Fields of dimension one algebraic over a global or local field need not be of type $C_{1}$
Ivan D. Chipchakov

TL;DR
This paper constructs specific algebraic extensions of Henselian fields with controlled dimension and residue properties, showing such fields can have trivial Brauer groups yet not be $C_1$-fields, challenging previous assumptions.
Contribution
It demonstrates the existence of algebraic extensions with dimension at most one that are not $C_1$-fields, even with trivial Brauer groups, in the context of Henselian valued fields.
Findings
Existence of algebraic extensions with dim ≤ 1 and non-$C_1$-field property.
Construction of such extensions over $Q$ with Henselian valuations of residual characteristic $p$.
Counterexamples to the assumption that low-dimensional fields are necessarily $C_1$.
Abstract
Let be a Henselian discrete valued field with a quasifinite residue field. This paper proves the existence of an algebraic extension satisfying the following: (i) has dimension dim, i.e. the Brauer group Br is trivial, for every algebraic extension ; (ii) finite extensions of are not -fields. This, applied to the maximal algebraic extension of the field of rational numbers in the field of -adic numbers, for a given prime , proves the existence of an algebraic extension , such that dim, is not a -field, and has a Henselian valuation of residual characteristic .
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Fields of dimension one algebraic
over a global or local field need not be of type
Ivan D. Chipchakov
Institute of Mathematics and Informatics
Bulgarian Academy of Sciences
1113 Sofia, Bulgaria: E-mail address: [email protected]
Abstract.
Let be a Henselian discrete valued field with a quasifinite residue field. This paper proves the existence of an algebraic extension satisfying the following: (i) has dimension dim, i.e. the Brauer group Br is trivial, for every algebraic extension ; (ii) finite extensions of are not -fields. This, applied to the maximal algebraic extension of the field of rational numbers in the field of -adic numbers, for a given prime , proves the existence of an algebraic extension , such that dim, is not a -field, and has a Henselian valuation of residual characteristic .
Key words and phrases:
Field of dimension , field of type , form, Henselian valuation
2020 MSC Classification: 11E76 11R34 (primary), 12F10, 12J10, 11S15 (secondary).
1. Introduction
A field is said to be of dimension , if the Brauer groups Br are trivial, for all algebraic field extensions . It is known (cf. [29], Ch. II, 3.1) that dim if and only if Br, where runs across the set Fe of finite extensions of in its separable closure . When is perfect, we have dim if and only if the absolute Galois group has cohomological dimension cd as a profinite group. For example, we have dim in case is a quasifinite field, i.e. a perfect field which admits, for each , a unique extension in of degree . It is well-known that then is isomorphic to , for any finite field , i.e. it is a profinite completion of the additive group of integers. One has cd, since is isomorphic to the topological group product , where is the set of prime numbers and is the additive group of -adic integers, for each (see [17], Examples 4.1.2).
We say that is of type (or a -field), for some , if every -form (a homogeneous nonzero polynomial with coefficients in ) of degree deg in more than deg variables has a nontrivial zero over . For to be a -field, it is necessary that char, and in case , the degree of as an extension of its subfield be at most equal to . The class of -fields is closed under the formation of algebraic extensions, and it contains the extensions of transcendency degree over any algebraically closed field (cf. [22]). It is known that -fields have dimension but the converse is not necessarily true in nonzero characteristic; one can take as a counter-example any field with char, and (see [29], Ch. II, 3.1 and 3.2). The restriction on the characteristic has been lifted by Ax [3], by providing an example of a quasifinite field (so having dim), such that char and is not a -field, for any . This example is in sharp contrast to the Chevalley-Warning theorem (see, e.g., [17], Theorem 6.2.6), which establishes the type of finite fields.
As noted by Serre in [29], Ch. II, 3.3, it is not known whether an algebraic extension of the field of rational numbers is of type , provided that dim; he has added that this is not likely to hold in general.
The present paper answers the question arising from Serre’s remark, in the direction pointed there. The answer is unchanged when is replaced by any global or local field. This is obtained by methods of valuation theory, using the fact that nontrivial Krull valuations of global fields are discrete with finite residue fields (see [12], Examples 4.1.2, 4.1.3 and Corollary 14.2.2). The considered question remains open for Galois extensions of with dim.
2. Statements of the main results
The main results of this paper are presented as two theorems. The former theorem is a special case of the latter one and can be stated as follows:
Theorem 2.1**.**
For each prime number , there exists an algebraic extension of the field of rational numbers, such that dim, the finite extensions of are not -fields, and is endowed with a Henselian valuation whose residue field is of characteristic .
As usual, by a Henselian valuation of a field , we mean a nontrivial Krull valuation that extends uniquely, up-to equivalence, to a valuation on each algebraic extension of . When is Henselian, is called a Henselian field. Our next result, stated below, shows that the class of separable (algebraic) extensions of Henselian discrete valued111In what follows, we write briefly ”HDV” instead of ”Henselian discrete valued”. fields with finite residue fields contains fields of dimension , which are not of type .
Theorem 2.2**.**
Let be an HDV-field with a quasifinite residue field. Then there exists an extension of in , such that dim and finite extensions of are not -fields. Moreover, can be chosen so that there is a sequence , , of -forms subject to the following restrictions:
(a)* does not possess a nontrivial zero over , for any index ;*
(b)* The degrees deg, , form a strictly increasing sequence of prime numbers, and for each , depends essentially on exactly variables, for some with .*
Theorem 2.2 is proved in Section 4. Here we show that Theorem 2.2 implies Theorem 2.1. Denote by the set of prime numbers, and for each , let be the maximal separable extension of in the field of -adic numbers. It is known (cf. [12], Theorem 15.3.5) that the valuation, say , induced on by the standard valuation of is Henselian and discrete, and the residue field of is a field with elements. Hence, by Theorem 2.2, it has an algebraic extension with the properties required by Theorem 2.1. The question of whether an algebraic extension of with dim is a -field, for some integer , remains open. Note in this connection that examples given by Arkhipov and Karatsuba [2] (see also [6], Ch. I, Sect. 6.5, and further references there) show that , , are not -fields, for any .
Similarly, if is the rational function field in a variable over the field with elements, is the maximal separable extension of in the formal Laurent power series field , and is the valuation of induced by the natural discrete valuation of , then is an HDV-field. Therefore, any extension of in with the properties claimed by Theorem 2.2 is an algebraic extension of , such that dim and finite extensions of are not -fields ( is a -field, by [22], Theorem 8). Note here that (see (3.2) (a) and (3.5) (b)), i.e. satisfies the necessary condition for having type , stated in Section 1 (and proved in [29], Ch. II, 3.2). These facts (see also (3.5) (a) and the proof of (3.5)) show that -fields, global fields and local fields are almost perfect, in the following sense:
A field is called almost perfect if one of the following two equivalent conditions holds: (i) every finite extension of has a primitive element; (ii) char, and in case , equals or (the equivalence of conditions (i) and (ii) is implied by [24], Ch. V, Theorem 4.6 and Corollary 6.10).
Theorem 2.2 and the method of proving Theorem 2.1 enable one to answer the main question considered in this paper, for Henselian fields that are algebraic extensions of an arbitrary global field (see Corollary 4.2). At the same time, the discussed question remains widely open over other interesting classes of algebraic extensions of , e.g., the class of algebraic extensions , such that is a torsion-free group and Henselizations of in with respect to any nontrivial valuation coincide with . By the Artin-Schreier theory (cf. [24], Ch. XI, Theorem 2.2), the condition on restates the one that is a nonreal field, i.e. is presentable over as a finite sum of squares; its violation yields Br (the equivalence class in Br of the -algebra of Hamiltonian quaternions is an element of order ). When is nonreal, the description of Br by class field theory (cf. [31], Ch. XIII, Sects. 3, 6) enables one to obtain that dim by the method of proving Proposition 9 of [29], Ch. II. Also, by the Frey-Prestel theorem (see [14], Theorem 2, and [15], Corollary 11.5.5), PAC222As usual, PAC is an abbreviation for ”pseudo algebraically closed”. fields are contained in the class of nonreal fields whose Henselizations with respect to any nontrivial valuation are separably closed. The main result of [16] shows the existence of non-PAC fields in and raises interest in the following open problem (see Remark 4.4 and [15], Problem 11.5.9 (b)):
Problem 2.3**.**
For a global field , find whether all are PAC fields.
The basic notation, terminology and conventions kept in this paper are standard and virtually the same as in [30], [24] and [7]. Throughout, Brauer and value groups are written additively, Galois groups are viewed as profinite with respect to the Krull topology, and by a profinite group homomorphism, we mean a continuous one. For any field , is its multiplicative group, , for each , and Br, , are the -components of Br. As usual, for any , denotes the maximal -extension of (in ), that is, the compositum of those finite Galois extensions of in , whose Galois groups are -groups. Given a field extension , we write I for the set of intermediate fields of , for the scalar extension map Br, and Br for the relative Brauer group of (the kernel of ). When is a finite extension, denotes the norm map , and stands for the norm group of (the image of under ). Moreover, if is a Galois extension, then its Galois group is denoted by ; we say that is a cyclic extension if is a cyclic group. By a -extension, we mean a Galois extension with isomorphic to . The value group of any discrete valued field is assumed to be an ordered subgroup of the additive group of the field ; this is done without loss of generality, in view of [12], Theorem 15.3.5, and the fact that is a divisible hull of any of its infinite subgroups (see page 3).
Here is an overview of this paper: Section 3 includes valuation-theoretic preliminaries used in the sequel as well as characterizations of fields of dimension among algebraic extensions of local fields. As noted above, Theorem 2.2 is proved in Section 4. This is done by modifying the proof of the Theorem of [3], given in [4]; specifically, the forms violating the condition are defined by essentially the same pattern in both proofs.
3. **Preliminaries and characterizations of algebraic
extensions of local fields with Br, for a given prime **
For any field with a (nontrivial) Krull valuation , denotes the valuation ring of , the maximal ideal of , the multiplicative group of , the value group and the residue field of , respectively; is a divisible hull of . The condition that is Henselian has the following two equivalent forms (cf. [12], Sect. 18.1):
(3.1) (a) Given a polynomial and an element , such that , where is the formal derivative of , there is a zero of satisfying the equality ;
(b) For each normal extension , whenever , is a valuation of extending , and is a -automorphism of .
Next we recall some facts concerning the case where is a real-valued field, i.e. is embeddable as an ordered subgroup in the additive group of real numbers. Fix a completion of with respect to the topology induced by , and denote by the valuation of continuously extending . Then:
(3.2) (a) is Henselian if and only if has no proper separable (algebraic) extension in (cf. [12], Corollary 18.3.3);
(b) The topology of as a completion of is the same as the one induced by ; also, , equals the residue field of , and is a Henselian field (cf. [12], Theorems 9.3.2 and 18.3.1).
When is Henselian (but not necessarily real-valued), so is , for any algebraic field extension . In this case, we denote by the residue field of , and put , , ; also, we write instead of when there is no danger of ambiguity. Clearly, is an algebraic extension and is an ordered subgroup of , such that is a torsion group; hence, one may assume without loss of generality that is an ordered subgroup of . By Ostrowski’s theorem (cf. [12], Theorem 17.2.1), if is finite, then it is divisible by , and in case , the integer is a power of char (so char); here is the ramification index of , i.e. the index of in . Ostrowski’s theorem implies the following:
(3.3) The quotient groups and are isomorphic, if and . Moreover, if char, then the natural embedding of into induces canonically an isomorphism .
The finite extension satisfies the equality in each of the following two situations:
(3.4) (a) is HDV and is separable (see [12], Sect. 17.4).
(b) is HDV and the field is almost perfect (cf. [24], Ch. XII, Proposition 6.1). When char, this implies , since does not contain any with .
We show that the conditions of (3.4) (b) hold in the following two cases:
(3.5) (a) is a complete discrete valued field (i.e. and is discrete) with perfect.
(b) is HDV and is an algebraic extension of a global field (see [12], Example 4.1.3).
Complete discrete valued fields are Henselian, by (3.2), so it suffices for the proof of (3.5) to show that , provided that char. Under the hypotheses of (3.5) (a), is isomorphic to the formal Laurent power series field in a variable over (see [12], Theorem 12.2.3). Since is perfect, whence, , and is a basis of over , this yields . Similarly, it turns out that if and is the prime field , then and is a basis of over . In view of [5], Lemma 2.12, this means that , for any global field of characteristic , and also proves (3.5) (b).
Assume now that is a Henselian field and let be a finite extension of . We say that is inertial, if and is separable over ; is called totally ramified, if . Inertial extensions of are clearly separable; also, they have a number of useful properties, some of which are presented by the following lemma (for its proof, see [30], Theorem A.23):
Lemma 3.1**.**
Let be a Henselian field and the compositum of inertial extensions of in . Then:
(a)* An inertial extension is Galois if and only if so is . When this holds, and are canonically isomorphic.*
(b)* and is a Galois extension with .*
(c)* Finite extensions of in are inertial, and the natural mapping of into , by the rule , is bijective.*
The next two lemmas enable one to generalize a number of results on complete real-valued fields to the case of Henselian real-valued fields.
Lemma 3.2**.**
Let be a real-valued field, its completion, and an intermediate valued field of . Suppose that is Henselian, identify with its -isomorphic copy in , and denote by the mapping , defined by the rule . Then:
(a)* , and each contains a primitive element over , such that ;*
(b)* and ;*
(c)* The mapping is bijective and degree-preserving. Moreover, and the inverse mapping , preserve the Galois property and the isomorphism class of the corresponding Galois groups.*
Proof.
The conditions on and the Henselian property of ensure that . The latter part of Lemma 3.2 (a) can be deduced from Krasner’s lemma (see [23], Ch. II, Propositions 3, 4). The conclusions of Lemma 3.2 (c) follow from Lemma 3.2 (a) and Galois theory (cf. [24], Ch. VI, Theorem 1.12), and those of Lemma 3.2 (b) follow from Lemma 3.2 (a), (c) and the definition of the Krull topology on and . ∎
Lemma 3.3**.**
Let be a Henselian real-valued field, its completion, and an extension of in . Identify with its -isomorphic copy in , where , and with the topological closure of in , and put . Then is an intermediate valued field of .
Proof.
It follows from Lemma 3.2 (a), (c) and the Henselian property of that the mapping Fe, by the rule , is bijective and degree-preserving. This implies that, for each , the restriction of the norm map on equals , which shows that is a valued field extension (see, e.g., [30], Lemma 1.6). At the same time, observing that is Henselian and is a completion of with respect to the topology of (see [24], Ch. XII, Proposition 3.1), one obtains that if is a finite extension of in , then extends upon . As equals the union , when runs across the set of finite extensions of in , these facts prove Lemma 3.3. ∎
Next we present characterizations of those fields of dimension , which lie in the class of algebraic extensions of any HDV-field with quasifinite. They are stated as two lemmas. For a proof of the former one in the case where is a local field with char, see [29], Ch. II, 5.6, Lemma 3.
Lemma 3.4**.**
Let be an HDV-field with quasifinite, and let be an algebraic field extension. Fix some , and in case , suppose that is separable or is an almost perfect field. Then Br if and only if one of the following three equivalent conditions is fulfilled:
(a)* Br, for every algebraic extension ; this holds if and only if Br, when runs across the set Fe;*
(b)* For any pair , , does not divide the period of the quotient group of by the norm group of the extension ;*
(c)* There exists is a sequence , , of finite extensions of in , such that divides the degree , for each index .*
Proof.
Our starting point is the fact that is a quasilocal field, in the sense of [7], which implies the following:
(3.6) For any pair of finite extensions of , such that and is separable over , the group Br consists of all elements of Br of orders dividing (see [28], Ch. XIII, Sect. 3; [7], Corollary 8.5); the assertion holds without the assumption that is separable, provided that is an almost perfect field (cf. [7], Corollary 8.6).
Note also that Br equals the union of the images of Br under the scalar extension maps , when runs across the set of finite extensions of in (cf., e.g., [7], (1.3)). This indicates that Br if and only if Br, for any . Observe now that if , , are fields satisfying condition (c) of Lemma 3.4 with respect to , then for each finite extension of in , the sequence , , has an infinite subsequence satisfying the same condition with respect to . At the same time, the violation of condition (c) means that there is a finite extension of in , such that does not divide the degree of any finite extension of in . Therefore, by (3.6), maps Br injectively into Br. Since Br is isomorphic to the quotient group (cf. [28], Ch. XIII, Sect. 3), whence, Br for every finite extension , these remarks enable one to deduce from (3.6) (under the hypothesis that , , are separable, or is almost perfect) the following: (i) conditions (c) and (a) of Lemma 3.4 are equivalent; (ii) condition (c) holds if and only if Br. For a proof of the equivalence of conditions (a) and (b), and of the former part of condition (a) to the latter one, we refer the reader to [29], Ch. II, 3.1, and [17], Theorem 6.1.8.
It remains to be seen that if , then the assertions of the lemma hold, for any algebraic extension . Let be the maximal separable extension of in . It is well-known that if , then char and finite extensions of in are of -primary degrees (cf. [24], Ch. V, Corollary 6.2). This enables one to prove that Br is a subgroup of Br (see [27], Sect. 13.4). Note finally that, by the Albert-Hochschild theorem (cf. [29], Ch. II, 2.2), maps Br surjectively upon Br. When , these observations show that induces an isomorphism Br, so we have Br. The obtained equivalence completes the proof of Lemma 3.4, since its assertions apply to the extension . ∎
It is known that, for any field , conditions (a) and (b) stated in Lemma 3.4 are equivalent, and when they hold, is a profinite group of cohomological -dimension cd; this implication is an equivalence in case is perfect or (cf. [29], Ch. II, 3.1, and [17], Theorem 6.1.8). Thus it follows that dim, for any pair , (cf. [29], Ch. II, 3.1). Clearly, if and only if the -form has a nontrivial zero over , for each , where and is the norm form of degree in algebraically independent variables over , associated with a fixed -basis of . This standardly proves the fact that -fields have dimension (cf. [29], Ch. II, 3.2) and leads to the problem of whether the converse holds if one restricts to fields from special classes of sufficient research interest, such as the class of Henselian fields algebraic over a global field , and the class defined in Section 2 (for other classes, see [20], Theorem B, and [26]).
Lemma 3.5**.**
Let be an HDV-field with quasifinite, and let be an algebraic extension. Then Br, for a given , if and only if and .
Proof.
Suppose first that and . Then, by Lemma 3.1, there exists a degree extension of in ; also, by assumption, there is of value . Fix a generator of and consider the cyclic -algebra (for the definition of , see, e.g., [17], Sect. 2.5). It is known that is a nicely semiramified division -algebra of dimension , in the sense of Jacob-Wadsworth (see [30], page 452, and further references there). In particular, equals the centre of and the Brauer equivalence class of is an element of order in Br, which shows that Br.
In the rest of the proof of Lemma 3.5, we assume that Br. Our goal is to show that and . We first prove that . As is quasifinite, is isomorphic to the profinite group , so it follows from Lemma 3.1 and the equality , that if , then contains as a subfield a -extension of . Hence, by Galois theory, condition (c) of Lemma 3.4 holds with respect to . This requires Br and Br, which is a contradiction proving that .
We turn to the proof of the assertion that . Denote by the maximal separable extension of in . Since Br, Lemma 3.4 yields Br and implies the existence of a finite extension of in , such that , for any finite extension of in . In view of (3.3) (or the isomorphism , see [12], Corollary 14.2.2), this means that , which completes the proof of Lemma 3.5 in the case where char. We assume further that char. Then is purely inseparable over , whence finite extensions of in are of -primary degrees. Therefore, (3.3) indicates that if , then , as claimed.
Suppose now that , put and , fix an algebraic closure of , denote by the algebraic closure of in , identify the field with the topological closure of in , and put . Consider the fields and . We first show that , where is the maximal purely inseparable extension of in . Our proof relies on the fact that, by (3.2) (b), is a complete discrete valued field with . Observing also that is a finite extension, whence is a quasifinite field, one obtains from (3.5) (a) (or rather, from the fulfillment of condition (3.4) (b)) that . As the extension is separable (it preserves the separability of ), this allows to deduce from [5], Lemma 2.12 (and [24], Ch. V, Corollary 6.10) that . Thus it turns out that, for each , there exists a unique pair , such that and are purely inseparable extensions of degree . Moreover, one obtains the following:
(3.7) (a) , and for each , and ; also, for any with , , where is the -th root of ;
(b) The union of the fields , , is a perfect field, and equals the set (this description of characterizes the property that , see Remark 1 in [29], Ch. II, 3.2).
Clearly, is the maximal purely inseparable extension of in . As is separable over , this implies the set of purely inseparable extensions of in is equal to , where (cf. [24], Ch. V, Corollary 6.10), and for each , is a field extension of degree . It is now easy to see that , , and also, and , , are all purely inseparable extensions of in , so the equality is proved.
We continue with the proof of the inequality . As noted above, the field extension is separable, and since , it follows that is also separable whereas is purely inseparable. Identifying the completion of with the topological closure of in , one obtains similarly that is purely inseparable as well. Observe that , and satisfy the conditions of Lemma 3.3. Note also is a valued field extension, so it follows from Lemma 3.3, applied to , and , and from the uniqueness of the prolongations of , and on , , and , respectively (cf. [12], Proposition 14.2.5), that is an intermediate valued field of . This implies the topologies on and associated with and , respectively, are induced by the topology of (which in turn is determined by , see [12], Theorem 9.3.2). Moreover, and are dense in , and both and are Henselian, which guarantees the injectivity of the maps and (cf. [9], Theorem 1). Since, by basic well-known properties of tensor products (cf. [27], Sect. 9.4, Corollary a), equals the composition , this implies is injective, so it follows from the nontriviality of Br that Br. Note further that . Assuming the opposite, one obtains from (3.7) (b) that must equal the (perfect) field . Therefore, must also be perfect, which requires Br (cf. [1], Ch. VII, Theorem 22) - a contradiction proving that .
It is now easy to complete the proof of the inequality (and of Lemma 3.5). Indeed, is an HDV-field, and we have , so it follows from [12], Corollary 14.2.2, that is HDV as well. As and is purely inseparable, (3.7) (a) shows that is totally ramified; in particular, . Note further that is a quasifinite field, is a separable extension and Br. Therefore, violates condition (c) of Lemma 3.4, which enables one to deduce from (3.3) and the inequality that . Since is an intermediate valued field of , whence, , the inequality now becomes obvious, so Lemma 3.5 is proved. ∎
Lemma 3.5 shows that if is an HDV-field with quasifinite, and is an algebraic extension, then dim if and only if the intersection is the empty set, where and .
Remark 3.6*.*
Let be an HDV-field with quasifinite and char, and let be any algebraic field extension. Then it follows from (3.3) and Lemma 3.5 that Br if and only if one of the conditions (a) and (b) of Lemma 3.4 holds; also, by the proof of Lemma 3.4, the assumption that Br ensures that condition (c) is satisfied. The fulfillment of condition (c), however, does not guarantee that Br if has an infinite purely inseparable extension with and (see [7], Remark 8.7, for examples of such HDV-fields). Then is HDV and is quasifinite, proving that Br; hence, Br, . On the other hand, there are fields , , such that , for each ; therefore, satisfies condition (c) of Lemma 3.4.
At the end of this Section, note that, for an arbitrary field , the assumption that Br is, generally, weaker than conditions (a) and (b) of Lemma 3.4. As shown by M. Auslander, the formal power series field , where is the compositum of finite Galois extensions of in with solvable Galois groups, satisfies Br but violates condition (a), for each (see [29], Ch. II, 3.1). If, however, and Br, for some , then Br whenever (see [13], Theorem 4); this can also be deduced from Lemma 3.4 and [29], Ch. II, Proposition 9.
4. Proof of Theorem 2.2
Let be an HDV-field with quasifinite, and let be an algebraic extension, and . Then, by Lemma 3.5, dim if and only if . Moreover, by Lang’s theorem (see [22], Theorem 10), is a -field if and (the emptiness of ensures that , whence, preserves the type of ). Therefore, in this Section, we prove Theorem 2.2 considering fields with dim and . Our proof relies on the following lemma:
Lemma 4.1**.**
Let be an HDV-field with quasifinite, and , be nonempty proper subsets of . Then there exists an algebraic extension , such that and ; hence, Br if and only if .
Proof.
Denote by the compositum of the maximal -extensions , , of in . It follows from Lemma 3.1 that has a Galois extension in with and . As is quasifinite and , this enables one to deduce from Galois theory (cf. [24], Ch. VI, Theorem 1.12) and Lemma 3.1 that is isomorphic to the topological group product . Moreover, Br, , by Lemma 3.5. Now fix an algebraic closure of , take a generator of the ideal , and for each , denote by the set , where , is a sequence defined inductively so that , and , for every . It is easily verified that for any , the extension is infinite and finite subextensions of in are totally ramified of -primary degrees. Therefore, by Lemma 3.5, Br and , for .
Consider now the compositum of the fields and , . The described properties of and , , ensure that satisfies the following conditions:
(4.1) (a) Finite extensions of in are totally ramified and their degrees are not divisible by any ;
(b) is isomorphic to , and if and only if .
Statements (4.1) imply and , so it follows from Lemma 3.5 that Br if and only if . Lemma 4.1 is proved. ∎
Next we show that possesses subsets and of satisfying the following:
(4.2) (a) is infinite, , and for each , there is , such that and all prime divisors of lie in ;
(b) is a -primary number, for any
with .
The proof of (4.2) relies on Dirichlet’s theorem about the prime numbers in an arithmetic progression, and on the Chinese Remainder Theorem. Using repeatedly these theorems, one obtains inductively that there exist positive integers , , such that:
(4.3) (a) , , and for each , and ;
(b) If , then ,
, , and .
Let now and for some . Arguing by induction on , and using (4.3), one obtains that , for any , i.e. . Moreover, it is easily verified that and satisfy conditions (4.2), where , for each .
We prove Theorem 2.2. Suppose that and are defined in accordance with (4.3), and and have the properties required by Lemma 4.1 (equivalently, by (4.1) (b)). Fix elements , , of values and , for any . It follows from (4.1) (b), Galois theory (cf. [24], Ch. VI) and the definition of that has cyclic extensions and , such that , and , for each . Take primitive elements of and of , so that the residue classes and are primitive elements of and , respectively, and consider a system , , of algebraically independent variables over . In view of Lemma 3.1 and Galois theory, and are cyclic field extensions of degrees and , respectively, and the product of the norms
[TABLE]
is a form of degree in the variables , , with coefficients in . Moreover, since is Henselian, it follows from the inclusion , the assumptions on and , and the inequality that
(4.4) , for every -tuple with components ; if and only if , .
One also deduces from (4.4) that , provided that
, , for , and , for some index . Let now ; , be a system of algebraically independent variables over , and let , where , , for each fixed . Using the noted properties of and the fact that , one obtains that
(4.5) For any , is an -form of degree in variables, and without a nontrivial zero over ; in particular, is not a -field.
It follows from (4.1) (b) and Galois theory that if is a finite extension of , then and . Therefore, preserves the properties of described by (4.1) (b), which enables one to show by the method of proving (4.5) that is not a -field. Theorem 2.2 is proved.
Theorem 2.2 and our next result exhibit the fact that, for any global or local field , algebraic extensions of with dim need not be -fields.
Corollary 4.2**.**
Let be a global field, a Krull valuation of , and the maximal separable extension of in . Then has an algebraic extension , such that dim and finite extensions of are not -fields.
Proof.
Denote by the continuous prolongation of on , and by the valuation of induced by . Observe that is HDV as well as an intermediate valued field of (see (3.2) and the end of Section 1). Hence, and equals the residue field of ; in addition, is finite. Now Corollary 4.2 is proved by applying Theorem 2.2 to . ∎
Corollary 4.3**.**
Let be an HDV-field with quasifinite, and let be an algebraic extension of with . Assume that and are integers, such that , every divisor of lies in , and every dividing lies in . Then dim and there exists an -form of degree in variables, without a nontrivial zero over ; in particular, is not a -field and contains at least elements.
Proof.
The inequality dim follows from Lemma 3.5 and the condition on . Also, our assumptions show that , is of cardinality , and there exist fields with , for . Using the cyclicity of finitely-generated subgroups of , one obtains that the set is a subgroup of of index , and the group is cyclic. This allows to define (like in the proof of (4.5)) an -form as required by Corollary 4.3. ∎
Note that if and are integers with and , then . This implies the existence of various subsets and of , such that , and , , for any pair satisfying and . Therefore, Lemma 4.1, Corollary 4.3 and the proof of Theorem 2.1 make it easy to demonstrate the fact that fields of dimension and without the property are not uncommon for the class of algebraic extensions of any local or global field.
Remark 4.4*.*
It is known that PAC fields have dimension (see [15], Theorem 11.6.4, Corollary 11.2.5). Note also that cd, for any field with dim. Conversely, if is a profinite group with cd, then , for some perfect PAC field (see [25], page 44; [15], Corollary 23.1.2). The question of whether almost perfect PAC fields are of type seems to be open. As global fields are almost perfect, it relates Problem 2.3 to the main topic of this paper. A conjecture of Ax predicts, for perfect PAC fields, that the answer to the question is affirmative. It has been proved in characteristic zero (in [21]), and for a perfect PAC field with a pro--group, where (see [32], Sect. 3). These results imply one cannot prove that a field with dim and char is not of type , using only topological invariants of .
Corollary 4.5**.**
With assumptions being as in the proof of Theorem 2.2, for each finite extension of odd degree, there is a finite subset , such that the forms , , are without nontrivial zeroes over .
Proof.
We first show that the norm group equals , for any and each finite extension of in an algebraic closure of , such that , where and . It is easily verified that , and the restriction of the mapping on coincides with ; therefore, . Note also that equals the compositions and , which yields and , for all . As , these facts show that , so it turns out that , as claimed. It follows from this result that, for any , the form defined over as in the proof of Theorem 2.2, can be defined essentially in the same way over any finite extension of of degree relatively prime to ; hence, does not possess a nontrivial zero over . Since, by (4.3), is equal to if and , this proves Corollary 4.5. ∎
Our next result allows us to lift the restriction on in Corollary 4.5:
Proposition 4.6**.**
In the setting of Theorem 2.2, the algebraic extension of can be chosen so that dim and there exist -forms , , without nontrivial zeroes over , which satisfy the following conditions:
(a)* deg and depends on variables, for each and some , such that ;*
(b)* The sequence , , increases and consists of odd pairwise relatively prime numbers;*
(c)* For any finite extension , there is a finite subset of , such that none of the forms , , has a nontrivial zero over .*
To prove Proposition 4.6 we need the following lemma:
Lemma 4.7**.**
For each finite subset of , there exists , such that every odd integer is presentable as a sum of three distinct prime numbers greater than any element of .
Proof.
This follows from the fact that for any with , there exists , such that each integer equals the sum , for some , , depending on so that . The fact itself has been established by Ax and deduced from Vinogradov’s theorem on the Ternary Goldbach Problem (see [4, Lemma 2]). ∎
Proof of Proposition 4.6. Proceeding by induction on , and using Lemma 4.7, one proves the existence of -tuples , , satisfying the following conditions, for each index :
(4.6) (a) and lie in , and ;
(b) and .
The rest of our proof goes along the lines drawn in the concluding part of the proof of Theorem 2.2 (after (4.3)), so we present only its main steps and omit details. Put and . It follows from (4.6) that ; also, by Lemma 4.1, there is an algebraic extension of with and . Therefore, dim and conditions (4.1) (b) hold, which ensures the existence of cyclic extensions , and , , of in of degrees , and , for each . Fix primitive elements , , and of , and , respectively, so that the residue classes , and be primitive elements of , and , respectively. Take a system , , of algebraically independent variables over , and let be the product of the norms
[TABLE]
[TABLE]
Clearly, and the specializations of , where and all , are subject to the restrictions of (4.4) (here is replaced by ). Also, is an -form of degree , such that if , , , and , for some . Now fix , observe that , take some of value and , and consider a system ; , of algebraically independent variables over . It follows from the preceding observations on that the polynomial has the properties described by (4.5) (with instead of ), where , , for each fixed . Moreover, arguing as in the proof of Corollary 4.5, one obtains that is without nontrivial zeroes over any extension of of degree relatively prime to the product . Since (4.6) implies and , for , , this completes our proof.
Remark 4.8*.*
The problem of finding relations between Diophantine properties of a field and the sequence cd, , has attracted lasting interest in the study of some modifications of the -condition, introduced in [19]. The research on this topic focuses on several conjectures stated in [19]. One of them claims that a perfect field is of type , provided dim and is a pro--group, for some (and so suggests a generalization of the Ax conjecture noted in Remark 4.4). The stated generalization need not be true, see [11], [10], but it seems to be unknown whether it holds in case is an algebraic extension of or , for a fixed . We refer the reader to [32] and [18], for more results on other modifications of the -condition, considered in [19].
Note finally that the present paper leaves open the question of whether a Galois extension of a global or local field with dim is a -field. As shown in [8], if is a local field, char and dim, then , i.e. , for all . This, combined with Lemma 3.5, implies that if , then contains a -isomorphic copy of . Since, by Lang’s theorem (referred to at the beginning of this Section), is of type , it follows that so is . On the other hand, our research and the stated result of [8] indicate that the method of proving Theorem 2.2 does not lead to Galois extensions of satisfying the conditions and dim, which are not -fields.
Acknowledgements. The author wishes to thank the referee for a number of helpful suggestions, used for improving the presentation of this research as a whole, and particularly, of the proofs of Lemmas 3.4, 3.5 and Corollary 4.5. The research itself has partially been supported by the Bulgarian National Science Fund under Grant KP-06 N 32/1 of 07.12.2019.
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