Equidistribution of Gross points over rational function fields
Ahmad El-Guindy, Riad Masri, Matthew Papanikolas, Guchao Zeng

TL;DR
This paper establishes a sparse equidistribution theorem for Gross points over rational function fields and applies it to analyze the reduction map from CM Drinfeld modules to supersingular ones, using advanced automorphic form techniques.
Contribution
It introduces a new sparse equidistribution result for Gross points over $\,\mathbb{F}_q(t)$ and connects it to the reduction theory of Drinfeld modules.
Findings
Proves a sparse equidistribution theorem for Gross points
Analyzes the reduction map from CM to supersingular Drinfeld modules
Utilizes a Lindelöf-type bound for Rankin-Selberg L-values
Abstract
In this paper we prove a sparse equidistribution theorem for Gross points over the rational function field . We apply this result to study the reduction map from CM Drinfeld modules to supersingular Drinfeld modules. Our proofs rely crucially on a period formula due to M. Papikian and F.-T. Wei/J. Yu, and a Lindel\"of-type bound for central values of Rankin-Selberg -functions associated to twists of automorphic forms of Drinfeld-type by ideal class group characters.
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Taxonomy
TopicsAdvanced Algebra and Geometry · Algebraic Geometry and Number Theory · Algebraic structures and combinatorial models
Equidistribution of Gross points over
rational function fields
Ahmad El-Guindy, Riad Masri, Matthew Papanikolas, and Guchao Zeng
Science Program, Texas A&M University in Qatar, Doha, Qatar
Department of Mathematics, Faculty of Science, Cairo University, Giza, Egypt 12613
Department of Mathematics, 3368 TAMU, Texas A&M University, College Station, TX 77843-3368, U.S.A.
Department of Mathematics, 3368 TAMU, Texas A&M University, College Station, TX 77843-3368, U.S.A.
Science Program, Texas A&M University in Qatar, Doha, Qatar
(Date: March 27, 2020)
Abstract.
In this paper we prove a sparse equidistribution theorem for Gross points over the rational function field . We apply this result to study the reduction map from CM Drinfeld modules to supersingular Drinfeld modules. Our proofs rely crucially on a period formula due to M. Papikian and F.-T. Wei/J. Yu, and a Lindelöf-type bound for central values of Rankin-Selberg –functions associated to twists of automorphic forms of Drinfeld-type by ideal class group characters.
This publication was made possible by the NPRP award [NPRP 9-336-1-069] from the Qatar National Research Fund (a member of The Qatar Foundation). The statements made herein are solely the responsibility of the authors.
1. Introduction and statement of results
In their ICM article [MV], Michel and Venkatesh developed a general framework concerning sparse equidistribution problems for toric orbits of special points on Shimura varieties constructed from quaternion algebras over totally real fields. These problems have been solved in a wide range of settings and have many striking applications. For example, Michel [M] proved sparse equidistribution of Gross points corresponding to supersingular elliptic curves and used this to study the supersingular reduction of CM elliptic curves.
In this paper we will prove a sparse equidistribution theorem for Gross points over the rational function field ; see Theorem 1.3 and Corollary 1.4. Roughly speaking, given a prime , one can construct a definite Shimura curve which is a disjoint union of genus zero curves. Given a Gross point of discriminant on and a subgroup of sufficiently small index, we prove that the orbit becomes quantitatively equidistributed with respect to a natural probability measure on as . This result can be viewed as part of the framework developed in [MV], in which the quaternion algebra is definite and the base field is .
In analogy with [M], we apply Theorem 1.3 to study the supersingular reduction of CM Drinfeld modules. Assume that is inert in . Let be the set of isomorphism classes of rank 2 Drinfeld modules over with complex multiplication by and let be the set of isomorphism classes of supersingular Drinfeld modules over . If is a prime above in the Hilbert class field of , there is a reduction map
[TABLE]
We will prove that the reduction map is surjective for all , in a quantitative sense which we make precise; see Theorem 1.7.
1.1. Gross points over
We begin by developing some background we will need concerning Gross points over following closely the discussion in Gross [Gr], Wei and Yu [WY, §§1.1–2].
Let be a power of an odd prime, be the polynomial ring in a variable , and be the rational function field. We let be the completion of at its infinite place. Let be a monic irreducible polynomial of degree . Let be irreducible of odd degree, in particular ensuring that is imaginary quadratic, i.e., does not split in . Assume further that is inert in , and so , where is the quadratic character associated to . Let be the ring of integers, be the class group, and be the class number of , respectively.
Let be the quaternion algebra over which is ramified at and , and fix a maximal -order of . There are finitely many equivalences classes of left ideals of , and the number of such classes is called the class number of . Let be a set of representatives of these equivalence classes. One associates to each the maximal right -order of defined by
[TABLE]
Given a finite place of , let be the completion of at , let be the closure of in , let be the finite adele ring of , and let . Also, let and .
The left ideal classes of correspond to the orbits of acting on the right of , so that the class number is the number of double cosets,
[TABLE]
The choice of representative ideals corresponds to a choice of coset representatives in such that
[TABLE]
The right order is given by
[TABLE]
An optimal embedding of into is a field embedding which satisfies
[TABLE]
in . The group acts on the right of the set
[TABLE]
by
[TABLE]
There is a bijection between the set of all optimal embeddings of into the orders , modulo conjugation by , and the classes in the quotient space
[TABLE]
satisfying
[TABLE]
The quotient space (2) can be interpreted geometrically as the set of -points of a definite Shimura curve defined over as follows. There is a genus zero curve defined over associated to whose points over are
[TABLE]
The curve can be described explicitly as a conic in . The group acts on on the right by conjugation. Moreover, can be canonically identified with the set of embeddings . Define the definite Shimura curve by the double coset space
[TABLE]
The decomposition (1) gives a bijection to a disjoint union of genus [math] curves,
[TABLE]
defined by
[TABLE]
where and is a finite group for .
Definition 1.1**.**
A Gross point of discriminant on is a point in the image
[TABLE]
such that the embedding corresponding to the component of satisfies (3). If the component of is congruent to the double coset representative , then lies on the component of .
Let denote the set of Gross points of discriminant . There is an action of the group on given as follows. Let and . Then
[TABLE]
Let be a Gross point of discriminant , and let be the embedding corresponding to the component . This embedding induces a homomorphism . Let and define
[TABLE]
This gives a free action of on which divides the set of Gross points into two simple transitive orbits of size ; in particular, (see e.g. [Gr, p. 133] and [WY, Lem. 1.4]). We denote this action by for .
The action of on the set of Gross points of discriminant also translates to an action of on the corresponding optimal embeddings. To describe this, we follow the first paragraph of [Gr, p. 134].
Let be the ideal (projective module of rank 1 in ) which is determined by the idele ; specifically, . Let be the right order of the left -module . More precisely, since is a maximal right order of , we can consider the set of equivalence classes of left -ideals in . Then, viewing as a left -ideal, we can (as above) associate to a maximal right order of defined by
[TABLE]
Since also acts on the right of , the optimal embedding corresponding to the Gross point induces an optimal embedding corresponding to the Gross point . We denote the embedding by and the maximal order by , where corresponds to the class of in .
1.2. Equidistribution of Gross points over
As we have seen, the Shimura curve is the disjoint union of genus zero curves defined over . Let denote the Picard group of . If denotes the class of degree in corresponding to the component , then we have
[TABLE]
Since a Gross point lies on a component , it determines a class in which for notational convenience we continue to denote by .
For each , we let , and we define a probability measure on the set of divisor classes by
[TABLE]
We note that Gekeler [Ge1, Satz (5.9)] has proved the mass formula
[TABLE]
which shows how the total mass grows with the degree of . Furthermore, for each we have is either or .
Now given a Gross point and a subgroup , define the -orbit
[TABLE]
We want to study the distribution of the sequence of orbits on with respect to the probability measure as . To make sense of this distribution problem, we must have
[TABLE]
as . In particular, for fixed , the size of the orbit will eventually exceed the number of divisor classes , which (as we have seen) equals the class number of the maximal order in . As shown in the following result, the condition (6) is ensured by a suitable bound on the index of in .
Proposition 1.2**.**
Fix an absolute constant and let be a subgroup of index satisfying
[TABLE]
where . Then
[TABLE]
where the implied constant is effective. In particular, as .
Proof.
Let be the –function of the quadratic character . Then we have the class number formula (see e.g. [CWY, §2.2])
[TABLE]
By work of Weil, the Riemann hypothesis is known for the –function , which allows one to prove the following effective Siegel-type bound (see e.g. [AT, Lem. 3.3])
[TABLE]
for any . This yields the following effective lower bound for the class number,
[TABLE]
In particular, from (7) and (8) we get
[TABLE]
∎
We will prove that if and
[TABLE]
then the sequence of orbits becomes quantitatively equidistributed on with respect to as . In fact, we will deduce our equidistribution results as a consequence of the following theorem.
Theorem 1.3**.**
Let be a power of an odd prime, be the polynomial ring in a variable , and be its fraction field. Let be a monic irreducible polynomial satisfying . Let be an irreducible polynomial of odd degree such that is inert in the imaginary quadratic field . Given a subgroup , a Gross point , and a divisor class , define the counting function
[TABLE]
Then for all , we have
[TABLE]
where the implied constant in the error term is uniform in and effective.
The following corollary is now an immediate consequence of Theorem 1.3.
Corollary 1.4**.**
Let notation and assumptions be as in Theorem 1.3. Fix an absolute constant and let be a subgroup of index satisfying
[TABLE]
Then the sequence of orbits becomes quantitatively equidistributed on with respect to as . In particular, we have
[TABLE]
Remark 1.5**.**
In their “Equidistribution of Subgroups Conjecture” [MV, Conjecture 1], Michel and Venkatesh conjecture that for any fixed , if is a Heegner point of fundamental discriminant and is a subgroup satisfying , then the sequence of orbits becomes equidistributed with respect to the hyperbolic measure on the modular curve as . Assuming the Generalized Riemann Hypothesis, this equidistribution statement holds for all . Corollary 1.4 implies that the analogous equidistribution statement for Gross points over holds unconditionally for all . This is because we are able to employ the work of Deligne and Drinfeld on the Riemann hypothesis over function fields.
Remark 1.6**.**
In our setup, we have assumed that the polynomial has odd degree. This assumption is made for convenience and is not essential in our arguments. For example, the period formula of Papikian [Pa2] and Wei/Yu [WY] which we use takes a slightly different form when has even degree, but our proof works the same in this case. Simply put, if has even degree then the equidistribution statements in Theorem 1.3 and Corollary 1.4 hold with the same rate of convergence.
1.3. Supersingular reduction of CM Drinfeld modules
In this section we define the reduction map from CM Drinfeld modules to supersingular Drinfeld modules, and state our result showing that this map is surjective if is sufficiently large compared to (in a quantitative sense which we will make precise). We first recall some definitions about Drinfeld modules (see [Go, Ch. 4], [T, Ch. 3] for more details).
Given a field , the -th power Frobenius endomorphism generates an -subalgebra of the endomorphism algebra of the additive group of , which we denote by . The ring is the ring of twisted polynomials in with coefficients in , and it is subject to the relation for all . Fixing an -algebra homomorphism , a Drinfeld module of rank over is an -algebra homomorphism
[TABLE]
so that for all ,
[TABLE]
For two Drinfeld modules , over , a morphism over is a twisted polynomial , so that
[TABLE]
If and have different ranks, then the only possible morphism between them is the zero morphism.
Henceforth, we will primarily focus on Drinfeld modules of rank . Since a Drinfeld module is completely determined by its value , we can fix a rank Drinfeld module over by setting,
[TABLE]
in which case the -invariant is an isomorphism invariant of over an algebraic closure .
Let be the set of -isomorphism classes of Drinfeld modules of rank over with complex multiplication (CM) by . Here we take to be the inclusion map, and a Drinfeld module of rank has complex multiplication by if there is an extension of , coinciding with on . By the theory of complex multiplication [Go, Ch. 7], each isomorphism class in is represented by a sign-normalized Drinfeld-Hayes module (of rank as a Drinfeld -module, see [Go, Ch. 7], [H]). Such a Drinfeld-Hayes module is defined over the Hilbert class field of , i.e. the maximal abelian extension of that is everywhere unramified and totally split at the unique infinite place of . The group acts simply transitively on . In particular, given a Drinfeld-Hayes module , we have
[TABLE]
where denotes the action of on . There are such isomorphism classes [H, Cor. 5.13].
Moreover, is defined over the ring of integers of , so that
[TABLE]
Thus if is a prime ideal of and is the map induced by the inclusion , we can define the reduction of ,
[TABLE]
which is a Drinfeld module of rank over . Letting be the unique monic generator of , we say that the reduction is supersingular if
[TABLE]
which is equivalent to being purely inseparable as a map on (see [Ge2, §4]). An equivalent condition is simply to check that the coefficient of in is divisible by , and this can be determined effectively (e.g., see [EP, Cor 8.2]). Moreover, one can determine supersingular -invariants via recursive identities on Drinfeld modular forms, using a construction of Cornelissen [Co].
If has supersingular reduction at , then the endomorphism algebra of is a maximal order in the quaternion algebra [Ge2, Thm. 2.9, Thm. 4.3]. Moreover, as this induces an embedding , it follows that must be inert in [Pa2, Lem. 2.2].
Fix now monic, irreducible, and inert in . We set and let be the set of isomorphism classes of supersingular Drinfeld modules over . There are such isomorphism classes
[TABLE]
and we further have bijective correspondences
[TABLE]
such that (see [Ge2, §§3–4], [Pa2, Thm. 2.6]). Letting be a prime above in , we obtain a reduction map
[TABLE]
Theorem 1.7**.**
The reduction map is surjective if , where the implied constant in is effective.
Remark 1.8**.**
Other aspects of CM-liftings of supersingular Drinfeld modules have been studied previously. Schweizer [S, Prop. 13] investigated how Drinfeld modules with CM by the order of conductor in are in bijection with supersingular Drinfeld modules modulo . Cojocaru and Papikian [CP, §5.2] have shown how to perform CM-liftings for supersingular Drinfeld modules of arbitrary rank. However, in these cases one varies by orders in a fixed imaginary extension of rather than by maximal orders in varying imaginary quadratic extensions of as in Theorem 1.7.
Remark 1.9**.**
Liu, Young, and the second author [LMY, Cor. 1.3] proved a result similar to Theorem 1.7 for the reduction map from CM elliptic curves to supersingular elliptic curves.
2. Deducing Theorem 1.7 from Theorem 1.3
In this section we show how Theorem 1.7 follows from Theorem 1.3 and Corollary 1.4. To do this we show that the image can be identified with the set of Gross points of discriminant . Then since Corollary 1.4 implies that this image becomes equidistributed among the classes as , every class is hit at least once if is sufficiently large, in a quantitative sense which can be made precise using (9).
Since each class in is represented by a sign-normalized Drinfeld-Hayes module , if , then one obtains an embedding of the corresponding endomorphism rings,
[TABLE]
The induced embedding is necessarily optimal. Indeed, this amounts to having the equality of subalgebras of ,
[TABLE]
where is the coset representative in corresponding to the ideal ; the left-hand side is always contained in the right, and by construction via sign-normalized modules, the right-hand side is contained in the left. We note that the optimality of embeddings in the context of CM elliptic curves was proved by Bertolini and Darmon [BD, Prop. 4.1].
Now recall that the -conjugacy class of the optimal embedding corresponds to a Gross point of discriminant , and using the -action on Gross points described §1.1, the -conjugacy class of the optimal embedding for corresponds to the Gross point of discriminant . We are now led to the following crucial equivariance result.
Proposition 2.1**.**
Given a sign-normalized Drinfeld-Hayes module , we have for .
Proof.
Bertolini and Darmon [BD, Lem. 4.2] proved this result in the context of elliptic curves. We first recall the definition of : by identifying with an element of , if , then
[TABLE]
It is clear that is also a sign-normalized Drinfeld-Hayes module defined over .
The definition of is compatible with an action of in the following way. As originally defined by Hayes [Go, §4.9], [H, §§3–5], for a fixed integral ideal we let
[TABLE]
which is well-defined since is a left principal ideal domain. Then there is a unique sign-normalized Drinfeld module such that is a morphism, and furthermore by [H, Prop. 7.5]. If the class of in corresponds to the Galois element via class field theory, then by [H, Prop. 8.1],
[TABLE]
Now suppose that . For simplicity, we will write , and we will assume that . Thus the embedding defined in (10) takes values in . If we fix again an integral ideal , we take
[TABLE]
which is a left ideal of . We let
[TABLE]
and by J.-K. Yu [Y, §2], there is a unique Drinfeld module over such that is a morphism. Moreover, by [Y, Prop. 2] we have
[TABLE]
the right order of in , where is defined in (4).
We claim that for our fixed ideal , we have
[TABLE]
i.e., is obtained from by reducing each of its coefficients modulo . Letting denote reduction of modulo , we observe that , since . Now the zeros of , as a function on , comprise the -torsion of (see [Go, §4.9]), and as such
[TABLE]
By the same token, every element of must vanish at the -torsion of , and so
[TABLE]
Since , it follows that . As a consequence, we see that
[TABLE]
Therefore,
[TABLE]
but this coincides with defined in §1.1. ∎
Proof of Theorem 1.7.
By the preceding discussions, we have bijective correspondences
[TABLE]
Since the components of the definite Shimura curve , and hence the divisor classes , are identified with the isomorphism classes of supersingular Drinfeld modules , and by Corollary 1.4 the -orbit of the Gross point becomes equidistributed with respect to the probability measure on as , it follows from the above correspondences that the reduction map is surjective if is sufficiently large. More precisely, since
[TABLE]
and (see (5)), then by (9) with we have (and hence that is surjective) if , and we are done. ∎
3. Rankin-Selberg –functions
In this section we deduce some facts we will need on automorphic forms of Drinfeld-type and Rankin-Selberg –functions from [CWY, §§3–4].
Let (resp. ) be the space of automorphic forms (resp. cusp forms) of Drinfeld type for with Petersson inner product . Our assumption that ensures that the dimension of the space is positive (see (23)). For each place of , let be the Hecke operator on corresponding to . Let be a normalized Hecke eigenform, and let be the Hecke eigenvalue corresponding to . Then, we have , and for each finite place of , we have
- •
if ,
- •
,
where is the cardinality of the residue field of . The first inequality is the Ramanujan bound, and the second inequality holds since has trivial central character (under our assumptions, any form has trivial central character , since can be identified with a character on the ideal class group , and the latter group is trivial; see the last paragraph of [CWY, §3.1]).
Let be a normalized newform and be a character of . Define the Rankin-Selberg –function
[TABLE]
where the product is over all places of , and the local factors are given by
[TABLE]
where the numbers are determined as follows:
- •
when , and are the two complex conjugate roots of the quadratic polynomial
[TABLE]
- •
when , we have and ;
- •
when splits in , for ;
- •
when is inert in , where , for ;
- •
when is ramified in , where , and .
Note that we have normalized the –function so that the central value occurs at .
Under our assumptions, the place is ramified in , hence using that , , and , we get
[TABLE]
Similarly, under our assumptions, the place is inert in , hence using that , we get
[TABLE]
where . Therefore, we have the Euler product
[TABLE]
4. Bounding the central value
In this section we will prove the following Lindelöf-type bound for the central value .
Theorem 4.1**.**
We have
[TABLE]
where satisfies .
Proof.
We adapt the argument in [AT, Thm. 3.3] used to bound the degree one –function at .
By work of Deligne [De] and Drinfeld [Dr], the –function is a polynomial of degree in and has zeros only on the critical line . Therefore, we can write
[TABLE]
for complex numbers and with . Taking logarithmic derivatives yields
[TABLE]
Define
[TABLE]
Then for , we have
[TABLE]
Let be such that . Then integrating from to gives
[TABLE]
To estimate the second term on the RHS of (13), we use the following lemma (see [AT, Lem. 3.1]).
Lemma 4.2**.**
Let and be real numbers. Then
[TABLE]
Since , we can write
[TABLE]
for some . Make the change of variables to get
[TABLE]
By Lemma 4.2 we have
[TABLE]
Then applying this bound in (13) gives
[TABLE]
Define . For , the integral
[TABLE]
can be computed in two different ways, first by expanding
[TABLE]
and integrating term by term, and second by analytically continuing to the left and picking up the residues at the poles. There is a double pole at , and simple poles at the values of for which . This yields the identity
[TABLE]
Integrate from to , take real parts, and multiply by to obtain the identity
[TABLE]
To estimate the third term on the RHS of (15), we use the following lemma (see [AT, Lem. 3.2]).
Lemma 4.3**.**
For we have
[TABLE]
By Lemma 4.3 we have
[TABLE]
Then applying this bound in (15) gives
[TABLE]
We now apply (16) in (14), then use (12) to get
[TABLE]
Choose . Then
[TABLE]
and
[TABLE]
Since , it follows that
[TABLE]
We next bound the coefficients . Taking the logarithmic derivative of the Euler product (11) yields
[TABLE]
Since the eigenvalues are real, the two complex conjugate roots of have modulus . Hence
[TABLE]
so that (say, for )
[TABLE]
Moreover, since where is the degree of the residue field of , a calculation yields
[TABLE]
where ,
[TABLE]
and
[TABLE]
Since , then using (18) we estimate
[TABLE]
where
[TABLE]
We have
[TABLE]
Therefore, using that , we apply these bounds in (17) to get
[TABLE]
Finally, since (so that ), we get
[TABLE]
This completes the proof. ∎
5. The function field analog of Gross’s formula
In this section we study an analog of Gross’s formula [Gr] over rational function fields due to Papikian [Pa2], Wei and Yu [WY]. In particular, we give an alternative expression for this formula which will be useful for our calculations.
First, we recall some facts from the introduction. The Shimura curve is the disjoint union of genus zero curves defined over . Hence if denotes the Picard group of and if denotes the class of degree 1 in corresponding to the component , we have
[TABLE]
Since a Gross point lies on a component , it determines a class in which for notational convenience we continue to denote by . We denote the action of on by for .
The Gross height pairing
[TABLE]
is defined on generators by and extended bi-additively to , where .
Also, recall that (resp. ) denotes the space of automorphic forms (resp. cusp forms) of Drinfeld type for with the Petersson inner product .
Let be an orthogonal basis for consisting of normalized newforms. By the Jacquet-Langlands correspondence over and the multiplicity-one theorem, for each form , there is a unique one-dimensional eigenspace in such that and for each monic polynomial with , where is the Hecke correspondence and is the eigenvalue for associated to the Hecke operator (see e.g. [W, §2.4, §4.4.1]).
Let correspond to as above, and define
[TABLE]
Then an orthonormal basis for is given by
[TABLE]
Given a character of and a Gross point , define
[TABLE]
Moreover, given a form , recall that denotes the Rankin-Selberg –function associated to and (normalized so that the central value occurs at ). Then Papikian [Pa2], Wei and Yu [WY, Thm. 3.3] proved the following Gross-type formula (recall that is irreducible and is odd)
[TABLE]
where is the Petterson inner product.
We now give an alternative expression for (19) which will be useful for our calculations. Let be the vector space of -valued functions on , with inner product
[TABLE]
Then the map which sends a generator to its characteristic function induces an isomorphism
[TABLE]
defined by
[TABLE]
Moreover, this map is an isometry of inner-product spaces, i.e., for any .
Let denote the image of under this isomorphism. Then an orthonormal basis for is given by
[TABLE]
We can now express (19) as
[TABLE]
where we write for if lies in the class .
6. Proof of Theorem 1.3
In this section we prove Theorem 1.3. We begin by showing that
[TABLE]
where the Weyl sum is defined by
[TABLE]
We have
[TABLE]
By decomposing the function into a Hecke basis in , we get
[TABLE]
Therefore
[TABLE]
Now, recall that the probability measure on is defined by
[TABLE]
where . Then, using that for all and , we get
[TABLE]
Also, we compute
[TABLE]
Last, by Fourier analysis we have
[TABLE]
Then combining these calculations yields (21).
We now turn to the proof of Theorem 1.3. By Cauchy’s inequality, we have
[TABLE]
where
[TABLE]
By Bessel’s inequality, we get
[TABLE]
Next, by the period formula (20) we have
[TABLE]
which yields
[TABLE]
Theorem 4.1 gives the uniform Lindelöf bound
[TABLE]
where we recall that . Then applying this bound gives
[TABLE]
where
[TABLE]
To bound , note that by [Pa1, Corollary 5.6] we have . Moreover, since the dimension of is equal to , where
[TABLE]
(see for example [WY, p. 740]), we get
[TABLE]
Hence
[TABLE]
Finally, by combining the preceding estimates, it follows from (22) and the lower bound
[TABLE]
that
[TABLE]
Replacing with , we complete the proof. ∎
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