Improved Beckner-Sobolev inequalities on K\"ahler manifolds
Fabrice Baudoin, Ovidiu Munteanu

TL;DR
This paper establishes new Beckner-Sobolev inequalities on compact Kähler manifolds with positive Ricci curvature, leading to improved geometric bounds such as a tighter diameter estimate.
Contribution
It introduces novel Beckner-Sobolev inequalities specific to Kähler manifolds with positive Ricci curvature, enhancing existing geometric analysis tools.
Findings
New Beckner-Sobolev inequalities on Kähler manifolds
Improved diameter bounds surpassing Bonnet-Myers estimate
Applications to geometric analysis and curvature estimates
Abstract
We prove new Beckner-Sobolev type inequalities on compact K\"{a}hler manifolds with positive Ricci curvature. As an application, we obtain a diameter upper bound that improves the Bonnet-Myers bound.
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Improved Beckner-Sobolev inequalities on Kähler manifolds
Fabrice Baudoin
Department of Mathematics, University of Connecticut, Storrs, CT 06268, USA
and
Ovidiu Munteanu
Department of Mathematics, University of Connecticut, Storrs, CT 06268, USA
Abstract.
We prove new Beckner-Sobolev type inequalities on compact Kähler manifolds with positive Ricci curvature. As an application, we obtain a diameter upper bound that improves the Bonnet-Myers bound.
The first author was partially supported by NSF grant DMS-1660031 and the Simons Foundation. The second author was partially supported by NSF grant DMS-1506220.
1. Introduction
Sobolev inequalities have been long studied on Riemannian manifolds. It is well known that on a compact Riemannian manifold we have a family of inequalities of the type
[TABLE]
for any and , where and are some fixed constants that may depend on .
It is an important question to obtain sharp bounds for the constants or . An important result of Hebey-Vaugon [11] says that for the constant may be taken to be the optimal constant in the Sobolev inequality on , that is where is the volume of the unit sphere in . We refer to [10] for an excellent reference on the program.
Our interest lies in the case when , that is
[TABLE]
for any and . Here and below we normalized the volume so that . The best constant can be estimated geometrically in terms of a Ricci curvature lower bound on the manifold.
Theorem 1**.**
Let be a compact Riemannian manifold with Ricci curvature , for some constant . Then
[TABLE]
for all .
This was proved by Bidaut-Veron and Veron in [5], using a method proposed in [9]. In this form, the inequality actually holds for as well, which are called Beckner inequalities [8]. These interpolate between the Poincaré inequality for and the log Sobolev inequality for .
On the class of Riemannian manifolds with , the constant in (1.1) can not be improved since it is optimal for the spheres, see for instance [7]. Our goal in this paper is to improve the constant in Theorem 1 in the Kähler setting. We have been able to do so for the entire range by using an improved integrated Bochner’s inequality that takes into account the Kähler structure (see Theorem 4). The following is the main result of this paper.
Theorem 2**.**
Let be a compact Kähler manifold of complex dimension and with Ricci curvature with and . For any we have the Sobolev inequality
[TABLE]
for any , where
[TABLE]
For any we have the Beckner inequality
[TABLE]
for any , where
[TABLE]
Let us note that Sobolev inequality on Kähler manifolds improves that in Theorem 1 for all . In the critical case the optimal Sobolev constant is related to the Yamabe invariant, and so it cannot be improved in the Kähler setting. Indeed, by Obata theorem [16], any non-spherical Einstein metric is the unique constant scalar curvature metric in its conformal class, which implies that Kähler Einstein metrics have the same Sobolev constants as spheres.
The Beckner inequalities also refine those from Theorem 1. In particular, letting , we have a log-Sobolev inequality of the form
[TABLE]
and for a sharp Poincaré inequality of the form
[TABLE]
It is not clear to us at this point if the Beckner-Sobolev constants we obtain are optimal for other values of than 2. Let us however point out that according to Theorem 1.3 in [17], for the log-Sobolev inequality , the constant is asymptotically sharp in the case of the complex projective space when .
As an application of these results, we use a theory developed by Bakry and Ledoux [3] to estimate the diameter of such manifolds. The Bonnet-Myers diameter estimate asserts that a complete -dimensional Riemannian manifold with Ricci curvature lower bound is compact and has a sharp diameter upper bound . By Cheng’s theorem, equality is achieved if is a sphere of constant sectional curvature. Since the rigidity in Bonnet-Myers theorem does not apply to Kähler manifolds for complex dimension , it is a natural question to study the diameter bound in this setting. Several results are known. If has bisectional curvature bounded by it is known [13] that , this result is sharp and equality is achieved by the complex projective space . Rigidity in this estimate has been studied recently in [19, 15]. In fact, it should be noted that this sharp estimate holds under the weaker lower bound on holomorphic sectional curvature, [18].
On the other hand, one cannot replace the bisectional curvature by Ricci curvature in the Kähler case, because the Kähler-Einstein metric on has larger diameter than . A sharp diameter estimate for Kähler manifolds with is currently not known, but Liu proved [14] that there exists a constant depending only on so that , for any Kähler manifold satisfying However, the precise dependency of on the dimension in [14] is somewhat difficult to state.
As an application of Theorem 2 we obtain the following.
Theorem 3**.**
Let be a Kähler manifold of complex dimension and with Ricci curvature . Then
[TABLE]
The organization of the paper is as follows. In Section 2 we present a new Bochner type argument for Kähler manifolds. This is used in Section 3 to prove Theorem 2. Finally, the diameter estimate is proved in Section 4.
Acknowledgements. It is our pleasure to thank Xiaodong Wang and Jiaping Wang for useful discussions and for their interest in this work.
2. A differential inequality for Kähler manifolds
Let us set the notation that will be used throughout this note. Let be a compact Kähler manifold of complex dimension . The Kähler metric defines a Riemannian metric by . Hence, if is an orthonormal frame so that , then
[TABLE]
is a unitary frame. It follows that in this normalization of the Riemannian metric, we have
[TABLE]
A lower bound for Ricci curvature means that , or in the unitary frame that .
Let and be arbitrary. We fix the following constants
[TABLE]
and
[TABLE]
We have the following integral estimates which are the keys to our results and improve upon the integrated curvature dimension type inequality available on arbitrary Riemannian manifolds.
Theorem 4**.**
Let be a compact Kähler manifold of complex dimension and with Ricci curvature for some . For any function any and we have
[TABLE]
where and are specified in (2.1). If then for any and any we have
[TABLE]
for and specified in (2.2).
Proof.
It suffices to prove the theorem for any , and any . We have by the arithmetic-mean inequality that
[TABLE]
Expanding the terms, this implies
[TABLE]
Multiplying this with it follows that
[TABLE]
For to be specified later we note the following inequality
[TABLE]
where denotes the real part of . We get that
[TABLE]
Integrating by parts, we obtain the following
[TABLE]
Hence, we have
[TABLE]
Using this in (2.4) proves that
[TABLE]
Multiply (2) by and add to (2) to conclude
[TABLE]
We now integrate by parts and use Ricci identities to get
[TABLE]
From (2) we get
[TABLE]
that we plug into (2) to obtain
[TABLE]
We now set
[TABLE]
for which
[TABLE]
Noting that
[TABLE]
we get from (2) that
[TABLE]
where
[TABLE]
We now use the Ricci curvature lower bound by integrating by parts. From
[TABLE]
we obtain
[TABLE]
This proves that
[TABLE]
Plugging (2) into (2) we conclude that
[TABLE]
where
[TABLE]
We now assume that
[TABLE]
Plugging (2) into (2) we now get
[TABLE]
where
[TABLE]
By (2) and (2) we obtain the result. ∎
Let us note that for and , (2) recovers the Bochner inequality on p. 338 of [12], and for (2) recovers the Bochner inequality on p.13 of [8].
3. Beckner-Sobolev inequalities
Recall that on a Riemannian manifold with Ricci curvature bounded below by and volume normalized by the following sharp Sobolev inequality holds [12, 5]
[TABLE]
for any and . Our goal is to improve (3.1) in the Kähler setting. As a preparation, we prove the following result.
Lemma 5**.**
Let be a compact Kähler manifold satisfying with . Assume there exists a smooth nonconstant positive solution of
[TABLE]
for some and some constant . Then
[TABLE]
for any such that
[TABLE]
Proof.
We follow the approach in [5], see also [4, 12] and Ch.6.8 of [2]. Define
[TABLE]
for some to be determined later.
We claim the following identity
[TABLE]
Indeed, since and we get the following equation for
[TABLE]
Multiply (3.3) by to get
[TABLE]
We can write using integration by parts
[TABLE]
Hence, (3.4) becomes
[TABLE]
To compute the second term on the right side of (3) we multiply (3.3) by and get
[TABLE]
This proves that
[TABLE]
Plugging this in (3) implies that
[TABLE]
which is exactly (3).
Applying Theorem 4 for we get
[TABLE]
Note that (3) yields
[TABLE]
Using this in (3) implies
[TABLE]
where
[TABLE]
We now set
[TABLE]
so that
[TABLE]
Hence, (3) becomes
[TABLE]
By plugging (3.9) in (3.8) we get
[TABLE]
where
[TABLE]
In conclusion, (3.10) implies that
[TABLE]
where is given in (3).
We write
[TABLE]
where
[TABLE]
We claim there exists so that . Indeed, observe that
[TABLE]
where
[TABLE]
In the last line we used the hypothesis that
[TABLE]
This proves that indeed there exists so that . From (3) we get that
[TABLE]
which proves the lemma. ∎
From [5] and Lemma 5 we obtain the following Sobolev inequality.
Proposition 6**.**
Let be a compact Kähler manifold satisfying and For any we have the Sobolev inequality
[TABLE]
for any such that
[TABLE]
Proof.
Consider the functional
[TABLE]
According to (3.1),
[TABLE]
To improve (3.1), let be an extremum of the functional . By the argument in Ch. 6.8.2 of [2], we may assume that is positive, nonconstant and smooth. Denoting with
[TABLE]
we may normalize so that it satisfies the partial differential equation
[TABLE]
The result now follows from Lemma 5. ∎
Let us note that solving the equation
[TABLE]
in and plugging it in (3.15) implies that
[TABLE]
for any , where
[TABLE]
This proves the first part of Theorem 2.
As another consequence of Lemma 5, we obtain the following Beckner type inequality, that completes the proof of Theorem 2.
Proposition 7**.**
Let be a Kähler manifold of complex dimension and with Ricci curvature and For any we have the inequality
[TABLE]
where
[TABLE]
Proof.
We follow the proof in [8]. For a fixed , let be the solution of
[TABLE]
Define
[TABLE]
Our goal is to establish a differential inequality for , for all . For this, it is convenient to denote
[TABLE]
Clearly, and . We have the following identities (cf. [8])
[TABLE]
and
[TABLE]
Indeed, we have
[TABLE]
Using that , this immediately implies (3.20). Note that verifies the equation
[TABLE]
Therefore,
[TABLE]
The Bochner formula yields
[TABLE]
Combining with (3.22) we have
[TABLE]
Now take a derivative in of (3.20) and integrate by parts to get
[TABLE]
which proves (3).
According to Lemma 5 we have for any ,
[TABLE]
where
[TABLE]
Let
[TABLE]
for which . This yields
[TABLE]
for specified in (3.23). It is more convenient to denote
[TABLE]
where we are assuming , so in particular . Then (3.24) becomes
[TABLE]
and (3) yields
[TABLE]
where
[TABLE]
Using (3.27) we obtain
[TABLE]
[TABLE]
where
[TABLE]
It can be checked directly that is equivalent to where
[TABLE]
It is easy to see that for , which by (3) proves
[TABLE]
Together with (3.20) this yields
[TABLE]
Integrating first from to and then from to implies
[TABLE]
This proves the result. ∎
4. Diameter estimate for Kähler manifolds
In this section, we use the inequalities obtained in the previous sections to prove Theorem 3.
Theorem 8**.**
Let be a Kähler manifold of complex dimension and with Ricci curvature . Then
[TABLE]
Proof.
According to [3], if the Sobolev inequality
[TABLE]
holds for some then
[TABLE]
In our setting, applying Proposition 6 for
[TABLE]
we get
[TABLE]
Recall that the Bonnet-Myers estimate is
[TABLE]
To show that (4.2) improves this estimate, we compute
[TABLE]
where
[TABLE]
Using from (4.1) we get
[TABLE]
where
[TABLE]
Hence, using this in (4) we get
[TABLE]
where
[TABLE]
We now set
[TABLE]
for which we note that
[TABLE]
Furthermore, it is easy to see that Hence, by (4.5), this implies
[TABLE]
By (4) we get
[TABLE]
[TABLE]
Furthermore, note that
[TABLE]
Hence, (4) yields
[TABLE]
It follows that
[TABLE]
for all .
[TABLE]
This proves the theorem. ∎
We conclude with a different approach to the diameter estimate, which we learned from Jiaping Wang.
Proposition 9**.**
Let be a Kähler manifold of complex dimension and with Ricci curvature . Let be the diameter of . Then
[TABLE]
Proof.
Recall that on a Kähler manifold with the first nonzero eigenvalue of the Laplacian satisfies
[TABLE]
Indeed, this also follows by setting in Proposition 7.
Let be so that . Then we have the following well known estimate
[TABLE]
where denotes the first Dirichlet eigenvalue of . By using Cheng’s comparison theorem [6], we know that
[TABLE]
where denotes the first Dirichlet eigenvalue of the ball of radius in the sphere normalized so that . Hence, (4.12) and (4.11) imply that
[TABLE]
To estimate the right side of (4.13) we use the variational characterization
[TABLE]
for any function supported in . Choosing a rotationally symmetric function
[TABLE]
we get by (4.14) that
[TABLE]
Using (4.13), this proves the proposition. ∎
We use Proposition 9 to prove the following result.
Theorem 10**.**
Let be a Kähler manifold of complex dimension and with Ricci curvature . Then
[TABLE]
Proof.
Let
[TABLE]
and assume by contradiction that
[TABLE]
We have the inequalities
[TABLE]
for any Denote with
[TABLE]
Integrating by parts we get the relation
[TABLE]
for any . As
[TABLE]
we get from (4.16) and (4.17) that
[TABLE]
This implies that
[TABLE]
Iterating, we get
[TABLE]
Using Stirling inequalities
[TABLE]
together with (4.16) and (4.19) it follows that
[TABLE]
In particular, (4.16) and (4.21) imply that
[TABLE]
Note that
[TABLE]
From (4.17) we get
[TABLE]
Then it follows that
[TABLE]
From (4.18), we deduce that
[TABLE]
However, by (4.16) and (4.22) we get
[TABLE]
Therefore, this implies
[TABLE]
Hence, by (4.23) and (4.24) we infer that
[TABLE]
By Proposition 9 we get
[TABLE]
which contradicts (4.16).
Therefore, we have
[TABLE]
which proves the result. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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