Orbital angular momentum of the proton and intrinsic five-quark Fock states
C. S. An, B. Saghai

TL;DR
This paper investigates the orbital angular momentum of the proton by modeling intrinsic five-quark states and calculating contributions from different flavors, aligning results with experimental sea flavor asymmetry data.
Contribution
It introduces an extended constituent quark model to quantify the proton's orbital angular momentum considering intrinsic five-quark states and flavor contributions.
Findings
Orbital angular momentum of the proton is estimated as 0.158 ± 0.014.
Results agree with the relation 4/3 times sea flavor asymmetry.
Findings are consistent with other theoretical approaches.
Abstract
The orbital angular momentum () of the proton is studied by employing the extended constituent quark model. Contributions from different flavors, namely, up, down, strange, and charm quarks in the proton are investigated. Probabilities of the intrinsic pairs are calculated using a transition operator to fit the sea flavor asymmetry of the proton. Our numerical results lead to , in agreement with , and consistent with findings based on various other approaches.
| i | Category / Config. | i | Category / Config. | i | Category / Config. | i | Category / Config. | |||
|---|---|---|---|---|---|---|---|---|---|---|
| I / | II / | III / | IV / | |||||||
| 1 | 5 | 11 | 14 | |||||||
| 2 | 6 | 12 | 15 | |||||||
| 3 | 7 | 13 | 16 | |||||||
| 4 | 8 | 17 | ||||||||
| 9 | ||||||||||
| 10 |
| light | strangeness | charmness | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| i | |||||||||||||||
| 1 | 14.62 (1.21) | 0.98 (8) | 0.04 (0) | ||||||||||||
| 2 | 0 | 0.36 (3) | 0.03 (1) | ||||||||||||
| 3 | 1.65 (14) | 0 | 0 | ||||||||||||
| 4 | 0 | 0.26 (2) | 0.03 (1) | ||||||||||||
| 11 | 0 | 0 | 0 | 0.85 (8) | 0 | 0 | 0.09 (1) | 0 | 0 | ||||||
| 12 | 4.14 (37) | 0.444 | 0.222 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | ||
| 13 | 0 | 0 | 0 | 0.65 (6) | 0.09(0) | ||||||||||
| Approach [Ref.] | |||||
|---|---|---|---|---|---|
| ECQM [Present work] | 0.081(7) | 0.063(5) | 0.013(2) | 0.001(0) | 0.159(14) |
| UQM Bijker:2009up | 0.162 | ||||
| LCCQM Lorce:2011kd | 0.071 | 0.055 | 0.126 | ||
| -Cloud Garvey:2010fi | 0.147 | ||||
| LQCD Alexandrou:2017oeh | -0.107(40) | 0.247(38) | 0.067(21) | 0.207(78) | |
| LQCD Yang:2019dha | -0.14(4) | 0.20(3) | 0. 04(2) | 0.10(9) |
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Orbital angular momentum of the proton and intrinsic five–quark Fock states
C. S. An
School of Physical Science and Technology, Southwest University, Chongqing 400715, China
B. Saghai
Institut de Recherche sur les lois Fondamentales de l’Univers, DRF/Irfu, CEA/Saclay, F-91191 Gif-sur-Yvette, France
Abstract
The orbital angular momentum () of the proton is studied by employing the extended constituent quark model. Contributions from different flavors, namely, up, down, strange, and charm quarks in the proton are investigated. Probabilities of the intrinsic pairs are calculated using a transition operator to fit the sea flavor asymmetry of the proton Towell:2001nh . Our numerical results lead to , in agreement with , and consistent with findings based on various other approaches.
pacs:
12.39.-x, 14.20.-c, 14.65.-q,
I Introduction
In the late 1980’s, the European Muon Collaboration (EMC) published experimental results Ashman:1987hv on the spin asymmetry in polarized deep inelastic scattering, providing unexpected evidence that the sum of the spins of the quarks add up only to a fraction of the proton’s total spin. That finding being in contrast to the Gell-Mann–Zweig quark model GellMann:1964nj , in which the spin of the proton is totally generated by the spins of the three valence quarks, gave rise to the proton spin ”crisis”.
Since then, efforts aiming at uncovering the spin structure ”puzzle” of the nucleon have triggered a significant number of measurements using various facilities.
In order to emphasize the context of the present work, we start with Ji’s sum rule Ji:1996ek , according to which the nucleon spin can be decomposed as
[TABLE]
where is the contribution from the intrinsic quark spin, the quark orbital angular momentum (OAM) and the gluon total angular momentum.
In Eq. (1), the sum over quarks flavors goes beyond the naive constituent quark model (CQM), embodying higher Fock states, namely; in addition to the conventional nucleon structure with three constituent quarks (; ), one introduces higher Fock five-quark components , with quark–antiquark pairs
The need for the components in the nucleon was emphasized in 1990’s by measurements of the flavor asymmetry and the ratio performed by the New Muon Amaudruz:1991at , E772 McGaughey:1992kz , NA51 Baldit:1994jk , HERMES Ackerstaff:1998sr , and FNAL E866/NuSea Towell:2001nh Collaborations. The latest results from each one of the experimental groups using various facilities: BNL, CERN, DESY, Jlab, and SLAC are given in chronological order in Anthony:2000fn . In spite of a healthy set of experimental data and intensive theoretical investigations, the question is still open; for recent reviews, see, e.g., Kuhn:2008sy ; Burkardt:2008jw ; Aidala:2012mv ; Chang:2014jba ; Leader:2013jra ; Wakamatsu:2014zza ; Liu:2015xha ; Deur:2018roz .
Actually, genuine higher Fock states in the baryons’ wave functions constitute a pertinent nonperturbative source of the intrinsic quark-antiqurak components Brodsky:1981se ; to be distinguished from the extrinsic pairs arising from gluon splitting in perturbative QCD and contributing to . The well-known nonvanishing flavor asymmetry measured Towell:2001nh , with high enough accuracy, provided stringent constraints on the role played by the virtual pairs in the nucleon. Moreover, while the CQM also predicts a vanishing value for the OAM, the components lead to . Actually, the contribution of the OAM to the spin of proton was found to be comparable to that of the sea quark ( 30% each) Bijker:2011zz , and much larger than that of the gluons Brodsky:2006ha .
The present work is devoted to studying the proton’s OAM, which continues to be investigated via various formalisms; see review papers, e.g., Aidala:2012mv ; Leader:2013jra ; Wakamatsu:2014zza ; Liu:2015xha ; Deur:2018roz .
In phenomenological approaches, based on meson-baryon degrees of freedom, the intrinsic pairs, sea quarks, are handled as a meson-cloud surrounding the baryon Myhrer:2007cf ; Huang:2007dy ; Garvey:2010fi ; Alberg:2012wr . Accordingly, the traditional constituent quark model was extended to take into account the Fock components via pionic fluctuations and hence, generating the measured flavor asymmetry, and OAM in the nucleon. The most commonly used configurations embody and Fock components in the proton. In this frame, Garvey Garvey:2010fi obtains = 0.147 0.027. In Nocera:2016zyg , the relationship between the OAM and the sea flavor asymmetry of the proton in different models was investigated.
Bijker and Santopinto performed a calculation within the unquenched quark model (UQM) Bijker:2009up , based on a quark model with continuum components, to which quark-antiquark pairs are added perturbatively employing a model Le Yaouanc:1972ae . Fixing = 1/2, they found = 0.162. Lorcé and Pasquini studied the Wigner distributions in the light cone constituent quark model( LCCQM) Lorce:2011kd , reaching to a comparable value, = 0.126. Lattice QCD calculations is an ongoing long endeavor; see, e.g., Lin:2017snn ; Yang:2019dha . Recently, Alexandrou et al. released the results of a calculation Alexandrou:2017oeh of the quark and gluon contributions to the proton spin, using an ensemble of gauge configurations with two degenerate light quarks with a mass fixed to approximately reproduce the physical pion mass. They found the OAM carried by the quarks in the nucleon to be =0.2076445. Another recent LQCD calculation by Yang Yang:2019dha lead to smaller central value =0.109, but due to the size of the uncertainties, results from the two investigations turn out to be compatible with each other.
The theoretical frame of the present work is based on an extended chiral constituent quark model (ECQM), complemented with the symmetry breaking effects. Recently, the intrinsic sea flavor content including , , and in the nucleon were investigated employing our formalism, within which all the possible five-quark Fock components in the nucleon wave function were taken into account An:2012kj ; Duan:2016rkr , coupling between the three- and five-quark components was assumed to be via quark-antiquark pair creation mechanism Le Yaouanc:1972ae , and the coupling strength was fixed by fitting An:2012kj ; Duan:2016rkr the sea flavor asymmetry of the proton Towell:2001nh . The corresponding obtained pion-nucleon, strangeness-nucleon An:2014aea , and charm-nucleon sigma terms Duan:2016rkr were found to be reasonably consistent with predictions by the lattice QCD and chiral perturbation theory.
Analogous to the meson-cloud description for the nucleon, the five–quark components in the baryons’ wave functions naturally contribute to the OAM of the proton, required by the angular momentum conservation law. Consequently, in the present work we study the contributions to the proton’ OAM from different quark flavors, by taking into account all possible five-quark Fock components, based on the results obtained in An:2012kj ; Duan:2016rkr .
The present manuscript is organized in the following way: in Sec. II, we present our theoretical formalism which includes the wave functions and couplings between three- and five-quark components, and extract the contributions to the proton’s OAM from relevant five-quark configurations. We report on our numerical results in Sec. III, and proceed to comparisons with the outcomes of the other approaches briefly presented above. Section IV contains summary and conclusions.
II Theoretical Frame
As shown in An:2012kj ; Duan:2016rkr , considering possible pentaquark components, the wave function of the proton can be expressed as follows:
[TABLE]
where the first term is the conventional wave function for the proton with three constituent quarks, and the second one, a sum over all possible higher Fock components with pairs, namely, the light, strange, and charm quark-antiquark pairs. Different possible orbital-flavor-spin-color configurations of the four-quark subsystems in the five-quark system are numbered by ; and denote the inner radial and orbital quantum numbers, respectively, as discussed in An:2012kj , the orbital quantum number in the present case can only be , and contributions from the configurations with should be negligible, if one takes the coupling between three- and five-quark components to be via the mechanism, within which the transition operator can be written as
[TABLE]
In the above equation, has units of energy, so that is (in natural units) a dimensionless constant of the model. and are the flavor and color singlet of the quark-antiquark pair in the five-quark system, and is an operator to calculate the orbital-flavor-spin-color overlap between the residual three-quark configuration in the five-quark system and the valence three-quark system. is a spin triplet wave function with spin =1 and is a solid spherical harmonics referring to the quark and antiquark in a relative wave. and are the creation operators for a quark and antiquark with momenta and , respectively. The operator , expressed in second-quantization form, can then be applied in the Fock space. The coefficient for a given five–quark component can be related to the transition matrix element between the three- and five-quark configurations of the studied baryon,
[TABLE]
where is the physical mass of the proton, and the energy for a corresponding five-quark component. In order to estimate the energy splitting for different pentaquark configurations, we employ the chiral constituent quark model in which the hyperfine interaction between quarks takes the following form:
[TABLE]
where denotes the Gell-Mann matrix acting on the quark, is the potential of the meson-exchange interaction between the and quark, as extensively discussed in Glozman:1995fu .
Accordingly, there are different pentaquark configurations (Table 1) forming the Fock components in the proton wave function. Those 17 configurations are classified into four different categories according to the orbital and spin symmetry of the four-quark subsystem. As shown in Table 1, the orbital symmetry for the four-quark subsystem of five-quark components in the proton can be either the mixed symmetric or the completely symmetric ; the general wave functions for these two different kinds of pentaquark configurations with a spin projection can be written as An:2005cj
[TABLE]
respectively. Here, [F ], [S], and [211] correspond to the flavor, spin and color state wave functions, denoted by their relevant Weyl tableaux; and refer to the orbital and spin states, respectively.
Considering the flavor symmetry of the four-quark subsystem, limits the quark-antiquark pair in the pentaquark configurations to be or , while and rule out the pentaquark configurations with a light quark-antiquark pair.
At this point, we discuss the OAM possibly arising from each of the four categories in Table 1. In category I, the spin symmetry of the four-quark subsystem is , which leads to the spin quantum number . It is straightforward to show that the projections of the quark orbital angular momentum arising from all the four configurations are the same,
[TABLE]
Note that we have taken the notation,
[TABLE]
where and are the OAM operators for the quark and antiquark with a flavor , respectively, and the sum runs over the flavors , , , and .
The four configurations in category I contribute differently to the proton sea flavor asymmetry. Taking the flavor symmetry for light and strange quarks, and neglecting the five-quark components with a pair in the proton, then respective contributions to due to the four configurations in category I read
[TABLE]
Here, we have labeled the contribution from the th five-quark configuration as , and hereafter, we will take the same convention for the other configurations.
In category II, the spin symmetry of the four-quark subsystem is , which leads to the spin quantum number . Coupling between spin and orbital angular momentum of the four-quark subsystem leads to the total angular momentum equal to [math] or . In the present work, we take because of the lower energy. Then, one finds that the projections of the quark orbital angular momentum arising from all the configurations in category II vanish
[TABLE]
For the six configurations in category II, respective contributions to the proton sea flavor asymmetry are,
[TABLE]
according to the flavor structure of the corresponding configuration.
In categories III and IV, the orbital wave function for the four-quark subsystem is , namely, the orbital angular momentum of the four-quark subsystem is . And the antiquark is in its first orbitally excited state in the present case. Therefore, contributions to the proton angular momentum by configurations in categories III and IV should be from the antiquark,
[TABLE]
Moreover, it is straightforward to show that
[TABLE]
Accordingly, the projection of the proton OAM reads
[TABLE]
and the flavor asymmetry of the proton takes the following form:
[TABLE]
It is obvious that in the present approach, projections of the OAM and flavor asymmetry of the proton are not equivalent to each other. Finally, one has to note that the flavor asymmetry given in (18) is obtained by neglecting the five-quark components with a charm quark-antiquark pair and taking flavor symmetry for light and strange quarks. In any case, since probabilities for the five-quark components with strange and charm quark-antiquark pairs in the nucleon should not be significantly large, one can expect that projection of the OAM should be slightly larger than the flavor asymmetry according to Eqs. (17) and (18).
III Numerical results and discussion
To get the numerical results, one has to determine the probabilities for all the light, strangeness and charmness components in the proton, as discussed in Refs. An:2012kj ; Duan:2016rkr ; An:2014aea . They depend on the coupling strengths for Goldstone boson exchanges, the degenerated energy for different pentaquark configurations, when differences between the light, strange and charm quark constituent masses, flavor symmetry breaking effects and hyperfine interactions between quarks are not included, and the general orbital overlap factor . Same as in An:2012kj , here the parameters for Goldstone boson exchange model are taken to be the empirical values Glozman:1995fu . MeV is also an empirical value An:2012kj , and was determined by fitting An:2012kj ; Duan:2016rkr the sea flavor asymmetry of the proton Towell:2001nh , resulting in
[TABLE]
With the parameters given above, one obtains the probabilities for the five-quark Fock components in the proton wave function; the numerical values were reported in Duan:2016rkr .
As discussed in Sec. II, the pentaquark configurations in categories II and IV cannot contribute to the projection of the OAM, since the total angular momentum for the four-quark subsystem in category II and for the antiquark in category IV.
In our previous studies on the strangeness magnetic form factor of the proton An:2013daa and the nonperturbative strangeness suppression An:2017flb , which successfully reproduced the relevant data, all four categories intervene. But, in the present case, only the pentaquark configurations in categories I and III contribute to the OAM. Accordingly, the expectation values for the projection of the OAM of different flavors reads
[TABLE]
with , denoting contributions from different flavors, and the subscript denoting contributions from the light, strangeness and charmness components in the proton (Table 2). In addition, the corresponding probabilities for the five-quark Fock components are also listed in columns , and in Table 2. Accordingly, the OAM per flavor reads
[TABLE]
Accordingly, contributions to the projection of the OAM of the proton from different flavors are as follows:
[TABLE]
Contributions from up and down quarks to the projection of the proton’s OAM are roughly in the same range,Table 2, while is slightly smaller, and those from the strange and charm quarks are much smaller. In total, one gets
[TABLE]
and then the relation between the orbital angular momentum and the sea flavor asymmetry, as expected, reads
[TABLE]
As briefly presented in the Introduction, the quark contributions to the proton OAM and the spin structure of the nucleon have been intensively investigated, using different approaches. In Table 3, we compare our numerical results to those recently reported within other approaches.
In the naive quark model, since all the constituent quarks in the proton are in their ground states, the projections of the OAM due to both up and down quarks are zero.
In Bijker:2009up , the nucleon orbital angular momentum is investigated using the unquenched quark model (UQM), within which the effects of the quark-antiquark pairs including , and are taken into account, and the quark-antiquark pairs creation is assumed to be via a mechanism. Their findings show that the quark-antiquark pairs have sizable contributions to the proton OAM. Their numerical result and ours are in (almost) perfect agreement, although the contributions per flavor are not given in Bijker:2009up .
Within the meson-cloud picture, as discussed in Sec. I, if one only considers the and Fock components in the proton, the projection of the OAM of the proton should be equal to the proton flavor asymmetry , as studied in Garvey:2010fi , i.e. , consistent with our result within .
The quarks contribution to the OAM was also obtained from the Wigner distribution for unpolarized quarks in the longitudinally polarized nucleon. The formalism is applied in the light cone constituent quark model (LCCQM), leading to a compatible value with ours, within .
Numerical values for within the lattice QCD calculations were reported. Here, a caution is in order: in the present model, contributions to the proton OAM are exclusively due to the intrinsic sea content , while LQCD approaches embody also extrinsic quark-antiquark pairs arising from the gluon splitting in the perturbative QCD regime (). Nevertheless, in Table 3, we report results from two approaches Alexandrou:2017oeh ; Yang:2019dha . The first remark is that contributions per flavor for light quarks are very different from our values, as well as from those obtained within LCCQM. For the strangeness components, discrepancies are around . However, given the rather large uncertainties in the LQCD results, the sum over all contributions turns out to be consistent, within , with all other values reported in Table 3. Accordingly, a meaningful comparison would require separating in the LQCD calculations contributions from intrinsic and extrinsic quark-antiquark pairs, and reducing significantly the uncertainties, which is a huge task.
IV Summary and Conclusions
To summarize, in the present work, we investigate the OAM of the proton by taking into account all the possible light, strangeness, and charmness five-quark Fock components in the wave function of proton. Coupling between three- and five-quark components was dealt with via the quark-antiquark pairs creation mechanism; the model parameters are empirical values An:2012kj ; Glozman:1995fu . The only adjusted parameter, in Eq. (19), for the Goldstone boson exchange model, was determined by fitting An:2012kj ; Duan:2016rkr the experimental data for the sea flavor asymmetry of the proton Towell:2001nh . This ensemble allowed us postdicting, on the one hand, the strangeness magnetic moment and the strangeness magnetic moment of the proton An:2013daa , and on other hand, shedding a light An:2017flb on the measured Park:2014zra quark-antiquark ratios , , and the strangeness content of the proton .
In the present work, we studied the complete set of the 17 five-quark configurations, falling in four categories and showed that only seven configurations in two of the categories contribute to the OAM. Accordingly, the proton OAM carried by quarks turns out be in our model, in perfect agreement with , as expected. Contributions from the up and down quarks and antiquarks are the dominant ones and comparable to each other, while those from strange and charm quarks and antiquarks are rather small.
We proceeded to comparisons between our results and recent findings within other approaches. Perfect agreement was obtained with the result coming from the unquenched quark model Bijker:2009up . The meson-cloud picture, embodying the and Fock components in the proton, leads to a value Garvey:2010fi consistent with ours within . That is also the case with respect to the LQCD Alexandrou:2017oeh ; Yang:2019dha , albeit with rather large uncertainties. The light cone constituent quark model’s outcome is compatible with ours, within .
In conclusion, our determination of the proton’s OAM falls reasonably well in the range of values reported by other authors, underlining the crucial role played by intrinsic five-quark components in the proton.
Acknowledgements.
This work is partly supported by the National Natural Science Foundation of China under Grant No. 11675131.
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