A New Universal Definition of $\mathbb{F}_q [t]$ in $\mathbb{F}_q (t)$
Brian Tyrrell

TL;DR
This paper provides a more direct universal first-order definition of the polynomial ring _q[t] within its field of fractions _q(t), using a minimal number of quantifiers in a logical language.
Contribution
It introduces a new, more straightforward universal definition of _q[t] in _q(t) with fewer quantifiers, improving on existing literature.
Findings
Universal definition uses 89 quantifiers, more direct than previous.
Modified to a parameter-free universal definition with 90 quantifiers.
Assumes odd characteristic of _q for the definitions.
Abstract
This paper gives a universal definition of in using 89 quantifiers, more direct than those that exist in the current literature. The language we consider here is the language of rings with an additional constant symbol . We then modify this definition marginally to universally define in without parameters, using 90 quantifiers. We assume throughout that the characteristic of is odd.
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Taxonomy
TopicsCoding theory and cryptography · Finite Group Theory Research · Algebraic structures and combinatorial models
A New Universal Definition of in
Brian Tyrrell
Mathematical Institute, Woodstock Road, Oxford OX2 6GG.
Abstract.
This paper gives a universal definition of in using 89 quantifiers, more direct than those that exist in the current literature. The language we consider here is the language of rings with an additional constant symbol . We then modify this definition marginally to universally define in without parameters, using 90 quantifiers. We assume throughout that .
*2010 Mathematics Subject Classification: * 12L12 (primary) and 03C60 (secondary).
1. Introduction
One motivation for definability questions (such as determining a universal definition of in , or an existential definition of in ) stems from David Hilbert’s famous list of 23 problems, published in 1900 [7]. In particular, his tenth problem (H10) requests to prove is decidable. We know now after the work of Davis, Putnam, Robinson, and Matiyasevich [3, 9] that this theory is in fact undecidable. However, as is often the case in mathematics, the answer to a good question itself raises more questions than answers available. The ‘natural’ generalisation of H10 is to determine the decidability of , and this question still remains open. There are two paths, amongst others, before us in the quest to answer “H10 over ” – one path’s approach is via the definability of in , the other is via H10 over other rings and fields. The former approach is useful as follows: if one had an existential definition of in , then the undecidability of follows from the undecidability of . The latter approach is more philosophical; if one understood the behaviour of H10 over different rings and fields, one could possibly gain a deeper insight into the problem and use this to solve H10 over , and go further with further generalisations such as H10 over or where is a number field.
This paper lies in the middle between these two paths. A significant addition to the definability approach of solving H10 over was made in 2016 by Koenigsmann [8], who provided a universal definition (later improved by Daans [1, 2]) and a -definition of in , the latter only using one universal quantifier. For the latter more philosophical path it is worth noting that both and are undecidable (in ) [4, 11, 14] which seems almost to suggest (by the function field analogy) that a more complete understanding of H10 made in the function field context would be useful for determining H10 over . This paper is not the first to explore definability questions in function fields; Eisenträger & Morrison [6] adapted Park’s [10] universal definition of in from number fields to function fields, and this definition was vastly simplified by Daans [2] who in fact provided a universal definition of the ring of -integers in a global field where is a finite nonempty set of primes of . In [1] there is also a shorter, more easily attained universal definition of in than Koenigsmann ([1, Theorem 4.3.3]), and it is from this theorem that the main result of the paper sprang.
Theorem**.**
Assume . There is a universal definition of in given by 89 quantifiers, and a universal -definition given by 90 quantifiers.
The essence of [1, Theorem 4.3.3] can be summarised as follows: the main goal of the theorem is to find an existentially defined set of conditions on parameters such that
- (1)
If satisfies this forces , where
[TABLE]
and is the quaternion algebra with . 2. (2)
If satisfy , then , where is the Hilbert symbol
[TABLE]
This will ensure, by Hilbert Reciprocity, is always nonempty. 3. (3)
For each prime , one can find satisfying such that . Equivalently, there exist satisfying such that
[TABLE]
Then we obtain a universal definition
- (4)
,
where is a universally defined union of localisations of at primes .
To accommodate the fact that all primes of are, in some sense, “finite” (nonarchimedian) we will have to modify (1) in order for to have a universal definition in this setting. We shall find a new set of existentially defined conditions on parameters such that
- (1’)
If satisfies this forces .
- (2)
If satisfy , then , where is the prime of corresponding to the valuation , and .
- (3)
For each prime , one can find satisfying such that .
Then we will obtain a universal definition as follows: writing for localised at a prime ,
- (4)
,
from which a universal definition of in can be quickly obtained.
At the time of writing this led to the shortest (in number of quantifiers) known universal definition of in , however using some intricate quaternion algebra theory and deep class field theory, Daans [2] proves there is a universal definition of in requiring only a breathtaking 65 quantifiers.
Let us begin our definition by first determining .
2. A New Universal Definition
We will assume that (necessary for Lemma 2.2 & Theorem 2.7). We first need the following characterisation of nonsquares of :
Lemma 2.1**.**
Any nonsquare of is of the form , or where and is a nonsquare.
Proof. This is an application of Hensel’s Lemma exactly.
Lemma 2.2**.**
The quaternion algebra
[TABLE]
with multiplication defined by , is nonsplit, where and is a nonsquare.
Proof. Using [13, XIV.3.8], for a -adic unit ,
[TABLE]
Thus if and only if is odd and is a nonsquare (as it was chosen to be). Hence is nonsplit. Note this also means is nonsplit too.
We adopt the following piece of notation: if is a prime of (where is a monic and irreducible polynomial) then the residue field of under the -adic valuation is denoted and is isomorphic to the set of polynomials of of degree strictly less than . The residue map is denoted . We will make use of the Legendre symbol, which in this context is defined as:
Definition 2.3**.**
Let be a prime (that is, the monic and irreducible polynomial corresponding to the principal prime ideal ) and , where . Then
[TABLE]
Lemma 2.4**.**
Let be a prime and be nonsquare. If is odd, then . If is even, then .
Proof. This follows from [12, Prop. 3.2].
Lemma 2.5**.**
Given a prime and nonsquare, one can choose a prime of of opposite parity in degree to such that is a nonsquare of . Moreover, this choice can be made independent of .
Proof. By Dirichlet’s Theorem on primes in arithmetic progressions there are infinitely many primes equivalent to mod for any . Moreover, for large enough, there is a prime of degree in this arithmetic progression [12, Theorem 4.8].
Therefore if is of odd degree then we can choose to be monic, irreducible, of even degree and , where . If has even degree then we can choose to be monic, irreducible, of odd degree and where is a nonsquare. Then is a nonsquare of , according to Lemma 2.4.
These lemmata will contribute to the next result. First, we introduce more notation. For , let denote “ as an element of is a square”. An equivalent statement, by Lemma 2.1, is that the degree of is even and (writing ) the leading coefficient is a square. Let be a nonsquare and let denote
[TABLE]
Finally define
Definition 2.6**.**
The complicated choice of will be justified in the upcoming theorem.
Theorem 2.7**.**
We have
[TABLE]
where
[TABLE]
Proof. To begin, consider the set of primes in more detail.
[TABLE]
Assume for the purpose of contradiction that : then and are both even. Assume one of them is nonzero.111If , then and ; a contradiction too.
[TABLE]
however must satisfy the equation of a finite field; with our assumption of a noneven characteristic, we have a contradiction. Thus
[TABLE]
We will now prove is nonempty for : any nonsquare of is of the form , or for and a nonsquare, by Lemma 2.1. For considered as elements of , there are at most 9 possible classes for modulo squares of :
[TABLE]
for nonsquares. However out of these possible scenarios, only four are allowed by choice of and : and . By the rules of quaternionic bases we conclude is nonsplit for any such if and are nonsplit. However by Lemma 2.2 we know these are nonsplit.
This demonstrates that if , then . As well as this, by Hilbert Reciprocity we conclude the quaternion algebra given by must be nonsplit at some non-infinite prime too, meaning is nonempty. This allows us to conclude for each , therefore
[TABLE]
We will now prove the reverse inclusion. Consider the prime ideals of ; these are principal ideals with a monic and irreducible polynomial.
Set and according to Lemma 2.5. By this choice of and , as is odd and is a nonsquare of . Also, if is a prime such that , , it follows that and is either a -unit (in which case ) or . In this case,
[TABLE]
By the law of Quadratic Reciprocity (cf. [12, Theorem 3.3]),
[TABLE]
as and have opposite parity in degree (and is not a power of 2). Consider the following two cases.
- Case 1:
has odd degree. Then by Lemma 2.5, meaning . Also by Lemma 2.4, so
[TABLE]
- Case 2:
has even degree. Then by Lemma 2.5, meaning . Also by Lemma 2.4, so
[TABLE]
In either case, we conclude . So by choice of and , and naturally are the only primes at which the algebra is nonsplit. Moreover by design , so and
[TABLE]
as required.
We will show now that of Definition 2.6 is existentially definable.
Lemma 2.8**.**
Let be a nonsquare and let denote
[TABLE]
Then is equivalent to an existential formula.
Proof. For , consider : “ as an element of is a square”. Quantifying over , this is captured by
[TABLE]
What if we additionally wanted to say “and is of odd degree”? This would be
[TABLE]
Let denote
[TABLE]
Then, by the above argument and Lemma 2.1, “the degree of is even, the degree of is odd, and the leading coefficient of is a square” is represented by this formula. Therefore is equivalent to
[TABLE]
The formula “” is equivalent to “”. By [5, Theorem 3.1], the set is existentially definable (and requires 9 quantifiers to define), therefore is indeed equivalent to an existential formula and moreover requires quantifiers according to (1).
Corollary 2.9**.**
There is a universal definition of in given by 89 quantifiers.
Proof. By Theorem 2.7, we have
[TABLE]
By [6, Lemma 3.19], is universally defined, hence as is existentially defined, (2) is indeed a universal formula for . Denote this formula by . Recall that the number of quantifiers needed to define is one more than is required to define its Jacobson radical. By [10, Lemma 3.17], has an explicit description of
[TABLE]
where and
[TABLE]
The set requires three quantifiers to define, hence is defined by 7 quantifiers, as is (by [2, Lemma 4.3]). Thus requires at most 66 quantifiers to define it. Thus the number of universal quantifiers need to define in using (2) is at most .
What about the definition of ? This is simply
[TABLE]
Note that “” is universally defined by 9 quantifiers ([5, Theorem 3.1]) and thus is universally defined in by quantifiers, as required.
Corollary 2.10**.**
There is a universal -definition of in given by 90 quantifiers.
Proof. In the universal definition presented in Corollary 2.9, there are three places parameters are in use: the nonsquare , in , and in all statements about degree. Examination of [6, Lemma 3.19] reveals is defined without use of parameters other than and , which we already quantify over. To use Eisenträger’s formula for degree [5, Theorem 3.1] without parameters we can define elements of up to conjugates by giving the minimal polynomial for over . The parameters in Eisenträger’s formula are now definable in , at the cost of an additional quantifier for . Finally, in this language any nonsquare is definable, and nonsquares of remain nonsquare up to conjugates.
Acknowledgements
This paper arose from the author’s master’s thesis, for which Damian Rössler was a wonderful supervisor - thank you for that. The author would also like to thank Jochen Koenigsmann for his various insights and assistance along the way, and for his suggestions on Corollary 2.10 in particular. Many thanks to Nicolas Daans for sharing his ideas regarding universal definitions of global fields, and for sharing his thoughts on the author’s thesis, too. Finally the author extends his thanks to the anonymous referees at Manuscripta Mathematica for their suggested improvements.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] Daans, N. Universally defining finitely generated subrings of global fields. arxiv.org/abs/1812.04372 (2018).
- 3[3] Davis, M., Putnam, H., and Robinson, J. The Decision Problem for Exponential Diophantine Equations. Ann. of Math. (2) 74 , 3 (1961), 425–436.
- 4[4] Denef, J. The Diophantine Problem for polynomial rings of positive characteristic. In Studies in Logic and the Foundations of Mathematics , M. Boffa, D. Dalen, and K. Mcaloon, Eds., vol. 97. 1979, pp. 131–145.
- 5[5] Eisenträger, K. Integrality at a prime for global fields and the perfect closure of global fields of characteristic p > > 2. J. Number Theory 114 , 1 (2005), 170–181.
- 6[6] Eisenträger, K., and Morrison, T. Universally and existentially definable subsets of global fields. Math. Res. Lett. 25 , 4 (2018), 1173–1204.
- 7[7] Hilbert, D. Mathematische Probleme. Nachr. Königl. Gesell. Wiss. Göttingen, Mathematisch-Physikalische Klasse (1900), 253–297.
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