE]
This is a contradiction because we must have on the critical points of the function . ∎
The geometric reason for this obstruction is not clear. Notice that the hypothesis on cannot be relaxed as Example 9.5 furnishes an Engel structure on where is a totally geodesic foliation with respect to the standard metric. In this case the splitting is not orthogonal.
5.2. totally geodesic implies integrable
In this section we study the properties of the Reeb distribution associated with a totally geodesic Engel structure . Let be such that and choose a framing which is orthonormal and such that spans the characteristic foliation. The proof of the following lemma is exactly the same as the proof of Lemma 5.2.
Lemma 5.4**.**
Under the above hypothesis is totally geodesic if and only if for all and we have
[TABLE]
The previous result permits us to express the Lie brackets of sections of with sections of in a simple way.
Corollary 5.5**.**
Under the above hypothesis is totally geodesic if and only if
[TABLE]
Proof.
Since , all -components must vanish. Moreover hence . Hence the only components left to calculate are the ones in the direction of and . Since is an orthonormal basis and we can calculate them using Lemma 5.4:
[TABLE]
similarly and . Moreover
[TABLE]
and , which concludes the proof. ∎
The following result links metric properties of with integrability properties of .
Corollary 5.6**.**
Let be Engel and let be a metric such that . If is totally geodesic, then there exists a nowhere vanishing function such that satisfies . In particular, is integrable.
Proof.
Corollary 5.5 ensures that , which is exactly the hypothesis of Lemma 4.2. ∎
The converse of this result is likely false, but we do not have a counterexample. The structure on constructed in Section 11 is an example of totally geodesic Engel structure with respect to a compatible metric.
6. Engel vector fields
We now turn our attention to the study of Engel structures that admit symmetries. The existence of -parameter families of contactomorphism for any given contact structure is well-known. For Engel structures on the other hand the existence of such families of symmetries is tightly related to the dynamics of the characteristic foliation.
Definition 6.1**.**
Let be an Engel structure an Engel vector field is a vector field whose flow preserves .
Remark 6.2**.**
If preserves then automatically it must preserve its Engel flag, i.e.
[TABLE]
In [14] there is an example of Engel structure admitting a unique -parameter family of symmetries. It is unclear if there are Engel structure which do not admit any 1-parameter families of symmetries.
The following result furnishes a relation between existence of symmetries of and the dynamics of .
Lemma 6.3**.**
Let be an Engel structure and suppose that is an Engel vector field transverse to . Then there exists a pair of defining forms such that and .
Proof.
Use Proposition 2.1 to find such that and . We need to find so that .
By Remark 6.2 the flow of must preserve the Engel flag . This means that we can choose a framing satisfying
[TABLE]
Choose so that and . Exactly as in the proof of Lemma 3.3 the forms and are Engel defining forms for . Now Equation (6.1) implies , so that
[TABLE]
Similarly we have , so that on . This implies , and since we conclude . ∎
Proposition 2.1 furnishes various equivalent conditions to the existence of a transverse even contact symmetry. The following result gives an adapted pair of Engel defining forms if such a symmetry exists for .
Lemma 6.4**.**
Let be an Engel structure trivial as a bundle and orientable. The following are equivalent
* is volume preserving;* 2. 2.
there exist and such that ; 3. 3.
there exist and such that ; 4. 4.
there exist and such that ; 5. 5.
there exists such that the conformal class of does not depend on the choice of transverse to .
Moreover if there is a choice of such that all the above properties are verified simultaneously.
Proof.
This is a corollary of Proposition 2.1 and Lemma 6.3.
The hypothesis implies that so that for some . Since we have for some . Hence if and only if , but we have . This also proves that .
This is obvious since both and are in the kernel of and of .
For any choice of we must have , which is only possible if is a multiple of .
By Proposition 2.1 it suffices to proof that . Suppose this is not true, then as in the above proof we must have with not identically zero. For any given transverse to , the vector field is transverse to , but is not a multiple of .
The last statement follows directly from this proof. ∎
7. Engel Killing vector fields
In this section we will study Engel structures admitting transverse Killing symmetries.
Proposition 7.1**.**
Let be an Engel structure and let be a Riemannian metric. Suppose that is Engel, Killing and orthogonal to , then there exists a choice of defining forms and such that and .
Proof.
Since it must be in particular transverse to it, hence Lemma 6.3 implies the existence of and such that and . Up to rescaling, we can suppose that . Fix an orthonormal basis and complete it with a vector field to an orthonormal basis of . This implies that is an orthonormal framing.
Since is an Engel vector field, as in the proof of Lemma 6.3, we have
[TABLE]
Since is Killing we have
[TABLE]
so that . Similarly . Moreover
[TABLE]
so that . Similarly and . Hence we have . If we now pick we immediately have and , so that follows from Lemma 6.4. ∎
Definition 7.2**.**
A K-Engel structure is a triple where is an Engel structure, is a metric and is a vector field which is Engel, Killing and orthogonal to .
Moreover the Engel defining forms and satisfying and are called K-Engel forms.
Corollary 7.3**.**
Let be a K-Engel structure, then there exists Engel defining forms and and a -adapted framing such that and we have
[TABLE]
where the functions and are constant on the orbits of .
Proof.
The proof of Proposition 7.1 implies the existence of a framing such that commutes with every vector field in the framing. Now implies , which in turn implies .
We need to rescale and so that . This is possible because the Jacobi identity implies
[TABLE]
and similarly . Hence we can rescale and as follows
[TABLE]
to get a new framing of which satisfies all previous conditions and is -adapted. We have
[TABLE]
Equation (3.5a) implies and Equation (3.5b) implies . ∎
We will often denote only by the K-Engel structure , if we do not want to put an accent on the metric . We call K-Engel framing the framing defined in the previous corollary.
Remark 7.4**.**
The choice of K-Engel defining forms and framing is not unique. Let is a K-Engel structure and fix K-Engel forms and . All other possible choices of K-Engel defining forms are and with constant on -orbits and nowhere-vanishing.
Moreover if is a K-Engel framing all other choices of K-Engel framings are , , given by Lemma 4.1, and , where are constant on -orbits and with and nowhere-vanishing.
The converse of Proposition 7.1 is not true. The existence of defining forms satisfying and only ensures that is a Killing vector field if acts in a diagonalizable way on .
Proposition 7.5**.**
Let be an Engel structure such that and . Suppose that there exists transverse to and such that for . Then there exists a a metric such that is K-Engel.
Proof.
The idea is to construct a framing such that commutes with every vector field in it, and then take the metric making this framing orthonormal.
First of all notice that Lemma 6.4 ensures that the flow of preserves and its Engel flag. In particular for any framing we must have that and for some smooth functions and . The hypothesis ensures that we can choose such that . Up to rescaling we can suppose that is -adapted.
The condition implies that is a multiple of . Since implies , we must have . Using we get
[TABLE]
Similarly and imply 0=\mathcal{L}_{R}\Big{(}\alpha\big{(}[X,T]\big{)}\Big{)}=-b. Hence the claim. ∎
8. Some remarks on the dual of
Before continuing with the discussion on general K-Engel structures we make some observations about some special cases. If is Engel and its flag are orientable, a choice of a framing of , with and of defining forms and yields the framing . We are interested in the properties of the dual coframing in the case where and . Under these hypothesis we can determine whether and are K-Engel by looking at .
Lemma 8.1**.**
Suppose satisfies and . Then and are K-Engel if and only if there is a choice of and such that modulo .
Proof.
The key observation is that modulo . If and are K-Engel then Corollary 7.3 ensures that there is a choice of and such that they commute with . This implies in particular and .
Conversely suppose we have such framing. Up to rescaling , we have and this does not change and . Notice that
[TABLE]
so that is -adapted. The hypothesis and imply . These together with Equation (3.5g) imply . Equation (3.5d) reads , so using yields
[TABLE]
which translates to . Now all hypothesis of Proposition 7.5 except possibly for , but this is again a consequence of , since this means .
∎
Notice that the hypothesis of the previous lemma is verified if . Some aspects of the theory of K-Engel structures such that resemble the theory of Sasakian manifolds (see [4] Section 6.8). The proof of the following is borrowed by the analogous result in the Sasakian case. I wish to thank Giovanni Placini for explaining it to me.
Theorem 8.2**.**
Let be K-Engel, fix the induced K-Engel framing and its dual coframing . If then the cup-length of is smaller than .
Proof.
The idea is to prove that is contained in the kernel of any harmonic -form. In this case for any we pick harmonic representatives and the cup product will be the class of , but this is zero because is in its kernel.
Since is a Killing vector field, its flow acts by isometries, hence it sends harmonic forms to harmonic forms. Moreover it acts trivially in cohomology. These two facts imply for all harmonic 1-form. Write where and , we want to prove that . Using the fact that is closed we have
[TABLE]
hence is constant and . A simple calculation yields
[TABLE]
where we used and the fact that because is in the kernel of all the forms (see Lemma 6.4). Now is a volume form because , hence if this would imply that it is also exact, which is impossible since is closed.
∎
Example 9.5 furnishes K-Engel structures on , so the hypothesis in the previous lemma is crucial.
9. Topology of K-Engel manifolds
We will now focus on topological obstructions to the existence of a K-Engel structure. Corollary 7.3 ensures that there exists a framing such that commutes with all vector fields in the framing. This fact has strong consequences on the topology of , which come from the theory of transverse structures to a foliation. Results on transversally parallelizable foliations in [13] permit to prove that has a fibre bundle structure, where the fibres are the closure of the orbits of . In our context we can prove a stronger result, namely that has the structure of a principal torus bundle. The torus acting on will be the closure of the flow of in the isometry group of . The first step is the following result, which is a consequence of Chow’s Theorem.
Lemma 9.1**.**
Let be a K-Engel and , then there exists an isotopy which commutes with the flow of and such that . In particular all orbits are equivariantly isotopic on .
Proof.
By hypothesis is transverse to and we have a framing of vector fields commuting with . This means that if we can join and with a piecewise smooth path obtained by glueing together pieces of orbits of and we will obtain the isotopy by integrating the path. The existence of such a path is exactly the statement of Chow’s Theorem (see [9]). ∎
We can use Lemma 9.1 to describe the topology of .
Lemma 9.2**.**
Let be a K-Engel structure, then the closure of the orbits of are all tori . Moreover is a principal -bundle over a manifold of dimension . In this case we say that has rank .
Proof.
Let be the flow of , this is a -parameter subgroup of the compact Lie group of isometries of . Since it is Abelian, its closure is an embedded torus . This means that the action of on is effective so that the intersection of all its stabilizers is the trivial group. Since is Abelian, the principal orbit type must be the trivial one (for a proof see Example I.2.6 in [3]). This ensures that there exists a point whose orbit is an embedded . Now by Lemma 9.1 all orbits have the same type, so they are all embedded copies of . In particular the action is free and is a principal -bundle. ∎
We now discuss all possible cases for . If then is totally periodic and this case plays a central role, as ensured by the following result.
Proposition 9.3**.**
Let be a K-Engel structure of rank , then there exist K-Engel structures of rank for such that are linearly independent.
Proof.
As above let be the closure of in the group of isometries of . Fix a basis for the Lie algebra of and consider the vector fields for . We can pick so that is nowhere-vanishing for all . Moreover by construction these are totally periodic vector fields whose flows preserve and and a K-Engel framing . Now we claim that
[TABLE]
are K-Engel defining forms for . First of all using , and we get
[TABLE]
so that . By definition , moreover using we get , which in turn implies . Finally Proposition 7.5 ensures that is K-Engel. ∎
The previous result is the analogue of Theorem 7.1.10 in [5] which asserts that every K-contact structure can be perturbed to a quasi-regular one. Since they play such a central role, we will analyse the properties of K-Engel structures of rank in Section 9.2. In Section 9.1 we will give some further constraints on the bundle structure for K-Engel of rank .
Suppose now that , this implies that is a -principal bundle over . Since the classifying space for principal -bundles is simply connected, this must be the trivial bundle, i.e. . The last case is , we prove by contradiction that this cannot happen. In this situation we have that and the orbits of are dense. The conditions imply that these forms are homogeneous, which in turn means that they must be closed, which contradicts non-integrability.
The previous discussion furnishes a proof of the following result.
Theorem 9.4**.**
If admits a K-Engel structure, then is diffeomorphic to one of the following:
- •
;
- •
a principal -bundle over a surface;
- •
a principal -bundle over a -manifold.
It is unclear which principal torus bundles admit K-Engel structures. In Sections 9.1 and 9.2 we will characterise them via some differential conditions, which are nonetheless hard to verify directly. We end this section with the construction of a family of K-Engel structures on providing examples for which the rank takes all possible values.
Example 9.5**.**
On with coordinates consider the distribution given by
[TABLE]
This defines an Engel structure (in fact this is the Lorentz prolongation of the standard Lorentz structure on ). We choose defining forms
[TABLE]
An explicit calculation yields
[TABLE]
Since is Engel and Killing for the metric making orthonormal, so that this is a K-Engel structure.
Up to choosing a lattice in in the right way we can make sure that this structure passes to the quotient . Moreover we can control the dimension of the closure of the orbits of . The only condition on is that the -components of the vectors must be integers (otherwise and will not pass to the quotient). Picking leaves complete freedom for and in the orthogonal space to . Since we can make sure that the closure of its orbits in the quotient is , or . This gives a family of K-Engel structures on smoothly depending on and such that the rank assumes all possible values as changes.
9.1. K-Engel -bundles
In this section we will study K-Engel structures of rank . This implies that is a principal -bundle over a surface of genus . If not otherwise specified we will always denote by and a choice of two totally periodic vector fields whose flows give a splitting of acting on . Moreover if defining forms are fixed, we can suppose, as in the proof of Proposition 9.3, that and are both transverse to and for some irrational .
It is well known that principal -bundles are classified up to isomorphism by their Euler class (see [21]). Let be the bundle projection, and let be a generator of . The Euler class of the the -bundle can be identified with a pair of integers . Quotienting via the action of (resp. ) we get a (oriented) -manifold (resp ), which, in turn, is an -bundles over with Euler class (resp. ). Hence we get the commuting diagram
[TABLE]
In particular has Euler class and has Euler class .
It is unclear which -bundle admits K-Engel structures of rank . The following result gives a (rather obscure) differential condition which characterises such bundles.
Lemma 9.6**.**
Let be a surface, and orientation form on it, and . Consider a principal -bundle over with Euler class and fix connection forms such that . Then admits a K-Engel structure of rank if and only if there exist two functions and two -forms satisfying
[TABLE]
where and .
In this case we have Engel defining forms
[TABLE]
Proof.
Suppose that admits a K-Engel structure of rank . By hypothesis we have and we set and . These functions are invariant so there must exist such that and . Since and are -invariant, for some -forms we have
[TABLE]
The Engel conditions
[TABLE]
translate to (using )
[TABLE]
where . Notice that the first equation is verified if and only if for every point on which we have , since . Hence we get Equation (9.1).
Viceversa suppose that we have and such that Equation (9.1) is verified. The same calculation as above ensures that the defining forms and given by Equation (9.2) are Engel defining forms. Moreover by construction they satisfy and and , so that it preserves any invariant framing of . Proposition 7.5 ensures that is a K-Engel structure. ∎
9.2. Engel Boothby-Wang
In this section we study properties of K-Engel structures of rank . The construction that we will present has already appeared, in a different context, in the work of Mitsumatsu [12] under the name of prequantum prolongation.
Let be K-Engel of rank , so that is an -bundle over a -manifold with tangent to fibres. Since and we have that is a connection form. This means that descends to a closed -form satisfying (because it represents the Euler class of the bundle).
Notice that so that, since we have fixed a connection, we get a -form on by pushing down . Since , the form is a contact form. Similarly descends to a Legendrian vector field which is divergence free (with respect to the contact volume) and such that . The goal of this section is to reverse this construction.
Remark 9.7**.**
Let be a contact structure on a -manifold, and let be a non-singular Legendrian vector field. Then is the kernel of a closed non-singular -form if and only if a rescaling of preserves the contact volume .
Let be a closed -manifold and . Recall that for any closed integral -form there is an -bundle whose Euler class maps to via . If there is torsion in there are finitely many choices for the isomorphism type of , any of these would work.
The space of connections on is an affine space on the space of closed -forms on . We fix an arbitrary choice of connection . If two closed forms and differ by an exact form, then there is a gauge transformation isotopic to the identity that sends the connection form to . This means that the moduli space of possibile choices of connections is (at most) an affine space on .
Proposition 9.8**.**
Let be a contact structure, be a Legendrian vector field such that its dual -form is integral and closed, and fix . Then the principal -bundle with Euler class admits a K-Engel structure , such that is the connection form associated to and .
Proof.
First of all notice that is uniquely determined by the discussion above. We need to verify that and are K-Engel defining forms. Now defines an even contact structure because by definition , so that .
Since is contact is even contact. Moreover is spanned by the vector field tangent to the fibres and normalized by . This implies in turn that . Finally , since already because . So is an Engel structure.
Now for dimensional reasons . As we have already seen and acts on in a diagonalizable way, as can be seen by choosing where is a Legendrian line field nowhere tangent to . Proposition 7.5 implies that is K-Engel. ∎
Remark 9.9**.**
We refer to the construction in Proposition 9.8 as Engel Boothby-Wang construction. This is the Engel analogue of the Boothby-Wang construction [6]. The above discussion proves that all K-Engel structures such that is totally periodic are obtained via an Engel Boothby-Wang construction. Example 9.5 provides K-Engel structures which do not come from an Engel Boothby-Wang construction, because their rank is not .
We finish this section providing some examples of -manifolds admitting K-Engel structures of rank . Section 11 provides further examples.
Example 9.10**.**
We will now show that both Cartan and Lorentz prolongations (see [7]) can admit K-Engel structures. Consider the surface equipped with a metric of constant scalar curvature and construct the unit circle bundle . Denote by a unit vector field tangent to the fibres. The Levi-Civita connection induces a choice of horizontal bundle on and we denote by a tautological vector field, i.e. for of unit norm we want . Finally we choose so that is an orthonormal basis for the horizontal bundle of . It is a classical result that
[TABLE]
Consider and call the coordinate along .
One can pick K-Engel defining forms
[TABLE]
and verify that the following is a K-Engel framing
[TABLE]
This is obtained as Lorentz prolongation of the the conformal structure on having as an orthonormal basis, with and negative and positive.
Another K-Engel structure on this manifold is provided by the oriented Cartan prolongation of the contact structure on . Namely take where and . Then the even contact structure is spanned by and
[TABLE]
If we take we can verify that it commutes with and so that is a K-Engel framing and taking the dual coframing we get K-Engel defining forms and .
Example 9.11**.**
If an orientable -bundle over a surface admits an -action tangent to the fibres then the monodromy has the form
[TABLE]
for (see Proposition 4.4 in [21]).
Take the flat -bundle over with monodromy given by for , where
[TABLE]
Take coordinates , then the -forms
[TABLE]
are invariant with respect to the transformations
[TABLE]
and
[TABLE]
hence they define -forms on . Similarly the formulas
[TABLE]
define nowhere-vanishing vector fields tangent to the fibres of . The forms
[TABLE]
are K-Engel forms with .
10. Contact fillings
There is a way to see Engel structures as special submanifolds of contact -dimensional manifolds. The K-Engel structures coming from the Engel Boothby-Wang construction are examples of such submanifolds in compact contact -manifolds.
Let be a contact structure on an orientable -manifold , and let be an orientable embedded hypersurface transverse to . This means that (locally) we can find a Legendrian vector field transverse to . This data permits to define two -forms on as follows
[TABLE]
We look for conditions such that a neighbourhood of is contactomorphic to the contactization of the Engel structure having defining forms and . In what follows we will always suppose that is oriented by the contact volume and we will always take oriented embeddings if not otherwise specified. We have the following consequence of the Contact Weinstein’s Neighbourhood Theorem.
Lemma 10.1**.**
Let be as above and define and as in Equation (10.1). Then there is an open neighbourhood and a function such that
[TABLE]
on , where we denote by the coordinate along .
Proof.
Use the flow of to construct an embedding of a tubular neighbourhood such that . We identify , and , and we define . We have and is a contact form on . We want to prove that is also a contact form on and that
[TABLE]
so that the Contact Weinstein’s Neighbourhood Theorem gives us a map which satisfies .
Since , Equation (10.1) implies Equation (10.2). A direct calculation yields
[TABLE]
hence if on we conclude that is contact on a (possibly smaller) tubular neighbourhood of . Plugging into we obtain . Since the kernel of is , and this is transverse to , we have
[TABLE]
∎
Remark 10.2**.**
In the previous theorem we cannot ensure in general that . On the other hand we will only be interested in the quantities and on , and the formula implies that and on .
We say that preserves the contact volume on if
[TABLE]
This condition will be useful in proving that and are Engel defining forms under certain hypothesis on . Moreover the following remark says that it is not too difficult to achieve.
Remark 10.3**.**
For any given as above, we can rescale so that preserves the contact volume on . Let be such that . Since is transverse to , there is function satisfying . For every we have
[TABLE]
Definition 10.4**.**
Let be a contact structure and an embedded hypersurface. Let be a Legendrian line field transverse to which preserves the contact volume on . We say that is an Engel-type hypersurface if is an even contact structure on .
The previous definition is justified by the following result.
Lemma 10.5**.**
Let be a contact structure and be an Engel-type hypersurface, then and are Engel defining forms for . Moreover there exists a neighbourhood of in contactomorphic to the contactization of .
Proof.
By assumption we have . Lemma 10.1 ensures that we have a neighbourhood of such that . Moreover the proof of the lemma ensures that .
The formula
[TABLE]
ensures that
[TABLE]
Now since and , by Remark 10.2 we have and , hence
[TABLE]
∎
Example 10.6**.**
All Engel manifolds appear as Engel-type hypersurfaces of their contactization. An example of Engel-type hypersurface on a compact contact manifold is provided by the Engel structure on given by the Boothby-Wang construction on . Here is the standard contact form on and is the -form obtained from it by multipling by the quaternion . In standard coordinates we have
[TABLE]
The Engel Boothby-Wang construction yields an Engel structure on with defining forms and . We have a contact structure on which is given by the kernel of where is the radial coordinate. Then is an Engel-type hypersurface with .
The previous example and the analogous definitions for the symplectic case motivates the following definition.
Definition 10.7**.**
A contact filling of an Engel structure is a contact manifold such that is an Engel-type hypersurface.
It is unclear which Engel structures admit a contact filling. The following result ensures that Engel Boothby-Wang manifolds are fillable.
Theorem 10.8**.**
Let be obtained from via the Boothby-Wang construction. Then admits a contact filling.
Proof.
By hypothesis is an -bundle and the Engel defining forms are a connection form and . Consider now the disc bundle of and denote by the radial coordinate on each fibre. The form is contact and is an Engel-type hypersurface, with . ∎
11. Geometric K-Engel structures
We end the paper providing the complete list of geometric K-Engel structures. A geometric Engel structure is an Engel structure on a manifold admitting a Thurston geometry and such is invariant with respect to the action of .
Theorem 11.1** ([19]).**
The following Thurston geometries admit a geometric Engel structure which is unique up to equivalence
- •
**
- •
**
- •
**
- •
**
- •
**
- •
**
- •
**
No subgeometry of the other Thurston geometries of dimension admits geometric Engel structures.
For a proof and a more detailed description of the geometries see [19]. We say that a K-Engel structure is geometric if , , and are left-invariant. If one can construct a left-invariant framing such that , , and commutes with all other vector fields in the framing, then admits a geometric K-Engel structure. Indeed, if this happens, we can take the metric which makes the framing orthonormal, and is K-Engel. We can construct K-Engel forms and by considering the dual coframing .
Remark 11.2**.**
The converse of the above construction is also true. Indeed suppose that is a geometric K-Engel structure and consider a left-invariant orthonormal framing , where . A calculation similar to the one in the proof of Proposition 7.1 implies that commutes with both and . This implies that we can construct left-invariant K-Engel forms and framing.
Notice in particular that if is left-invariant, and it admits a section that does not commute with any linearly independent left-invariant vector field , then cannot admit a geometric K-Engel structure.
We will now go through the list in Theorem 11.1 and verify which of these Engel structures admit geometric K-Engel structures. In what follows we refer to Section 3 in [19] for the missing details.
11.1.
We can treat the first two geometries in Theorem 11.1 simultaneously since their Lie Algebra is generated by , and such that the only non-vanishing Lie brackets are
[TABLE]
where for , and for . Here is tangent to the -factor.
We have the Engel structure where and . Then
[TABLE]
so that commutes with , and , and satisfies the desired properties.
11.2.
In the case of there is no geometric Engel structure invariant with respect to the full isometry group. We instead have to consider the subgeometry with isometry group whose Lie algebra is generated by , and satisfying
[TABLE]
and such that all other Lie brackets vanish. In this case we can take where and , so that
[TABLE]
Now commutes with , and , so that satisfies the desired properties.
11.3.
In this case the Lie algebra is generated by , and , such that the only non-vanishing Lie brackets are for , where are real numbers satisfying , , and such that are the roots of
[TABLE]
Up to isomorphism the only geometric Engel structure on is , where and .
Suppose that a left-invariant vector field commutes with , this implies for , hence and can only be linearly independent if for some . Hence if for , Remark 11.2 ensures that there can be no geometric K-Engel structure. On the other hand if for some , without loss of generality we can suppose , then and we have
[TABLE]
so that commutes with and , impliying that is a K-Engel framing and we conclude as above.
11.4.
Suppose that given by Equation (11.1) has two distinct complex solutions and and a real solution , where and . The Lie algebra is generated by , and satisfying
[TABLE]
and such that all other Lie brackets vanish. The only geometric Engel structure here is where and . Notice that if a left-invariant vector field satisfies then we must have
[TABLE]
but since both and must be non-zero we conclude that . Remark 11.2 ensures that there can be no geometric K-Engel structure on .
11.5.
The Lie algebra is generated by , and with the relations
[TABLE]
and such that all other Lie brackets vanish. We take the Engel structure where and , then
[TABLE]
so that commutes with and , implying that is a K-Engel framing and we conclude as above.
11.6.
The Lie algebra is generated by , and , where the only non-vanishing Lie brackets are
[TABLE]
We take the Engel structure where and , then
[TABLE]
so that commutes with , and , impliying that is a K-Engel framing and we conclude as above. Notice that if we take the dual coframing , we can fix defining forms and which give Reeb distribution . Corollary 5.5 ensures that is totally geodesic with respect to the metric making this framing orthonormal.
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