Degenerations of nilpotent algebras
Amir Fern\'andez Ouaridi, Ivan Kaygorodov, Mykola Khrypchenko, Yury, Volkov

TL;DR
This paper provides a comprehensive classification of degenerations of low-dimensional nilpotent algebras over complex numbers, correcting previous errors and covering various algebra types.
Contribution
It offers a complete description of degenerations for specific classes of nilpotent algebras, improving upon prior incomplete or incorrect classifications.
Findings
Complete classification of 3D nilpotent algebra degenerations
Classification of 4D nilpotent commutative algebra degenerations
Classification of 5D nilpotent anticommutative algebra degenerations
Abstract
We give a complete description of degenerations of -dimensional nilpotent algebras, -dimensional nilpotent commutative algebras and -dimensional nilpotent anticommutative algebras over . In particular, we correct several mistakes from the paper `Contractions of low-dimensional nilpotent Jordan algebras' by Ancochea Berm\'{u}dez, Fres\'{a}n and Margalef Bentabol.
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Degenerations of nilpotent algebras 111This work was partially supported by FAPESP 18/15712-0; CNPq 451499/2018-2, 404649/2018-1; RFBR 18-31-20004; by the President’s ”Program Support of Young Russian Scientists” (grant MK-2262.2019.1); by CMUP (UID/MAT/00144/2019), which is funded by FCT with national (MCTES) and European structural funds through the programs FEDER, under the partnership agreement PT2020; by the Fundação para a Ciência e a Tecnologia (Portuguese Foundation for Science and Technology) through the project PTDC/MAT-PUR/31174/2017. 222Corresponding author: Ivan Kaygorodov ([email protected])
**Amir Fernández Ouaridia, Ivan Kaygorodovb,c, Mykola Khrypchenkod,e & Yury Volkovf
**
a Universidad de Cádiz. Puerto Real, Cádiz, Spain
b CMCC, Universidade Federal do ABC, Santo André, Brazil
c CMUP, Faculdade de Ciências, Universidade do Porto, Porto, Portugal
d Departamento de Matemática, Universidade Federal de Santa Catarina, Florianópolis, Brazil
e Departamento de Matemática, Faculdade de Ciências e Tecnologia, Universidade Nova de Lisboa, Caparica, Portugal
f Saint Petersburg State University, Saint Petersburg, Russia
E-mail addresses:
Amir Fernández Ouaridi ([email protected])
Ivan Kaygorodov ([email protected])
Mykola Khrypchenko ([email protected])
Yury Volkov ([email protected])
Abstract: We give a complete description of degenerations of -dimensional nilpotent algebras, -dimensional nilpotent commutative algebras and -dimensional nilpotent anticommutative algebras over . In particular, we correct several mistakes from the paper “Contractions of low-dimensional nilpotent Jordan algebras” by Ancochea Bermúdez, Fresán and Margalef Bentabol.
Keywords: Nilpotent algebra, commutative algebra, anticommutative algebra, algebraic classification, central extension, geometric classification, degeneration.
MSC2010: 17A30, 17D99, 17B30, 14D06, 14L30.
Introduction
There are many results related to the algebraic and geometric classification of low-dimensional algebras in the varieties of Jordan, Lie, Leibniz and Zinbiel algebras; for algebraic classifications see, for example, [1, 7, 13, 16, 17, 18, 19, 20, 26, 24, 34, 36, 33, 37, 39, 42]; for geometric classifications and descriptions of degenerations see, for example, [1, 3, 4, 5, 6, 7, 10, 11, 13, 26, 25, 27, 28, 29, 34, 35, 36, 37, 39, 40, 41, 42, 43, 48, 8, 47, 46, 15, 21, 22, 23, 44, 45]. Here we give the algebraic and geometric classification of nilpotent algebras of small dimensions. We also construct the graphs of primary degenerations for the corresponding varieties.
The algebraic classification of nilpotent algebras will be achieved by the calculation of central extensions of algebras from the same variety which have a smaller dimension. Central extensions of algebras from various varieties were studied, for example, in [49, 50, 38, 2]. Skjelbred and Sund [49] used central extensions of Lie algebras to classify nilpotent Lie algebras. Using the same method, all non-Lie central extensions of all -dimensional Malcev algebras [32], all non-associative central extensions of all -dimensional Jordan algebras [31], all anticommutative central extensions of -dimensional anticommutative algebras [12], all central extensions of -dimensional algebras [14] and some others were described. One can also look at the classification of -dimensional nilpotent associative algebras [19], -dimensional nilpotent Novikov algebras [37], -dimensional nilpotent bicommutative algebras [39], -dimensional nilpotent restricted Lie agebras [17], -dimensional nilpotent Jordan algebras [30], -dimensional nilpotent Lie algebras [16, 18], -dimensional nilpotent Malcev algebras [33], -dimensional nilpotent Tortkara algebras [24, 26], -dimensional nilpotent binary Lie algebras [1].
Degenerations of algebras is an interesting subject, which has been studied in various papers. In particular, there are many results concerning degenerations of algebras of small dimensions in a variety defined by a set of identities. One of important problems in this direction is a description of so-called rigid algebras. These algebras are of big interest, since the closures of their orbits under the action of the generalized linear group form irreducible components of the variety under consideration (with respect to the Zariski topology). For example, rigid algebras in the varieties of all -dimensional Leibniz algebras [35], all nilpotent -dimensional Novikov algebras [37], all nilpotent -dimensional bicommutative algebras [39], all nilpotent -dimensional assosymmetric algebras [34], all nilpotent -dimensional binary Lie algebras [1], and in some other varieties were classified. There are fewer works in which the full information about degenerations was given for some variety of algebras. This problem was solved for -dimensional pre-Lie algebras in [9], for -dimensional terminal algebras in [13], for -dimensional Novikov algebras in [10], for -dimensional Jordan algebras in [27], for -dimensional Jordan superalgebras in [6], for -dimensional Leibniz and -dimensional anticommutative algebras in [36], for -dimensional Lie algebras in [11], for -dimensional Lie superalgebras in [5], for -dimensional Zinbiel and nilpotent -dimensional Leibniz algebras in [40], for nilpotent -dimensional Tortkara algebras in [26], for nilpotent -dimensional Lie algebras in [48, 28], for nilpotent -dimensional Malcev algebras in [41], for -step nilpotent -dimensional Lie algebras [4], and for all -dimensional algebras in [42].
1. Preliminaries
All algebras and vector spaces in this paper are over and so we will write simply , and instead of , and .
1.1. The algebraic classification of nilpotent algebras
Let and be an algebra and a vector space and denote the space of bilinear maps For , we introduce by the equality and define . One can easily check that is a linear subspace of . Let us define as the quotient space {\rm Z}^{2}\left({\bf A},{\bf V}\right)\big{/}{\rm B}^{2}\left({\bf A},{\bf V}\right). The equivalence class of in is denoted by . We also define as the subspace of generated by such that for all and as the subspace of generated by such that for all .
Suppose now that and . For any bilinear map , one can define on the space the bilinear product by the equality for . The algebra is called an -dimensional central extension of by . It is also clear that is nilpotent if and only if is so. Moreover, the algebra is (anti)commutative if and only if is (anti)commutative and is (anti)symmetric.
For a bilinear form , the space is called the annihilator of . For an algebra , the ideal is called the annihilator of . One has
[TABLE]
Any -dimensional algebra with non-trivial annihilator can be represented in the form for some -dimensional algebra , an -dimensional vector space and , where (see [32, Lemma 5]). Moreover, there is a unique such representation with . Note also that the last mentioned equality is equivalent to the condition .
Let us pick some , where is the automorphism group of . For , let us define . Then we get an action of on that induces an action of the same group on . Note that the subspaces and are stable under this action.
Definition 1**.**
Let be an algebra and be a subspace of . If then is called an annihilator component of .
For a linear space , the Grassmannian is the set of all -dimensional linear subspaces of . For any , the action of on induces an action of the same group on . Let us define
[TABLE]
Note that is stable under the action of . Note also that .
Let us fix a basis of , and . Then there are unique () such that for all . Note that in this case. If , then by [32, Lemma 13] the algebra has a nontrivial annihilator component if and only if are linearly dependent in . Thus, if and the annihilator component of is trivial, then is an element of . Now, if is such that and the annihilator component of is trivial, then by [32, Lemma 17] one has if and only if belong to the same orbit under the action of , where .
Hence, there is a one-to-one correspondence between the set of -orbits on and the set of isomorphism classes of central extensions of by with -dimensional annihilator and trivial annihilator component. Consequently to construct all -dimensional central extensions with -dimensional annihilator and trivial annihilator component of a given -dimensional algebra one has to describe , and the action of on and then for each orbit under the action of on pick a representative and construct the algebra corresponding to it. If the algebra is (anti)commutative and one wants to construct only (anti)commutative central extensions, then one has to consider or instead of correspondingly.
We will use the following auxiliary notation during the construction of central extensions. Let be an algebra with the basis . In the part devoted to commutative algebras, denotes the symmetric bilinear form defined by the equalities and for . In this case with form a basis of the space of symmetric bilinear forms on . In the part devoted to anticommutative algebras, denotes the antisymmetric bilinear form defined by the equalities and for . In this case with form a basis of the space of antisymmetric bilinear forms on .
1.2. Degenerations of algebras
Given an -dimensional vector space , the set is a vector space of dimension . This space has a structure of the affine variety Indeed, let us fix a basis of . Then any is determined by structure constants such that . A subset of is Zariski-closed if it can be defined by a set of polynomial equations in the variables ().
Let be a set of polynomial identities. All algebra structures on satisfying polynomial identities from form a Zariski-closed subset of the variety . We denote this subset by . The general linear group acts on by conjugation:
[TABLE]
for , and . Thus, is decomposed into -orbits that correspond to the isomorphism classes of algebras. Let denote the -orbit of and its Zariski closure.
Let and be two -dimensional algebras satisfying identities from and represent and respectively. We say that degenerates to and write if . Note that in this case we have . Hence, the definition of a degeneration does not depend on the choice of and . If , then the assertion is called a proper degeneration. We write if .
Let be represented by . Then is rigid in if is an open subset of . Recall that a subset of a variety is called irreducible if it cannot be represented as a union of two non-trivial closed subsets. A maximal irreducible closed subset of a variety is called an irreducible component. It is well known that any affine variety can be represented as a finite union of its irreducible components in a unique way. The algebra is rigid in if and only if is an irreducible component of .
In the present work we use the methods applied to Lie algebras in [11, 28, 29, 48]. First of all, if and , then , where is the Lie algebra of derivations of . We will compute the dimensions of algebras of derivations and will check the assertion only for such and that . Secondly, if and then . If there is no such that and are proper degenerations, then the assertion is called a primary degeneration. If and there are no and such that , , and one of the assertions and is a proper degeneration, then the assertion is called a primary non-degeneration. It suffices to prove only primary degenerations and non-degenerations to describe degenerations in the variety under consideration. It is easy to see that any algebra degenerates to the algebra with zero multiplication. From now on we use this fact without mentioning it.
To prove primary degenerations, we will construct families of matrices parametrized by . Namely, let and be two algebras represented by the structures and from respectively. Let be a basis of and () be the structure constants of in this basis. If there exist (, ) such that () form a basis of for any , and the structure constants of in the basis satisfy , then . In this case is called a parametric basis for .
To prove primary non-degenerations we will use the following lemma (see [28]).
Lemma 2**.**
Let be a Borel subgroup of and be a -stable closed subset. If and can be represented by then there is that represents .
Each time when we will need to prove some primary non-degeneration , we will define by a set of polynomial equations in structure constants in such a way that the structure constants of in the basis satisfy these equations. We will omit everywhere the verification of the fact that is stable under the action of the subgroup of lower triangular matrices and of the fact that for any choice of a basis of To simplify our equations, we will use the notation and write simply instead of (, , ).
If the number of orbits under the action of on is finite, then the graph of primary degenerations gives the whole picture. In particular, the description of rigid algebras and irreducible components can be easily obtained. Since the variety of -dimensional nilpotent commutative algebras contains infinitely many non-isomorphic algebras, we have to fulfill some additional work. Let be a set of algebras, and let be another algebra. Suppose that, for , is represented by the structure and is represented by the structure . Then means , and means .
Let , , () and be as above. To prove it is enough to construct a family of pairs parametrized by , where and . Namely, let be a basis of and () be the structure constants of in this basis. If we construct () and such that () form a basis of for any , and the structure constants of \mu\big{(}f(t)\big{)} in the basis satisfy , then . In this case and are called a parametric basis and a parametric index for respectively. In the proofs of this sort, we will put the parametric index in assertion and write \mu\big{(}f(t)\big{)}\to\lambda emphasizing that we are proving the assertion using the parametric index .
To prove an assertion of the form , one can use the fact that if for any and , then .
2. -dimensional nilpotent algebras
Thanks to [14], we have the classification of all -dimensional nilpotent algebras presented in Table A.1 (see Appendix A). Using this classification and primary degenerations and non-degenerations listed in Tables A.3 and A.4 (see Appendix A) we get the following result.
Theorem 3**.**
The variety of -dimensional nilpotent algebras has only one irreducible component defined by the rigid algebra The graph of primary degenerations for this variety is given in Figure A.2 (see Appendix A).
3. -dimensional nilpotent commutative algebras
3.1. The algebraic classification of -dimensional nilpotent commutative algebras
Due to the classification of -dimensional algebras, there is only one nontrivial -dimensional nilpotent algebra (see [42]). The commutative central extensions of and the trivial -dimensional algebra are described in [14]. In particular, we have the classification of all -dimensional nilpotent commutative algebras, and hence of -dimensional nilpotent commutative algebras with nontrivial annihilator component. This list is formed by the algebras and from [14] that correspond to the algebras – from Table B.1 of the current paper. Note that the algebra is isomorphic to the algebra from [14], but the multiplication table was changed here to simplify our formulas. By the same argument, we have the classification of -dimensional nilpotent commutative algebras with a trivial annihilator component and a -dimensional annihilator. These are the algebras and from [14] that correspond to the algebras – from Table B.1 of the current paper. Moreover, it follows from [20] that the only -dimensional central extension of a -dimensional algebra with zero product is the algebra from Table B.1.
The main result of the present subsection is the following theorem.
Theorem 4**.**
Let be a -dimensional nilpotent commutative algebra. Then is isomorphic to a unique algebra from the set given in Table B.1 in Appendix B.
Due to the paragraph just before the theorem, it is enough to classify -dimensional central extensions of all -dimensional nilpotent commutative algebras with nonzero product. We will do this in the remaining part of this subsection.
3.1.1. Automorphism and cohomology groups of of -dimensional nilpotent commutative algebras
To classify -dimensional central extensions of -dimensional nilpotent commutative algebras we will need the following table describing automorphism groups and cohomology groups of -dimensional nilpotent commutative algebras:
[TABLE]
We give to these algebras the same names as to their -dimensional analogs. The notation used to describe the cohomology is introduced in the end of Subsection 1.1. The automorphism groups are described by the matrices in the basis . The variables in these descriptions may take arbitrary values from such that the corresponding determinant is nonzero.
3.1.2. Central extensions of
Let us use the notation
[TABLE]
Take . If
[TABLE]
then
[TABLE]
i.e. where
[TABLE]
Note that , and hence the vectors have to be linearly independent to give an algebra with a -dimensional annihilator. Let us consider all possible situations.
- (1)
If , then . Taking , , , we get , and hence we may assume that . Then, choosing , and , we obtain the subspace . 2. (2)
If , , then we clearly may assume that . Taking , , and , we get , and hence we may assume that . Then, choosing , and , we obtain the subspace . 3. (3)
If , then , for , , and , and hence we may assume that and . Finally, we have two cases.
- (a)
If , then we can get keeping the equalities and valid. Then, choosing , , and , we obtain the subspace . 2. (b)
If , then and we can get keeping the equalities and valid. Then, choosing , and , we obtain the subspace .
It is easy to check that the orbits of obtained subspaces are disjoint. Thus, we get the algebras –
3.1.3. Central extensions of
Let us use the notation
[TABLE]
Take . If
[TABLE]
then
[TABLE]
i.e. where
[TABLE]
Since , the vector should be nonzero to give an algebra with a -dimensional annihilator. Let us consider all possible situations.
- (1)
If , then and we obtain the subspace . 2. (2)
If and , then and choosing we obtain the subspace . 3. (3)
If and , then choosing and we obtain the subspace . 4. (4)
If and , then choosing and we obtain the subspace . 5. (5)
If , then taking , , we get , and hence we may assume that . Finally we have three cases.
- (a)
If , then we obtain the subspace . 2. (b)
If and , then choosing and we obtain the subspace . 3. (c)
If , then choosing and we obtain the subspace for some . Hence, we get the family of subspaces parameterized by . The subspaces and belong to the same orbit if and only if . Thus, the orbits of this subspaces are parameterized by , where .
It is easy to check that the orbits of obtained subspaces are disjoint. Thus, we get the algebras – and , .
3.1.4. Central extensions of
Let us use the notation
[TABLE]
Take . If
[TABLE]
then
[TABLE]
i.e. where
[TABLE]
Since , the vector should be nonzero to give an algebra with a -dimensional annihilator. Let us consider all possible situations.
- (1)
If , then and we obtain the family of subspace parameterized by . All of them belong to different orbits under the action of . 2. (2)
If and , then taking , and , we get , and hence we may assume that . Then we have two cases.
- (a)
If , then we obtain the subspace . 2. (b)
If , then choosing and we obtain the subspace . 3. (3)
If , then taking , and , we get , and hence we may assume that . Finally we have two cases.
- (a)
If , then we obtain the subspace . 2. (b)
If , then choosing and we obtain the subspace .
It is easy to check that the orbits of obtained subspaces are disjoint. Thus, we get the algebras , , and – .
3.1.5. Central extensions of
Let us use the notation
[TABLE]
Take . If
[TABLE]
then
[TABLE]
i.e. where
[TABLE]
If
[TABLE]
then , where , , are as above.
Since , the vector should be nonzero to give an algebra with a -dimensional annihilator. Let us consider all possible situations.
- (1)
If , then . Note that the case , can be reduced to this case by interchanging with and with . Choosing , , and , we get , and hence we may assume that . Then we have two cases.
- (a)
If , then we obtain the subspace . 2. (b)
If , then choosing , and we obtain the subspace . 2. (2)
If and , then choosing , , and we obtain the subspace . 3. (3)
If , then taking , and , we get , and hence we may assume that . Finally we have three cases.
- (a)
If , then we obtain the subspace . 2. (b)
If and , then choosing , and we obtain the subspace . Note that the case , can be reduced to this case by interchanging with and with . 3. (c)
If , then choosing , and we obtain the subspace .
It is easy to check that the orbits of obtained subspaces are disjoint. Thus, we get the algebras –
3.2. Degenerations of -dimensional nilpotent commutative algebras
Theorem 5**.**
The variety of -dimensional nilpotent commutative algebras has only one irreducible component defined by the family of algebras The graph of primary degenerations for this variety is given in Figure B.2 (see Appendix B).
- Proof.
Tables B.3, B.4 presented in Appendix B give the proofs for all primary degenerations and non-degenerations. Table B.5 provides the orbit closures for the families and and, in particular, shows that the whole variety of -dimensional nilpotent commutative algebras coincides with the closure of the set ().
Remark 6*.*
Note that the degenerations and ( and in our notation) from [7] are wrong. In fact, we have proved that and . Moreover, the authors of [7] affirm that ( in our notation) cannot degenerate to ( in our notation), but we have constructed the degeneration for all .
4. -dimensional nilpotent anticommutative algebras
4.1. The algebraic classification of -dimensional nilpotent anticommutative algebras
4.1.1. The algebraic classification of -dimensional nilpotent anticommutative algebras
The classification of -dimensional nilpotent anticommutative algebras (see [12]) is presented in the following table.
[TABLE]
In view of [26], all -dimensional anticommutative central extensions of and the algebra with zero multiplication are nilpotent Tortkara algebras that are classified in the same work. Hence, we need to describe only the central extensions of .
4.1.2. -dimensional central extensions of
Let us use the notation
[TABLE]
Take . If
[TABLE]
then
[TABLE]
i.e. where
[TABLE]
If , then the corresponding central extension is a Tortkara algebra due to the results of [26]. If then choosing , , we get the subspace and hence the algebra
[TABLE]
4.1.3. The algebraic classification of -dimensional nilpotent anticommutative algebras
Since -dimensional nilpotent Tortkara algebras were classified in [26] and we have shown that there is only one -dimensional nilpotent anticommutative non-Tortkara algebra, we get the following theorem.
Theorem 7**.**
Let be a nontrivial -dimensional nilpotent anticommutative algebra. Then is isomorphic to exactly one of the following algebras:
[TABLE]
4.2. The geometric classification of -dimensional nilpotent anticommutative algebras
The degeneration graph for -dimensional nilpotent Tortkara algebras was constructed in [26]. In particular, it was shown that this variety has only one irreducible component defined by the the rigid algebra On the other hand, there is a degeneration given by the parametric basis
[TABLE]
This gives us the following theorem.
Theorem 8**.**
The variety of -dimensional nilpotent anticommutative algebras has only one irreducible component defined by the rigid algebra This variety has the following graph of primary degenerations:
** \mathcal{A}_{08}$$\mathcal{A}_{04}$$\mathcal{A}_{06}$$\mathcal{A}_{07}$$\mathcal{A}_{05}$$16$$17$$18$$19$$15$$14$$13$$10$$9[math]\mathcal{A}_{10}$$\mathcal{A}_{11} **\mathcal{A}_{02}$$\mathcal{A}_{03}$$\mathcal{A}_{01}$$\mathbb{C}^{5}
Appendix A. -dimensional nilpotent algebras
[TABLE]
Figure A.2. The graph of degenerations of -dimensional nilpotent algebras
[TABLE]
[TABLE]
[TABLE]
Appendix B. -dimensional nilpotent commutative algebras
[TABLE]
Figure B.2. The graph of degenerations of -dimensional nilpotent commutative algebras
15$$14$$13$$12$$11$$10$$9$$8$$6[math]\mathcal{C}_{16}$$\mathcal{C}_{18}$$\mathcal{C}_{19}(\alpha)$$\mathcal{C}_{24}$$\mathcal{C}_{14}$$\mathcal{C}_{15}$$\mathcal{C}_{17}$$\mathcal{C}_{22}$$\mathcal{C}_{23}$$\mathcal{C}_{29}$$\mathcal{C}_{21}$$\mathcal{C}_{25}$$\mathcal{C}_{30}$$\mathcal{C}_{13}$$\mathcal{C}_{12}$$\mathcal{C}_{05}$$\mathcal{C}_{28}$$\mathcal{C}_{10}$$\mathcal{C}_{20}(\alpha)$$\mathcal{C}_{27}$$\mathcal{C}_{09}$$\mathcal{C}_{02}$$\mathcal{C}_{11}$$\mathcal{C}_{26}$$\mathcal{C}_{03}$$\mathcal{C}_{06}$$\mathcal{C}_{07}$$\mathcal{C}_{08}$$\mathcal{C}_{04}$$\mathcal{C}_{01}$$\mathbb{C}^{4}$$\alpha=-1
[TABLE]
[TABLE]
[TABLE]
[TABLE]
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