Bivariate functions of bounded variation: Fractal dimension and fractional integral
S. Verma, P. Viswanathan

TL;DR
This paper investigates the fractal dimensions of graphs of bivariate functions with bounded variation and explores how fractional integrals affect these dimensions, extending classical concepts to multivariate and fractional contexts.
Contribution
It introduces a study of Hausdorff and box dimensions for bivariate functions of bounded variation and analyzes the impact of Riemann-Liouville fractional integrals on these dimensions.
Findings
Hausdorff and box dimensions of bivariate functions of bounded variation are characterized.
Fractional integrals of such functions preserve bounded variation in the Arzela sense.
Dimensions of the graphs of fractional integrals are explicitly determined.
Abstract
In contrast to the univariate case, several definitions are available for the notion of bounded variation for a bivariate function. This article is an attempt to study the Hausdorff dimension and box dimension of the graph of a continuous function defined on a rectangular region in R2, which is of bounded variation according to some of these approaches. We show also that the Riemann-Liouville fractional integral of a function of bounded variation in the sense of Arzela is of bounded variation in the same sense. Further, we deduce the Hausdorff dimension and box dimension of the graph of the fractional integral of a bivariate continuous function of bounded variation.
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Taxonomy
TopicsMathematical Dynamics and Fractals · Nonlinear Differential Equations Analysis · Fractional Differential Equations Solutions
Bivariate functions of bounded variation: Fractal dimension and fractional integral
S. Verma
P. Viswanathan
Department of Mathematics
Indian Institute of Technology Delhi
New Delhi, India 110016.
Abstract
In contrast to the univariate case, several definitions are available for the notion of bounded variation for a bivariate function. This article is an attempt to study the Hausdorff dimension and box dimension of the graph of a continuous function defined on a rectangular region in , which is of bounded variation according to some of these approaches. We show also that the Riemann-Liouville fractional integral of a function of bounded variation in the sense of Arzelá is of bounded variation in the same sense. Further, we deduce the Hausdorff dimension and box dimension of the graph of the fractional integral of a bivariate continuous function of bounded variation.
keywords:
Bounded variation of bivariate function , Box dimension , Hausdorff dimension , Riemann-Liouville fractional integral.
MSC:
28A80 , 28A78 , 26A33 , 26A45
1 Introduction
This paper is primarily concerned with the concept of bounded variation of a bivariate function. The notion of bounded variation was originally introduced by Jordan [12] for a real-valued function on a closed bounded interval in . The concept of bounded variation stimulated interest because of its properties such as additivity, decomposability into monotone functions, continuity, differentiability, measurability and integrability. The functions of bounded variation, for instance, plays a major role in the study of rectifiable curves, Fourier series, integrals and calculus of variations.
The motivation for the current work is multifold. The first is the theory of bivariate function of bounded variation, which enjoys interesting connections with various branches of pure and applied mathematics. There is no unique suitable way to extend the notion of variation to a function of more than one variable. Various approaches to the notion of bounded variation of a multivariate function target to identify a class of functions having similar properties as that of a univariate function of bounded variation. Of the several approaches to the concept of bounded variation for functions of several variables, popular versions are attributed to Vitali, Hardy, Arzelá, Pierpont, Fréchet, Tonelli and Hahn. The reader may refer [6, 1, 2] for a comprehensive collection of these seven variants of bounded variation. In fact, new definitions and approaches continue to be introduced for various applications. For more recent generalizations for the concept of total variation of a function, the interested reader may consult [3, 4, 5, 10, 7, 8, 9] and references quoted therein.
Among establishing various properties of a function of bounded variation, calculation of fractal dimension of its graph has gained interest in fractal geometry and related fields. In fractal approximation theory, the Hausdorff dimension and box dimension constitute important quantifiers that need to agree between the constructed approximants and the object being approximated. For definitions and basic results on various approaches to the notion of fractal dimension, the reader is referred to the popular textbook by Falconer [11]. Using the fact that a univariate function of bounded variation can have at most a countable number of discontinuous points and some basic properties of the Hausdorff dimension, it is easy to prove that the Hausdorff dimension of the graph of a univariate function of bounded variation on is , see, for instance, [11]. Supplementing this, recently, Liang proved an elementary and elegant result that the box dimension of the graph of a univariate continuous function of bounded variation is (See Theorem 1.3, [15]). This result acts as the second motivating influence for our work herein. To be precise, the aforementioned theorem in reference [15] stimulated to ask if an analogous result for a bivariate function of bounded variation exists. Section 3 seeks to show that this is indeed the case, in fact with a suitable interpretation for the notion of bounded variation. For instance, among others, we prove:
Theorem 1.1**.**
If is continuous and of bounded variation in the sense of Hahn, then the Hausdorff dimension and box dimension of its graph is .
As a prelude to this, we need a bivariate analogue of a well-known proposition (See Proposition 11.1, [11]), which is applied to find the bounds for the box dimension of the graph of a univariate continuous function. Although this is a fundamental and natural extension, we did not find explicitly anywhere in the literature, for which reason we record it in Section 3. Let us note that while univariate functions of bounded variation are relatively easy to dealt with, the multivariate theory is intricate with roots in geometric measure theory. However, our exposition has a different goal, that is, to apply some elementary techniques to study the dimension of the graph of a bivariate function of bounded variation.
Fractional calculus, which can be broadly interpreted as the theory of derivatives and integrals of fractional (non-integer) order and their diverse applications, is an older subject dating back nearly 300 years. The literature relevant to fractional calculus is substantial; for a selection, the reader can refer to an encyclopedic book [14]. Perhaps due mostly to linguistic reasons, there have been efforts to relate the two apparently diverse areas - fractional calculus and fractal geometry. Apart from the linguistic reason, researches to connect fractional calculus with fractals were motivated by the need for physical and geometric interpretations of the fractional order integration and differentiation [13, 18]. In this regard, in [15] it has been deduced that the box dimension of the graph of the (mixed) Riemann-Liouville fractional integral of a continuous function of bounded variation is . Motivated by this, the last section of the current article establishes the Hausdorff dimension and box dimension of the graph of the Riemann-Liouville fractional integral of a bivariate continuous function of bounded variation.
2 Background and Preliminaries
This section is to set out the background for the current study.
2.1 Bounded variation in bivariate function
We recall some preliminary notions and results on bounded variation of a bivariate function which are needed in the sequel; for details, please refer to [6, 1].
Let A set of parallels to the axes:
[TABLE]
[TABLE]
will be referred to as a net. A net partitions into smaller rectangles called cells. Following [6], the difference operators and when applied to are assigned the following meaning:
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Each of these operators applied to will have a similar interpretation, wherein the increments of and involved are greater than zero but otherwise arbitrary.
Definition 2.1**.**
Let We define the total variation function as the total variation of treated as a function of alone in the interval . Further, if is of unbounded variation. Similarly, the total variation function is the total variation of considered as a function of alone in the interval , or as if is of unbounded variation.
Definition 2.2**.**
(Vitali-Lebesgue-Fréchet-de la Vallée Poussin) [6]. A function is said to be of bounded variation in the Vitali sense if for all nets, the sum
[TABLE]
is bounded.
Definition 2.3**.**
(Fréchet) [6]. A function is of bounded variation in the Fréchet sense if the sum
[TABLE]
is bounded for all possible nets and for all choices of and
Definition 2.4**.**
(Hardy-Krause) [6]. A function is said to be of bounded variation in the Hardy sense if it satisfies the following conditions.
- (i)
the same condition as that of the bounded variation in the Vitali sense 2. (ii)
for at least one fixed , the function is of bounded variation in and for at least one , the function is of bounded variation in .
Definition 2.5**.**
(Arzelá) [6]. Let be any set of points satisfying the conditions
[TABLE]
[TABLE]
The function is said to be of bounded variation in the Arzelá sense if the sum
[TABLE]
is bounded for all such sets of points.
Definition 2.6**.**
(Pierpont) [6]. Consider a square net which covers the whole plane and has its lines parallel to the respective axes. Denote the side of each square by . No line of the net need to be coinciding with a side of the rectangle Then a finite number of the cells of the net will contain points of . Let us denote the oscillation of in the -th cell, regarded as a closed region by . A function is said to be of bounded variation in the Pierpont sense if the sum
[TABLE]
is bounded for all such nets in which is less than some fixed constant.
Definition 2.7**.**
(Hahn) [6]. Consider any net in which we have , , and (). Then there are congruent rectangular cells. The function is said to be of bounded variation in the sense of Hahn if the sum
[TABLE]
is bounded for all
Theorem 2.8**.**
([6], item (7), p. 835). A function is of bounded variation in the Pierpoint sense if and only if it is of bounded variation in the Hahn sense.
Definition 2.9**.**
(Tonelli) [6]. Let be such that the total variation function is finite almost everywhere in and its Lebesgue integral over exists (finite). Further assume that a similar condition is satisfied by Then is of bounded variation in the Tonelli sense.
Theorem 2.10**.**
([1], Theorem 7, p. 718). A bivariate function is of bounded variation in the Arzelá sense if and only if it is expressible as the difference between two bounded functions, and satisfying the inequalities
[TABLE]
As usual, the class of all real-valued continuous functions defined on the rectangular region is denoted by \mathcal{C}\big{(}[a,b]\times[c,d]\big{)} or simply by . We shall denote the classes of real-valued functions defined on the region satisfying the notion of bounded variation in the sense of Vitali, Hardy, Arzelá, Pierpont, Fréchet, and Tonelli respectively by \mathcal{V}\big{(}[a,b]\times[c,d]\big{)}, \mathcal{H}\big{(}[a,b]\times[c,d]\big{)}, \mathcal{A}\big{(}[a,b]\times[c,d]\big{)}, \mathcal{P}\big{(}[a,b]\times[c,d]\big{)}, \mathcal{F}\big{(}[a,b]\times[c,d]\big{)}, and \mathcal{T}\big{(}[a,b]\times[c,d]\big{)}.
Theorem 2.11**.**
([6], item (1c), p. 846). The following relation between various approaches to the notion of bounded variation of a bivariate continuous function exists.
[TABLE]
2.2 Fractal dimensions
We shall summarize two notions of fractal dimension briefly here, but refer the reader to [11].
Definition 2.12**.**
For a non-empty subset of the diameter of is defined as
[TABLE]
where denotes the usual distance between in A -cover of is a countable collection of sets that cover such that each is of diameter at most Suppose is a subset of and is a non-negative real number. For any we define
[TABLE]
We define the dimensional Hausdorff measure of by
Definition 2.13**.**
Let and The Hausdorff dimension of is
[TABLE]
Remark 2.14*.*
For may be zero, infinite, or may satisfy A Borel set satisfying this last condition is termed an set.
In the sequel, we shall use the following result, which reveals a fundamental property of the Hausdorff dimension.
Theorem 2.15**.**
([11], Corollary 2.4, p. 32). Let and .
- (i)
If is a Lipschitz map, then \dim_{H}\big{(}f(A)\big{)}\leq\dim_{H}(A). 2. (ii)
If is a bi-Lipschitz map, i.e.
[TABLE]
for all and , then \dim_{H}\big{(}f(A)\big{)}=\dim_{H}(A).
Definition 2.16**.**
Let be a bounded subset of and let be the smallest number of sets of diameter at most which can cover The lower box dimension and upper box dimension of respectively are defined as
[TABLE]
and
[TABLE]
If the above two are equal, we define the box dimension of as the common value, that is,
[TABLE]
2.3 Fractional integral
Of the various formulations of fractional integral available, the Riemann-Liouville fractional integral is perhaps the most used fractional integral, currently. In what follows, we recall this definition in the context of bivariate function; see, for instance, [14].
Definition 2.17**.**
Let be a function defined on a closed rectangle and The (mixed) Riemann-Liouville fractional integral of is defined as
[TABLE]
3 On Fractal dimension of the graph of a bivariate function
We begin by assembling some basic facts about the fractal dimensions of the graphs of Lipschitz functions. Some of these serve as prelude to our main results, whereas some might be of independent interest.
Here and in the rest of the article, we shall use the following notation. Let and be a function. The graph of denoted by is the set
[TABLE]
We shall denote by , the Euclidean norm in the appropriate space . Some of the preparatory lemmas given below or perhaps their special cases can be found in a different context and in an abbreviated form elsewhere; see, for instance, [17]. However, for the sake of completeness and record, we include detailed arguments here.
Lemma 3.1**.**
Let and be continuous on Then In particular, if is continuous on then
Proof.
Define a map by T\big{(}(t,f(t))\big{)}=t, where and are endowed with the metric induced by the usual Euclidean norm. We have
[TABLE]
therefore, is a Lipschitz map. Using a basic property of the Hausdorff dimension (Cf. Theorem 2.15) we have \dim_{H}\big{(}T(G_{f})\big{)}\leq\dim_{H}(G_{f}). It is easy to check that the map is surjective and hence the result. ∎
Lemma 3.2**.**
Let and be continuous on Suppose that is a Lipschitz function. Then
Proof.
We define a map by T\big{(}(t,g(t))\big{)}=\big{(}t,f(t)+g(t)\big{)}. It is easy to check that the map is a surjective. Though it is routine to check that is bi-Lipschitz as well, we shall include the details for sake of completeness and record. Let We have
[TABLE]
where is a Lipschitz constant of . Furthermore,
[TABLE]
Consequently, is a bi-Lipschitz map. Using the fact that the Hausdorff dimension is invariant under bi-Lipschitz transformations (Cf. Theorem 2.15), we have . ∎
Remark 3.3*.*
Since the box dimension is Lipschitz invariant, the above lemma holds for the box dimension as well.
As is customary, we define multiplication of two functions by
Lemma 3.4**.**
Let and be continuous on Suppose that is a Lipschitz function. Then
Proof.
The mapping defined by
[TABLE]
is surjective and Lipschitz with a Lipschitz constant where is a Lipschitz constant of and ∎
Remark 3.5*.*
Since the box dimension is Lipschitz invariant, the above lemma is also true for the box dimension.
Remark 3.6*.*
In the previous lemma, we may not get equality in general. To see this, let us take to be the Weierstrass function with the Hausdorff dimension strictly greater than one (See [19]) and to be the zero function. Then, we obtain
Lemma 3.7**.**
([11], Corollary 7.4, p. 102). Let We have
- (i)
** 2. (ii)
If , then
Lemma 3.8**.**
Let be continuous and let Define a set E=\big{\{}(x,y,f(y)):x\in[a,b],y\in[c,d]\big{\}}. Then, and
Proof.
First let us note that the set is equal to Since by the previous lemma it follows that and ∎
Next we shall study the Hausdorff dimension of the graphs of some special type of bivariate functions. Let and be continuous maps. Define by
[TABLE]
Lemma 3.9**.**
Let be a Lipschitz map and be continuous. Then, and
Proof.
Define a set E=\big{\{}(x,y,g(y)):x\in[a,b],y\in[c,d]\big{\}}. The mapping defined by
[TABLE]
is a surjective bi-Lipschitz map, whence the previous lemma implies that \dim_{H}(G_{h_{1}})=\dim_{H}\big{(}T(E)\big{)}=\dim_{H}(G_{g})+1. A similar proof for the other conclusion. ∎
Remark 3.10*.*
On similar lines using lemma 3.8, we have and
Definition 3.11**.**
Let be a closed bounded rectangle and . The maximum range of over the rectangle is defined as
[TABLE]
As indicated in the introductory section, next we shall provide a bivariate analogue of Proposition in Falconer [11].
Lemma 3.12**.**
Let be continuous. Suppose that and for some If is the number of cubes that intersect the graph of then
[TABLE]
Proof.
The number of cubes of side length in the part above that intersect the graph of is at least and at most using that is continuous. Summing over all such parts gives the desired bounds. ∎
The preceding result may be applied to functions satisfying a Hölder condition to obtain the following corollary.
Corollary 3.13*.*
Let be a continuous function.
- (i)
Suppose
[TABLE]
where and Then The conclusion remains true if the Hölder condition in (3.1) holds when for some 2. (ii)
Suppose that there are numbers and with the following property: for each and there exists such that and
[TABLE]
Then
Proof.
- (i)
Since satisfies the Hölder condition in (3.1), we have
[TABLE]
Therefore from the previous lemma, we obtain
[TABLE]
The upper box dimension of can be estimated as
[TABLE]
which provides
[TABLE] 2. (ii)
On similar lines, (3.2) implies that The previous lemma now yields On similar lines, we estimate the lower box dimension of to arrive at , completing the proof.
∎
Theorem 3.14**.**
If is continuous and of bounded variation in the sense of Hahn (or Pierpont). Then
Proof.
We observe that by Lemma 3.1. Let and and for some From Lemma 3.12 we know that the number of cubes that intersect the graph of is
[TABLE]
Since is of bounded variation in the sense of Pierpont, by definition, we have is bounded for all where for some fixed To calculate the box dimension of , one deals with sufficiently small cover of and hence we may assume that is bounded for all sufficiently small That is, there exists such that
[TABLE]
for sufficiently small . Consequently,
[TABLE]
which on calculation produces
[TABLE]
∎
Remark 3.15*.*
Using the interconnection between the various notions of bounded variation of a continuous function (Cf. Theorem 2.11) and the previous theorem one can conclude that if is continuous and of bounded variation in the sense of Arzela or Hardy, then
In what follows, we shall provide some simple examples for a function such that , but is not of bounded variation.
Example 3.16**.**
Define a function on by for and otherwise. This function is of bounded variation in the sense of Tonelli but not in the sense of Pierpont [6]. Note that
[TABLE]
Next to bound , let us observe that
[TABLE]
Since , it follows that The reader can compare this with Theorem 3.14.
Example 3.17**.**
Define a function on as follows
[TABLE]
This function is discontinuous and it is of bounded variation in sense of Arzelá but not in sense of Fréchet [6]. We write the graph of the function as
[TABLE]
Let us recall that and note that and Since is finitely stable (see [11]), we get Therefore,
Example 3.18**.**
Define a function on as follows whenever otherwise This function is of bounded variation in sense of Tonelli but not in sense of Hardy [6]. We write the graph of the function as
[TABLE]
Note that We write Furthermore, we have and Since is finitely stable, we deduce that and hence that
Example 3.19**.**
Define a function on as follows whenever , otherwise The function defined above is of bounded variation in the sense of Vitali but not in sense of Pierpont [6]. Let us mention that if is continuous and has one unbounded variation point on , then : see, for instance, [16]. Now using Remark 3.10, and that the function
[TABLE]
has only one point of unbounded variation on , we deduce that
4 Dimension of graph of fractional integral of continuous function
In this section we consider and
Theorem 4.1**.**
If is a bounded function on and , then the Riemann-Liouville fractional integral is bounded.
Proof.
Since is bounded, there exists such that For each fixed we have
[TABLE]
Consequently,
[TABLE]
completing the proof. ∎
Theorem 4.2**.**
If is a continuous function on and and then is continuous on
Proof.
The proof follows by standard lines as given below. Let and Then,
[TABLE]
where
[TABLE]
Using the change of variable and in the integral , Eq. (4.3) yields
[TABLE]
where
[TABLE]
Since is continuous on , there exits such that for every . Again using the fact that a real-valued continuous function on a closed bounded interval in is bounded, for a suitable constant , we obtain
[TABLE]
With , performing the required integration we have
[TABLE]
Similarly, by defining suitable one can bound as
[TABLE]
Since is uniformly continuous, for a given there exits such that for
[TABLE]
Consequently, we gather that
[TABLE]
from which the continuity of follows. ∎
In the upcoming lemma, is monotone stands for and
Lemma 4.3**.**
Let be of bounded variation in the sense of Arzelá. Then the following hold.
- (i)
If then there exist monotone functions and such that with and 2. (ii)
If then there exist monotone functions and such that with and
Proof.
Using Theorem 2.10 we can write the function in the form, where and are monotone functions. Define functions and as and It is obvious that and both are still monotone and satisfy the required conditions. For the claim in item (2), we take and . ∎
Theorem 4.4**.**
If is of bounded variation on in the sense of Arzelá and then is of bounded variation on in the same sense.
Proof.
Since is of bounded variation in the Arzelá’s sense, can be written as a difference of two monotone increasing functions. That is, where and are monotone functions. We shall show that is a difference of two monotone functions.
- (i)
If by the preceding lemma, we can choose and Define functions and as follows:
[TABLE]
Linearity of the fractional integral yields, Hence it remains only to show that and are monotone functions. For this, let and
[TABLE]
Applying the change of variable in the second integral above, we get
[TABLE]
Since and is monotone, all terms under the integration are non-negative. Hence, that is, On similar lines, for and we have Therefore, is monotone. In a similar way, one can show that is also a monotone function. 2. (ii)
If by Lemma 4.3, one can choose monotone functions and satisfying and Following the proof in case (i), we have, and are monotone functions.
∎
Next theorem shows that the box dimension and Hausdorff dimension of the Riemann-Liouville fractional integral of a continuous function of bounded variation in the sense of Arzelá is . The proof follows at once from Theorems 3.14, 4.2 and 4.4.
Theorem 4.5**.**
If is a continuous function of bounded variation in the Arzelá sense, then
Remark 4.6*.*
Suppose that is continuous. We define a bivariate function by which is continuous. We know that
[TABLE]
For we obtain
[TABLE]
By the definition of , we get
[TABLE]
Finally, we have a relation between the Riemann-Liouville fractional integral of and mixed Riemann-Liouville fractional integral of as
[TABLE]
By Remark 3.10, . From Theorem 2.10, it follows that if is of bounded variation on , then is so in the sense of Arzelá. From Liang [15] it follows that , and hence Our previous theorem provides the value of the Hausdorff and box dimension of the graph of the Riemann-Liouville fractional integral of a more general continuous function of bounded variation (in the sense of Arzelá).
Let us conclude with a few remarks. The main theorems in this paper present bivariate analogues of theorems in Liang [15] with suitable interpretations for the notion of bounded variation. However, we should admit that it remains open whether or not the results hold for a bivariate continuous function of bounded variation according to the definitions other than those mentioned in our main results and remarks, for instance, if the function is of bounded variation in the sense of Tonelli. The multivariate analogues can be considered for a future work.
Acknowledgments
The first author thanks the University Grants Commission (UGC), India for financial support in the form of a Junior Research Fellowship.
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