Speeding-up a quantum refrigerator via counter-diabatic driving
Ken Funo, Neill Lambert, Bayan Karimi, Jukka P. Pekola, Yuta Masuyama,, Franco Nori

TL;DR
This paper demonstrates that counter-diabatic driving can enhance the efficiency and power of a quantum Otto refrigerator, even in open system dynamics, with potential experimental applications.
Contribution
It extends the application of counter-diabatic driving to open quantum systems, showing improvements in thermodynamic performance of a quantum refrigerator.
Findings
CD improves efficiency and power in quantum refrigerator
Effective in open system dynamics despite basis deviations
Potential for experimental realization
Abstract
We study the application of a counter-diabatic driving (CD) technique to enhance the thermodynamic efficiency and power of a quantum Otto refrigerator based on a superconducting qubit coupled to two resonant circuits. Although the CD technique is originally designed to counteract non-adiabatic coherent excitations in isolated systems, we find that it also works effectively in the open system dynamics, improving the coherence-induced losses of efficiency and power. We compare the CD dynamics with its classical counterpart, and find a deviation that arises because the CD is designed to follow the energy eigenbasis of the original Hamiltonian, but the heat baths thermalize the system in a different basis. We also discuss possible experimental realizations of our model.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Speeding-up a quantum refrigerator via counter-diabatic driving
Ken Funo
Theoretical Physics Laboratory, RIKEN Cluster for Pioneering Reserach, Wako-shi, Saitama 351-0198, Japan
Neill Lambert
Theoretical Physics Laboratory, RIKEN Cluster for Pioneering Reserach, Wako-shi, Saitama 351-0198, Japan
Bayan Karimi
QTF Centre of Excellence, Department of Applied Physics, Aalto University School of Science, Aalto, Finland
Jukka P. Pekola
QTF Centre of Excellence, Department of Applied Physics, Aalto University School of Science, Aalto, Finland
Yuta Masuyama
National Institutes for Quantum and Radiological Science and Technology, 1233 Watanuki, Takasaki, Gunma 370-1292, Japan
Franco Nori
Theoretical Physics Laboratory, RIKEN Cluster for Pioneering Reserach, Wako-shi, Saitama 351-0198, Japan
Physics Department, The University of Michigan, Ann Arbor, Michigan 48109-1040, USA
Abstract
We study the application of a counter-diabatic driving (CD) technique to enhance the thermodynamic efficiency and power of a quantum Otto refrigerator based on a superconducting qubit coupled to two resonant circuits. Although the CD technique is originally designed to counteract non-adiabatic coherent excitations in isolated systems, we find that it also works effectively in the open system dynamics, improving the coherence-induced losses of efficiency and power. We compare the CD dynamics with its classical counterpart, and find a deviation that arises because the CD is designed to follow the energy eigenbasis of the original Hamiltonian, but the heat baths thermalize the system in a different basis. We also discuss possible experimental realizations of our model.
I Introduction
Understanding the nonequilibrium dynamics of open quantum systems is essential for controlling small quantum devices and to improve existing quantum information processing technologies. Quantum thermodynamics offers a theoretical framework to achieve this aim, and one can, for example, study thermodynamically efficient protocols with low entropy production. Quite recently, utilizing recent technical progress in the fields of trapped ions, NMR systems, and superconducting qubits, several experiments have been performed to test important ideas in quantum thermodynamics such as the quantum fluctuation theorem Batalhao14 ; An15 and Maxwell’s demon Camati16 ; Cottet17 ; Masuyama17 ; Naghiloo18 . They are also used as a working substance to build up quantum heat engines and refrigerators HEexp1 ; HEexp2 ; HEexp3 . We also note that a direct measurement of the stationary heat currents has become possible HEexp4 .
The studies of quantum heat engines and refrigerators Haitao1 ; Kosloff17 have attracted particular interest since they reveal fundamental limits on the conversion between work and heat in the quantum regime. For example, several studies have found quantum supremacy in their performance Scully03 ; Jaramillo16 ; Coherence1 ; Coherence2 ; Deffner17 . On the other hand, coherences built up during a cycle of a quantum heat engine are found to induce universal power losses in the linear response regime Brandner17 . Similar result has also been reported in some specific models Karimi16 ; Pekola18 , where coherent oscillations are found in the output power and efficiency, leading to smaller values compared to their classical counter parts.
One may regard this as a manifestation of the trade-off between the protocol time and the efficiency of a given task in finite-time control theory. However, a recent quantum control technique, known as shortcuts to adiabaticity (STA), allows us to overcome this problem by mimicking quantum adiabatic dynamics in a finite protocol time STAreview ; STAR . In particular, the counter-diabatic driving (CD) technique STAreview ; STAR ; DR03 ; DR05 ; Berry09 ; Jarzynski13 realizes STA by introducing an additional control field which enforces the system to follow the quantum adiabatic trajectory of the uncontrolled system. By utilizing these techniques, the performance of superadiabatic quantum heat engines have been studied extensively Adolfo14 ; Deng18 ; Lutz18 ; Berakdar16 ; Adolfo18 , whereas other optimization techniques have been utilized in the literature as well Acconcia15A ; Acconcia15B ; Menczel19 . Note that the CD has been implemented in several experiments expCD1 ; expCD2 ; expCD3 ; expCD4 .
In this study, we take a model of a quantum Otto refrigerator based on a superconducting qubit coupled to two heat baths made of resonant circuits Karimi16 , and apply the CD to enhance its efficiency and power. The model we consider is illustrated in Fig. 1, where the energy level of the qubit is varied in time and it is resonantly coupled to the hot bath (H) and the cold bath (C) at different frequencies. Note that if we can switch on and off the interactions between the system and the baths, we can separate the adiabatic strokes and the thermalization strokes of the Otto engine (see also Fig. 1). Then, we can ideally apply the CD to speed up the adiabatic strokes Adolfo14 ; Deng18 . On the other hand, we are interested in a situation where the coupling to the baths cannot be externally controlled and the adiabatic and thermalization strokes are not completely separated. From a practical point of view, this setup is relevant for realistic experiments where the system undergoes a continuous periodic cycle with some external drives under the influence of environments. From a fundamental point of view, this setup allows one to better understand how CD could be effective in open system dynamics, which has not been explored intensively Sun16 ; Sarandy17 ; Villazon19 .
This paper is organized as follows. In Sec. II, we present the model studied in this paper describing a quantum Otto refrigerator. We also introduce the CD technique and the definition of the work flux and the heat flux for our model. The main result of our paper is presented in Sec. III. We first discuss some analytical expression for the dynamics of the system and show that the CD also works effectively for the open quantum system of this example. We then discuss how CD improves the heat transfer and the thermodynamic efficiency of the refrigerator in the fast driving regimes. In Sec. IV, we discuss possible experimental realizations of the quantum refrigerator studied in this paper. In Sec. V, we conclude this paper.
II The model
The Hamiltonian of the qubit is given by the Landau-Zener-type model
[TABLE]
where is the overall energy of the qubit, characterizes the minimum gap, describes the external driving, and is the Pauli-X-matrix, etc. Here, we choose as a periodic function varying from to . We choose the truncated trapezoidal form
[TABLE]
which in earlier works was shown to give the best thermodynamic efficiency among several different functional forms Karimi16 . Here, is the driving frequency and is a parameter adjusting the waveform of the periodic drive (see Fig. 2). The energy difference between the excited state and the ground state is given by
[TABLE]
The instantaneous eigenenergies of are given by , and the corresponding energy eigenstates are given by
[TABLE]
where .
Now we consider the dissipative dynamics of the system coupled to the hot and cold baths. The coupling between the system and the bath are assumed to take the forms , where is the operator of the bath (including the coupling constant). Note that we discuss the case of a (transversal) coupling between the system and the bath (see also Fig. 1 (b)), although a (longitudinal) coupling does not significantly change the qualitative behavior of the results presented in this paper. After taking the standard weak-coupling, Born-Markov, and rotating-wave approximations, the reduced dynamics of the system is given by the time-dependent Lindblad master equation Breuer ; Albash12 ; Yuge17
[TABLE]
where we set for simplicity. Here, the dissipator describing the effect of the bath is given by
[TABLE]
where denotes the anti-commutation relation and
[TABLE]
is the time-dependent Lindblad operator describing a jump from the excited state to the ground state. Here, is the noise power spectrum of the environment and it is related to the one-sided Fourier transform of the bath correlation function as . Note that we ignore the Lamb shift term in Eq. (5) for simplicity.
In this paper, we consider the following form of the noise power spectrum:
[TABLE]
since it is relevant to the possible experimetnal realizations of the refrigerator Karimi16 (see also Fig. 1 (b)). Here, , , , , , and are the bare resonance frequency, quality factor, inductance, capacitance, resistance, inverse temperature, and coupling strength of the circuit , respectively. We choose and , such that the circuit C (H) is resonantly coupled to the qubit when (), where adjusts the width of the resonance.
II.1 Counter-diabatic driving
In this subsection, we briefly introduce the idea of CD and then apply it to our model.
By following Ref. Jarzynski13 , we introduce the control field to escort the state along the same label of the energy eigenstate of as
[TABLE]
and is the Berry connection. This means transports the state along the quantum adiabatic trajectory for the original Hamiltonian . Here, the control field can be obtained from Eq. (9) and its explicit form is given by
[TABLE]
which is called the Counter-Diabatic (CD) field STAR ; DR03 ; DR05 ; Berry09 . As one can expect from Eq. (9), the unitary time-evolution , via the Hamiltonian , mimics the quantum adiabatic time-evolution of in a finite time as
[TABLE]
Now we apply the CD technique to our model (1). Since and , the CD field takes a simple form
[TABLE]
with
[TABLE]
Note that is proportional to (see also Fig. 2). The energy difference between the excited state and the ground state of is given by
[TABLE]
Next, we consider the time-dependent master equation Breuer ; Albash12 ; Yuge17 including the CD field, given by
[TABLE]
where the dissipator is given by Eq. (6) but replacing and by and
[TABLE]
where and are the ground and excited state of , respectively.
II.2 Heat fluxes to the cold and hot baths
In this section, we introduce the expression of the heat fluxes from the cold and hot baths for the original (5) and CD (15) dynamics.
For the original dynamics without CD, the time-derivative of the internal energy of the system is given by . From the first law of thermodynamics , we identify as the work flux, since this term characterizes the energy difference of the system induced by the external driving of the Hamiltonian. Similarly, we identify the term as the heat flux and further decompose it into two parts , where
[TABLE]
is the heat flux coming from the bath . Here, is the ground state occupation probability and is that for the excited state, and the transition rates are given by
[TABLE]
It is clear from the expression (17) that any change in the energy of the system related to a jump between energy eigenstates induced by the bath is interpreted as the heat. We note that the Gibbs equilibrium state with inverse temperature satisfies and . Therefore, the above definitions of the work and the heat for the Lindblad master equation dynamics are consistent with the second law of thermodynamics Alicki79 .
For the CD dynamics, we can define the heat flux in a manner similar to that for the original dynamics by replacing with . After some similar arguments, the heat flux from the system to the bath is found to be
[TABLE]
where is the ground state occupation probability and a similar definition applies to , while the transition rates are given by
[TABLE]
Note that when the driving is slow, becomes negligible and Eqs. (20) and (18) become identical.
III Main results: Heat fluxes and the thermodynamic efficiency of the Otto cycle
We now numerically solve the Lindblad master equation and calculate the heat flux as well as the efficiency of the Otto refrigerator, which constitute our main results.
III.1 Dynamics of the Otto cycle
We first note that the design of the protocol lets the CD field become small () when the qubit is interacting with the hot or cold baths ( or ). This ensures that the CD is less affected by the baths and is able to cancel nonadiabatic excitations during the cycle. As a result, the coherence between different energy eigenstates of the original Hamiltonian is supressed, and the coherence induced power and efficiency losses Brandner17 can be avoided.
To support this idea, let us denote the matrix elements of using the basis as
[TABLE]
The Lindblad master equation (15) can be rewritten as a Pauli master equation-like form
[TABLE]
where
[TABLE]
quantifies the relative energy scale of the CD field with respect to the original Hamiltonian (see Fig. 3). We therefore find that if and the driving frequency is not too large such that is small, the CD dynamics is essentially described by the classical master equation (i.e., the first line of Eq. (23) by neglecting and terms). However, in general, we cannot completely cancel the coherent excitations because there is a mismatch between the basis in which the CD is designed to follow and the basis in which the dissipation acts on. Note that this mismatch is quantified by .
In Fig. 4, we plot , which shows an excellent agreement with that of the classical model. On the other hand, we find coherent oscillations for the original dynamics . We further consider the effectiveness of CD by analyzing the coherence of the system between different energy eigenstates . We adopt the relative entropy of coherence for a density matrix , which is found to be a proper measure of coherence Baumgratz14 . Here, is the von Neumann entropy and is the diagonal part of . Note that when , has no coherence between eigenstates . In Fig. 5, we plot the relative entropy of coherence for the CD [] and original [] dynamics, and find that is at least one order of magnitude smaller than .
III.2 Heat flux between the system and the two heat baths
Next, we study the heat flux. Here, the sign convention of the heat is chosen such that when it is positive, heat flows from the system to the bath. In Fig. 6 (a), we plot the heat flux to the hot bath, where the interaction is dominant around . Here, the heat flux via CD has an excellent agreement with its classical counterpart , calculated from the classical master equation. This agreement can be understood from Fig. 3 that when the system is interacting with the hot bath (). In Fig. 6 (b), we plot the heat flux to the cold bath, where the interaction is dominant around . Here, the heat flux agrees well with its classical counterpart , although we find a slight deviation because is finite when the system is interacting with the cold bath (). See also Fig. 3.
The heat fluxes for the original dynamics and [green solid curve] take different values compared with the classical model because of the coherent oscillations shown in Fig. 4 and Fig. 5. When is too large, the heat from the cold bath may change sign, i.e. the cold bath is heated up.
III.3 Thermodynamic efficiency of the refrigerator
Finally, we compare the power and the thermodynamic efficiency (coefficient of performance) of the refrigerator. The efficiency of the original dynamics is given by , where we use the first law of thermodynamics for a stationary cycle and obtain the second equality, and and are the heat and work for one stationary cycle, respectively. The efficiencies for the CD dynamics and the classical dynamics are defined in a similar manner. Note that we include the effect of the CD in a standard manner by defining the efficiency based on the total Hamiltonian including the CD field. We also note that there are several proposals for the energy costs of STA Santos15 ; Campbell17 ; Funo17 , including a modified definition of the efficiency Lutz18 . The cooling power of the cold bath is defined as , and a similar definition applies to the heating power as well.
We plot the power in Fig. 7 and the efficiency in Fig. 8 as a function of the driving frequency for the original dynamics, CD dynamics, and classical dynamics. Because of the coherent oscillations seen in Fig. 4 and Fig. 5 for the original dynamics, the population of the ground and excited states may be reversed and varies from negative to positive values depending on . This affects the cooling power and the efficiency as it falls down rapidly in the large regime. For the CD dynamics, we can largely improve them in the large regime. For the cooling and heating powers, we find that the differences between the CD dynamics and the classical dynamics are tiny. However, these differences become apparent in the efficiency, as we find a slight decrease of the efficiency for the CD dynamics compared with that for the classical dynamics. Since scales linearly in , the discrepancy of the efficiency between the CD and classical dynamics becomes larger as we speed up the thermodynamic cycle.
IV Experimental Feasibility
Finally, we discuss possible experimental realizations of the refrigerator cycles proposed in this paper. The qubit Hamiltonian (1) can be realized by a transmon qubit, where the external magnetic flux is applied to the SQUID-loop and the Josephson coupling energy is tunable (See Fig. 1). In this case, is given by , where is the superconducting flux quantum. The energy gap at is characterized by and the overall energy is , where refers to the Cooper pair charging energy.
The CD field (12) can be realized by the standard -axis single-qubit rotation, where a microwave drive line is capacitively coupled to the qubit (see Fig. 1). The interaction Hamiltonian reads , where is the qubit-microwave coupling frequency and is the time-dependent voltage which is applied to the qubit through the microwave drive line transmonreview . By choosing , the CD field (12) can be implemented.
The coupling of the qubit to the hot and cold baths can be realized by capacitively coupling the qubit to two resonators (See Fig. 1). We note that a transmon qubit has been capacitively coupled to two RLC resonators (without modulating the qubit frequency) and the stationary heat currents have been measured experimentally HEexp4 .
We also note that can be realized in various information processing systems by driving the qubit with classical fields in the , and directions in order to realize the , and terms. Note that this technique is standard in many quantum information experiments such as superconducting qubits SCQ ; transmonreview , NMR systems NMR , and NV-center spins NV , where one can rotate the qubit in any direction of the Bloch sphere. It has also been utilized to generate a time-dependent Hamiltonian and its control CD field for a superconducting Xmon qubit CDXmon .
V Concluding remarks
In conclusion, we have studied the performance of a quantum Otto-type refrigerator assisted by the counter-diabatic driving (CD) technique. We find that the CD can effectively counteract non-adiabatic coherent excitations even in open quantum systems, allowing a large improvement of the thermodynamic efficiency of the refrigerator. A comparison with a classical model is also studied, and we show the deviation of the CD dynamics from the classical master equation in terms of a parameter (24) which quantifies the relative energy scale between the CD field and the original Hamiltonian. This deviation arises from the mismatch between the basis in which the dissipation acts on and that in which the CD is designed to follow, and decreases the performance of the CD. We have also discussed experimental feasibility of the proposed quantum refrigerator. We hope that this investigation of efficient cooling and heat transferring techniques will contribute to further developments of quantum information technologies.
Acknowledgements.
The numerical calculations were done by using the QuTiP library Qutip1 ; Qutip2 . K.F. was supported by the JSPS KAKENHI Grant Number JP18J00454. N.L. acknowledges partial support from JST PRESTO through Grant No. JPMJPR18GC. B.K. and J.P.P. acknowledge Academy of Finland grants 312057 and Marie Sklodowska-Curie actions (grant agreements 742559 and 766025). F.N. is supported in part by the: MURI Center for Dynamic Magneto-Optics via the Air Force Office of Scientific Research (AFOSR) (FA9550-14-1-0040), Army Research Office (ARO) (Grant No. W911NF-18-1-0358), Asian Office of Aerospace Research and Development (AOARD) (Grant No. FA2386-18-1-4045), Japan Science and Technology Agency (JST) (via the Q-LEAP program, and the CREST Grant No. JPMJCR1676), Japan Society for the Promotion of Science (JSPS) (JSPS-RFBR Grant No. 17-52-50023, and JSPS-FWO Grant No. VS.059.18N). F.N. and N.L. also acknowledge support from the RIKEN-AIST Challenge Research Fund, and the John Templeton Foundation.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1(1) T. B. Batalhão, A. M. Souza, L. Mazzola, R. Auccaise, R. S. Sarthour, I. S. Oliveira, J. Goold, G. De Chiara, M. Paternostro, and R. M. Serra, Experimental Reconstruction of Work Distribution and Study of Fluctuation Relations in a Closed Quantum System . Phys. Rev. Lett. 113, 140601 (2014). · doi ↗
- 2(2) S. An, J.-N. Zhang, M. Um, D. Lv, Y. Lu, J. Zhang, Z.-Q. Yin, H. T. Quan and K. Kim, Experimental test of the quantum Jarzynski equality with a trapped-ion system . Nature Phys. 11 , 193 (2015). · doi ↗
- 3(3) P. A. Camati, J. P. S. Peterson, T. B. Batalhão, K. Micadei, A. M. Souza, R. S. Sarthour, I. S. Oliveira, and R. M. Serra, Experimental Rectification of Entropy Production by Maxwell’s Demon in a Quantum System . Phys. Rev. Lett. 117, 240502 (2016). · doi ↗
- 4(4) N. Cottet, S. Jezouin, L. Bretheau, P. C.-Ibarcq, Q. Ficheux, J. Anders, A. Auffèves, R. Azouit, P. Rouchon, and B. Huard, Observing a quantum Maxwell demon at work . Proc. Natl. Acad. Sci. 114, 7561 (2017). · doi ↗
- 5(5) Y. Masuyama, K. Funo, Y. Murashita, A. Noguchi, S. Kono, Y. Tabuchi, R. Yamazaki, M. Ueda, and Y. Nakamura, Information-to-work conversion by Maxwell’s demon in a superconducting circuit-QED system . Nat. Commun. 9, 1291 (2018). · doi ↗
- 6(6) M. Naghiloo, J. J. Alonso, A. Romito, E. Lutz, and K. W. Murch, Information gain and loss for a quantum Maxwell’s demon . Phys. Rev. Lett. 121, 030604 (2018). · doi ↗
- 7(7) K. Y. Tan, M. Partanen, R. E. Lake, J. Govenius, S. Masuda, and M. Möttönen, Quantum-circuit refrigerator . Nat. Commun. 8, 15189 (2017). · doi ↗
- 8(8) J. P. S. Peterson, T. B. Batalhão, M. Herrera, A. M. Souza, R. S. Sarthour, I. S. Oliveira, and R. M. Serra, Experimental characterization of a spin quantum heat engine . ar Xiv:1803.06021
