A unified explanation of $b \to s \mu^+ \mu^-$ anomalies, neutrino masses and $B\rightarrow \pi K$ puzzle
Alakabha Datta, Divya Sachdeva, John Waite

TL;DR
This paper proposes a unified theoretical framework involving new particles like leptoquarks and diquarks to explain anomalies in B decays, neutrino masses, and the B→πK puzzle, predicting effects in rare nonleptonic B decays.
Contribution
It introduces a consistent model linking B decay anomalies, neutrino masses, and the B→πK puzzle using new particles, which is a novel comprehensive approach.
Findings
A viable model explaining B decay anomalies and neutrino masses.
Predictions for specific rare nonleptonic B decays.
Connection between semi-leptonic and non-leptonic B decay puzzles.
Abstract
Anomalies in semi-leptonic decays could indicate new physics beyond the standard model(SM). There is an older puzzle in non-leptonic decays. The new particles, leptoquarks and diquarks, required to solve the semi-leptonic and the non-leptonic puzzles can also generate neutrino masses and mixing at loop level. We show that a consistent framework to explain the anomalies and the neutrino masses is possible and we make predictions for certain rare nonleptonic decays.
| Mode | |||
|---|---|---|---|
| NP fit (1): , | |
|---|---|
| p-value | |
| Parameter | Best-fit value |
| B.P | |||
|---|---|---|---|
| A | 1.45 | 7.2 | 1.45 |
| B | 6.5 | 3.2 | 6.5 |
| C | 1.19 | 5.95 | 1.19 |
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UMISS-HEP-2019-01
Unified explanation of anomalies, neutrino masses and puzzle
Alakabha Datta
Department of Physics and Astronomy, 108 Lewis Hall, University of Mississippi, Oxford, Mississippi 38677-1848, USA
Divya Sachdeva
Department of Physics and Astrophysics, University of Delhi, Delhi 110 007, India
John Waite
Department of Physics and Astronomy, 108 Lewis Hall, University of Mississippi, Oxford, MS 38677-1848, USA
Abstract
Anomalies in semileptonic decays could indicate new physics beyond the standard model(SM). There is an older puzzle in nonleptonic decays. The new particles, leptoquarks and diquarks, required to solve the semileptonic and the nonleptonic puzzles can also generate neutrino masses and mixing at loop level. We show that a consistent framework to explain the anomalies and the neutrino masses is possible and we make predictions for certain rare nonleptonic decays.
I Introduction
Searching for beyond the SM (BSM) physics has been the primary focus of the high energy community. Rare decays have been widely studied to look for BSM effects. Because these decays get small SM contributions, new physics (NP) can compete with the SM and produce deviations from SM predictions. Over the last few years measurements in certain decays have shown deviations from the SM. These deviations are observed in two groups in charged current (CC) processes mediated by the tansitions and in the neutral current (NC) processes mediated by transition with . We will focus here on the NC anomalies although it is possible that the CC and the NC anomalies are related Bhattacharya et al. (2015) but we will not explore that possibility here.
Let us start with the decays which are fertile grounds to look for new physics effects Alok et al. (2011a, b). In transitions there are discrepancies with the SM in a number of observables in Aaij et al. (2013a, 2016); Abdesselam et al. (2016); collaboration (2017); Collaboration (2017) and Aaij et al. (2013b, 2015).
There are also measurements that are different from the SM expectations that involve ratios of and transitions. These measured quantities are tests of lepton universality violation (LUV) and are defined as Aaij et al. (2014, 2019) and Aaij et al. (2017); Abdesselam et al. (2019).
While the discrepancies in can be understood with lepton universal new physicsDatta et al. (2014), hints of LUV in and require NP that couple differently to the lepton generations. A well-studied scenario is to assume NP coupling dominantly to the muons though NP coupling to electrons is not ruled out Datta et al. (2018, 2019a). The transitions are defined via an effective Hamiltonian with vector and axial vector operators:
[TABLE]
where the are elements of the Cabibbo-Kobayashi-Maskawa (CKM) matrix and the primed operators are obtained by replacing with . It is assumed Wilson coefficients (WCs) include both the SM and NP contributions: . One now fits to the data to extract . There are several scenarios that give a good fit to the data and results of recent fits can be found in Ref. Alok et al. (2019); Ciuchini et al. (2019); Aebischer et al. (2019); Alguero et al. (2019); Datta et al. (2019a); Kowalska et al. (2019). One of the popular scenario is which can arise from the tree-level exchange of leptoquarks (LQ) or a which may be heavy Calibbi et al. (2015); Bhattacharya et al. (2017); Greljo et al. (2015); Kumar et al. (2019) or light Datta et al. (2017, 2018); Alok et al. (2017); Datta et al. (2019b); Sala and Straub (2017); Altmannshofer et al. (2018). Here we will focus on the LQ solution and there are three types of LQ that can generate this scenario. These are the -triplet scalar (), the -singlet vector (), and the -triplet vector (). We will focus on the which along with diquarks can be used to generate neutrino masses at loop level Kohda et al. (2013); Guo et al. (2018). To generate the neutrino masses, one can fix the couplings by a fit to the data and then the diquark couplings are constrained from the neutrino parameters. In this paper we point out that the diquark couplings can be fixed from nonleptonic decays and now one can check whether the correct neutrino masses and mixings are reproduced. We would like to mention that joint explanation of and was first pointed out in Bhattacharya et al. (2015) and later a connection between or and neutrino masses was discussed in Popov and White (2017); Marzo et al. (2019); Cata and Mannel (2019). Here, we are anticipating a common framework with leptoquarks and diquarks that can explain the semileptonic and nonleptonic measurements along with the neutrino masses and mixing.
The observations that we will use for the nonleptonic decays are the set of decays. These are penguin dominated nonleptonic decays and have been studied extensively. The decays in the set include (designated as ), (), () and (). Their amplitudes are not independent, but obey a quadrilateral isospin relation:
[TABLE]
Using these decays, nine observables have been measured: the four branching ratios, the four direct asymmetries , and the mixing-induced indirect asymmetry in . Shortly after these measurements were first made (in the early 2000s), it was noted that there was an inconsistency among them. This was referred to as the “ puzzle” Buras et al. (2003, 2004a, 2004b); Baek et al. (2005).
Recently the fits were updated Beaudry et al. (2018); Fleischer et al. (2018a, b). In Ref. Beaudry et al. (2018) it was observed that the key input to understanding the data was the ratio of the color-suppressed tree amplitude () to the color-allowed amplitude. Theoretically, this ratio is predicted to be 0.15\mathrel{\raise 1.29167pt\hbox{<\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}|C^{\prime}/T^{\prime}|\mathrel{\raise 1.29167pt\hbox{<\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}0.5 Beneke et al. (2001) with a default value of around 0.2. It was found that for a large , the SM can explain the data satisfactorily. However, with a small, , the fit to the data has a value of 4%, which is poor. Hence, if is small, the SM cannot explain the puzzle NP is needed. The precise statement of the situation is then, the measurements of decays allow for NP and so in this paper we will assume there is NP in these decays. There are two types of NP mediators that one can consider for the decays. One is a boson that has a flavor-changing coupling to and also couples to and/or . The second option is a diquark that has and couplings or and couplings. We will focus on the diquark explanation as the diquarks can contribute to neutrino masses.
The paper is organized in the following manner. In Sec. II we describe the setup with leptoquarks and diquarks that leads to neutrino masses and mixing at the loop level. In that section we also discuss the low energy constraints for the leptoquark Yukawa couplings including the data. In Sec. III we explore the decays mediated by the exchange of diquarks and we consider the constraints on the diquark Yukawa couplings from the decays and meson oscillations. In Sec. IV we consider the collider constraints on the diquark and leptoquarks coupling and masses and we give a scan of all their couplings that satisfy all the constraints and generate the correct neutrino masses and couplings. For a few benchmark cases we present explicit expressions for the diquark and the leptoquark Yukawa couplings and predict the branching ratios for the rare decays and . Finally in Sec. V we present our conclusions.
II Colored Zee Babu Model
We briefly summarize the main features of the colored Zee Babu model Babu and Leung (2001); Kohda et al. (2013) that are central to our idea. The model includes a scalar leptoquark (with lepton number 1) of mass and a scalar diquark of mass transforming as 111The choice is also possible as it couples neutrinos to down-type quarks but will not explain the and anomaly as this scalar couples up-type quarks to charged leptons. and 222Note that if we had chosen the diquark to be , and, hence, the neutrino mass matrix would be antisymmetric. respectively under SM gauge group with . The baryon number of is taken to be whereas is assigned . With this assignment of baryon number, the baryon conservation is automatic and thus the proton decay is forbidden. The lepton number is softly broken through a trilinear term thereby generating Majorana neutrino mass.
With the particle content discussed above, the interaction Lagrangian is given as
[TABLE]
where are indices, are generation indices, the diquark coupling matrix, , is a symmetric complex matrix whereas the leptoquark coupling matrix, , is a general complex matrix. The leptoquark couples to leptons and quarks as . Note that, in Eq. 3, we can also have additional scalar interaction terms(not relevant to our analysis), such as
[TABLE]
where is a Higgs doublet. These terms give rise to splitting in the mass of particles, comprising three states of different electric charges , and thus contribute to the oblique correctionsCheung et al. (2017). To avoid that, we assume such that all particles/states have same mass, . Along with this, there are quartic and quadratic terms of these scalars. We assume that their coefficients are adjusted such that only the Higgs doublet gets the vev and the potential is bounded from below.
The above Lagrangian can generate majorana neutrino mass at two loop as depicted in the Fig. 1. The resultant neutrino matrix is given as Aristizabal Sierra and Hirsch (2006); Kohda et al. (2013)
[TABLE]
where is a loop integral, which in the limit of large leptoquark and diquark masses simplifies to
[TABLE]
with
[TABLE]
and is 33 diagonal mass matrix for down-type quarks. Note that we have chosen diagonal bases of the mass matrix for down-type quarks and charged leptons. Hence, to obtain the correct masses of neutrino, we need to diagonalize the mass matrix, by the PMNS matrix as
[TABLE]
The standard parametrization is adopted such that
[TABLE]
where and represent and , respectively. In the case of Majorana neutrinos, and are the extra phases that cannot be determined by the oscillation experiments. However, these phases could be sensitive to the upcoming neutrinoless double beta decay searches.
It should be noted that the mass dimension one parameter, , is constrained by demanding the perturbativity of the theory. The trilinear term in the Eq. 3 generates one-loop corrections to leptoquark and diquark masses. These corrections() are, in general, proportional to . Requiring corrections to be smaller than the corresponding masses implies Aristizabal Sierra and Hirsch (2006). As various collider searches, discussed in Sec. V, do not allow the scalar masses to be smaller than 1 TeV, we take from 0.11 TeV and this choice commensurates with the above constraints.
Having discussed the details of the model, nextwe list all the possible constraints, coming from various experiments on leptoquark and diquark coupling matrices.
III Leptoquarks
- •
Lepton flavour violation at tree level: Collider searches of leptoquarks indicate that they are heavy. So we can study their low energy effects by writing 4-Fermi operators of two lepton-two quarks. Using Fierz rearrangement, we get
[TABLE]
as an effective operator where and denote leptons and quarks. These are organized in terms of the four-Fermi effective interactions with normalized dimensionless Wilson coefficients as
[TABLE]
. In Ref.Carpentier and Davidson (2010), constraints on such operators have been extensively studied. Keeping in mind that should be able to explain a small neutrino mass, following are the most crucial operators related to our work:
- –
: The conversion in nuclei sets a bound on the Wilson coefficient of this operator, i.e.
[TABLE]
- –
: The bound from the decay sets a bound on
[TABLE]
- –
: The constraint on the meson decay to pion and neutrinos() sets another bound:
[TABLE]
Apart from this, we have also taken care of all the relevant Wilson coefficients mentioned in Ref.Carpentier and Davidson (2010).
- •
Lepton flavour violation radiative decay: The LFV radiative decays are induced at one loop by the exchange of a leptoquark with the branching ratio Cheung et al. (2017)
[TABLE]
where , , and . In the case of a lepton, there are two leptonic modes and hadronic modes can be approximated by a single partonic mode(with three colors). Hence there is a factor of 5 difference in and the -lepton branching ratio. The current experimental boundsBaldini et al. (2016); Aubert et al. (2010) are
- –
,
- –
,
- –
.
- •
** anomalies**: As discussed in the Introduction one can perform fits to the data and scenarios in terms of Wilson’s coefficients that give a good description of the data. In the above set up, the exchange of the leptoquark at tree level contributes to the decay , and in particular generates the scenario . The effective Hamiltonian describing the decay is parameterized as
[TABLE]
where are effective operators with Wilson coefficients renormalized at the scale . For the model under consideration, only the operators and are induced. Using Fierz identity, we obtain the following Wilson coefficients:
[TABLE]
Assuming new physics only in the muon sector, a model independent analysis on the above operators Datta et al. (2019a) from the , , and other observables suggests that
[TABLE]
IV Diquark
IV.1 Nonleptonic decays and the puzzle
In the Standard Model (SM) the amplitudes for hadronic decays of the type are generated by the following effective Hamiltonian:
[TABLE]
where the superscript indicates the internal quark, and can be a or quark. can be either a or an quark depending on whether the decay is a or process. The operators are defined as
[TABLE]
where , and is summed over . and are the tree-level and QCD corrected operators, respectively. are the strong gluon induced penguin operators, and operators are due to and exchange (electroweak penguins) and “box” diagrams at loop level. The Wilson coefficients are defined at the scale and have been evaluated to next-to-leading order in QCD. The are the regularization scheme independent values and can be found in Ref. Beneke et al. (2001).
The diquarks discussed in Sec. II in the context of neutrino mass generation can contribute to the decays and we can write down the new physics operators that will be generated by a 6 or diquark Giudice et al. (2011). In the general case we get the effective Hamiltonian for quark decays as
[TABLE]
where the superscript in equals 6 or corresponding to the color sextet or the antitriplet diquark. The greek subscripts represent color and the latin subscripts the flavor. We have
[TABLE]
where the Yukawa are symmetric for the sextet diquark and antisymmetric for the antitriplet diquark and we have assumed the same masses for the diquarks.
For decays of the type the diquark contribution is tiny as the effective Hamiltonian is proportional to which vanishes for the diquark and is highly suppressed from and mixing for the sextet diquark. Similarly the transition is proportional to , which is also small.
For ( and ) transitions we have the following Hamiltonian:
[TABLE]
with
[TABLE]
and
[TABLE]
We can rewrite the effective Hamiltonian after a color Fierz transformation as
[TABLE]
The only other unsuppressed transition is ( and ) which has the effective Hamiltonian,
[TABLE]
with
[TABLE]
In this case at the meson level we can have the decays and the annihilation decays . These decays are highly suppressed in the SM and the observance of these decays could signal the presence of diquarks
IV.2 Naive puzzle
We begin by reviewing the puzzle. As in Ref. Beaudry et al. (2018) we can analyze the decays in terms of topological amplitudes. Including only the leading diagrams the amplitudes become
[TABLE]
Here, is the color-allowed tree amplitude, is the gluonic penguin amplitude, and is the color-allowed electroweak penguin amplitude. Furthermore in the SU(3) limit the and are proportional to each other and so have the same strong phases. Now consider the direct asymmetries of and . Such asymmetries are generated by the interference of two amplitudes with nonzero relative weak and strong phases. In both and , - interference leads to a direct CP asymmetry. On the other hand, in , and have the same strong phase, , while and have the same weak phase (), so that does not contribute to the direct asymmetry. This means that we expect .
The latest measurements are shown in Table 1. Not only are and not equal, they are of opposite sign! Experimentally, we have . This differs from 0 by . This is the naive puzzle.
IV.3 Model-independent new physics formalism
In the general approach of Refs. Datta and London (2004); Datta et al. (2005), the NP operators that contribute to the amplitudes take the form (), where represents Lorentz structures, and color indices are suppressed. The NP contributions to are encoded in the matrix elements . In general, each matrix element has its own NP weak and strong phases.
Note that the strong phases are basically generated by QCD rescattering from diagrams with the same CKM matrix elements. One can argue that the strong phase of is expected to be very small since it is due to self-rescattering. For the same reason, all NP strong phases are also small, and can be neglected. In this case, many NP matrix elements can be combined into a single NP amplitude, with a single weak phase:
[TABLE]
Here the strong phase is zero. There are two classes of such NP amplitudes, differing only in their color structure: and (). They are denoted and , respectively Datta et al. (2005). Here, and are the NP weak phases. In general, and . Note that, despite the “color-suppressed” index , the matrix elements are not necessarily smaller than .
There are therefore four NP matrix elements that contribute to decays. However, only three combinations appear in the amplitudes: , , and Datta et al. (2005). The amplitudes can now be written in terms of the SM diagrams and these NP matrix elements. Here we neglect the small SM diagram but include the color-suppressed amplitudes:
[TABLE]
We can express the various matrix elements as
[TABLE]
In our model and are absent while and are defined in Eqs. 19 and 22. In the factorization assumption and using Eqs. 19 and 22 we get the following results for the nonzero amplitudes,
[TABLE]
In Ref. Baek et al. (2009), a different set of NP operators is defined:
[TABLE]
In this case we have
[TABLE]
We consider two models, the first with
[TABLE]
This leads to with both amplitudes having the same weak phase.
[TABLE]
The second model has
[TABLE]
This leads to , again with both amplitudes having the same weak phase.
A fit for the new physics within this scenario is performed to determine the parameters of the model. The procedure for determining such a fit is as follows. We define the function
[TABLE]
where and are the experimentally determined quantities with their associated uncertainties, respectively, as listed in Table 1. are determined from the model and are thus functions of the unknown parameters. The goal from here is to find the values of the parameters that minimize . There are many programs available to accomplish this, one of the most widely used is MINUIT James (1994), which is used here. The goodness of the fit is determined by the value of at the minimum and the number of degrees of freedom in the fit. The degrees of freedom are the number of constraints included in the fit minus the number of parameters that are fitted. In this case the number of constraints is 13: the data, the independent measurements of and , and the constraints on and . The number of parameters is nine and we have that the number of degrees of freedom are four. A “good” fit is one where d.o.f., but a better measure is the value which gives the probability that the model tested adequately describes the observations.
The results of the fit for this case are shown in Table 2. Here the value is 44% for , and 43% for , which is not bad (and is far better than that of the SM).
The SM diagram involves the tree-level decay . The NP diagram looks very similar and is expressed relative to the diagram. Within factorization, the SM and NP diagrams involve and , respectively, where are form factors and are decay constants. The hadronic factors are similar in size: Beneke et al. (2001). Taking central values for , we have Beaudry et al. (2018)
[TABLE]
For we obtain
[TABLE]
Both models give similar fits and in Fig. 2 we show the allowed regions of the diquark couplings within a 1 range for the first model.
IV.4 Neutral meson Mixing
Diquarks, in spite of being charged, through their coupling to the same generation quarks can mediate the mixing between neutral mesons at tree level. Following the convention in Bona et al. (2008), the mixing can be depicted as the six dimension operator:
[TABLE]
The 90 % C.L. bounds on the corresponding Wilson coefficientsBona et al. (2008) is then given as
[TABLE]
V Numerical Analysis and Discussion
Before we present the results, we discuss the bounds on the scalar masses obtained from collider experiments. The collider experiments provide direct limits on the leptoquark mass when they decay to leptons and quarks in the final state. There are many studies in the literature where different signatures have been discussedBhattacharyya et al. (1995); Bandyopadhyay and Mandal (2018); Kohda et al. (2013). The leptoquarks can be pair produced from and as initial state or singly produced at hadron colliders via . Recent studies at ATLASAaboud et al. (2016) and CMSSirunyan et al. (2018) with 13 TeV data puts a bound on the scalar leptoquark mass, when decay to , , and with 100% branching fraction, respectively, at 95 % C.L. The previous resultsKhachatryan et al. (2016a, 2015) at 8 from the search of single leptoquark production are of order for final state . Taking a cue from these studies, we take in our analysis.
Similar to the leptoquarks, diquarks can be looked at the LHC through dijets in the final state. The recent studies at CMS on dijets’ final states rules out scalar diquarks of mass smaller than . However, these limits are derived for diquark which couples with an up-type quark and a down-type quarkKhachatryan et al. (2016b). These limits are very sensitive to the assumptions of decay branching fractions as well as the flavor dependent coupling strengths. Also, the diquark in the present work couples only to down-type quarks. This leads to a decrease in the flux factor and hence the cross section and thereby the bounds on would be lower. Hence, we take in our analysis.
With this mass range of scalars, we randomly generate a sample of diquark couplings satisfying the constraints discussed in Sec. III. For , the fit requires to be greater than 0.1. Thus, we generate these couplings randomly in the range . We fix of the order and is randomly generated in the range . The small value of is required to generate a small neutrino mass because the coupling is always multiplied to the square of a bottom quark mass when mass matrix, in the Eq. 4, is solved. For the remaining , i.e, , we scan in the range . Except for , other diquark couplings are assumed complex. It should be noted that the signs of the couplings are randomly assigned with equal probabilities being positive or negative in the whole calculation.
As for the leptoquark case, couplings(real) are generated randomly in the range . With the obtained sets of couplings, we calculate the strength of remaining leptoquark couplings, for randomly generated LQ mass, from Eq. 4 to get the correct neutrino masses. The symmetric neutrino mass matrix in the Eq. 4 represents six independent equations as six independent parameters (given in Table 3) that are obtained from the neutrino oscillation experiments. Throughout the analysis, we have kept Majorana phases to be 0, and have employed the 2 ranges for the neutrino mixing parameters for normal hierarchy from Refs.Capozzi et al. (2017); Tanabashi (2018). Finally, those sets of LQ couplings are selected that satisfy all of the constraints in Sec. III. The results for the LQ couplings are given in Fig.3.
The pattern in the lower limit of the coupling is mainly decided by anomalies whereas the DQ couplings, , do not contribute significantly to neutrino mass calculations and thereby leptoquark parameter space as comes with the product of down and strange/bottom quark masses in Eq. 4, and the down quark mass is very small.
We compare our results for leptoquark coupling with the results given in Guo et al. (2018) and Hiller and Nisandzic (2017) and find them consistent. A few benchmark points (BP) are given in Appendix A. For these BP, we present branching ratios for the rare decays in Table 4 following the calculations in Ref. Giudice et al. (2011). The branching ratios are rather small and it will be difficult to observe these decays in ongoing experiments. Our analysis shows that the anomalies and the neutrino masses can all be accommodated in a consistent framework.
VI Conclusion
In conclusion we have discussed a unified framework to provide solutions to three problems. They are the anomalies in measurements, nonleptonic decays, and the issue of generating neutrino masses and mixing. Our framework contained a scalar triplet leptoquark, a scalar color sextext diquark, and also, possibly, a color antitriplet diquark. We considered several low energy as well as collider bounds on the leptoquark, diquark couplings and masses. For the leptoquarks these low energy observables included the measurements. The solutions to the puzzle provided constraints on products of the diquark Yukawa couplings. We then checked that the correct neutrino masses and mixings were reproduced with the allowed couplings of the leptoquarks and diquarks. We also predicted the branching ratios for a few rare decays whose observations could signal the existence of diquarks. However, we found the branching ratios of these decays to be unobservably small.
VII Acknowledgments
: We thank Ernest Ma for suggesting this problem. D.S. acknowledges the computing facility provided under SERB, India’s project Grant No. EMR/2016/002286 and thanks UGC-CSIR, India, for financial assistance.
Appendix A Some Useful Expressions
In this Appendix, we give some useful expressions and calculations that could be useful while reading the paper
[TABLE]
[TABLE]
Integrating out diquark
[TABLE]
Because is symmetric/antisymmetric there is an additional factor of 2. In other words can contract with and .
Appendix B Benchmark Points
Here we give the benchmark points satisfying the anomalies observations and explaining the neutrino mass.
- •
BP A:
[TABLE]
[TABLE]
[TABLE]
[TABLE]
- •
BP B:
[TABLE]
[TABLE]
[TABLE]
[TABLE]
- •
BP C:
[TABLE]
[TABLE]
[TABLE]
[TABLE]
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