Thermodynamic Geometry of Nambu -- Jona Lasinio model
P. Castorina, D. Lanteri, S. Mancani

TL;DR
This paper applies thermodynamic Riemannian geometry to analyze phase transitions in the NJL model, revealing connections between chiral symmetry and deconfinement phenomena in QCD.
Contribution
It introduces a geometric approach to study phase transitions in the NJL model and compares it with QCD, highlighting the link between chiral symmetry and confinement.
Findings
Thermodynamic geometry accurately describes the phase diagram.
Clear connection between chiral symmetry restoration and deconfinement.
Applicable in both chiral limit and finite quark masses.
Abstract
The formalism of Riemannian geometry is applied to study the phase transitions in Nambu -Jona Lasinio (NJL) model. Thermodynamic geometry reliably describes the phase diagram, both in the chiral limit and for finite quark masses. The comparison between the geometrical study of NJL model and of (2+1) Quantum Chromodynamics at high temperature and small baryon density shows a clear connection between chiral symmetry restoration/breaking and deconfinement/confinement regimes.
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Thermodynamic Geometry of Nambu- Jona Lasinio model
P. Castorina2,4, D. Lanteri1,2, S. Mancani3
1 Dipartimento di Fisica, Università di Catania, Via Santa Sofia 64, I-95123 Catania, Italy.
2 INFN, Sezione di Catania, I-95123 Catania, Italy.
3 Dipartimento di Fisica, Università di Roma “La Sapienza”, Piazzale Aldo Moro 2, 00185 Roma, Italy
4 Institute of Particle and Nuclear Physics, Faculty of Mathematics and Physics, Charles University
V Holešovičkách 2, 18000 Prague 8, Czech Republic
Abstract
The formalism of Riemannian geometry is applied to study the phase transitions in Nambu -Jona Lasinio (NJL) model. Thermodynamic geometry reliably describes the phase diagram, both in the chiral limit and for finite quark masses. The comparison between the geometrical study of NJL model and of (2+1) Quantum Chromodynamics at high temperature and small baryon density shows a clear connection between chiral symmetry restoration/breaking and deconfinement/confinement regimes.
pacs:
24.10 Pa,11.38 Mh,05.07 Ca
I Introduction
Geometry, and in particular differential geometry, is now considered a powerful tool to study statistical systems.
Indeed, information geometry info1 ; info2 ; info3 , which started with the seminal paper by Rao Rao has emerged from studies of invariant geometrical structure involved in statistical inference. It defines a Riemannian metric together with dually coupled affine connections in a manifold of probability distributions.
These geometric structures play important roles not only in statistical inference but also in wider areas of information sciences, such as machine learning, signal processing, optimization, neuroscience, mathematics and, of course, physics info1 ; info2 ; info3 .
Thermodynamic geometry (TG), a specific application of information geometry methods to equilibrium thermodynamics, started with an initial Rao ; Wein1975 definition of a metric for statistical systems, i.e. a measure of the “distance” between different thermal equilibrium configurations, later refined in ref. Ruppeiner:1979 by determining the metric tensor, , through the Hessian of the entropy density.
This definition of is crucial since the resulting distance is in inverse relation with the fluctuation probability between equilibrium states and, moreover, it leads to the “interaction hypothesis”, i.e the correspondence between the absolute value of the scalar curvature (an intensive variable, with units of a volume, evaluated by the metric) and , the cube of the correlation length, , of the thermodynamic system. Indeed, a covariant and consistent thermodynamic fluctuation theory can be developed Ruppeiner:1995zz , which generalizes the classical fluctuations theory and offers a theoretical justification to the physical meaning of .
TG has been tested in many different systems: in phase coexistence for Helium, Hydrogen, Neon and Argon Ruppeiner:2011gm , for the Lennard-Jones fluids May:2012 ; May:2013 , for ferromagnetic systems and liquid-liquid phase transitions Dey:2011cs ; in the liquid-gas like first order phase transition in dyonic charged AdS black hole Chaturvedi:2014vpa ; in the Hawking-Page transitions in Gauss-Bonnet-AdS black holes Sahay:2017hlq .
More recently Castorina:2018ayy ; Castorina:2018gsx , TD has been applied to field theories and, in particular, to Quantum-Chromodynamics (QCD) at large temperature and low baryon density, to evaluate the (pseudo-) critical deconfinement temperature and to compare the results with the Hadron Resonance Gas models.
In this paper a systematic application of TD to the Nambu - Jona Lasinio (NJL) model is carried out. This study is not only interesting per se, since the NJL model gives clear indications on some dynamical mechanism, as chiral symmetry, for low energy QCD but also because a QCD fundamental property, quark confinement, is missing in NJL model with some interesting consequences on the geometrical description.
The TD approach is recalled in Sec. II and in Sec. III the phase diagram of the Nambu-Jona Lasinio model is discussed. Sec. IV is devoted to the thermodynamic geometry description of chiral symmetry restoration in NJL model in the chiral limit and for finite fermion masses. The geometrical difference in describing QCD and NJL phase transitions is considered in Sec. V and Sec. VI contains our comments and conclusions.
II Thermodynamic Geometry
In this section the procedure to define the thermodynamic metric is briefly recalled (the details are in ref. Ruppeiner:1995zz ; Ruppeiner:1998 ) and the description of phase transitions by the scalar curvature, , is discussed, making also use of the application to real fluids.
II.1 Thermodynamic metric
Let be a large thermodynamic system (universe) and let us consider an open subsystem with thermodynamic coordinates , the internal energy density, and , the number densities of particles of different species. The probability density to find in the “point” is given by
[TABLE]
being a normalization constant, denotes the state of the universe and its total entropy, formally regarded as an exact function of the parameters of and .
On the basis of the maximum entropy principle and in the framework of Consistent and Covariant Fluctuation Theory (CCFT) Ruppeiner:1995zz , the thermodynamic properties of can be studied through the introduction of a quadratic form,
[TABLE]
where and
[TABLE]
defines a positive-definite Riemannian metric on the space of thermodynamic states as the Hessian of the entropy density, , with respect its natural variables .
One can show Ruppeiner:1995zz that previous formulas give the probability of the spontaneous fluctuations between equilibrium states. Indeed, by expanding eq. (1) up to second order for , the maximum entropy state, one finds the classical gaussian normalized fluctuation probability density:
[TABLE]
being the determinant of and the usual invariant volume on a Riemannian manifold.
In the analysis of the phase transitions in NJL model by thermodynamic geometry we shall consider a two dimensional manifold, where the intensive coordinates are and , with chemical potential. Moreover the metric (3) turns out to be related with the derivatives of the potential , where is the pressure Ruppeiner:1998 :
[TABLE]
with the usual comma notation for derivatives.
The scalar curvature simply becomes
[TABLE]
II.2 Phase transition in thermodynamic geometry
The main results of the thermodynamic geometry within Ruppeiner’s formulation Ruppeiner:1995zz are: 1) the (inverse) relation between the line element and the fluctuation probability between equilibrium states; 2) the, so called, Interaction hypothesis: the absolute value of the scalar curvature is proportional to a power of the correlation length, i.e. , where is the effective spatial dimension of the underling thermodynamic system.
The meaning of the correlation length and of the scalar curvature can be represented as in Fig.1 (a schematic picture due to Widom Widom:1974 ): the intricate line represents what the surface of density might look at any instant. This surface separates two sides with local mean densities and . By tracing any straight line, the intersection points with the surface are separated by an average distance equal to . Because such points are separated by the same mean distance , whatever the direction of the line, it is convenient to think that regions as volume elements (“droplets”) of dimension . Figure 2 shows a schematic summary of different configurations.
The interaction hypothesis has been confirmed by the study of the classical ideal gas ( Ruppeiner:1979 ) and of the van der Waals gas Ruppeiner:1995zz , for which, near the liquid-vapor critical point, , the curvature is .
Other confirmations come from the study of the Takahashi Gas Ruppeiner:1995zz , the Curie-Weiss model Janyszek:1989 , the ferromagnetic monodimensional Ising model Janyszek:1990 . For a more complete list of applications see Tab. I of Ref. Ruppeiner:2010 .
The relation between and is easy to verify for second-order phase transitions, since diverges, but the criterium to define a new phase in term of the curvature for a first order phase transition or a crossover is less clear.
The approach called -Crossing Method (RCM) Ruppeiner:2011gm is often applied to define first order phase transitions. It is based on the continuity of the scalar curvature: knowing the thermodynamic quantities in the two phases, i.e. , one can build up the transition curve by imposing the continuity of . The RCM, coherent with Widom’s microscopic description of the liquid-gas coexistence region (i.e. with the idea that the correlation lengths of the two phases must be the same at the transition) has been tested in systems with different features: vapor-liquid coexistence line for the Lennard-Jones fluids May:2012 ; May:2013 , first and second order phase transitions of mean-field Curie-Weiss model (ferromagnetic systems), liquid-liquid phase transitions Dey:2011cs , phase transitions of cosmological interest as the liquid-gas-like first order phase transition in dyonic charged AdS black hole Chaturvedi:2014vpa . Another criterion, applied in the study of first order phase transitions in real fluids Ruppeiner:2012 and Lennard-Jones systems May:2013 is a first kind discontinuity in .
Finally, two different phases can be linked by a crossover, as for the QCD deconfinement transition. Also in this case there is no definitive conclusion on the behavior of , although, it has been recently shown Castorina:2018ayy that the condition predicts a temperature for the transition from QCD to the Hadron resonance Gas at low baryon density in agreement with freeze out curve Floris:2014pta ; Das:2014qca ; Adamczyk:2017iwn and (within ) with lattice data Steinbrecher:2018phh ; Bazavov:2017dus .
Another interesting aspect of the geometrical approach to phase transitions is that the sign of the scalar curvature brings information on the microscopic interactions, since turns out to be positive for fermi statistical interactions and negative in the bosonic case Janyszek:1990b ; Ubriaco:2016 . Therefore a change in sign of is an indication of the balance between effective interactions, even when no transition occurs, and theoretical curves with in pure fluids identify some anomalous behaviors observed in the experimental data of several substances (in particular, water) Ruppeiner:2017 ; Ruppeiner:2012 . A transition from to has been also shown for the Lennard-Jones system May:2013 ; May:2012 and Anyon gas Mirza:2008fy ; Ubriaco:2013 . For black holes Sahay:2010tx , the the change in sign of the curvature occurs at the Hawking-Page transition temperature, therefore associated with the condition .
In the next sections we shall apply the thermodynamic geometry approach to NJL phase diagram both in the chiral limit and for finite fermion mass. The behavior of the scalar curvature in the quantitative description of the critical line in the plane will be pointed out.
II.3 An example: real fluids
The geometrical study of fluids is based on the Helmholtz free energy per volume, , in terms of coordinates ( is the temperature, is the particle density) and the corresponding thermodynamic line element is given by Ruppeiner:2012
[TABLE]
The scalar curvature turns out to be
[TABLE]
with
[TABLE]
and .
In Ref. Ruppeiner:2012 ; Ruppeiner:2015 ; Ruppeiner:2017 the real fluid free energy is modeled on the NIST Chemistry WebBook and is evaluated in the liquid and vapor phases and along the liquid-vapor coexistence curve ending at the critical point .
At the critical point with a power law behavior and in the asymptotic critical region, i.e very close to the critical temperature, the values of the scalar curvature evaluated in the two phases coincide. However in other regions of the thermodynamic parameter space the values of in the liquid and the vapor phases Ruppeiner:2012 are quite different and mesoscopic fluctuating structures of different sizes occur in the two phases (see fig. 2.d).
In the phase diagram of fluids, is generally found to be negative since the average molecular distances are such that the attractive part of the intermolecular potential dominates. However different anomalous regions, i.e. with , exist (see fig.4 in ref. Ruppeiner:2017 ). They are localized: (a) in the supercritical liquid region, near the melting line; (b) in the liquid phase near the triple point (for water); (c) in the vapor phase, in some regions called “repulsive clusters” Ruppeiner:2017 .
The thermodynamic states for cases (a) and (b), named solid-like-liquid states, emerge when the liquid organizes into solid-like structures at large densities, with a small intermolecular average separation. The states in “repulsive cluster” areas (case c), are characterized by values of much larger than the volume of a single molecule and by low density and have been observed in 97 different fluids (except those consisting of the simplest molecules) along the saturated vapor phase curve.
III Nambu - Jona Lasinio Model
In Nambu–Jona Lasinio (NJL) model with two flavors (), the lagrangian Klevansky:1994 ; Klevansky:1999 ; Buballa:2003qv is given by
[TABLE]
being a dimensionful coupling, the current quark mass ( is the chiral limit) and the Pauli matrices. In mean-field approximation the thermodynamic potential, , at finite temperature and chemical potential turns out to be Buballa:2003qv
[TABLE]
with
[TABLE]
where is the dynamically generated mass, , and are the number of colors and flavors respectively, is the quark chemical potential and the integrals are regulated by a cutoff . For , , the generated quark mass is .
To evaluate the minimum of by eq. (11), one has to solve the self-consistent gap equation
[TABLE]
where is the quark-antiquark condensate:
[TABLE]
with
[TABLE]
and
[TABLE]
For three flavors with , and , one has , and the lagrangian is Buballa:2003qv
[TABLE]
where
[TABLE]
and the ’t Hooft interaction, , is given by
[TABLE]
with , , , being the identity matrix, and where () are the Gell-Mann matrices and and dimensionful couplings.
The gap equations,
[TABLE]
are coupled with the quark condensates
[TABLE]
where
[TABLE]
and the mean-field thermodynamic potential turns out to be Buballa:2003qv
[TABLE]
with in eq. (12).
Finally, the potential we need for the thermodynamic geometry calculations is
[TABLE]
where is the pressure.
IV Thermodynamic geometry of chiral symmetry restoration in NJL model
IV.0.1 Two flavors in the chiral limit
Let us first discuss the chiral limit () for two flavors, starting from the breaking of chiral symmetry at , with the value of the dynamical mass , corresponding to MeV and Klevansky:1994 ; Klevansky:1999 .
The well known solution of the gap equation (13), for different values of the temperature and of the quark chemical potential, is plotted in Fig. 3.a and 3.b. The restoration of the chiral symmetry is a first order phase transition at large chemical potential and a second order one at low .
The study of the critical line of the symmetry restoration, , by thermodynamic geometry requires the, straightforward but laborious, calculation of the scalar curvature , reported in appendix A.
It turns out that diverges at the critical temperature, i.e. there is a second order phase transition, for MeV, as shown in fig. 4 for . For there is, instead, a first order phase transition. The dynamically generated mass, , now takes the characteristic behavior plotted in figure 5, where the black curves (both the continuous and the dotted) are for MeV and the two light-gray lines define the spinodal points. Between the two spinodal (light-gray) lines one can evaluate three different scalar curvatures: the first one for the higher-mass branch (black curve in figure 5); the second one for MeV and the last one is related to the -branch that interpolates between and the upper -curve (dotted curve in figure 5). At fixed temperature and between the spinodal lines (see fig. 5), there is a discontinuity in which identifies the two dashed curves in fig. 6.
The crossing temperature from the I order phase transition to the II order turns out to be about MeV.
For small and near the transition the curvature is negative, i.e. the interaction is mostly attractive, suggesting that the chiral symmetry restoration is due to thermal fluctuations.
On the other hand, at large chemical potential turns out to be positive, indicating a screening of the potential and an increase of the repulsive interaction at large density.
The complete critical line obtained by thermodynamic geometry is depicted in Figure 6 where the continuous line shows the II order phase transition and the dashed lines the spinodal curves of the first order one. The green band is the region of negative .
IV.0.2 Two flavors with chiral masses
With finite chiral quark masses, at high temperature and low chemical potential, there is a smooth crossover rather than a second-order phase transition. Moreover, the first-order phase boundary ends in a second-order endpoint Buballa:2003qv .
The solution of the gap equation (13) (with MeV and and MeV) as a function of and is shown in Figs. 7.a and 7.b.
To clarify the effect of the chiral mass in the calculation of the scalar curvature, Fig. 8 shows that diverges in the chiral limit but for , near the transition temperature, it has a minimum, corresponding to a maximum of , i.e. to a finite correlation length. Therefore, changes the behavior of near the critical temperature: the divergence of the II order phase transition turns into a minimum in the negative region and the transition temperature evaluated by the maximum of is completely in agreement with that one obtained by chiral susceptibility (see eq. (48) in appendix A).
For low temperature and large chemical potential, the scalar curvature has the same behavior previously discussed in the chiral limit, i.e. a first order phase transition.
The critical point, between the crossover and the first order phase transition depends on and for (the generally accepted value) MeV one has MeV and MeV.
Figure 9 shows the critical line for MeV: the continuous line is obtained by the maximum of and the dashed ones are the spinodal curves. The black circle is at MeV and MeV. The green band is the region of .
IV.0.3 Three flavors
Three flavor NJL model is studied with the parameter values Casalbuoni2005
[TABLE]
and only one chemical potential (, ). The dynamically generated masses and are now solutions of the system of eq. (20) and eq. (21). Their behavior is similar to that one depicted in fig. 7, but with different values for light and strange quarks. Also in this case there is a crossover at low chemical potential and large and a first order phase transition at low temperature and large . The behavior of the scalar curvature is essentially the same of the previous case with two flavors and physical masses.
In figure 10 the ratios (dashed line), (dotted line) and (continuous line) are depicted to visualize that the maximum in corresponds to the peak of chiral susceptibilities.
Figure 11 shows the transition temperature by the evaluation of : the continuous line is again obtained by the maximum of and the dashed ones are the spinodal curves. The black circle is at MeV and MeV. The green band is the region of negative .
IV.1 Thermal geometric definition of the phase transitions in NJL model: summary
It is useful to conclude this section by summarizing the geometrical definition of the phase transitions:
- •
a II order phase transition occurs for two flavors in the chiral limit () at low chemical potential. This transition is characterized by a divergent scalar curvature;
- •
for chiral masses, there is a crossover, both for two and three flavors, at low chemical potential and large . The transition temperature is defined as the maximum of in the negative- region and it is in agreement with the chiral susceptibility analysis Zhao:2008 (eqs. (48), (84) and (85) in appendix);
- •
there exists a I order phase transition at low temperature and large , both with two and three flavors and both in the chiral limit or with chiral masses. This transition is related with a discontinuity in .
V NJL model and QCD crossover
As seen in Sec. IV, the NJL crossover can be identified by a local maximum of . However, NJL model misses color confinement and therefore there is no a priori reason to apply the same geometric criterium for non perturbative QCD dynamics.
Indeed, in the thermodynamic geometry description of QCD deconfinement transition in ref. Castorina:2018ayy the criterium has been used. It indicates the transition from a mostly fermionic system (as the quark-gluon plasma) to an essentially bosonic one (as the hadron resonance gas) but, as shown in fig. 12, it exactly corresponds to the maximum of chiral susceptibility, confirming the well known Casher:1979vw ; Banks:1979yr ; Castorina:1981iy ; Digal:2000ar interplay between confinement and chiral symmetry breaking.
The transition temperature evaluated by is in agreement with the freeze-out hadronization curve and with the pseudo-critical temperature by lattice data within Castorina:2018ayy .
VI Comments and Conclusions
Thermodynamic geometry reliably describes the phase diagram of NJL model, both in the chiral limit and for finite mass, and indicates a geometrical interplay between chiral symmetry restoration/breaking and deconfinement/confinement regimes.
Moreover in a very recent paper Ding:2018auz the chiral phase transition temperature , corresponding to a “true” chiral transition in the limit , turns out to be about MeV less than the pseudo-critical temperature.
Fig 12 suggests that a small variation from to changes the maximum of chiral susceptibility from to a finite value of , as in NJL model. It could be possible that considering the effective chiral limit, i.e. one recovers by thermodynamic geometry a “true” chiral phase transition at lower temperature, with typical scaling laws. The role of color confinement in QCD in terms of thermodynamic geometry will be discussed in different models in a forthcoming paper. Acknowledgements The authors thank H.Satz for useful comments.
Appendix A NJL model with two quarks
To evaluate the scalar curvature one needs the derivatives of the potential , up to third order, which can be written in terms of the dynamical generated mass . Therefore, the solution of the GAP equation uniquely determines all those functions. Indeed, after a straightforward calculation, one gets (a comma indicates partial derivative)
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
with
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and in Eq. (16).
By deriving Eq. (24) and Eq. (11) and defining
[TABLE]
one gets
[TABLE]
[TABLE]
The calculation of second and third order derivatives is straightforward.
Finally, the two flavors chiral susceptibility, , is defined as Zhao:2008
[TABLE]
Appendix B Three flavors
In a three flavors systems the derivatives of the dynamically generated mass and are
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
where
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
and , .
About the thermodynamic potential one has
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Finally, by defining
[TABLE]
the chiral susceptibilities are
[TABLE]
and
[TABLE]
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