Formation of Singularities and Existence of Global Continuous Solutions for the Compressible Euler Equations
Geng Chen, Gui-Qiang G. Chen, Shengguo Zhu

TL;DR
This paper investigates the formation of singularities and the existence of global continuous solutions for one-dimensional compressible Euler equations, revealing new phenomena and conditions for shock formation and solution regularity.
Contribution
It provides necessary and sufficient conditions for singularity formation in isentropic flows and introduces novel phenomena of decompression and de-rarefaction in non-isentropic flows, along with explicit solution constructions.
Findings
Identifies a compression condition for singularity formation in isentropic Euler equations.
Establishes a sufficient condition for singularities in non-isentropic flows with strong compression.
Constructs global continuous solutions demonstrating decompression and de-rarefaction phenomena.
Abstract
We are concerned with the formation of singularities and the existence of global continuous solutions of the Cauchy problem for the one-dimensional non-isentropic Euler equations for compressible fluids. For the isentropic Euler equations, we pinpoint a necessary and sufficient condition for the formation of singularities of solutions with large initial data that allow a far-field vacuum -- there exists a compression in the initial data. For the non-isentropic Euler equations, we identify a sufficient condition for the formation of singularities of solutions with large initial data that allow a far-field vacuum -- there exists a strong compression in the initial data. Furthermore, we identify two new phenomena -- decompression and de-rarefaction -- for the non-isentropic Euler flows, different from the isentropic flows, via constructing two respective solutions. For the decompression…
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\newsiamremark
remarkRemark \newsiamremarkhypothesisHypothesis
\newsiamthmclaimClaim \newsiamthmconditionCondition \newsiamthmexampleExample \newsiamthmassumptionAssumption
\headersSingularities and Global Continuous SolutionsG. Chen, G.-Q. Chen, and S. Zhu
Formation of Singularities
and Existence of
Global Continuous Solutions
for the Compressible Euler Equations ††thanks: Submitted to the editors DATE. \fundingThe research of Geng Chen was supported in part by the US National Science Foundation Grant DMS-1715012. The research of Gui-Qiang G. Chen was supported in part by the UK Engineering and Physical Sciences Research Council Awards EP/L015811/1 and EP/V008854, and the Royal Society–Wolfson Research Merit Award WM090014 (UK). The third author was supported in part by the Australian Research Council under grant DP170100630, the National Natural Science Foundation of China under Grant 12101395, the Royal Society-Newton International Fellowships NF170015, the Newton International Fellowships Alumni AL/201021 and AL/211005, and Shanghai Frontier Science Research Center for Modern Analysis.
Geng Chen School of Mathematics, University of Kansas, Lawrence, KS 66045, USA (). [email protected]
Gui-Qiang G. Chen Mathematical Institute, University of Oxford, Oxford OX2 6GG, UK (). [email protected]
Shengguo Zhu School of Mathematical Sciences, and MOE-LSC, Shanghai Jiao Tong University, Shanghai 200240, China (). [email protected]
Abstract
We are concerned with the formation of singularities and the existence of global continuous solutions of the Cauchy problem for the one-dimensional nonisentropic Euler equations for compressible fluids. For the isentropic Euler equations, we pinpoint a necessary and sufficient condition for the formation of singularities of solutions with large initial data that allow a far-field vacuum — there exists a compression in the initial data. For the nonisentropic Euler equations, we identify a sufficient condition for the formation of singularities of solutions with large initial data that allow a far-field vacuum — there exists a strong compression in the initial data. Furthermore, we identify two new phenomena — decompression and de-rarefaction — for the nonisentropic Euler flows, different from the isentropic flows, via constructing two respective solutions. For the decompression phenomenon, we construct a first global continuous nonisentropic solution, even though the initial data contain a weak compression, by solving a backward Goursat problem, so that the solution is smooth, except on several characteristic curves across which the solution has a weak discontinuity (i.e., only Lipschitz continuity). For the de-rarefaction phenomenon, we construct a continuous nonisentropic solution whose initial data contain isentropic rarefactions (i.e., without compression) and a locally stationary varying entropy profile, for which the solution still forms a shock wave in a finite time.
keywords:
Euler equations, nonisentropic, isentropic, compressible flow, continuous solution, singularity, shock, far-field vacuum, decompression, de-rarefaction
{AMS}
76N15, 35L65, 35L67, 35Q31, 35A01, 35B44
1 Introduction
The Euler equations are widely used to describe inviscid compressible fluid flows, particularly in gas dynamics, which consist of the conservation laws of mass, momentum, and energy in general. The nonisentropic Euler equations in Lagrangian coordinates in one space-dimension take the following form:
[TABLE]
where is the density, the specific volume, the pressure, the velocity, and the specific internal energy. The system is closed by the constitutive relations governed by
[TABLE]
where is the entropy and the temperature. The solutions ( or weak) for the compressible Euler equations in Lagrangian and Eulerian coordinates are equivalent; see [8, 14, 37].
For clarity of presentation, in this paper, we focus on the case that the gas is ideal polytropic so that
[TABLE]
with ideal gas constant and specific heat . This implies
[TABLE]
with adiabatic gas constant , and and as positive constants (cf. [13, 33]).
In particular, for solutions, (1.3) is equivalent to the conservation of entropy [33]:
[TABLE]
so that, for any ,
[TABLE]
If entropy is a constant, then the flow is isentropic, and equations (1.1)–(1.2) themselves become a closed system, known as the –system:
[TABLE]
with
[TABLE]
where, without loss of generality, we still use to denote the constant in pressure.
The compressible Euler equations are the most fundamental prototype of hyperbolic conservation laws:
[TABLE]
The solutions of (1.10), even starting out with smooth initial data, often form physical discontinuities such as shock waves in a finite time. Then the mathematical analysis of the solutions becomes delicate, owing to the lack of regularity when the singularity forms. In this paper, our analysis is focused on the formation of singularities and the existence of singularity-free solutions for both the isentropic Euler equations with large initial data that allow a far-field vacuum and the nonisentropic Euler equations with nontrivial large initial data. In particular, we identify new phenomena — decompression and de-rarefaction — for the nonisentropic Euler flows, different from the isentropic flows, via constructing two respective solutions.
The study of breakdown of solutions for (1.10) has a considerable history; see [14] and the references therein. The breakdown for scalar equations goes back to Stokes [34], and was solved for systems by Lax [18] when the solution is in a strictly hyperbolic region. These results state that, in the presence of genuine nonlinearity, nontrivial initial data (even with small oscillation) often lead to the blowup of the gradient of the solution in a finite time. For larger systems, similar results are available, provided that the initial data are small (cf. [16, 20, 25]).
For the initial data of large oscillation uniformly away from the vacuum for the compressible Euler equations, a fairly good understanding of the formation of singularities based on the fundamental work of Lax [18] has been obtained; see [1, 2, 3, 7].
First, for the isentropic Euler equations (the –system), the Riccati equations established by Lax [18] provide a base point for the analysis of the formation of singularities, which lead to an equivalent condition when , together with the existence theory of solutions. This result states that the solution breaks down if and only if the non-vacuum initial data contain a compression. On the other hand, in order to obtain the same result when , it requires a sufficiently good time-dependent lower bound estimate of the density. In fact, when the density approaches zero as is large, which may happen even when the initial density is uniformly away from zero, the coefficients of the quadratic term in the Riccati equations may approach zero. The time-dependent lower bound estimates of the density, obtained in [2, 3, 4] under the assumption that the initial density has a constant positive lower bound, lead to the claim of the same equivalent initial condition on the result for the formation of singularities for the case , as for the case .
For the nonisentropic Euler equations, a similar Riccati system in [1] was used to give a sufficient condition on the formation of singularities for the nonisentropic solution with the initial data that are uniformly away from the vacuum. To achieve this, it also requires the constant upper bound estimate of the density and velocity (cf. [7]) and the time-dependent lower bound of the density (cf. [2, 3]).
However, there are still several fundamental open issues without clear answers yet for the large data problems in the one-dimensional case, especially when the large initial data allow a far-field vacuum. In this paper, we establish a fairly complete theory on the formation of singularities and the existence of nontrivial singularity-free solutions. More precisely, we address the following three issues:
(i). The formation of singularities of solutions with initial data that allow
a far-field vacuum
For all known results of the formation of singularities in [2, 3] for both the isentropic and nonisentropic Euler equations with large initial data, it requires a positive lower bound of the initial density, which leads to a time-dependent lower bound of the density for later time. In this paper, we provide a new method to extend the theory to more general initial density profiles that allow a far-field vacuum such as : For the isentropic case, we pinpoint a necessary and sufficient condition for the formation of singularities — the initial data contain a compression; while, for the nonisentropic case, we identify a sufficient condition for the formation of singularities — the initial data contain a strong compression.
(ii). The phenomenon of decompression
Different from the isentropic flow, a weak compression for the nonisentropic flow can be cancelled during the wave interactions; see also the examples including contact discontinuities and compression waves (cf. [6, 36]). An open question has been whether there exists a global solution including an initial weak compression for the nonisentropic case. In this paper, we answer this question and provide a first global continuous solution for the nonisentropic case when the initial data contain the weak compression, by developing a method via solving a backward Goursat problem. The solution is smooth, except on several characteristics across which the solution has a weak discontinuity (i.e., only Lipschitz continuity). The method developed here for the construction is new, which provides a new approach to the constructions of other solutions with similar features.
(iii). The phenomenon of de-rarefaction
We succeed to construct a first continuous solution with nonisentropic rarefactive initial data, so that the solution forms a shock wave in a finite time. More precisely, the initial data include a pair of forward and backward isentropic rarefaction simple waves and a locally stationary solution with varying entropy.
Moreover, in order to show what types of singularities the solution may form after the breakdown, we revisit some earlier results and show that, under some additional assumptions, all the singularities in these previous results must be shock waves.
The formation of singularities of solutions has also been studied for the compressible Euler equations and systems of hyperbolic conservation laws in multidimensional space variables under various assumptions on the initial data; see [11, 12, 14, 22, 27, 28, 30, 32] and the references therein.
This paper is divided into six sections and one appendix. In §2, we introduce some basic notations and necessary equations. In §3, we establish the theorems for the singularity formation of the solution with large data for the compressible Euler equations allowing a far-field vacuum. In §4, we present a new phenomenon – decompression – of the nonisentropic Euler flow by constructing a global continuous solution even starting from the initial data that contain a weak compression. In §5, we construct a continuous solution with nonisentropic rarefactive initial data, so that the solution forms a shock wave in a finite time. In §6, we give two additional remarks. First, under some more restrictive assumption than (3.4) in Theorem 3.3 on the initial far-field density, we give a better estimate on the lower bound of the density than that of §3. Then we give a remark to show that, under some proper assumptions, the singularity caused by the initial compression is actually a shock wave. Finally, we give an appendix to present a local-in-time well-posedness theorem in some angular domains, which is used in the proofs in §4–§5.
2 Basic setup
In this section, we provide some basic notations, equations, and estimates for solutions of the Euler equations (1.1)–(1.3) with initial data:
[TABLE]
for subsequent development. The results in this section have been basically established in [2, 3, 18], with some slight modification and improvement.
To make our statement self-contained, we first introduce the notion of solutions.
Definition 2.1**.**
Let . A vector function is called a solution of the Euler equations (1.1)–(1.3) on if
[TABLE]
*and equations (1.1)–(1.3) are satisfied pointwise on . It is called a solution of the Cauchy problem (1.1)–(1.3) and (2.1) if it is a solution of equations (1.1)–(1.3) on and satisfies its initial data (2.1) in . *
Remark 2.2**.**
Let be a solution of the Euler equations (1.1)–(1.3) on . Then satisfies
[TABLE]
*Since for any , the Lagrangian coordinate transformation is always invertible for any . *
Denote
[TABLE]
where is the sound speed. Then a direct calculation shows
[TABLE]
with positive constants
[TABLE]
Then, for solutions, problem (1.1)–(1.3) and (2.1) is equivalent to
[TABLE]
Note that is independent of .
We denote the directional derivatives as
[TABLE]
along the corresponding two characteristic directions:
[TABLE]
Denote the corresponding Riemann variables:
[TABLE]
Then and satisfy
[TABLE]
2.1 Isentropic case
Now we introduce the Riccati equations for the gradient variables, which are the basis for our proof of the formation of singularities. We start with the isentropic case.
Without loss of generality, for the isentropic case, we always assume
[TABLE]
that is,
[TABLE]
For this case, the Riemann invariants:
[TABLE]
with defined in (2.3), are constant along the forward and backward characteristics, respectively:
[TABLE]
Furthermore, the gradient variables:
[TABLE]
can be used to describe the compression and rarefaction phenomena of nonlinear waves.
It is observed in Lax [18] that, by adding an integrating factor to both and to form a new pair of gradient variables and :
[TABLE]
then and satisfy two “decoupled” Riccati equations:
[TABLE]
where
[TABLE]
with positive constants and . Here we notice that the integrating factor is the major term in , where is the sound speed given by
[TABLE]
When , in order to show the formation of singularities in a finite time which is equivalent to there existing some initial compression:
[TABLE]
it requires some sufficiently good time-dependent lower bound of the density:
[TABLE]
along any forward or backward characteristic . Note that the example with density decaying to zero as does exist in some cases [13], so that it is impossible to find a positive time-independent lower bound of the density in general.
When the initial density has a uniform positive lower bound, the time-dependent lower bound of the density in its optimal order has helped the proof of (2.18) in [2, 3]. In this paper, we present an approach to establish the necessary and sufficient result for the formation of singularities, even for the initial data that allow a far-field vacuum.
Finally, we define the compression and rarefaction characters for the isentropic case which generalize the definition of compression and rarefaction simple waves to the local sense.
Definition 2.3**.**
The local compression/rarefaction characters for a solution of the isentropic Euler equations (1.7)–(1.8) are
[TABLE]
Although this definition was not exactly stated in Lax [18], the result for some cases of hyperbolic conservation laws can be explained as follows: The singularity forms in a finite time if and only if there exists some backward or forward compression in the sense of Definition 2.3. Thus, this definition of the compression and rarefaction gives a clean cut for the formation of singularities.
2.2 Nonisentropic case
We now review the Riccati equations for the nonisentropic Euler equations (see also [1, 24]). Define
[TABLE]
which are consistent with the definition in (2.13) for isentropic solutions when . In fact, more intuitively, the definition of can be equivalently given by the following lemma (see also [1, 6]).
Lemma 2.4**.**
Any solution of (1.1)–(1.3) satisfies
[TABLE]
and
[TABLE]
where
[TABLE]
In order to transform (2.22) into “decoupled” equations, we introduce new variables transformed from , analogous to the isentropic solutions:
[TABLE]
Then, by some calculations (cf. [1]), satisfy
[TABLE]
where
[TABLE]
Remark 2.5**.**
Owing to the complex structure of the nonisentropic Euler equations, it is not easy to give a clear definition of rarefaction and compression characters as in the isentropic case. Notice that the stationary Lagrangian solutions with varying entropy involve no rarefaction or compression. Thus, the signs of and (resp., and ) cannot be used to determine the rarefaction and compression characters of the nonisentropic solution in general, since resp., )* might be nonzero in the stationary Lagrangian solution with varying entropy. On the other hand, since are Riemann invariants for the second characteristic family, it follows from (1.1)–(1.3) that are constant functions in the stationary solution with smoothly varying entropy. Then, by Lemma 2.4, we see that or are also zero in the stationary solution with smoothly varying entropy. This is one of the reasons why we use or in the analysis of the corresponding formation of singularities and well-posedness problems. *
3 Formation of Singularities for the Initial Data with a Far-Field Vacuum
This section is devoted to the analysis of the formation of singularities of solutions with large initial data that allow a far-field vacuum for the compressible Euler equations. We first state our main results.
3.1 Main results
We first focus on the isentropic case (1.7)–(1.8). When the initial density has a constant positive lower bound:
[TABLE]
the result of singularity formation by Lax [18] has been extended to include equations (1.7)–(1.8) with any in [2, 3]. In fact, the result in [18] applies for the case of large initial data with . On the other hand, for the case , it requires a good enough time-dependent lower bound of the density. Such a lower bound was first given in [3], and then extended to its optimal order in [2, 4]. Intuitively, the result can be stated as follows.
Proposition 3.1**.**
*When (3.1) is satisfied, the solution of (1.7)–(1.8) breaks down if and only if the initial data contain compression somewhere in the sense of Definition 2.3. *
The global existence theorem in this result can be obtained by the existence theory of solutions (cf. [20]). This can also be seen from (3.13) and (3.15) in the proof of Theorem 3.3 in §3.2.
A natural question is whether Proposition 3.1 still holds when (3.1) is not satisfied. This is not direct. For example, when
[TABLE]
and
[TABLE]
the existing methods in [2, 3, 18] do not work for a proof of the equivalent condition for the formation of singularities when , since there is lack of a global lower bound estimate of the density. A further question for nonisentropic solutions is to see whether the results in [2, 3] can be extended to the case when the initial density allows a far-field vacuum. In this paper, we provide a new method to tackle these questions. Instead of the initial assumptions used in [2, 3] including (3.1), we assume that the initial data satisfy the following conditions:
{condition}
The initial data satisfy
[TABLE]
Furthermore, for , we assume
[TABLE]
where and are defined in (2.24).
{condition}
Assume that the initial entropy has finite total variation so that
[TABLE]
Remark 3.2**.**
*The above initial conditions allow the appearance of vacuum in the far-field, i.e., (3.2). Condition (3.3) implies that, for , (3.4) still holds. For the isentropic case, is a constant so that Condition 3.1 is automatically satisfied. *
Now we state our main results for the isentropic and nonisentropic solutions, respectively.
Theorem 3.3**.**
Consider the isentropic solutions with . For , if satisfy Condition 3.1, then the Cauchy problem (1.7)–(1.8) with (2.10) has a unique global-in-time solution if and only if the initial data satisfy
[TABLE]
Theorem 3.4**.**
Consider the solution of the Cauchy problem (1.1)–(1.3) with (2.1), where and the initial data satisfy Conditions 3.1–3.1. Then there exists a positive constant depending only on and the initial data (which is precisely given in (3.20) later) such that, if the initial data satisfy the strong compression condition:**
[TABLE]
*then and/or must blow up in a finite time. *
It should be pointed out that is a sufficient condition for the formation of singularities, which has not included all of the initial data with the weak compression, as shown by the decompression phenomenon justified through the decompression example in §4. Now we first give two examples to show that either the finite-time breakdown or global well-posedness can happen for solutions of the Cauchy problem (1.1)–(1.3) with (2.1) when .
Example 3.5**.**
Consider the solution of the Cauchy problem (1.1)–(1.3) and (2.1) with the following initial data:**
[TABLE]
where is a sufficiently small parameter. It follows from a direct calculation that
[TABLE]
*for sufficiently small and , which implies that does not satisfy our condition . This example was first considered in Pan-Zhu [29], in which the finite-time breakdown was proved when with sufficiently small . *
Example 3.6**.**
For the initial-boundary value problem IBVP of (1.1)–(1.3) in , Lin-Liu-Yang [25] proved that, if the smooth initial-boundary data away from the vacuum satisfy
[TABLE]
*for some constant depending on the lower bound of , then there is a unique global-in-time solution of the corresponding IBVP. *
In §3.2–§3.3 below, we give the proofs of Theorems 3.3–3.4, respectively.
3.2 Proof of Theorem 3.3: The –system
We first review the estimates for the upper and lower bounds of the density and velocity.
First, since the Riemann invariants are constant along the characteristics, as indicated in (2.12), for this case, it is direct to obtain the upper bounds of and .
Lemma 3.7**.**
For the smooth solution, there exists some constant such that
[TABLE]
To obtain the lower bound of the density, we first bound . In fact, by the equations in (2.15), decay with respect to along the characteristics, so it is also direct to verify the following lemma:
Lemma 3.8**.**
If the initial data satisfy Condition 3.1, then the smooth solution of the Cauchy problem (1.7)–(1.8) with (2.10) satisfies
[TABLE]
*where constants and are defined in Condition 3.1. *
With Lemma 3.8, we are able to prove the key estimate of the lower bound of the density (equivalently, the upper bound of ) when .
Lemma 3.9**.**
Let be a solution of the Cauchy problem (1.7)–(1.8) with (2.10) defined on the time interval for some , with the large initial data satisfying Condition 3.1. If , then, for any , there is a positive constant depending only on such that
[TABLE]
Proof 3.10**.**
From the definition of , we have
[TABLE]
which implies
[TABLE]
Therefore, it follows from the mass equation that
[TABLE]
Using the sound speed formula (2.17) and Lemma 3.8, we have
[TABLE]
Notice that when . Then, for any and , a simple time integration leads to
[TABLE]
*where . This completes the proof. *
Remark 3.11**.**
If the condition:**
[TABLE]
*is further satisfied, then a better estimate in the order of can be obtained, which can be found in §6.1. *
With Lemmas 3.7–3.9, we now prove Theorem 3.3.
Proof of Theorem 3.3. We first note that an equivalent statement of this theorem is that a solution breaks down in a finite time if and only if
[TABLE]
that is, there exists a forward or backward initial compression in the sense of Definition 2.3.
The global existence of the solution under the condition:
[TABLE]
is classical, since there exists no vacuum in the initial data on any finite point . We refer the reader to [3] for the details of the proof.
Thus, it suffices to prove the finite-time singularity formation when
[TABLE]
Without loss of generality, assume that there exists some such that
[TABLE]
The proof for the case that for some is similar, so we omit the details for that case.
Denote
[TABLE]
as the forward characteristic starting from . From Lemma 3.9, we see that, for any fixed ,
[TABLE]
is strictly increasing in , and is strictly increasing in . Then must exist or equal to infinity, owing to the monotonicity of for any fixed , which corresponds to the following two cases:
Case 1
. A key new idea is to integrate along the –direction, instead of the –direction as done in [2, 3, 18] and the references therein.
From (2.15) and the definition of , we have
[TABLE]
where
[TABLE]
Then
[TABLE]
Using Lemma 3.7 and when , we have
[TABLE]
Thus, there must be some point such that
[TABLE]
under assumption (3.12), which implies that or blows up in a finite time.
Case 2
* for some finite constant *. For this case, we employ the estimate in Lemma 3.9.
From (2.15) and the definition of , we have
[TABLE]
which implies
[TABLE]
It follows from Lemma 3.9 and the definition of in (2.16) that, when ,
[TABLE]
Since with is bounded above by some constant depending on and , but independent of , we have
[TABLE]
This also holds when , since has a constant lower bound in this case.
Thus, for any , there must be some point such that
[TABLE]
under assumption (3.12), which shows that or blows up in a finite time. This completes the proof.
3.3 Proof of Theorem 3.4: Nonisentropic solutions
Under Conditions 3.1–3.1 on the initial data, there are positive constants , , , and such that
[TABLE]
Furthermore, denote
[TABLE]
In order to handle the solutions of large oscillation, the first key point is to achieve the estimate on the solutions, which has been fixed by Chen-Young-Zhang [7] under Conditions 3.1–3.1 on the initial data, via a characteristic method.
Lemma 3.12** ([7]).**
Assume the initial data satisfy Conditions 3.1–3.1. If is a solution of the Cauchy problem (1.1)–(1.3) and (2.1) for for some positive , then
[TABLE]
which implies that there is a positive constant such that
[TABLE]
Another key point is how the lower bound estimate of the density can be achieved. First, similar to Lemma 3.8, we are able to find uniform upper bounds for . The difference here is that we need to study the structure of the Riccati system (2.25) in order to obtain such bounds, which motivates us to study ratio with and defined in (2.26). Using this information, we can obtain some lower bound estimate of the density, as a key lemma to prove the formation of singularities.
We first carry on the calculation on :
[TABLE]
Note that
[TABLE]
so that has the same sign as , since . Also, we note from the definition of that there is a positive constant such that
[TABLE]
Define
[TABLE]
Then we have
[TABLE]
Since , by (2.25), we obtain
[TABLE]
Following from the comparison theorem for differential equations, we have
Lemma 3.13**.**
If satisfy Conditions 3.1–3.1, then, for any solution of the Cauchy problem (1.1)–(1.3) and (2.1),
[TABLE]
*where and are two positive constants. *
The following lemma contains the density lower bound estimate.
Lemma 3.14**.**
Let be a solution of the Cauchy problem (1.1)–(1.3) and (2.1) defined on the time interval for some , with initial data satisfying Conditions 3.1–3.1. If , then, for any and , there is a positive constant depending only on and such that
[TABLE]
Proof 3.15**.**
From (1.1), (2.8), and Lemma 3.13, it is clear that
[TABLE]
Then, using (2.3), we have
[TABLE]
which implies
[TABLE]
where
[TABLE]
We now prove Theorem 3.4.
Proof of Theorem 3.4. It suffices to show the finite-time blowup of and under assumption (3.7). Without loss of generality, assume that
[TABLE]
We now prove the blowup of along the forward characteristic starting from . The proof is similar when somewhere initially.
According to (3.23), there exists some such that
[TABLE]
Denote
[TABLE]
as the forward characteristic starting from . From Lemma 3.14, we have
[TABLE]
is strictly increasing on , and is strictly increasing on . Then we know that must exist or equal to infinity, due to the monotonicity of for fixed . Accordingly, we divide the rest of the proof into two cases.
Case 1
. For any , is well-defined and takes its value in . By (3.21)–(3.22) and the comparison theorem for ODEs,
[TABLE]
Therefore, we have
[TABLE]
which implies
[TABLE]
Then
[TABLE]
Integrating the above in leads to
[TABLE]
where
[TABLE]
Using (3.16), we see that there exist two positive constants and such that
[TABLE]
From Lemma 3.12, we have
[TABLE]
Then it follows from (3.26)–(3.27) that
[TABLE]
Thus, there must be some point such that
[TABLE]
under assumption (3.23). This implies that blows up in a finite time.
Case 2
If Case 1 fails, there must be
[TABLE]
Along this characteristic , we see from the definition of that, for any such that is well-defined,
[TABLE]
and
[TABLE]
Therefore, we have
[TABLE]
which implies
[TABLE]
Integrating the above in , we have
[TABLE]
where the integral is along the forward characteristic. To show that blows up in a finite time, it suffices to show
[TABLE]
When , from the definition of in (2.26), we have
[TABLE]
so that (3.30) follows.
When , by Lemma 3.14 and the definition of in (2.26), we have
[TABLE]
with . Since with is bounded above by some constant depending on and , but independent of , (3.30) holds.
Therefore, for any , blows up in a finite time. This completes the proof.
4 Decompression Phenomenon and Global Continuous Solutions for the Nonisentropic Euler Equations
By Theorem 3.3, we know that, for the isentropic flow, there exists no global solution as long as the initial data contain any compression. However, this is not the case for the nonisentropic solutions, which shows much richer structures of the solutions (also see [36]).
In this section, we present a new phenomenon – decompression – of the nonisentropic Euler flow by constructing a global continuous solution starting from the initial data that contain a weak compression. The main idea used in constructing the global continuous solution is to vary the shock-free example consisting of a contact discontinuity, a rarefaction, and a compression simple wave, to the continuous solution, by stretching the contact wave to a smoothly varying entropy profile. See Fig. 4.1.
Here, the existence of the wave pattern in the left subfigure of Fig. 4.1 was proved earlier; see [6, 36]. The solution is isentropic on each side of the contact discontinuity. In this section, we prove the existence of the wave pattern in the right subfigure. Some new difficulties arise compared with those in [6, 36], since the solution we want to construct is continuous.
According to Fig. 4.1, it suffices to consider Fig. 4.2.
The key part of construction of the desired global continuous solution, as shown in Fig. 4.2, is to solve a backward (in time) Goursat problem on the angular domain:
[TABLE]
with some time and the boundary conditions given on the backward and forward characteristic boundaries and defined as
[TABLE]
respectively, where and are both closed domains.
The rest of this section is organized as follows: §4.1 is devoted to solving the backward (in time) Goursat problem mentioned above on the angular domain under some proper boundary conditions. Then, in §4.2, we construct an example of global continuous solutions to a Cauchy problem of the nonisentropic Euler equations when the initial data contain a weak compression.
4.1 The backward Goursat problem
Now we prove the existence for the backward Goursat problem on , with some given boundary data on and satisfying
[TABLE]
for some time (see (4.1)–(4.2)), where and are defined in (2.19)–(2.20). In fact, it suffices to prove a local-in-time existence result, since we can then find some as our starting point, and the solution still satisfies the equations under any shift on .
Now we prescribe the problem and boundary conditions; see Fig. 4.2. First, we denote
[TABLE]
Then
[TABLE]
which means that is a function with respect to .
Using equations and (2.9), we see that satisfy
[TABLE]
The boundary conditions on and are given as
[TABLE]
where the characteristic boundaries and are defined in (4.2), and we assume
[TABLE]
Then, for sufficiently small , (resp., ) in is a strictly decreasing (resp., increasing) function with respect to . It is direct to see that the two free boundaries and can be rewritten as
[TABLE]
Thus, the boundary conditions (4.6) can be given as
[TABLE]
satisfying the following conditions:
{condition}
For the boundary conditions (4.9) above,
- (i)
, , satisfy
[TABLE]
for some positive constant ; 2. (ii)
and satisfy
[TABLE]
where and are both constants, and satisfies
[TABLE]
It is direct to check that there exists functions and , , satisfying Condition 4.1. Then we have the following local-in-time existence for the backward Goursat problem, which serves as the key part of the construction of the desired global continuous solution as shown in Theorem 4.4 later:
Theorem 4.1**.**
Let Condition 4.1 hold. Then there exist a time and a unique solution of the backward Goursat problem (4.5) with (4.8)–(4.9), or equivalently (4.5) with (4.2) and (4.6), in defined in (4.1). Furthermore,
[TABLE]
Proof 4.2**.**
Condition 4.1 implies that is a nonisentropic region and is an isentropic region, which will be used directly to make sure that property (4.3) see (4.13)–(4.14) holds on and , whose details will be given below. For the convenience of our proof, we give the boundary conditions in Condition 4.1 through the independent variable , which can also be given equivalently through by relation (4.8). The proof is divided into four steps.
1. Local existence of the backward Goursat problem. In order to solve the backward Goursat problem (4.5) with (4.2) and (4.6), we reformulate it as a fixed boundary problem under some coordinate transformations.
First, we reformulate the backward Goursat problem (4.5) with (4.2) and (4.6) by introducing the following new coordinates:
[TABLE]
Denote
[TABLE]
Then equations (4.5) can be rewritten as
[TABLE]
where
[TABLE]
The new vertex for the reformulated Goursat problem is , and the two free boundaries can be given by
[TABLE]
Then the time-space domain under consideration is
[TABLE]
and the boundary conditions are
[TABLE]
where and , , are all functions in .
Next, we reformulate the above normal Goursat problem (4.18)–(4.21) into a fixed boundary problem by introducing the following transformation:
[TABLE]
The two characteristic free boundaries can be formulated as the following two fixed boundaries:
[TABLE]
The angular domain has also been changed into the following domain:
[TABLE]
Denote
[TABLE]
From (4.18), we obtain the new system:
[TABLE]
and the boundary conditions on , :
[TABLE]
where , .
We now prove the desired local well-posedness of the boundary value problem (4.23)–(4.24), which actually implies the desired local existence in Theorem 4.1.
In fact, the local-in-time well-posedness of the boundary value problem in some angular domain has been established in Theorem A.2 in Appendix A. Now we only need to show that the coefficients of the equations and the boundary conditions of problem (4.23)–(4.24) satisfy the corresponding requirements in Theorem A.2:
(i) For the boundary conditions, since and are all functions in for , then
[TABLE]
are also all functions in .
(ii) For the coefficients, it is clear that
[TABLE]
are all continuous with respect to all the variables in their corresponding domains.
(iii) It follows from (4.20), (4.22), and a direct calculation that
[TABLE]
Then assumptions (i)–(iii) of Appendix A.2 hold automatically. Thus, they satisfy all the requirements of Theorem A.2.
Based on the above analysis, Theorem A.2 implies that there exists some small such that the boundary value problem (4.23)–(4.24) has a unique solution in the angular domain
[TABLE]
This implies the desired local well-posedness of our backward Goursat problem in Theorem 4.1.
2. Verification of (4.13). Following the above step, there exists a unique solution in of the backward Goursat problem (4.5) with (4.2) and (4.6), when is small enough.
First, it follows from Condition 4.1 that, at the vertex point ,
[TABLE]
Next, from (4.4), , and (4.11), we have
[TABLE]
Then it follows from a direct calculation that, in ,
[TABLE]
On the other hand, using Lemma 2.4, we have
[TABLE]
which, together with Lemma 2.4 and (4.26), implies
[TABLE]
From the Gronwall inequality and at , we have
[TABLE]
which, together with Lemma 2.4, implies (4.13).
3. Verification of (4.14). In the rest of the proof, we denote as a generic constant depending only on the boundary conditions on and , and , which may be different at each occurrence.
First, we need the following lower and upper bounds on :
[TABLE]
if is sufficiently small.
In fact, from the local existence obtained in Step 1, we know
[TABLE]
which, along with the definitions of and equation , implies
[TABLE]
for some constant . Furthermore, the boundary conditions in (4.11) on and imply
[TABLE]
for On curve , it follows from (4.31) that
[TABLE]
which, together with (4.32), implies
[TABLE]
if is sufficiently small. Similarly, along the backward characteristic, we have
[TABLE]
Then we obtain the desired lower and upper bounds in (4.29).
Next, it follows from equations (4.5) and the boundary conditions (4.11) that
[TABLE]
Then
[TABLE]
which, together with Lemmas 2.4 and (4.29), and on , implies
[TABLE]
Finally, let be one backward characteristic starting from and connecting to line by . From (2.22), we have
[TABLE]
which, together with (4.29), (4.31), and (4.38), implies
[TABLE]
for some time small enough.
4. Verification of (4.15). Using Condition 4.1, (2.23), and equation , we have
[TABLE]
From (4.13) and (4.40), we have
[TABLE]
Then
[TABLE]
with , where we have used (2.22) and (4.41).
Furthermore, since and in , by (2.22), does not change from negative to positive in the reverse time direction along any forward characteristic in . Thus, we see that in the interior of and on . Recall that does not change sign in the isentropic region . Then
[TABLE]
*This completes the proof. *
Remark 4.3**.**
Note that on both the isentropic and nonisentropic regions and ;* that is, the forward waves on are of compression in the sense of Definition 2.3. *
4.2 Nontrivial global continuous solution with a weak compression
Another objective of this paper is to construct an example of global continuous solutions for the nonisentropic Euler equations when the initial data contain a weak compression. We now prove the main theorem of this section; see Fig. 4.2.
Theorem 4.4**.**
Let the initial data satisfy the following:**
- •
In interval , the vector function is described as a part of the solution of the backward Goursat problem in of Theorem 4.1;
- •
In intervals and ,
[TABLE]
Then there exists a unique nonisentropic global continuous solution for the Cauchy problem (1.1)–(1.3) with (2.1). In addition, satisfies the following:**
- (i)
* is , except on the forward characteristic passing through , the backward characteristic passing through , and the characteristic (i.e., only Lipschitz continuous);*
- (ii)
* for , and in the region outside of ;*
- (iii)
There exists some finite such that the solution contains a compression in some region in the sense of Definition 2.3, and also in some region ;
- (iv)
* and in the region outside of in the –plane.*
Proof 4.5**.**
For the region out of , there is an initial-boundary value problem. We now set the initial and boundary conditions.
{condition}
The two boundaries and , and the boundary data on and are prescribed as in Theorem 4.1. On , the initial data satisfy (4.43).
Now we prove the global existence on . First, in this region, the entropy is a constant, by Conditions 4.1 and 4.5, and the fact that the entropy is always stationary by using (1.6) and the boundary condition and . By (4.14), there is a backward rarefaction on . Thus, in this region, there exists a unique global isentropic continuous solution by the global existence theory in [20]. More precisely, the classical theory works for the region below the backward characteristic , since there exists a bound on the rarefaction wave. Between for and the positive axis, the unknowns take constant values following the initial data at point . Across the characteristics passing through and , the solution is Lipschitz continuous but not smooth.
Then we show the global existence on . Using (2.21) and (4.13), we see that, on for ,
[TABLE]
Furthermore, by (4.43),
[TABLE]
Then
[TABLE]
together with the stationary entropy profile prescribed in Condition 4.5, give the unique piecewise smooth solution in . In fact, this can be seen by Lemma 2.4 and the fact that is an equilibrium for the equations in Lemma 2.4.
*Combining these with Theorem 4.1, we conclude the proof of Theorem 4.4. *
Remark 4.6**.**
*Between the characteristics and where the nonsmoothness occurs, there is a backward rarefaction wave. Beyond region , this wave is particularly an isentropic rarefaction simple wave. Note that any centered rarefaction simple wave, solved from the Riemann problems, also has two nonsmooth boundaries [33]. Therefore, the nonsmooth boundaries in our example are quite natural in the solutions of hyperbolic conservation laws. *
The global continuous solution obtained in Theorem 4.4 shows a new phenomenon, different from the isentropic case, that the initial weak compression (in some isentropic region) might be cancelled during the wave interaction (after crossing some nonisentropic region) owing to the effect of the variation of the entropy. See Remark 4.6 also for an explanation on the nature of such a weak discontinuity shown in (i) of the above theorem. We conjecture that the weak discontinuity could be removed by some further development of our construction method.
To our knowledge, this is the first example of global continuous solutions with large initial data that contain a compression in the sense of Definition 2.3. In fact, according to Definition 2.3 of compression/rarefaction characters for isentropic flow and the ones in [1, 5, 6] for the nonisentropic flow, the example in Theorem 4.4 includes both isentropic and nonisentropic compression waves (Remark 4.3), and the example in [24] includes only rarefaction waves ( and ). In addition, we provide a new method for constructing concrete nonisentropic continuous solutions with large initial data that contain weak compressions.
5 De-rarefaction Phenomenon and Shock Formation for the Nonisentropic Euler Equations
In this section, we present a new phenomenon of de-rarefaction for the nonisentropic Euler flows by constructing one continuous solution with nonisentropic rarefactive initial data which forms a shock wave in a finite time. More precisely, the initial data include a pair of forward and backward isentropic rarefaction simple waves and a locally stationary solution with varying entropy.
There is no ambiguity on the definition of isentropic rarefaction simple waves, which mean, in the isentropic domain, one of the Riemann invariants is constant while the other increases on . Notice that the stationary solution with varying entropy includes no rarefaction and compression phenomena. In fact, such a solution can stay stationary forever if it is not perturbed by other waves.
The rest of this section is organized as follows: §5.1 is devoted to solving the left oriented Goursat problem in FEA, and §5.2 is devoted to solving the right oriented Goursat problem in EFH, as shown in Fig. 5.1. Based on the existence theories of these two Goursat problems, in §5.3, we succeed in constructing the first continuous solution with nonisentropic rarefactive initial data of a Cauchy problem, so that the solution forms a shock wave in finite time.
5.1 Left oriented Goursat problem in FEA
Denote
[TABLE]
where .
We consider the left oriented Goursat problem of system (4.5) in the angular domain , where the backward and forward characteristic boundaries and are defined as
[TABLE]
The boundary conditions on and are given as
[TABLE]
with
[TABLE]
Then, for sufficiently small , (resp., ) in is a strictly decreasing (resp., increasing) function with respect to . It is easy to see that the two free boundaries and can be rewritten as
[TABLE]
Thus, the boundary conditions (5.2) can be given as
[TABLE]
which satisfy the following condition:
{condition}
, , and satisfy the following properties:
- (i)
satisfies that, for ,
[TABLE]
where is some positive constant; 2. (ii)
and satisfy that, for ,
[TABLE]
where and are both constants, and satisfies
[TABLE]
Then we have the following local-in-time existence for the above Goursat problem:
Theorem 5.1**.**
Let Condition 5.1 hold. Then there exist a constant and a unique solution of the left oriented Goursat problem (4.5) with (5.4)–(5.5), or equivalently (4.5) with (5.1)–(5.2), in defined by
[TABLE]
Furthermore,
[TABLE]
*Moreover, the length of the life span depends only on the –norm of , , and . *
Proof 5.2**.**
We divide the proof into four steps.
1. Local existence of the left oriented Goursat problem in FEA. In order to solve the left oriented Goursat problem (4.5) with (5.1)–(5.2), we just need to reformulate it as a normal Goursat problem under some coordinate transformations.
First, we introduce the following new coordinates:
[TABLE]
Denote
[TABLE]
Then equations (4.5) can be rewritten as
[TABLE]
where
[TABLE]
The vertex for the reformulated Goursat problem is still , and the two free boundaries can be given by
[TABLE]
Thus, the time-space domain under consideration is
[TABLE]
and the boundary conditions are
[TABLE]
where , , and are all functions in .
Then, the desired local well-posedness of the boundary value problem (5.15)–(5.18) in for some can be obtained by the similar argument (such as transformation (4.22)) used in the proof of Theorem 4.1 and the conclusion of Theorem A.2, which implies the desired local well-posedness in Theorem 5.1.
2. Verification of (5.10). First, from (4.4), , and (5.7), we have
[TABLE]
Then it follows from a direct calculation that, on ,
[TABLE]
Furthermore, using Lemma 2.4, we have
[TABLE]
which, together with Lemma 2.4 and (5.19), implies
[TABLE]
From Gronwall’s inequality and at , we have
[TABLE]
which, together with Lemma 2.4, implies (5.10).
3. Verification of (5.11). In the rest of this proof, we denote as a generic constant depending only on and the boundary conditions on and , which may be different at each occurrence.
Similarly to the proof of (4.29), we can first obtain
[TABLE]
if is sufficiently small.
Next, using relation (2.4), we have
[TABLE]
Then we use Lemmas 2.4 and (5.22)–(5.23) to obtain
[TABLE]
Using the boundary assumption , we have
[TABLE]
Then, along ,
[TABLE]
if , and is small enough.
Thus, using (5.22), (5.24), and (5.26), we have
[TABLE]
Finally, similarly to the proof of (4.40), we can also obtain
[TABLE]
if is sufficiently small.
4. Verification of (5.12). Using Condition 5.1, (2.23), and equation , we have
[TABLE]
From (5.10) and (5.28), we have
[TABLE]
Then
[TABLE]
where we have used (2.22) and (5.29).
Furthermore, since and in , by (2.22), does not change from negative to positive in the time direction along any backward characteristic in . Thus, we conclude
[TABLE]
Remark 5.3**.**
*For verifying (5.10)–(5.12) conveniently, we have given the boundary conditions in Condition 5.1 through the independent variable , instead of . *
5.2 Right oriented Goursat problem in EFH
Denote , and redefine points and as
[TABLE]
Next, we consider the right oriented Goursat problem of system (4.5) in the angular domain , where the backward and forward characteristic boundaries and are defined by and
[TABLE]
The boundary conditions on and are given by and
[TABLE]
with
[TABLE]
Then, for sufficiently small , (resp., ) in is a strictly decreasing (resp., increasing) function with respect to . It is easy to see that the two free boundaries and can be rewritten as and
[TABLE]
Thus, the boundary conditions (5.32) can be given by and
[TABLE]
which satisfy the following condition:
{condition}
, , and satisfy the following properties:
- (i)
satisfies the conditions in (5.6) for , 2. (ii)
and satisfy
[TABLE]
for , where and , and satisfies (5.8) with replaced by .
Then we have the following local-in-time existence for the right oriented Goursat problem:
Theorem 5.4**.**
Let Condition 5.2 hold. Then there exist a constant and a unique solution of the right oriented Goursat problem (4.5) with (5.34)–(5.35), or equivalently (4.5) with (5.31)–(5.32), in defined by
[TABLE]
Furthermore,
[TABLE]
*Moreover, the length of the life span depends only on the –norm of , , and . *
Proof 5.5**.**
We divide the proof into two steps.
1. Local existence of the right oriented Goursat problem in EFH. In order to solve the right oriented Goursat problem (4.5) with (5.31)–(5.32), we just need to reformulate it as a normal Goursat problem under some coordinate transformations.
First, we introduce the following new coordinates:
[TABLE]
Denote
[TABLE]
Then equations (4.5) can be rewritten as
[TABLE]
where
[TABLE]
The vertex for the reformulated Goursat problem is still , and the two free boundaries can be given by
[TABLE]
Thus, the time-space domain under consideration is
[TABLE]
and the boundary conditions are
[TABLE]
where , , and are all -functions in .
Then, the desired local well-posedness of the boundary value problem (5.43)–(5.46) in for some can be obtained by the similar argument (such as transformation (4.22)) used in the proof of Theorem 4.1 and the conclusion of Theorem A.2, which implies the desired local well-posedness in Theorem 5.4.
2. Verification of (5.38)–(5.40). In the rest of the proof, we denote as a generic constant depending only on and the boundary conditions on and , which may be different at each occurrence.
First, the verification of (5.38) follows from the same argument used in the proof for (5.10). Next, similarly to the proof of (4.29), we can also obtain
[TABLE]
if is small enough, which, together with (5.27) and the argument used in the proof of (4.40), implies
[TABLE]
Finally, similarly to the proof of (5.12), we can also show
[TABLE]
This completes the proof.
It should be pointed out that the solution in the above local existence, Theorem 5.4, might not reach boundary , i.e., . If that is true, by shrinking the size of (which accordingly shrinks the width of ), we could make up to boundary , since the local existence time only depends on the norm of , , and . Thus, in the rest of this section, we always take .
Remark 5.6**.**
*For verifying (5.38)–(5.40) conveniently, we have given the boundary conditions in Condition 5.2 through the independent variable , instead of . *
5.3 The de-rarefaction phenomenon
Now we are ready to establish the desired continuous solution, which can be given via the following theorem:
Theorem 5.7**.**
Let see Fig. 5.1. Then we can construct a nonisentropic continuous solution in of the Cauchy problem (1.1)–(1.3) with proper initial data, so that satisfy the following properties:**
- (i)
The solution is for , except on the forward and backward characteristics passing through , the forward characteristic passing through , and lines and (i.e., only Lipschitz continuous);
- (ii)
* for , and for ;*
- (iii)
In the isentropic region to the left of EA for , the forward wave is rarefaction (), and the backward wave is a compression before the blowup (); in the isentropic region to the right of HF, the forward and backward waves are both rarefaction waves ( and );
- (iv)
The solution forms a shock wave when in the isentropic region to the left of EA.
Proof 5.8**.**
We now consider the isentropic regions to the left of EA and to the right of HF, before some time ; see Fig. 5.1.
First, as a summary, we know that, within the life span of the continuous solution,
- •
In the isentropic region to the left of EA, the forward wave is rarefaction (), and the backward wave is a compression before the blowup ().
- •
In the isentropic region to the right of HF, the forward wave is rarefaction (), and the backward wave is also a rarefaction ().
Recall that, by (2.25), in the isentropic region,
[TABLE]
which gives
[TABLE]
along some forward characteristic curve starting from , and
[TABLE]
along some backward characteristic curve starting from .
Thus, choosing the initial variation of on small enough and using system (4.5), it is easy to see that, for , are small enough on EA and HF such that do not blow up to or in the region to the left of EA and to the right of HF, and . In fact, in the extreme case that there is no wave on , the solution in this example becomes a stationary one, so that . By the continuous dependence of the solution with respect to the initial data, we know that still holds, provided that the initial perturbation on is small enough.
Since and are constant along the forward and backward characteristics, respectively, we know that, at the interaction point B of the forward characteristic BE and backward characteristic AB,
[TABLE]
which indicates that is positive. Furthermore, it is easy to check that is the minimum value of the density to the left of EA, which includes the isentropic backward compression and forward rarefaction, by using Lemma 2.4 in the isentropic region. In fact, in the isentropic region, the density function is decreasing after the rarefactive wave and increasing after a compressive wave. Then, using the standard characteristic method such as in [20], we can prove the existence of a continuous solution to the left of EA when . On the right-hand side of HF, the existence of a continuous solution can also be obtained, since the minimum density is . Here, in this classical existence result, the estimate comes from the bound of discussed in the previous paragraph.
*Finally, since the backward wave on EA is a compression which becomes a backward compression simple wave in the top-right region of BE, it forms a shock in a finite time. Then we complete the construction. *
6 Additional Remarks
In this section, we make two important remarks on a better density lower bound estimate and the shock formation.
6.1 A better estimate on the lower bound of the density for the –system
We now discuss another possible condition on the initial data with a far-field vacuum, which also leads to the proof of the formation of singularities. The new condition on the initial data is (3.11), which takes the role of (3.4). We also keep all the other initial assumptions in Condition 3.1.
For simplicity, we consider only the isentropic case; a similar new result for the nonisentropic case can be obtained. The initial condition (3.11) is more restrictive than (3.4) in Theorem 3.3 on the far-field density; however, a more accurate estimate of the life span of solutions can be provided when such a new initial condition is satisfied.
The result we prove here is the same as Theorem 3.3, with only change of replacing (3.4) by (3.11). On the other hand, if (3.11) is satisfied, we can obtain a better lower bound estimate of the density, in the order of for any in the interior (not near the far-field), than the bound in Lemma 3.9. This estimate leads to a better estimate of the life span of solutions.
Since the proof of the new result is almost the same as that of Theorem 3.3, except the interior lower bound estimate of the density, we show only this part here.
Lemma 6.1**.**
Let (3.11) hold. Then
[TABLE]
Once we prove this lemma, then, by (1.7) and (2.11),
[TABLE]
so that
[TABLE]
which provides an interior lower bound of the density in the order of . Then, similarly to the proof of Theorem 3.3, we can obtain the necessary and sufficient result on the formation of singularities.
Remark 6.2**.**
In particular, if
[TABLE]
then it follows from the definition of and the Riccati equations (2.15) that
[TABLE]
which implies that
[TABLE]
We now give the proof of Lemma 6.1 here for self-containedness.
Proof of Lemma 6.1. We prove (6.1) by contradiction. Without loss of generality, assume that at some point ; see Fig. 6.1.
Since the wave speed is bounded above, we can find the characteristic triangle with vertex and the lower boundary on the initial line , denoted by . Then we can find the first time such that or in . More precisely,
[TABLE]
and and/or for some . Without loss of generality, we still assume that . The proof for the other case is the same.
Denote the characteristic triangle with vertex as . Then
[TABLE]
and . By the continuity of , there exists such that
[TABLE]
Set
[TABLE]
where is defined in (2.23), and is a constant depending only on and the initial condition.
Next we derive a contradiction. By (2.22) and (6.2)–(6.4), along the forward characteristic segment through for ,
[TABLE]
which gives, through the integration along the characteristic,
[TABLE]
As , the left-hand-side term tends to infinity, while the right-hand-side terms tend to a finite number, which gives a contradiction. This implies that (6.1) holds; that is, and are uniformly bounded above. This completes the proof.
6.2 Shock formation of the –system
Based on the conclusions obtained in Theorems 3.3–3.4, a natural question is that, for the compressible perfect fluid, what types of singularities the solution may form due to the initial compression, that is, how it grows out of solutions. A widely accepted answer for this question for the one-dimensional case is that the formed singularity is a shock wave.
There are many results related to the shock formation. We now review some existing results on addressing this question. In fact, based on the conclusions obtained in [9, 10, 17, 19], a fairly clear description on the shock formation mechanism of the –system has been provided. We also mention some related results on the nonisentropic flow. In [11], this problem has also been considered by solving a free boundary problem in a neighborhood of the blowup point.
For , in [9, 19], it has been shown that the singularity caused by the initial compression is actually a shock, under some additional information of the solution at the first blowup point.
First, under the hypothesis that one of the Riemann invariants is a constant, the shock formation has been studied by Lebaud [19]:
Theorem 6.3** ([19]).**
Let , , for with some constant , , and takes its global minimum at with
[TABLE]
*Then the Cauchy problem (1.7)–(1.8) with (2.10) admits a weak entropy solution, which is smooth in and continuous in and can be extended as a weak entropy solution to , and the solution has a shock starting from . *
Remark 6.4**.**
From the definition of , is equivalent to . Furthermore, for the Cauchy problem (1.7)–(1.8) with (2.10), one can choose the characteristic coordinates in the following way (see §4 of Chapter 2 in [20]): On any fixed forward resp., backward characteristic, a resp., b is taken as the -coordinate of the intersection point of this characteristic with the -axis. Let be the backward characteristic passing through point . Then, under the assumption that , condition (6.5) is equivalent to
[TABLE]
at the first blowup point with see Lemma 3.2 of Kong [17].
*For general smooth data , if only one Riemann invariant blows up, and the blowup point is formed by the normal squeeze (i.e., satisfying conditions (6.6)–(6.7)) of only one family of characteristics, while another family of characteristics does not squeeze at the same point, the problem of formation and construction of a shock wave was also established in Chen-Dong [9]. *
Remark 6.5**.**
*By employing the method of characteristic coordinates [20] and the singularity theory of smooth mappings [38], a similar result has been established for general quasilinear hyperbolic systems in [17]. *
However, in general, condition (6.7) near the first blowup point is difficult to verify. Even the time and position of the first blowup point are also difficult to obtain for general systems of hyperbolic conservation laws.
Finally, we present a related result on the nonisentropic flow. Assume that the initial data satisfy
[TABLE]
where , , and are all constants, and , , are smooth functions with compact support. Denote
[TABLE]
Assume that
[TABLE]
and has a unique strictly negative quadratic minimum. Then, as shown in Chen-Xin-Yin [10], for small , the Cauchy problem (1.1)–(1.3) and (2.1) admits a weak entropy solution, which is smooth in and continuous in , and has a unique shock starting from the unique blowup point in .
Appendix A Local-in-Time Well-Posedness of a Boundary Value Problem for Nonlinear Hyperbolic Systems
In this appendix, we consider the local-in-time well-posedness of the following boundary value problem in some angular domain:
[TABLE]
where ,
[TABLE]
, , , and are assumed to be the functions of , and and are assumed to be the functions of .
A.1 Definitions of some functionals
To make the corresponding statement and proof precise, we first define some required functionals.
Let be a function on a bounded domain . The modulus of continuity of is defined by the following nonnegative function:
[TABLE]
The modulus of continuity of a vector function or a set of functions on the bounded domain can be defined by
[TABLE]
Moreover, we define the modified modulus of continuity of by
[TABLE]
Similarly,
[TABLE]
Then, by direct calculations, we see that the modified modulus of continuity satisfies the following properties:
Lemma A.1**.**
Let for some . Then
[TABLE]
*where , and are all positive constants, , and are functions on , and are positive constants independent of , and is a constant satisfying in . *
Define
[TABLE]
where with
[TABLE]
Finally, for , define
[TABLE]
For simplicity, in the rest of this appendix, we denote
[TABLE]
A.2 Conditions on , , and for
We assume that , , and satisfy the following conditions:
- (i)
and are functions of in ; 2. (ii)
, , , , , and , , are continuous functions of in ; 3. (iii)
On , for any ,
[TABLE]
A.3 Local-in-time well-posedness theorem and its proof
Now we state the main theorem of this appendix, which is a simplified version of Theorem 6.1 in [21, Chapter 2]. For self-containedness and convenience of the reader, we also give a proof here.
Theorem A.2**.**
Let conditions (i)–(iii)* in §A.2 hold. Then the boundary value problem (A.1) admits a unique solution on for sufficiently small . *
Proof A.3**.**
We divide the proof into four steps.
1*. Linearization. Without loss of generality, we can assume that ; otherwise, it can be achieved by a translation transformation. Moreover, we choose sufficiently large such that*
[TABLE]
By definition, for any , .
Now, for any , we consider the following linear problem:
[TABLE]
Let for be the -th characteristic curve of the system in (A.4) which passes through point for . Thus, for ,
[TABLE]
Then it follows from (A.2) that there exists a positive constant such that and are functions of and
- (H1)
* and satisfy*
[TABLE] 2. (H2)
The first (resp., second) characteristic curve (resp., ) intersects the boundary line (resp., ) at one and only one point (resp., ), and and () are also functions on and satisfy
[TABLE] 3. (H3)
Each characteristic arc
[TABLE]
lies wholly on for each .
These imply that there exists a positive constant such that
[TABLE]
and problem (A.4) has a unique solution in satisfying
[TABLE]
In this way, we determine an operator
[TABLE]
which maps into . We now show that operator actually maps into itself and that, if is sufficiently small, possesses a unique fixed point that is the solution of the original problem (A.1).
2*. The apriori estimates of the linear problem. In order to establish the desired estimates, we need to estimate the first order derivatives of . First, formally differentiating each side of (A.4) with respect to , we have*
[TABLE]
where with and for . Integrating each side of equation (A.12) along , we obtain111(A.13) can be strictly derived by a standard approximation on (with respect to the –norm) by a series of functions on .**
[TABLE]
Then differentiating the boundary conditions in (A.4) on yields
[TABLE]
which, along with the equations in (A.4), leads to
[TABLE]
It follows from (A.13) and (A.15) that
[TABLE]
where
[TABLE]
Similarly, we have
[TABLE]
where
[TABLE]
On the other hand, it follows directly from the equations in (A.4) that
[TABLE]
which, along with (A.16) and (A.18), implies that
[TABLE]
Based on the formulas in (A.21), we have the following lemma.
Lemma A.4**.**
*There exists a positive constant such that, for any , operator actually maps into itself. *
Proof A.5**.**
Hereinafter, denotes a generic constant that depends only on , independent of the choice of .
First, for any , one has
[TABLE]
It follows from (A.10) that
[TABLE]
where \iota(\eta)=\max_{i=1,2}\big{\{}\omega(\eta|\widetilde{\kappa}_{i}),\omega(\eta|\widetilde{\phi}_{i}),\eta\big{\}}, and the domain of is .
Denote
[TABLE]
where the domain of is . It is direct to see that
[TABLE]
Moreover, on ,
[TABLE]
which, along with (A.6), yields that
[TABLE]
Then it follows from (A.17), (A.19), (A.21), (A.25)–(A.29), and the Gronwall inequality that there exists a positive constant such that, if , for any , satisfies the estimate:
[TABLE]
*which, along with (A.3), gives the desired conclusion. *
3*. The solution operator’s contraction of the linear problem. We first show the contraction of with respect to the –norm.*
Lemma A.6**.**
There exists a positive constant such that, for any , is a contraction operator with respect to the –norm from into itself. That is, if , then , , and there exists some constant such that
[TABLE]
Proof A.7**.**
Denote . Then is the solution of the following problem
[TABLE]
where for .
*Similarly to the derivation of (A.23), we obtain (A.31). *
Next, let us introduce a particular subset of :
[TABLE]
where is the modified modulus of continuity of , and for is a nonnegative value (to be specified later) with the property that
[TABLE]
Then we have
Lemma A.8**.**
*There exist and a positive constant such that, for any , maps into itself. *
Proof A.9**.**
First, it follows from (A.5) that
[TABLE]
which, along with (A.7), yields that, for any constant ,
[TABLE]
Then, for any on ,
[TABLE]
Similarly, we have
[TABLE]
which, together with (A.36), yields that
[TABLE]
Second, it follows from (A.21), Lemma A.1, (A.38), and the Gronwall inequality that
[TABLE]
where \Lambda_{0}(\eta):=\big{(}\|G_{t}\|_{\delta}+1\big{)}\big{(}\sigma(\eta)+\sigma(\delta)w(\eta|\Gamma(\psi))\big{)}.
Denote
[TABLE]
It follows from Lemma A.1 that, for any on for ,
[TABLE]
where denotes the modulus of the continuity of on the domain of
[TABLE]
This implies that
[TABLE]
Then there exists a positive constant such that, for any ,
[TABLE]
where we have used estimate (A.39), and constant satisfies .
Set
[TABLE]
Then it follows from (A.42) that, if ,
[TABLE]
*This completes the proof of this lemma. *
4*. Local existence of the nonlinear problem. We now prove this theorem. It follows from Lemmas A.6–A.8 that, for any , is a contraction operator (with respect to the –norm) mapping into itself. Moreover, is clearly a compact, closed set in . Therefore, for , possesses a unique fixed point , i.e., , which admits a solution on to the boundary value problem (A.1). *
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