Theory of double Cooper-pair tunneling and light emission mediated by a resonator
W. T. Morley, A. Di Marco, M. Mantovani, P. Stadler, W. Belzig, G., Rastelli, A. D. Armour

TL;DR
This paper develops a theoretical framework for understanding how double Cooper-pair tunneling in Josephson junctions, mediated by a resonator, can lead to photon emission, including regimes of coherent tunneling and photon blockade.
Contribution
It introduces an effective Hamiltonian for double Cooper-pair tunneling and identifies conditions for incoherent and coherent regimes, revealing potential for single-photon source applications.
Findings
Identification of conditions for incoherent double Cooper-pair tunneling.
Discovery of a regime of coherent double Cooper-pair tunneling.
Prediction of photon-blockade phenomena in the system.
Abstract
Photon emission by tunneling electrons can be encouraged by locating a resonator close to the tunnel junction and applying an appropriate voltage-bias. However, studies of normal metals show that the resonator also affects how the charges flow, facilitating processes in which correlated tunneling of two charges produces one photon. We develop a theory to analyze this kind of behavior in Josephson junctions by deriving an effective Hamiltonian describing processes where two Cooper-pairs generate a single photon. We determine the conditions under which the transport is dominated by incoherent tunneling of two Cooper-pairs, whilst also uncovering a regime of coherent double Cooper-pair tunneling. We show that the system can also display an unusual form of photon-blockade and hence could serve as a single-photon source.
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Theory of double Cooper-pair tunneling and light emission mediated by a resonator
W. T. Morley
Centre for the Mathematics and Theoretical Physics of Quantum Non-Equilibrium Systems and School of Physics and Astronomy, University of Nottingham, Nottingham NG7 2RD, United Kingdom
A. Di Marco
Fachbereich Physik, Universität Konstanz, D-78457 Konstanz, Germany
Department of Microtechnology and Nanoscience (MC2), Chalmers University of Technology, SE-41298 Göteborg, Sweden
M. Mantovani
Fachbereich Physik, Universität Konstanz, D-78457 Konstanz, Germany
P. Stadler
Department of Microtechnology and Nanoscience (MC2), Chalmers University of Technology, SE-41298 Göteborg, Sweden
W. Belzig
Fachbereich Physik, Universität Konstanz, D-78457 Konstanz, Germany
G. Rastelli
Fachbereich Physik, Universität Konstanz, D-78457 Konstanz, Germany
Zukunftskolleg, Universität Konstanz, D-78457 Konstanz, Germany
A. D. Armour
Centre for the Mathematics and Theoretical Physics of Quantum Non-Equilibrium Systems and School of Physics and Astronomy, University of Nottingham, Nottingham NG7 2RD, United Kingdom
Abstract
Photon emission by tunneling electrons can be encouraged by locating a resonator close to the tunnel junction and applying an appropriate voltage-bias. However, studies of normal metals show that the resonator also affects how the charges flow, facilitating processes in which correlated tunneling of two charges produces one photon. We develop a theory to analyze this kind of behavior in Josephson junctions by deriving an effective Hamiltonian describing processes where two Cooper-pairs generate a single photon. We determine the conditions under which the transport is dominated by incoherent tunneling of two Cooper-pairs, whilst also uncovering a regime of coherent double Cooper-pair tunneling. We show that the system can also display an unusual form of photon-blockade and hence could serve as a single-photon source.
I Introduction
The tunneling of electrons in mesoscopic conductors or scanning tunneling microscopy (STM) is often accompanied by the generation of photons. Photon emission at a particular frequency can be enhanced, and its detection facilitated, by coupling to a resonator stm1 ; stm2 ; holst ; stm3 ; hofheinz ; OBE2 . However, the resonator is not simply passive and it can exert a dramatic influence on the charge dynamics, leading even to a change in the effective charge that tunnels. Recent studies OBE2 ; OBE3 ; OBE4 ; OBE5 ; OBE6 have shown that the presence of an electromagnetic resonator mediates the correlated tunneling of two electrons through a barrier to generate a photon with an energy larger than either electron could individually have provided, a phenomenon known as overbias emission.
In this paper we present a theoretical analysis of overbias emission in superconducting circuits, considering a model circuit consisting of a Josephson junction (JJ) in series with an electrical resonator. When the voltage-bias applied is such that individual tunneling Cooper-pairs provide half the energy required to generate a photon, charge transport and photon production are dominated by correlated tunneling of two Cooper-pairs (see Fig. 1). Superconducting circuits are ideally suited to studying higher-order charge tunneling effects. In contrast to a normal conductor, all of the voltage-bias energy of tunneling Cooper-pairs has to be transferred to the electromagnetic environment holst ; hofheinz ; ingold and a high- resonator can be used to resonantly enhance a wide range of transport processes chen2014 . Furthermore, the photons produced and the charge current flowing are both readily measured hofheinz ; chen2014 .
Whilst photon emission due to tunneling of individual Cooper-pairs has been studied extensively, both experimentally hofheinz ; chen2014 ; cassidy ; westig17 ; amplifier ; singlephotonsource ; antibunched and theoretically paduraiu:12 ; leppa:13 ; armour2013 ; gramich2013 ; armour2015 ; simon2015 ; simon ; 4thorder ; clerk ; leppa18 ; bruder ; mendes ; hassler in JJ-resonator systems, higher-order tunneling remains almost completely unexplored. Here we derive an effective Hamiltonian describing tunneling of two Cooper-pairs and use it to investigate the charge transport and photon emission. As the Josephson energy of the junction is increased, nonlinearity up-converts the junction Josephson frequency to that of the resonator and the transport evolves from a regime involving tunneling of both one and two Cooper-pairs to one where incoherent double Cooper-pair tunneling dominates. At still larger Josephson energies, the double Cooper-pair tunneling becomes coherent. Although this resonance has been discussed within a classical analysis of the resonator dynamics meister , a quantum description of the coupled charge-photon dynamics has not been provided until now.
Our analysis also reveals that double-Cooper pair tunneling leads to a photon-blockade effect photonblockade ; sne which could be exploited as a single-photon source singlephotonsource . The effect is similar to that seen at single-Cooper pair tunneling resonances gramich2013 ; clerk , but the blockade we find occurs at a lower value of the resonator impedance, only slightly higher than that achieved in very recent experiments antibunched .
II Resonator-Junction System
The model system we consider consists of a LC-resonator with frequency in series with a Josephson junction. The resonator could be realised either as the fundamental mode of a superconducting cavity hofheinz ; chen2014 ; cassidy or as lumped-element oscillator antibunched (see Fig 1b). Taking into account the possibility of an additional low-frequency impedance in series with the junction, and assuming the resonator capacitance is much larger than that of the junctionarmour2013 ; meister , the system can be described by a Hamiltonian of the form gramich2013 ; bruder
[TABLE]
where is the lowering operator of the resonator, is the Josephson frequency set by the applied voltage, is the Josephson energy and gives the zero point flux fluctuations of the resonator in units of the flux quantum. The phase is conjugate to the number of Cooper pairs, , that have passed through the junction , so that the operator (for integer ) describes the transfer of -pairs. The value of is determined by the resonator impedance and although it is much less than unity in standard microwave cavities hofheinz ; chen2014 ; cassidy , very recent experiments antibunched utilised a JJ-resonator system with .
We assume that the resonator is subject to losses at a rate whilst voltage-fluctuations due to the presence of low-frequency impedances in the circuit leads to dephasing of the junction charge at a rate . In the limit of low temperatures, the master equation is given by gramich2013
[TABLE]
where . The dephasing term is equivalent to fluctuations in the bias voltage wang2017 and the value of is proportional to the zero-frequency voltage noise spectral density. Since typically , in many cases the dephasing can be neglected gramich2013 ; clerk ; wang2017 ; armour2017 and simply treated as a constant armour2013 ; wang2017 .
III Effective Hamiltonian Description
We focus on the regime where and processes in which two Cooper-pairs produce a single photon are expected to dominate. Moving to a frame rotating at frequency , the corresponding Hamiltonian can be written as
[TABLE]
with and
[TABLE]
where is a Bessel function of order , , is the photon number-operator and implies normal ordering.
We obtain an effective (time-independent) Hamiltonian for the system by averaging over short time-scales James (of order ), making what is in effect a second-order rotating wave approximation RWA2 ,
[TABLE]
where and are higher-order functions of the number operator and (see Appendix A for explicit expressions and a representation in the Fock-state basis). The overall factor of tells us that the effective Hamiltonian describes coherent processes in which a photon is created in the resonator and two Cooper-pairs pass through the junction. In terms of the original Hamiltonian, this is a second order-process James which can be seen as occuring via a range of intermediate (virtual) states as indicated by the sum arising in (5) (see Fig. 1c).
Equation 6 also describes a nonlinear shift in the resonator frequency meister which accounts for the shifted resonance seen in Fig. 1d. The origin of the frequency shift is rather like the ac-Stark effect, whereby an off-resonant field gives rise to shifts in atomic level spacings without inducing transitions James . In our case a strong off-resonant drive is present, but it also leads to up conversion (through the nonlinearity) which in turn drives resonant processes. Effective Hamiltonians which are similar in form (though significantly simpler) have been used to describe circuit-QED systems driven by external fields to engineer higher-order photon processes RWA2 ; six . In contrast, our effective Hamiltonian describes a higher-order charge transport process.
Although the full expressions for and are rather cumbersome (see Appendix A for details), if photon numbers are low and an expansion in which only the lowest-order terms in are retained is sufficient, leading to
[TABLE]
with .
IV Average photon numbers and charge current
The photonic properties of the system in the low photon-number regime are readily obtained using (7) and (2). Using standard methods carmichael:book , we find that the first order coherence function, , decays at a rate (details are provided in Appendix B). This implies that the linewidth of the resonator spectrum will be a factor of 4 larger than for the resonance at where a single Cooper-pair produces a photon gramich2013 ; this is important because it means a signature of the double Cooper-pair tunneling can be found by measuring just the resonator spectrum. The corresponding steady-state occupation number of the resonator
[TABLE]
grows as (to lowest order). In contrast to the spectral linewidth, the occupation number is only very weakly dependent on low-frequency voltage fluctuations (since in typical experimental set-ups hofheinz ; gramich2013 ; wang2017 ). In the following we set for simplicity.
Comparisons with numerical calculations qutip using the full Hamiltonian [Eq. 1] in Fig. 2a show that does indeed scale as , but only for intermediate values. For larger values, the contributions at higher order in which are described by (6) are required and the photon-number dependent nonlinearities lead to a saturation in photon numbers. However, the behavior at very low is not captured by the effective Hamiltonian (6). This is inevitable because the system is bound to have a period matching that of the underlying Hamiltonian (7) in the limit of very weak , whereas the effective Hamiltonian only describes oscillations at .
The low- behavior can be obtained through a physically transparent semiclassical analysis (details of which are given in Appendix C), utilising the fact that for the system can be mapped onto a nonlinearly driven oscillator armour2013 ; meister ; armour2017 . This reveals that there is a competition between oscillations with periods and leading to contributions to (time-averaged) that grow as and respectively. The contributions have the same weight when [see Fig. 2a].
The instantaneous expectation value of the current flowing through the junction is given by . Since the dissipative terms in the master equation transfer no charge, the current operator is defined by the operator gramich2013 ; armour2017
[TABLE]
The expectation value of the current is not stationary, but averaging over a time leads to a corresponding expression for the average, or dc, current:
[TABLE]
We can also use the effective Hamiltonian to write down an expression for a time-averaged current operator directly,
[TABLE]
In terms of the Cooper-pair tunneling rate, , this expression taken together with (2) leads to a straightforward relationship in the steady-state: . The ratio has this simple integer value because the effective Hamiltonian describes a resonator oscillating at a single frequency (it is stationary in the frame rotating at ) in which individual photons are always generated (or destroyed) in association with the tunneling of two Cooper-pairs [see (6)]. As Fig. 2b shows, when is calculated using (9) there is excellent agreement with the prediction of the effective Hamiltonian approach at sufficiently large values, but it drops below 2 when is very small and oscillations at the Josephson frequency can no longer be neglected. In this regime the charge transport is a mixture of processes involving either two or one Cooper-pair(s).
V From incoherent to coherent double Cooper-pair tunneling
To gain an understanding of how the charge transport takes place, we define a time-averaged current noise bb for the system through the relation
[TABLE]
When the effective Hamiltonian holds, an equivalent expression for the current noise can be written in terms of the time-averaged current operator, (11). The corresponding Fano factor, , compares the noise to that of a Poissonian process involving a single Cooper-pair armour2017 , providing a convenient way of characterising the behavior.
As Fig. 3 shows, using the effective Hamiltonian leads to a value of which tends to 2 in the limit of small ; this signifies incoherent tunneling of two Cooper pairs clerk2 (i.e. charge ). For larger values, drops. We know that in this regime on average two Cooper-pairs tunnel for each photon entering the resonator so this implies that the transport of pairs of Cooper-pairs becomes coherent grabertepl . This is accompanied by sub-Poissonian photon statistics within the resonator (i.e. , see the inset of Fig. 3), and is similar to the transition from incoherent to coherent tunneling of single Cooper pairs gramich2013 ; armour2017 that occurs for . For low values of the effective Hamiltonian approach fails and numerical calculations using (12) and the full time-dependent Hamiltonian show that drops below 2, but in this case it is because single Cooper-pair tunneling processes have become important.
The regime where charge transport is almost entirely due to incoherent double Cooper-pair tunneling (IDCPT), and hence , maps onto the domain of validity of (7): set below by the crossover to (off-resonant) single-Cooper pair tunneling events () and above by the onset of strong effective nonlinearities (). Hence, we expect IDCPT to dominate when , which means that it will only be well-separated from other transport regimes for weak damping, .
VI Single photon nonlinearity and photon blockade
We now turn to the strongly non-classical behavior of the system which emerges when . Of particular interest is the behavior of the matrix element , for which a closed form expression can be derived analytically (see Appendix A). If this is zero the system becomes trapped within the two-state basis of the Fock states gramich2013 ; clerk ; simon ; esteveth . As a consequence, the corresponding correlation function vanishes indicating photon-blockade and the system can function as a single photon source antibunched .
Despite their apparent complexity the matrix elements of the effective Hamiltonian (6) do have zeros, implying destructive interference of the many processes which contribute (Fig. 1c), and hence there is a strong photon blockade effect as Fig. 4 illustrates. The zero of with lowest occurs at . Surprisingly, this is a significantly lower value than the corresponding matrix-element zero that occurs for the single photon resonance where Cooper-pairs tunnel individually () which occurs at gramich2013 ; antibunched .
VII Conclusions
In conclusion, we have analysed charge transport and photon emission in a JJ-resonator system biased so that the Josephson frequency is just half the resonator frequency. As the Josephson energy is increased, the underlying dynamics of the system crosses over from oscillations at the Josephson frequency to the resonator frequency, accompanied by a corresponding crossover in charge transport from single to double Cooper-pair tunneling. By deriving an effective Hamiltonian description, we found that whilst double Cooper-pair transport is incoherent when it first begins to dominate, a regime of coherent double-Cooper pair tunneling emerges at larger Josephson energies. For large resonator impedances the system displays a photon blockade which could be exploited as a single photon source.
Whilst double Cooper-pair processes are higher-order in both the Josephson energy and resonator impedance than their single Cooper-pair counterparts, the values of both these quantities can be tuned in experiments within broad ranges (e.g. up to antibunched and beyond chen2014 ), making the novel charge transport and photon-emission regimes we describe readily accessible with current device architectures chen2014 ; cassidy ; westig17 ; amplifier ; singlephotonsource ; antibunched . Our work opens the way for future work exploring how charge transport might be controlled via microwave cavities and could also stimulate interest in overbias emission in superconducting STM SCSTM , a potentially very fruitful direction given the rich behavior seen in normal state STM OBE2 ; OBE3 ; OBE4 ; OBE5 .
Note Added: In the final stages of preparing our paper another study appeared which also involves double Cooper-pair tunneling devoret , albeit in a very different context.
Acknowledgements
We thank J. Ankerhold, B. Kubala, B. Lang and F. Portier for useful discussions. This work was supported by the Engineering and Physical Sciences Research Council [grant number EP/P510592/1] through a studentship held by WTM, through a Leverhulme Trust Research Project Grant (RPG-2018-213), by the German Excellence Initiative through the Zukunftskolleg and the Deutsche Forschungsgemeinschaft (DFG) through the SFB 767.
Appendix A Effective Hamiltonian
The operators and that appear in the expression for the effective Hamiltonian [Eq. (6)] are defined by the relations,
[TABLE]
with , where the Hermitian operator is a function of the number operator only and is defined as
[TABLE]
The effective Hamiltonian [Eq. (6)] can also be expressed directly in terms of the Fock state basis,
[TABLE]
with the matrix elements defined as
[TABLE]
where is the -th eigenvalue of (i.e. ), which is given by
[TABLE]
Using this matrix representation, one can then derive closed form expressions for specific matrix elements of the Hamiltonian. In particular, we find
[TABLE]
with the (Gauss) error function. As discussed in the main text, this has its first zero at [see the inset of Fig. 4].
Appendix B First-order coherence function
In this section we outline the calculation of the first-order coherence function, a similar calculation for the single-Cooper pair resonance (where ) is discussed in Ref. gramich2013, . Starting from Eqs. (2) and (7), we obtain the equations of motion
[TABLE]
where . Hence, using the regression formula carmichael:book we find
[TABLE]
Using the steady-state values ()
[TABLE]
leads to
[TABLE]
Finally, assuming , we can simplify this to
[TABLE]
Appendix C Semiclassical Analysis
A simple semiclassical model for the system (similar in spirit to that discussed in Ref. meister, ) is obtained from Eqs. (1) and (2) by making the ansatz that the resonator is in a coherent state . Taking the limit and setting for convenience, we find
[TABLE]
For and the very smallest values the system will behave like a linear oscillator subject to two off-resonant drives so that in the limit of long times, with constants . However, for slightly larger values the nonlinearity will up-convert the oscillations (with amplitudes ) at frequency into an effective drive near the resonant frequency (), to take these into account we assume a solution of the form , substituting this into (29) and assuming harmonic balance leads to the relations
[TABLE]
Using the fact that , assuming and working to 4th order in (and 6th order in ) leads to the approximate expression
[TABLE]
where the bar implies a time average. The oscillations at give rise to a contribution to that grows as , whilst the oscillations at frequency give rise to one that grows as . The crossover between these two components is obtained by equating the two terms in the braces. As (30) and (34) make clear, the amplitude oscillating at is indeed an upconversion of the oscillations at . Furthermore, one cannot neglect the most off-resonant component (), doing so leads to a value for which is very noticeably less accurate. Notice that the component of the average occupation number,
[TABLE]
matches Eq. (8) in the limit , up to higher-order corrections (in and ) arising from the frequency shift . The frequency shift can also be obtained within the semiclassical approach, but through a calculation that goes to higher order meister . In Fig. 2, Eq. 35 is the expression plotted, whilst the one is the corresponding part of (34),
[TABLE]
In the semiclassical description, the time-averaged current is given by
[TABLE]
Using the same ansatz for as above, together with the assumptions , and again working to 4th order in (and 6th order in ) leads to
[TABLE]
Hence in the limit the time-averaged current to photon number ratio will be
[TABLE]
This matches the drop below unity seen in the upper panel of Fig. 2. On the other hand, if just the contributions are included then the ratio is simply 2.
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