Reducing invariants and total reflexivity
Tokuji Araya, Olgur Celikbas

TL;DR
This paper introduces reducing invariants for modules over local rings, providing criteria for total reflexivity and characterizing Gorenstein rings via the reducing Gorenstein dimension of the canonical module.
Contribution
It develops reducing versions of invariants for modules, linking finite reducing Gorenstein dimension to total reflexivity and Gorenstein properties of rings.
Findings
Modules with finite reducing Gorenstein dimension are totally reflexive if Ext vanishes.
A Cohen-Macaulay local ring with canonical module is Gorenstein iff the canonical module has finite reducing Gorenstein dimension.
Provides examples and applications of reducing invariants in commutative algebra.
Abstract
Motivated by a recent result of Yoshino, and the work of Bergh on reducible complexity, we introduce reducing versions of invariants of finitely generated modules over commutative Noetherian local rings. Our main result considers modules which have finite reducing Gorenstein dimension, and determines a criterion for such modules to be totally reflexive in terms of the vanishing of Ext. Along the way we give examples and applications, and in particular, prove that a Cohen-Macaulay local ring with canonical module is Gorenstein if and only if the canonical module has finite reducing Gorenstein dimension.
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Reducing invariants and total reflexivity
Tokuji Araya
Department of Applied Science, Faculty of Science, Okayama University of Science, Ridaicho, Kitaku, Okayama 700-0005, Japan.
and
Olgur Celikbas
Department of Mathematics, West Virginia University, Morgantown, WV 26506 U.S.A
Abstract.
Motivated by a recent result of Yoshino, and the work of Bergh on reducible complexity, we introduce reducing versions of invariants of finitely generated modules over commutative Noetherian local rings. Our main result considers modules which have finite reducing Gorenstein dimension, and determines a criterion for such modules to be totally reflexive in terms of the vanishing of Ext. Along the way we give examples and applications, and in particular, prove that a Cohen-Macaulay local ring with canonical module is Gorenstein if and only if the canonical module has finite reducing Gorenstein dimension.
Key words and phrases:
Gorenstein dimension, complexity, reducible complexity, totally reflexivity, vanishing of Ext
2010 Mathematics Subject Classification. Primary 13D07; Secondary 13C13, 13C14, 13H10
1. Introduction
Throughout denotes a commutative Noetherian local ring with unique maximal ideal and residue field . Moreover, each -module is assumed to be finitely generated. For standard, unexplained basic terminology and notations, we refer the reader to [2], [3], [6] and [12].
An -module is called totally reflexive if for all , and is reflexive, i.e., , where . This definition is valid over each Noetherian ring (not necessarily local) and is due to Auslander and Bridger [2]. The Gorenstein dimension of an -module is defined in terms of the length of a resolution of totally reflexive modules, and has been studied extensively in the literature. Note that the totally reflexive modules are precisely the nonzero modules of Gorenstein dimension zero. In 2006 Jorgensen and Şega [10] proved that the conditions defining total reflexivity are independent of each other: one of the examples they constructed is a local Artinian ring , and an -module such that for all . The work of Jorgensen and Şega also yields a non-reflexive module over with the same vanishing conditions. Therefore, it seems natural to us to consider the following problem:
Problem 1.1**.**
Let be an -module. Determine conditions on , or on , so that the vanishing of for all forces to be totally reflexive.
∎
Let us note, in general, we even do not know if the vanishing of for all forces to be Cohen-Macaulay. Recently Yoshino [18] extended the stable module theory of Auslander and Bridger [2] to the stable complex theory and, by using his theory, proved that, if is generically Gorenstein and is an arbitrary complex of finitely generated projective -modules, then is exact if and only if is exact. Yoshino’s work yielded the following beautiful, far-reaching theorem concerning Problem 1.1.
Theorem 1.2**.**
(Yoshino [18]) Let be an -module. If is generically Gorenstein (i.e., is Gorenstein for each associated prime ideal of ), then one has . ∎
The aim of this paper is to consider Problem 1.1 and obtain a result in the direction of Theorem 1.2. Our main result is motivated by, besides Theorem 1.2, the reducible complexity definition of Bergh [5]: we introduce reducing versions of homological invariants (in particular those of homological dimensions) of -modules, and prove the following:
Theorem 1.3**.**
Let be an -module which has finite reducing Gorenstein dimension. Then one has . ∎
In general, a module can have finite reducing Gorenstein dimension, even if it has infinite Gorenstein dimension: we give and discuss such examples, as well as the definition of reducing homological dimensions, in Section 2. We prove Theorem 1.3 in section 4, but defer the proofs of several preliminary results to Section 5. Moreover, in Section 3, we give an application on testing the Gorenstein property in terms of the reducing Gorenstein dimension and prove the following; see Theorem 3.1 and Corollary 3.2.
Proposition 1.4**.**
Let be an -module which has finite reducing Gorenstein dimension. Then:
[TABLE]
In particular, if is Cohen-Macaulay with canonical module , then is Gorenstein if and only if has finite reducing Gorenstein dimension if and only if has finite Gorenstein dimension.
∎
The conclusion of Proposition 1.4 is already known if has reducible complexity: in fact, in this case, would have finite projective dimension; see [5, 3.2]. Let us mention here that, if a module has reducible complexity, then it has finite reducing projective, and hence finite reducing Gorenstein dimension; see Definition 2.1 and [5, 2.1]. However, it is easy to find examples of modules that do not have finite complexity (and hence do not have reducible complexity), but have finite reducing projective dimension: in Example 2.3, is not a complete intersection so that the complexity of is not finite.
2. Definitions and examples
In the following, denotes a homological invariant of -modules, i.e., denotes a map from the set of isomorphism classes of -modules to the set \mathbb{Z}\cup\{\raisebox{0.86108pt}{\scriptstyle\pm}\infty\}. Classical and well-known examples of such an invariant are homological dimensions including the projective dimension [6], Gorenstein dimension [2], and complete intersection dimension [4]. Motivated by the reducible complexity definition of Bergh [5], we define:
Definition 2.1**.**
Let be an -module, and let be a homological invariant of -modules.
We write provided that there exists a sequence of -modules , positive integers , and short exact sequences of the form for each , where and . If such a sequence of modules exists, then we call a reducing -sequence of .
The reducible invariant of is defined as follows:
[TABLE]
We set, if and only if . ∎
In this paper we will focus on reducing homological dimensions, especially on reducing Gorenstein dimension. If is an -module that has reducible complexity (e.g., if ), then has finite reducing projective dimension. In particular, if is a complete intersection, then each -module has finite reducible projective dimension; see [5, 2.2]. We suspect that the converse of this fact is also true. Hence it seems reasonable to ask:
Question 2.2**.**
If each -module has finite reducing projective dimension, then must be a complete intersection ring? What if each -module has reducing projective dimension at most one?
∎
The reducing homological invariant of an -module can be finite, even if the corresponding homological invariant is infinite, i.e., in general, reducing homological dimensions are finer invariants than their corresponding homological dimensions. Next we give several examples and remarks to highlight this point. The following is an example of a module that has infinite Gorenstein, but has finite reducing Gorenstein dimension:
Example 2.3**.**
Let . Then we have that , and the minimal free resolution of is given by:
[TABLE]
Since , the following short sequence is exact: . This yields that is a reducing -sequence (and so reducing -sequence) of . Therefore, we conclude that . ∎
The next remark and Proposition 2.5 establish a generalization of Example 2.3.
Remark 2.4**.**
Assume is not Gorenstein and . It is easy to see that there is a short exact sequence , where is an embedding dimension of . This shows that is a reducing -sequence (and hence reducing ) sequence of . Consequently, we see , while . ∎
Proposition 2.5**.**
The following are equivalent, if is not Gorenstein, and is an -module.
- (i)
for some . 2. (ii)
. 3. (iii)
. 4. (iv)
. 5. (v)
. 6. (vi)
. 7. (vii)
.
Proof.
Note that, by definitions, it suffices to prove (i) implies (iii), and (vi) implies (i).
Assume (i) holds. Then there is an exact sequence of the form ; see Remark 2.4. This induces the following commutative diagram with exact rows:
[TABLE]
Therefore is a reducing -sequence of . Hence we see that . This establishes (iii).
Next we will show that (vi) implies (i). Assume . Then there exists a reducing sequence, say , of . Note that, by definition, there are positive integers and injective maps for each . Hence, setting , we obtain an injective map . On the other hand, since , we conclude that is a free -module; see, for example, [17, 2.4]. Therefore, for some . Since is a -vector space, we have that for some . ∎
The ring in Example 2.3 is zero-dimensional. We now proceed to give a higher dimensional example of a ring over which Gorenstein and reducing Gorenstein dimensions are different. Recall that is said to be G-regular [14] provided that there are no non-free totally reflexive -modules.
Remark 2.6**.**
Assume is G-regular and Cohen-Macaulay with canonical module . Assume further there exists a nonzero -module such that , , and are the only, up to isomorphism, pairwise non-isomorphic, indecomposable maximal Cohen-Macaulay -modules. Then is a maximal Cohen-Macaulay -module that has no free summand; see, for example, [11, 9.14(i)].
Now suppose for some . Pick a maximal -regular sequence (this is empty set if ). Without loss of generality, we may assume . Then there is an exact sequence for some free -module so that is exact. Notice . Hence, if , then there is an injection over the Artinian ring . This implies is free over , and so . Thus , i.e., cannot be a direct summand of . Therefore, and . This yields a short exact sequence of the form , where is a free -module. As is not free, we have so that ; see Definition 2.1. ∎
Example 2.7**.**
Let be the formal power series ring, and let be the rd Veronese subring of . Then , where is the canonical module of , and . The set of all indecomposable maximal Cohen-Macaulay -modules equals the set of all indecomposable -direct summands of , which is ; see [16, 10.5]. As is G-regular, we conclude by Remark 2.6 that ; see [11, 6.3.6] and [14, 5.1]. In fact, one can check that , , and there are exact sequences and , where is free. ∎
3. An application on testing the Gorenstein property
It is known that, if is Cohen-Macaulay with canonical module , then is Gorenstein if and only if ; see [9, 1.2]. Prior to giving a proof of Theorem 1.3, to faciliate further discussion, we give an application of reducing Gorenstein dimension and extend the aforementioned fact about canonical modules. More precisely, we will prove that, if is a semidualizing -module (see, for example, [13]), then if and only if , i.e., is totally reflexive. This shows that, if is Cohen-Macaulay with canonical module , then is Gorenstein if and only if .
Let be a homological invariant of -modules. We call closed under direct summands provided that the following condition holds: whenever and are -modules, where is a direct summand of and , we have that . Next is the main result of this section:
Theorem 3.1**.**
Let be a homological invariant of modules, and let be an -module such that for all . Assume with a reducing -sequence . Then is a direct summand of , and for each and for all . In particular, if is closed under direct summands, then .
Proof.
It is straightforward to derive the required conclusion of the second claim provided that the first one is correct: is a direct summand of so that since . Hence we will prove the first claim by induction on . In order to prove is a direct summand of , we will show that there exists an -module such that for each .
If , then the claim follows by setting (recall ). Hence we assume . Then, by the induction hypothesis, for all , and there exists an -module such that . So, by applying to the exact sequence , we see that for all . Now we consider a pushout diagram of the map and the split epimorphism .
[TABLE]
As and for all , we conclude that . Furthermore, since , the bottom horizontal short exact sequence in the above diagram implies . This also implies that the middle vertical short exact sequence of the above diagram splits. So, , and hence, by setting , we see . This completes the proof. ∎
We can now establish the generalization we seek concerning the canonical module:
Corollary 3.2**.**
Let be a semidualizing -module. Then the following conditions are equivalent:
- (i)
. 2. (ii)
is totally reflexive. 3. (iii)
. 4. (iv)
.
In particular, if is Cohen-Macaulay with canonical module , then is Gorenstein if and only if if and only if .
Proof.
It suffices to prove (iv) implies (i). Hence we assume . As is closed under direct summands [7, 1.1.10(c)] and since for all , Theorem 3.1 implies that . In particular, is a reflexive complex; see [7, 2.2.3] or [15, 2.7]. Therefore [1, 5.3] shows that , and this establishes the assertion.
The second claim follows from [9, 1.2] since is a semidualizing module. ∎
In passing, it is worth recalling that the conclusion of Corollary 3.2 is not true if the canonical module is replaced by the residue field of the ring. In other words, in general, one does not have a characterization of regularity of local rings in terms of the reducing projective, or reducing Gorenstein dimension of the residue fields; see Example 2.3.
4. Proof of the main result
The aim of this section is to prove our main result, namely Theorem 1.3. Our proof relies upon the following proposition; its proof is deferred and is given in Section 5.
Proposition 4.1**.**
Let be an -module such that . Then,
- (i)
.
Assume further for all . Then the following hold: 2. (ii)
If for some -module , then 3. (iii)
If is an element of a reducing -sequence of , then for all .
In order to prove Theorem 1.3, we first recall:
Remark 4.2**.**
Let be a torsionless -module, i.e., is injective, where denotes the natural map . Consider a minimal free cover . By dualizing the map , we obtain a short exact sequence , where is the cokernel of the composite map . The short exact sequence obtained in this way is called a pushforward of . Note the pushforward of is, up to isomorphism, unique and it follows, by construction, that ; see, for example, [8, page 61, exercise 3(c)]. ∎
We are now ready to prove Theorem 1.3:
Proof of Theorem 1.3.
We assume for all . To establish the theorem, it suffices to prove ; see [12, 23(c)]. Note that, in view of Proposition 4.1(i), we may replace with a high syzygy module, assume for all , and proceed to prove is totally reflexive. For that, first, we will first show that is torsionless.
Set , and proceed by induction on . If , then, by Definition 2.1, we have that , and so is totally reflexive as for all . Thus we assume . Let be a reducing sequence of . It then follows that and for all ; see Proposition 4.1(iii). So is torsionless by the induction hypothesis.
It follows from Definition 2.1 that there is an exact sequence for some positive integers , and . This implies that the dual sequence is also exact because . Dualizing one more time, we obtain the following commutative diagram with exact rows, where denotes the natural map:
[TABLE] \textstyle{0\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\textstyle{M^{\oplus a}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\scriptstyle{\lambda_{M^{\oplus a}}}$$\textstyle{K_{1}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\scriptstyle{\lambda_{K_{1}}}$$\textstyle{\Omega^{n}M^{\oplus b}\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\scriptstyle{\lambda_{\Omega^{n}M^{\oplus b}}}$$\textstyle{0}$$\textstyle{0\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\textstyle{(M^{\oplus a})^{\ast\ast}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\textstyle{K_{1}^{\ast\ast}\ignorespaces\ignorespaces\ignorespaces\ignorespaces}$$\textstyle{(\Omega^{n}M^{\oplus b})^{\ast\ast}}
As is injective, we see by the Snake lemma that is injective. Since , we conclude that the map is injective, i.e., is torsionless, as claimed.
Notice, what we have proved above is that, if is an -module with for all and , then is torsionless.
Next we consider the pushforward of , i.e., an exact sequence of -modules , where is free; see Remark 4.2. It then follows for all , and ; see Proposition 4.1(ii). Thus, by what we have established above, we deduce that is torsionless. Moreover, the dual sequence is exact.
As is torsionless, we can iterate the previous process, and in this way we obtain exact sequences of -modules , where is free and for each . In particular, the dual sequence is exact for each (Set ). This gives us the following long exact sequence whose dual is also exact:
[TABLE]
Now let be a free resolution of . Splicing this free resolution with the one above, i.e., with the exact sequence , we obtain a complete resolution of as follows:
[TABLE]
Therefore is totally reflexive and hence this completes the proof of the theorem. ∎
5. Proof of Proposition 4.1
This section is devoted to a proof of Proposition 4.1. Our proof requires several steps. Let us note here that Proposition 4.1(iii) follows from 5.1, while 5.3 establishes parts (i) and (ii) of the proposition.
** 5.1****.**
Let and be -modules such that and . If is a reducing -sequence of , then for each .
Proof.
Let be a reducing -sequence of . It follows from Definition 2.1 that, given an integer with , there exists a short exact sequence of -modules:
[TABLE]
where are positive integers, and .
We will first observe, for each , that , and then . To establish both of these claims, we will proceed by induction on .
If , then , which is finite by assumption. So we assume . Since for each , and since the induction hypothesis gives , we conclude that for all , i.e., . Hence it remains to show for each .
We pick an integer with , set , and consider the following long exact sequence which follows from (5.1.1):
[TABLE]
Letting in (5.1.2), we see that . Furthermore, if , then so that . This shows . Therefore we conclude that . This completes the proof. ∎
In our proof of 5.3, we will make use of the next result; it is an application of the Horseshoe Lemma and hence we skip its proof.
** 5.2****.**
Let , and are -modules.
- (i)
If is an exact sequence, then there exists a free -module such that the syzygy sequence is exact. 2. (ii)
Let be the map given by , where is defined as in part (i). If , then is surjective. ∎
** 5.3****.**
Let and be -modules such that . Assume satisfies the following properties:
- (1)
. 2. (2)
for each -module . 3. (3)
for each -module .
Then the following hold:
- (i)
If , then . 2. (ii)
If and for all , then .
In particular, the result holds for the case where , i.e., if , then , and if and for all , then .
Proof.
(i) Assume and let be a reducing -sequence of . Then there are positive integers , and exact sequences
[TABLE]
where , and ; see Definition 2.1. We will prove that there is a reducing -sequence of , where for some free -module and for each .
We set and so that, for the case where , we have by assumption. Hence suppose . Then, by the induction hypothesis, there are -modules and with is free and .
We use 5.2(i) with the sequence (5.3.1), and obtain free -modules and the exact sequence:
[TABLE]
Next we take the direct sum of the sequence (5.3.2) with the trivial sequence , and obtain the exact sequence:
[TABLE]
As is positive, the exact sequence (5.3.3) can be written as follows:
[TABLE]
Now we set and . Then, by making use of (5.3.4), for each , we obtain the following exact sequences:
[TABLE]
Note that : the first implication follows from (2), while the second one is due to (3) of the hypotheses. As , (5.3.5) shows that is an -sequence of . So , as required. This justifies part (i).
(ii) Assume and for all . Let be a reducing -sequence of . Then there are positive integers , and exact sequences
[TABLE]
where , and ; see Definition 2.1. Note that, for all and for all ; see 5.1.
We will prove that there is a reducing -sequence of , where for some free -module and for each .
We set and so that, for the case where , we have by assumption. Hence suppose . Then, by the induction hypothesis, there are -modules and with is free and . Note this isomorphism gives a split epimorphism . Next we consider a pushout of this split epimorphism with the map that comes from (5.3.6):
[TABLE]
We have since for all and since is a direct summand of . Therefore, by the bottom horizontal short exact sequence above, we conclude . This shows, since is free, that the middle vartical exact sequence splits. Consequently, we obtain the isomorphism .
As for all , we have . Therefore the map , given by taking syzygy, is surjective; see 5.2 (ii). In particular, there exists \theta=\big{(}0\to W_{i-1}^{\oplus a_{i}}\to P_{i}\to\Omega^{n_{i}-1}K_{i-1}^{\oplus b_{i}}\to 0\big{)}\in\operatorname{\operatorname{\mathsf{Ext}}}^{1}_{R}(\Omega^{n_{i}-1}K_{i-1}^{\oplus b_{i}},W_{i-1}^{\oplus a_{i}}) whose syzygy is the short exact sequence \big{(}0\to\Omega W_{i-1}^{\oplus a_{i}}\to L_{i}\to\Omega^{n_{i}}K_{i-1}^{\oplus b_{i}}\to 0\big{)}\in\operatorname{\operatorname{\mathsf{Ext}}}^{1}_{R}(\Omega^{n_{i}}K_{i-1}^{\oplus b_{i}},\Omega W_{i-1}^{\oplus a_{i}}). It follows, by the definition of the syzygy map, that there exists a free -module with .
In passing, we summarize the isomorphisms we obtained so far:
[TABLE]
Now we consider two cases:
Case 1: Assume . In this case, notice \theta=\big{(}0\to W_{i-1}^{\oplus a_{i}}\to P_{i}\to K_{i-1}^{\oplus b_{i}}\to 0\big{)}. As the isomorphism yields the isomorphism , we can consider the pullback of the split monomorphism and the map that comes from :
[TABLE]
As is free, it follows that , and hence .
Case 2: Assume . Then and, since , it follows that:
[TABLE]
In this case we define as , i.e., we set .
In both Case 1 and 2, we have the exact sequence : for Case 1, this is obtained in the previous pullback diagram, and for Case 2, this follows from the definition of , the fact that , and the isomorphism (5.3.8). Furthermore, for both cases, we have the following isomorphism; see also (5.3.7).
[TABLE]
The isomorphism (5.3.9), in particular, implies that . Thus, from the hypotheses (2) and (3), we conclude that . Consequently, is an -sequence of , and hence it follows that . This completes the proof of the theorem. ∎
We finish this section by recording the following observation about Theorem 5.3:
Remark 5.4**.**
Let for some field , and let . Then . Hence it follows from Proposition 2.5 that and (since and since is not isomorphic to for all ). Note that for each . This shows, in general, the converse of Theorem 5.3(i) is not true, and that the vanishing of assumption is necessary for Theorem 5.3(ii) to hold.
Acknowledgements
The authors are grateful to Hiroki Matsui and Yuji Yoshino for explaining Example 2.7 to them. The authors are indebted to Mohsen Asgharzadeh and Hiroki Matsui for reading the manuscript and giving helpful comments and suggestions.
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