This paper explores the symplectic geometry of $p$-adic moduli stacks related to Teichmüller theory, comparing canonical and Goldman's symplectic structures, revealing a $p$-adic analogue of classical uniformization results.
Contribution
It establishes a comparison between the canonical symplectic structure on the cotangent bundle of $p$-adic Teichmüller moduli and Goldman's structure on indigenous bundles, extending classical uniformization to the $p$-adic setting.
Findings
01
Comparison between canonical and Goldman's symplectic structures.
02
Identification of a $p$-adic analogue of uniformization results.
03
Insights into the symplectic geometry of $p$-adic moduli stacks.
Abstract
The aim of the present paper is to provide a new aspect of the p-adic Teichm\"{u}ller theory established by S. Mochizuki. We study the symplectic geometry of the p-adic formal stacks Mg,Zp (= the moduli classifying p-adic formal curves of fixed genus g>1) and Sg,Zp (= the moduli classifying p-adic formal curves of genus g equipped with an indigenous bundle). A major achievement in the (classical) p-adic Teichm\"{u}ller theory is the construction of the locus Ng,Zpord in Sg,Zp classifying p-adic canonical liftings of ordinary nilpotent indigenous bundles. The formal stack Ng,Zpord embodies a p-adic analogue of uniformization of hyperbolic Riemann surfaces, as well as a…
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Full text
Symplectic geometry
of p-adic Teichmüller uniformization
for ordinary nilpotent indigenous bundles
Yasuhiro Wakabayashi
Abstract.
The aim of the present paper is to provide a new aspect of the p-adic Teichmüller theory established by S. Mochizuki. We study the symplectic geometry of the p-adic formal stacks Mg,Zp (= the moduli classifying p-adic formal curves of fixed genus g>1) and Sg,Zp (= the moduli classifying p-adic formal curves of genus g equipped with an indigenous bundle). A major achievement in the (classical) p-adic Teichmüller theory is the construction of the locus Ng,Zpord in Sg,Zp classifying p-adic canonical liftings of ordinary nilpotent indigenous bundles. The formal stack Ng,Zpord embodies a p-adic analogue of uniformization of hyperbolic Riemann surfaces, as well as a hyperbolic analogue of Serre-Tate theory of ordinary abelian varieties. In the present paper, the canonical symplectic structure on the cotangent bundle TZp∨Mg,Zp of Mg,Zp is compared to Goldman’s symplectic structure defined on Sg,Zp after base-change by the projection Ng,Zpord→Mg,Zp. We can think of this comparison as a p-adic analogue of certain results in the theory of projective structures on Riemann surfaces proved by S. Kawai and other mathematicians. The key ingredient in our discussion is the F-crystal structure on the de Rham/crystalline cohomology associated to the adjoint bundle of each ordinary nilpotent indigenous bundle. We show that the slope decomposition of this F-crystal has a geometric interpretation, i.e., arises as the differential of the p-adic Teichmüller uniformization. This fact makes it clear how the two symplectic structures are related.
††footnotetext: Y. Wakabayashi:
Department of Mathematics, Tokyo Institute of Technology, 2-12-1 Ookayama, Meguro-ku, Tokyo 152-8551, JAPAN;††footnotetext: e-mail: [email protected];††footnotetext: 2010 Mathematical Subject Classification: Primary 14H10, Secondary 53D30;††footnotetext: Key words: p-adic Teichmüller theory, hyperbolic curve, indigenous bundle, symplectic structure, canonical lifting, uniformization, crystal.
The aim of the present paper is to provide a new aspect of the p-adic Teichmüller theory established by S. Mochizuki (cf. [11], [12]).
We study the symplectic geometry of
the p-adic formal stack defined as the moduli classifying p-adic formal curves equipped with an
indigenous bundle.
As a consequence of the present paper, we will propose
a p-adic analogue of the comparison assertion
concerning a canonical symplectic structure
on the moduli space of projective structures.
Here, recall that a projective structure on a Riemann surface is a holomorphic atlas whose transition functions between coordinate charts may be expressed as Möbius transformations.
Also, an indigenous bundle
is defined as a sort of algebro-geometric counterpart of a projective structure (cf. § 1.3 for the precise definition of an indigenous bundle).
Indigenous bundles, or equivalently, projective structures,
have
provided a rich story in complex (i.e., the usual) Teichmüller theory for a long time.
Canonical examples
are constructed by means of various uniformizations such as Fuchsian,
Bers,
or Schottky.
In other words, one may think of an indigenous bundle as an algebraic object encoding (analytic, i.e., non-algebraic) uniformization data for Riemann surfaces.
One subject in the theory of projective structures is to compare symplectic structures on the relevant spaces via uniformization.
For example, we shall refer to works by S. Kawai, P. Arés-Gastesi, I. Biswas, B. Loustau, et al. (cf. [9]; [1]; [2]; [10]).
To explain some of these works, let us consider
the following spaces associated to a connected orientable closed surface Σ of genus g>1:
[TABLE]
where Conf(Σ) (resp., Proj(Σ)) denotes the space of all
holomorphic
structures (resp., all projective structures) on Σ compatible with the orientation of Σ, and Diff0(Σ) denotes the group of all diffeomorphisms of Σ homotopic to the identity map of Σ.
(In particular, Tg,Can is nothing but the Teichmüller space associated to Σ.)
It is well-known that Tg,Can
admits the structure of
a complex manifold of dimension 3g−3 which is
a universal covering of the moduli space Mg,Can classifying connected compact Riemann surfaces of genus g.
Also,
Sg,Can
admits the structure of a complex manifold of dimension 6g−6 and moreover
the structure of a relative affine space over Tg,Can modeled on (the total space of) the holomorphic cotangent bundle
TC∨Tg,Can of
Tg,Can.
Now, let us take a
holomorphic section
[TABLE]
of the natural projection
Sg,Can↠Tg,Can.
Because of the affine structure on Sg,Can,
this section may be extended to a unique
biholomorphism
θσ:TC∨Tg,Cad→∼Sg,Can
compatible with the respective affine structures.
It induces an isomorphism
[TABLE]
Notice that
TC∨Tg,Can admits a canonical holomorphic symplectic structure ωg,CLiou obtained as the differential of the tautological 1-form (i.e., the so-called Liouville form).
Moreover,
Sg,Can admits a holomorphic symplectic structure ωg,CPGL induced, via pull-back by the monodromy map, from Goldman’s symplectic structure on the PGL2(C)-character variety (cf. [6]).
Thus, we obtain holomorphic symplectic manifolds
[TABLE]
According to a pioneering result proved by S. Kawai,
we can compare these symplectic structures.
In fact, it follows from [9], Theorem, that
if σ
is any Bers section,
then
θσ
preserves the symplectic structure up to a constant factor; more precisely, the following equality holds:
[TABLE]
Also, B. Loustau proved (cf. [10], Theorem 6.10) this equality,
which may be described as the equality
Θσ(ωg,CPGL)=−1⋅ωg,CLiou
with the conventions chosen by him.
Moreover,
by [1], Theorem 1.1 and Remark 3.2,
the same equality holds for the case where σ is taken as a section arising from either the Schottky uniformizaton or the Earle uniformization.
This article attempts to consider a p-adic analogue of these comparison results.
Let p be an odd prime and Mg,Zp (cf. (29))
denote
the p-adic formal stack defined as the moduli classifying (proper, smooth, and geometrically connected) p-adic formal curves of fixed genus g>1.
One obtains a p-adic formal stack
Sg,Zp (cf. (36))
defined as the moduli classifying
pairs of such
a curve and an indigenous bundle on it.
By the same manner as the complex case discussed above,
Sg,Zp and
the cotangent bundle TZp∨Mg,Zp of Mg,Zp admit canonical structures
[TABLE]
respectively (cf. (30) and (54)).
ωg,ZpPGL is, by definition, obtained by composing
the Killing form on sl2 and the cup product in the de Rham cohomology of the adjoint bundles on indigenous bundles.
In this way, we obtain two symplectic p-adic formal stacks
[TABLE]
which have the natural projections onto Mg,Zp.
Here, we shall recall the main achievement of the (classical) p-adic Techmüller theory studied in [11].
Denote by Ng,Fpord (cf. (58)) the locus in the stack Sg,Fp:=Sg,Zp⊗Fp over Fp:=Z/pZ classifying ordinary nilpotent indigenous bundles (cf. § 1.6 for the precise definition of an ordinary nilpotent indigenous bundle).
S. Mochizuki proved (cf. [11], Chap. II, § 3, Corollary 3.8) that Ng,Fpord is a nonempty Deligne-Mumford stack which is étale and dominant over Mg,Fp:=Mg,Zp⊗Fp.
This implies that there exists
the unique (up to isomorphism) p-adic formal stack
[TABLE]
(cf. (59)) over Mg,Zp lifting Ng,Fpord.
Moreover, he also constructed (cf. Theorem 1.6.1 for the precise statement)
a canonical p-adic lifting ΦN:Ng,Zpord→Ng,Zpord of the Frobenius endomorphism of Ng,Fpord together with an indigenous bundle (EN,∇EN) on the universal family of curves CN over Ng,Zpord which is Frobenius invariant in the sense that F∗(ΦN∗(EN,∇EN))≅(EN,∇EN) (where F∗(−) denotes renormalized Frobenius pull-back in the sense of § 2.1).
This result is used, via restriction to
various
points in Ng,Fpord, to
obtain p-adic canonical liftings of curves (endowed with an ordinary nilpotent indigenous bundle).
We shall refer to Ng,Zpord together with both ΦN and (EN,∇EN) as the classical ordinary p-adic Teichmülleruniformization.
These p-adic objects create a situation similar to the complex case.
This means that the indigenous bundle (EN,∇EN) determines its classifying
morphism σ:Ng,Zpord↪Sg,Zp (i.e., a section of the projection Sg,Zp→Mg,Zp defined on the étale dominant formal stack Ng,Zpord over Mg,Zp).
Moreover, since Sg,Zp forms a relative affine space over Mg,Zp modeled on TZp∨Mg,Zp,
the morphism σ gives a trivialization
[TABLE]
(cf. (62))
of Sg,Zp after base-change to Ng,Zpord.
This trivialization induces an isomorphism
[TABLE]
Then, the main result of the present paper is described as the following theorem, asserting the comparison, via Θ, between
the pull-backs of symplectic structures
[TABLE]
defined on TZp∨Mg,Zp∣N,
Sg,Zp∣N respectively.
(We shall refer to [15] for the version of this theorem in the case of the moduli classifying dormant indigenous bundles Mg,FpZzz....)
If p>3, then
the morphism θ preserves the symplectic structure, i.e., the following equality holds:
[TABLE]
In particular, the image of σ:Ng,Zpord↪Sg,Zp is Lagrangian with respect to the symplectic structure ωg,ZpPGL.
In this paragraph, we shall make a brief comment on the proof of the above theorem.
The key ingredient in our discussion
is the F-crystal structure of the cohomology associated to the adjoint bundle of each ordinary nilpotent indigenous bundle.
Indeed, let us take
a collection (X1,E1,∇E,1) classified by Ng,Zpord.
Denote by (X,E,∇E) the canonical p-adic lifting of (X1,E1,∇E,1) arising from the c. o. p-Teich. uniformization
and by s∞ its classifying point of Ng,Zpord.
Then, the
Frobenius invariance of (E,∇E) gives rise to
an F-crystal structure (cf. (77))
on the first de Rham cohomology H1(K∙[∇Ead]) (which is isomorphic to the first crystalline cohomology
of the corresponding crystal) of the adjoint flat bundle associated to (E,∇E).
On the other hand,
since
H1(K∙[∇Ead]) is canonically isomorphic to
the tangent space of Sg,Zp
at s∞ (cf. (39)),
the differential of the embedding σ:Ng,Zpord→Sg,Zp determines
a direct sum decomposition of H1(K∙[∇Ead]) (cf. (89)).
One important observation is (cf. Corollary 2.5.1) that
this decomposition of the F-crystal coincides with (i.e, gives the geometric interpretation of) the slope decomposition.
It follows (cf. Corollary 2.3.2) that both ωg,ZpLiou∣N and ωg,ZpPGL∣N turn out to specify eigenvectors of the F-crystal structure defined on
the second exterior power of the dual H1(K∙[∇Ead])∨.
This fact makes it clear how the two symplectic structures
are related via reduction modulo p.
Thus, the proof of the main theorem will be reduced to an explicit computation of H1(K∙[∇Ead]) in terms of the Čech double complex (cf. the discussion in § 3.2).
In the Appendix of the present paper, we discuss crystals of torsors (equipped with a structure group) and prove the correspondence between flat torsors and them (cf. Theorem 4.4.2).
This correspondence may be thought of as a generalization of the classical result (cf. [4], § 6.6, Theorem) for crystals of vector bundles (i.e., of GLn-torsors).
Moreover, we observe (cf. Proposition 4.5.2) the relationship between the respective deformations of a prescribed flat torsor over
distinct underlying spaces.
Its application
to the case
of indigenous bundles
(cf. Proposition 4.6.1) will be used in the proof of the main theorem.
Throughout the present paper, we shall often refer to the Appendix for some definitions and facts involved.
Acknowledgement
The author would like to express my sincere gratitude to
Professors Yuichiro Taguchi, Shinichi Mochizuki, and Shingo Kawai
(and various moduli spaces, e.g., Mg,Fp and Ng,Fpord)
for their helpful advice and heartfelt encouragement.
The author was partially supported by the Grant-in-Aid for Scientific Research (KAKENHI No. 18K13385).
1. Symplectic structures on the moduli of indigenous bundles
In this section, we shall review various notions and facts concerning our discussion.
In particular, the central characters of the present paper, i.e., the p-adic formal stacks and their symplectic structures displayed in (7) are defined precisely.
Throughout the present paper, we fix an odd prime p and an integer g with g>1.
1.1. Symplectic structures
We begin by reviewing the notion of a symplectic structure.
Let R be a commutative ring with unit and
X a smooth Deligne-Mumford stack over R of relative dimension n>0.
Denote by ΩX/R the sheaf of 1-forms on X relative to R and by TX/R its dual.
Hence, both ΩX/R and TX/R are vector bundles (i.e., locally free coherent sheaves) on X of rank n.
A symplectic structure on X is, by definition, a nondegenerate closed 2-form ω∈Γ(X,⋀2ΩX/R).
Here, we shall say that a 2-form ω is nondegenerate if the OX-linear morphism ΩX/R→TX/R
induced naturally by ω is an isomorphism.
Let us fix a symplectic structure ω on X.
Then, we shall say that a smooth substack Y of X is Lagrangian (with respect to ω)
if ω∣Y=0 and dim(Y)=2n.
Let us recall the canonical symplectic structure defined on the cotangent space.
Let X be as above.
Denote the total space of ΩX/R by
[TABLE]
and call it
the cotangent bundle of X (over R).
One obtains a symplectic structure
[TABLE]
on TR∨X
defined as the differential of the tautological 1-form (called the Liouville form) on TR∨X;
it may be
characterized uniquely by the condition that
if q1,⋯,qn are any local coordinates in X (relative to R) and p1,⋯,pn are the dual coordinates
in TR∨X, then
ωXLiou has the local expression
∑i=1ndpi∧dqi.
Next, denote by
[TABLE]
the zero section, whose image is immediately verified to be Lagrangian.
The
pull-back
0X∗(ΩTR∨X/X) of ΩTR∨X/X is canonically isomorphic to ΩX/R.
In what follows, let us describe the OX-bilinear map on 0X∗(TTR∨X/R)(=0X∗(ΩTR∨X/R)∨) corresponding to the restriction ωXLiou∣0X of ωXLiou.
Consider the short exact sequence
[TABLE]
obtained by differentiating
the projection TR∨X→X
and successively restricting it to 0X.
The differential of 0X:X→TR∨X specifies
a split injection TX/R↪0X∗(TTR∨X/R) of this short exact sequence.
In other words, 0X gives
a direct sum decomposition
[TABLE]
Then, the OX-bilinear map on 0X∗(TTR∨X/R)
corresponding to ωXcan∣0X is
given
by the natural pairing
⟨−,−⟩:TX/R×ΩX/R→OX.
More precisely, this bilinear map may be expressed, via
(17),
as the map given by assigning
[TABLE]
for local sections a, a′∈TX/R and b, b′∈ΩX/R.
Let us consider the case of formal stacks.
Let X a smooth p-adic formal stack over Zp; it may be given as
X=limnXn, where each Xn (n≥1) is a smooth stack over Z/pnZ such that Xn=Xm⊗Z/pmZ(Z/pnZ) (if n<m).
We shall write TX/Zp:=limnTXn/(Z/pnZ) and
ΩX/Zp:=limnΩXn/(Z/pnZ), that are
rank n vector bundles on X.
By a symplectic structure on X, we mean a collection ω:=(ωn)n≥1, where each ωn denotes a symplectic structure on Xn such that
ωm∣Xn=ωn (if n<m).
Since the natural morphism Γ(X,⋀2ΩX/Zp)→limnΓ(Xn,⋀2ΩXn/(Z/pnZ)) is an isomorphism (cf. [5], Chap. 8, § 8.2, Corollary 8.2.4),
each symplectic structure ω on X may be considered as an element of Γ(X,⋀2ΩX/Zp).
Denote by
[TABLE]
the (smooth) p-adic formal stack defined as TZp∨X:=limnTZ/pnZ∨Xn.
Then, the collection
[TABLE]
forms a symplectic structure on TZp∨X.
The fiber of the projection TZp∨X→X over each point in X(Zp) is Lagrangian.
1.2. Moduli of algebraic curves
We shall introduce some notation concerning algebraic curves and their moduli.
By a curve (of genus g) over a fixed scheme S,
we mean
a geometrically connected, proper, and smooth scheme f:X→S over S of relative dimension 1 such that f∗(ΩX/S) is locally free of constant rank g.
We shall
denote by
[TABLE]
the moduli stack classifying curves of genus g over R,
which is a geometrically connected smooth Deligne-Mumford stack over R of relative dimension 3g−3.
Also, denote by
[TABLE]
the universal family of curves over Mg,R.
In what follows, we fix a specific choice of an OMg,Z-linear isomorphism
[TABLE]
(i.e., the trace map) obtained by Serre duality.
For any family of curves f:X→S of genus g,
we shall write
[TABLE]
for
the pull-back of
the isomorphism ∫Cg,Z via
the classifying morphism S→Mg,Z of this curve.
Here, recall (cf. [7], Corollary 5.6) that if d denotes the universal derivation OX→ΩX/S (namely, the trivial connection on OX over S), then
R1f∗(ΩX/S) is canonically isomorphic to R2f∗(K∙[d]) (cf. § 4.5 for the definition of K∙[−]) via the Hodge to de Rham spectral sequence of K∙[d].
Accordingly, we sometimes consider ∫X as an OS-linear isomorphism R2f∗(K∙[d])→∼OS.
Also, write
[TABLE]
for the isomorphism
arising from the bilinear map
[TABLE]
By well-known generalities on the deformation theory of curves,
there exists a canonical isomorphism of OS-modules
[TABLE]
(i.e., the Kodaira-Spencer map), where we use the notation “∣S” to denote pull-back by the classifying morphism S→Mg,R.
This isomorphism gives the following composite isomorphism:
[TABLE]
Next, by a p-adic formal curve (of genus g) over a p-adic formal scheme S, we mean
a flat p-adic formal scheme X over S whose reduction modulo pn (for each n≥1) is
a curve (of genus g) over S⊗(Z/pnZ).
Denote by
[TABLE]
the smooth p-adic formal stack defined as Mg,Zp:=limnMg,Z/pnZ.
Then, Mg,Zp may be identified with the moduli classifying p-adic formal curves of genus g.
By the discussion in the previous subsection, we obtain a symplectic structure
[TABLE]
on TZp∨Mg,Zp.
1.3. Indigenous bundles
We shall recall the notion of an indigenous bundle.
Some definitions and notation concerning connections on torsors are introduced in the Appendix of the present paper.
Suppose that 2 is invertible in R.
Denote by B the Borel subgroup of PGL2 (:= the projective linear group of rank 2 over R) defined to be the image (via the quotient GL2↠PGL2) of upper triangular matrices.
Let
S be a scheme over R and f:X→S
a curve
of genus g over S.
Recall from, e.g., [11], Chap. I, § 2, Definition 2.2, or [15], Definition 2.1.1, that an indigenous bundle on X/S is
a flat PGL2-torsor (E,∇E) over X/S (cf. § 4.1), i.e.,
a pair
consisting of
a PGL2-torsor π:E→X over X
and an S-connection TX/S→TE/S
satisfying the following condition:
there exists a B-reduction EB of E (i.e., a B-torsor πB:EB→X over X together with an isomorphism EB×BPGL2→∼E of PGL2-torsors), which induces an inclusion TEB/S↪TE/S,
such that the composite
[TABLE]
is an isomorphism.
If (E,∇E) is an indigenous bundle, then a B-reduction EB of E
satisfying the above condition
is uniquely determined (up to isomorphism);
we shall refer to it as the Hodge reduction of
(E,∇E).
An isomorphism(E,∇E)→∼(E′,∇E′) between indigenous bundles on X/S is defined as an isomorphism E→∼E′ of PGL2-torsors compatible with the respective connections ∇E and ∇E′.
Let (E,∇E) be an indigenous bundle on X/S.
∇E induces an S-connection
[TABLE]
(cf. (154)) on the adjoint bundle Ad(E)(:=E×PGL2sl2).
According to [15], the discussion in § 2.2 (or [11], Chap. I, § 1, the discussion following Definition 1.8),
there exist canonical injection and surjection
[TABLE]
(i.e., ∇♯ and ∇♭ defined in [15], § 2.2)
satisfying the equalities
Im(ζ♯)=EB×Bn and Ker(ζ♭)=EB×Bb, where b,n(⊆sl2) denote the Lie algebras of B, [B,B] (⊆PGL2) respectively.
In particular, if we set
[TABLE]
then {Ad(E)j}j=03 forms a 3-step decreasing filtration on Ad(E) by subbundles
whose subquotients are line bundles with Ad(E)j/Ad(E)j+1≅ΩX/S⊗(j−1) (j=0,1,2).
1.4. Moduli of indigenous bundles
Denote by
[TABLE]
the moduli stack classifying collections of data (X,E,∇E) consisting of a curve X of genus g over R and an indigenous bundle (E,∇E) on it.
By forgetting the data of an indigenous bundle, we obtain a projection Sg,R→Mg,R.
According to [11], Chap. I, § 2, Corollary 2.9 (or [15], Proposition 2.7),
Sg,R admits canonically the structure of a relative affine space over Mg,R modeled on fg,R∗(ΩCg,R/Mg,R⊗2) (i.e., modeled on TR∨Mg,R under isomorphism (28)) that is compatible with base-change over R. In particular, Sg,R is a geometrically connected smooth Deligne-Mumford stack over R of relative dimension 6g−6.
Next, we shall write
[TABLE]
for the p-adic formal stack over Zp defined as
Sg,Zp:=limnSg,Z/pnZ.
By an indigenous bundle on a p-adic formal curve X:=limnXn (where Xn:=X⊗(Z/pnZ)),
we shall mean
a collection ((En,∇E,n))n≥1, where each (En,∇E,n) denotes an indigenous bundle on Xn such that (Em,∇E,m)∣Xn≅(En,∇E,n) (if n<m).
Then, Sg,Zp may be identified with the moduli classifying p-adic formal curves over Zp together with an indigenous bundle on it.
Moreover,
the affine space structures on Sg,Z/pnZ’s carry the structure of a relative affine space
over Mg,Zp modeled on TZp∨Mg,Zp.
Let f:X→S be as in § 1.3 and (E,∇E) an indigenous bundle on X/S.
The collection (X,E,∇E) determines its classifying morphism S→Sg,R.
Let us consider the complex of sheaves K∙[∇Ead] on X.
It follows from [11], Chap. I, § 2, Theorem 2.8 (or [15], § 2.2),
that
[TABLE]
and the sequence
[TABLE]
is exact, where
ξ♯ and ξ♭ denote the morphisms arising from
idΩX/S⊗ζ♯:ΩX/S⊗2→ΩX/S⊗Ad(E) and ζ♭:Ad(E)↠TX/S respectively.
In particular, R1f∗(K∙[∇Ead]) is a vector bundle on S of rank 6g−6.
Moreover, according to [15], Proposition 2.8.1,
there exists a canonical isomorphism
[TABLE]
of OS-modules fitting into the following isomorphism of short exact sequences:
[TABLE]
where the left-hand vertical arrow arises from the affine structure on Sg,R mentioned above
and the upper horizontal sequence is obtained by differentiating the projection Sg,R→Mg,R.
1.5. Symplectic structure on the moduli of indigenous bundles
Next, we shall construct a canonical symplectic structure on Sg,R.
Let f:X→S, (E,∇E) be as above.
Recall that the Killing form on the Lie algebra sl2 (defined over R) is a nondegenerate symmetric bilinear map κ:sl2×sl2→R defined by κ(a,b)=41⋅tr(ad(a)⋅ad(b)) (=tr(ab)) for any a, b∈sl2.
By
the change of structure group via κ,
the PGL2-torsor E induces a symmetric OX-bilinear morphism
[TABLE]
which is nondegenerate, i.e.,
the associated morphism
[TABLE]
is an isomorphism.
Let us write
∇Ead⊗2 for the connection on the tensor product Ad(E)⊗Ad(E) induced naturally by ∇Ead.
The morphism κ(E,∇E) is compatible with the respective connections ∇Ead⊗2 and d.
By composing κ(E,∇E) and the cup product in the de Rham cohomology, we obtain a skew-symmetric OS-bilinear morphism on R1f∗(K∙[∇Ead]):
[TABLE]
Denote by
[TABLE]
the morphism induced by ∮X,(E,∇E), i.e.,
the morphism determined by the condition that
∮X,(E,∇E)(a⊗b)=(∮X,(E,∇E)♮a)(b)
for any local sections a,b∈R1f∗(K∙[∇Ead]).
Proposition 1.5.1**.**
The morphism ∮X,(E,∇E)♮ fits into the following morphism of short exact sequences:
[TABLE]
In particular,
Im(ξ♯)(⊆R1f∗(K∙[∇Ead]))
is isotropic with respect to ∮X,(E,∇E).
Proof.
Note that R1f∗(K∙[∇Ead])
may be, locally on S,
described
as the total cohomology of the Čech double complex Cˇ∙(U,K∙[∇Ead]) (for an affine open covering U:={Uα}α of X) associated to K∙[∇Ead].
Since
κ(E,∇E)∣Ad(E)2⊗Ad(E)1=0
(because of the definition of {Ad(E)j}j=03),
this explicit description of R1f∗(K∙[∇Ead])
implies that
Im(ξ♯)(=Ker(ξ♭)) is isotropic with respect to ∮X,(E,∇E).
In particular,
we obtain
two morphisms
[TABLE]
arising as a restriction and a quotient of ∮X,(E,∇E)♮ respectively.
Moreover,
the following diagram is verified to be commutative:
[TABLE]
where
∙
⟨−,−⟩ denotes the natural paring ΩX/S×TX/S→OX;
∙
ζ♯:ΩX/S→∼Ad(E)2 and ζ♭:Ad(E)/Ad(E)1→∼TX/S denote the isomorphisms induced naturally by ζ♯ and ζ♭ respectively;
∙
κ(E,∇E) denotes the morphism Ad(E)2×(Ad(E)/Ad(E)1)→OX induced by κ(E,∇E).
This implies that,
under the identifications
[TABLE]
determined by ξ♯, ξ♭ respectively,
the isomorphisms in (46) coincide with
∮X♮
and ∮X♮∨ respectively.
This completes the proof of the assertion.
∎
By considering the OS-bilinear maps
∮X,(E,∇E)
(together with the isomorphism (39))
for various schemes S over Sg,R,
we obtain
a 2-form
[TABLE]
This 2-form is, by construction, compatible with base-change over R.
Moreover, it follows from [15], Proposition 4.2.2, that ωg,RPGL specifies a symplectic structure on
Sg,R.
Thus, the collection
[TABLE]
specifies a symplectic structure on Sg,Zp.
One verifies immediately that the fiber of the projection Sg,Zp→Mg,Zp over each point in Mg,Zp(Zp) is Lagrangian.
1.6. Ordinary nilpotent indigenous bundles
Now, we shall consider certain indigenous bundles in characteristic p playing central roles in the (classical) p-adic Teichmüller theory.
Let S be an Fp-scheme and f:X→S a curve of genus g over S.
Write
ΦS:S→S for the absolute Frobenius morphism of S, f(1):X(1)→S for the Frobenius twist of X relative to S, and ΦX/S:X→X(1) for the relative Frobenius morphism (cf. § 4.2).
Also, let us fix
an indigenous bundle (E,∇E)
on X/S.
The connection ∇E determines its
p-curvature
ψ(E,∇E):ΦX/S∗(TX(1)/S)→Ad(E)
(cf. § 4.2).
Recall that (E,∇E) is called nilpotent (cf. [11], Chap. II, § 2, Definition 2.4) if
the composite
[TABLE]
coincides with the zero map.
In particular, if (E,∇E) is nilpotent, then it is p-nilpotent in the sense discussed in § 4.2, and hence, corresponds to a crystal of PGL2-torsors over the crystalline site Crys(X/S) (cf. Remark 4.3.2 (ii) and Theorem 4.4.2).
Next, let us consider the composite
[TABLE]
(cf. (157) for the definition of ψ(E,∇E)∇).
By applying the functor R1f∗(−) to this composite, we obtain an OS-linear morphism
[TABLE]
Then, recall that (E,∇E) is called ordinary (cf. [11], Chap. II, § 3, Definition 3.1) if the morphism
(57)
is an isomorphism.
Denote by
[TABLE]
the substack of Sg,Fp classifying
ordinary nilpotent indigenous bundles.
It follows from [11], Chap. II, § 3, Corollary 3.8, that
Ng,Fpord is a nonempty smooth Deligne-Mumford stack over Fp and
the projection
Ng,Fpord→Mg,Fp is étale and quasi-finite (and hence, since Mg,Fp is irreducible, it is dominant when restricted to each component of Ng,Fpord).
Therefore, there exists a unique (up to isomorphism) smooth p-adic formal stack
[TABLE]
whose reduction modulo p is Ng,Fpord.
Let us recall here the following assertion, which is
one of the main results in [11].
Theorem 1.6.1** (cf. [11], Chap. III, § 2, Theorem 2.8).**
Denote by fN:CN→Ng,Zpord the universal family of curves over Ng,Zpord.
Then, there exists a canonical endomorphism
[TABLE]
of Ng,Zpord together with a canonical indigenous bundle (EN,∇EN) on CN/Ng,Zpord
satisfying the following properties:
∙
ΦN* is a Frobenius lifting over Zp (i.e., the reduction modulo p of ΦN coincides with the absolute Frobenius morphism of Ng,Zpord);*
∙
The reduction modulo p of (EN,∇EN) is isomorphic to the indigenous bundle on (CN⊗Fp)/Ng,Fpord classified by the natural immersion
Ng,Fpord↪Sg,Fp;
∙
There exists an isomorphism F∗ΦN∗(EN,∇EN)→∼(EN,∇EN) of indigenous bundles, where F∗(−) denotes renormalized Frobenius pull-back (cf. **[11]**, Chap. III, § 2, Definition 2.4, or § 2.1 in the present paper) and ΦN∗(−) denotes base-change by ΦN.
Moreover, the collection of data (ΦN,EN,∇EN) is uniquely characterized (up to isomorphism) by the above properties.
1.7. Statement of the main theorem
In this subsection, we shall
describe the main theorem in the present paper.
In what follows,
we shall write N:=Ng,Zpord for simplicity.
The indigenous bundle (EN,∇EN) obtained in Theorem 1.6.1 determines its classifying morphism
[TABLE]
over Mg,Zp, which turns out to be an immersion;
it gives, after base-change by N→Mg,Zp, a trivialization of
the affine space structure on Sg,Zp
(modeled on TZp∨Mg,Zp).
More precisely, there exists a unique isomorphism
[TABLE]
which extends σ and is compatible with the affine space structures pulled-back from TZp∨Mg,Zp and Sg,Zp respectively.
It induces
an isomorphism
[TABLE]
and hence,
an isomorphism
[TABLE]
Since N is étale over Mg,Zp,
the projections TZp∨Mg,Zp∣N→TZp∨Mg,Zp
and
Sg,Zp∣N→Sg,Zp are étale.
Therefore, the 2-form
[TABLE]
on TZp∨Mg,Zp∣N (resp., Sg,Zp∣N) defined as the pull-back of ωg,ZpLiou (resp., ωg,ZpPGL)
specifies a symplectic structure.
(Notice that ωg,ZpLiou∣N=ωNLiou.)
The main result of the present paper is the following Theorem 1.7.1, which describes the relationship between
ωg,ZpLiou∣N and ωg,ZpPGL∣N.
(The proof will be given
in § 3.2.)
Theorem 1.7.1** (= Theorem A).**
If p>3, then the morphism θ preserves the symplectic structures, i.e., the following equality holds:
[TABLE]
In particular, the image of σ:N→Sg,Zp is Lagrangian with respect to the symplectic structure ωg,ZpPGL.
2. F-crystals associated to ordinary nilpotent indigenous bundles
Before proving Theorem 1.7.1, we shall study, in this section, a certain F-crystal structure (cf. (74)) on the cohomology associated to the adjoint bundle of an ordinary nilpotent indigenous bundle.
One important observation is (cf. Corollary 2.5.1) that
the direct sum decomposition of this cohomology determined by
(the differential of) σ:Ng,Zpord→Sg,Zp
coincides with (i.e, gives the geometric interpretation of) the slope decomposition.
It follows (cf. Corollary 2.3.2 and (143)) that both ωg,ZpLiou∣N and ωg,ZpPGL∣N turn out to specify eigenvectors of the F-crystal structure defined on
the second exterior power of the dual H1(K∙[∇Ead])∨.
This fact, being an essential point of our proof of Theorem 1.7.1, makes it clear how the two symplectic structures
are related via reduction modulo p.
2.1. Renormalized Frobenius pull-back
First, let us recall (cf. [11], Chap. III, § 2, the discussion preceding Definition 2.4) the definition of renormalized Frobenius pull-back, that appeared in the statement of
Theorem 1.6.1.
In what follows, we shall denote, for each positive integer m, the reductions of objects over Zp to Z/pmZ by means of a subscripted m.
Let S be a p-adic formal scheme.
Also, let X and Y be curves of genus g over S
such that Y is a p-adic lifting of X1(1)(:=(X1)(1)=(X(1))1).
We shall fix a flat PGL2-torsor (E,∇E)
over Y/S
whose reduction modulo p (i.e., (E1,∇E,1)) forms a nilpotent indigenous bundle on X1(1)(=Y1)/S1.
Let n be an integer with n>1, and
assume tentatively that there exists a rank 2 flat vector bundle (Vn,∇V,n) on Yn/Sn (i.e., a pair of a rank 2 vector bundle Vn on Yn and an Sn-connection ∇V,n on Vn) whose projectivization is isomorphic to (En,∇E,n).
Denote by L1 the line subbundle of V1(:=(Vn)1) corresponding to the Hodge reduction of the indigenous bundle (E1,∇E,1).
Since ∇V,1 has nilpotent p-curvature,
(Vn,∇V,n) corresponds
to a crystal Vn◊ of vector bundles on the crystalline site Crys(X1(1)/Sn).
Moreover, it induces a crystal ΦX1/S1∗(Vn◊) on Crys(X1/Sn) defined as the pull-back of Vn◊ via the relative Frobenius ΦX1/S1.
One may obtain a crystal
F∗(Vn◊)
defined as the subsheaf of ΦX1/S1∗(Vn◊)
consisting of sections whose reduction modulo p are contained in the subsheaf ΦX1/S1∗(L1)(⊆ΦX1/S1∗(V1)).
If ∇′ denotes the Sn-connection on the OXn-module F∗(Vn◊)Xn (i.e., the evaluation of F∗(Vn◊) at Xn) corresponding to this crystal,
then its reduction (F∗(Vn◊)Xn−1,∇n−1′) modulo pn−1 turns out to form a flat vector bundle on Xn−1/Sn−1.
We shall write
[TABLE]
for the crystal of vector bundles on Crys(X1/Sn−1) corresponding to this flat vector bundle.
The (isomorphism class of the) flat PGL2-torsor over Xn−1/Sn−1
defined as the projectivization of (the flat vector bundle corresponding to) F∗(Vn◊)
is independent of
the choice of (Vn,∇V,n) (i.e., depends only on (En,∇E,n)); thus it makes sense to
use the notation
F∗(En,∇E,n)
to denote this flat PGL2-torsor.
Moreover, the independence of the choice (Vn,∇V,n)
implies that we can construct F∗(En,∇E,n) without
the existence assumption of (Vn,∇V,n) imposed above.
By applying the above argument to all n, we obtain a flat PGL2-torsor
[TABLE]
over X/S, which we call the renormalized Frobenius pull-back of (E,∇E).
Denote by
[TABLE]
the crystal
over Crys(X1/S) (i.e., the compatible system consisting of crystals over Crys(X1/Sn) for various n) corresponding to F∗(E,∇E).
Note that (the isomorphism class of) F∗(E,∇E)◊ does not depend on
the choice of the p-adic lifting X of X1.
2.2. Frobenius structure on the cohomology of the adjoint bundle
In this subsection, we shall construct a Frobenius structure on the cohomology associated with the adjoint bundle of each ordinary nilpotent indigenous bundle.
Let S, ΦS, and X be as in the previous subsection, and let us keep some notational convention
as needed (e.g., (−)n and (−)(1), etc.).
Assume that
S is endowed with a morphism S→N via which ΦS is compatible with ΦN.
Denote by (E,∇E) the ordinary nilpotent indigenous bundle on X/S classified by this morphism.
Since the reduction modulo p of ∇E (as well as ∇Ead) has nilpotent p-curvature,
the flat vector bundle (Ad(En),∇E,nad)
determines a crystal
Ad(En)◊ on Crys(X1/Sn).
In particular, we obtain the relative crystalline cohomology sheaf R1fcrys∗(Ad(En)◊) on Sn associated to Ad(En)◊, and hence, obtain
the OS-module
[TABLE]
Suppose tentatively that
there exists a crystal Vn◊ of rank 2 vector bundles on Crys(X1/Sn) whose projectivization corresponds to (En,∇E,n).
Write ΦS∗(En,∇E,n) (resp., ΦS∗(Vn◊)) for the base-change of (En,∇E,n) (resp., Vn◊)
by ΦS,n:Sn→Sn, which forms an indigenous bundle on Xn(1)/Sn (resp., a crystal on Crys(X1(1)/Sn)).
Here, notice that Ad(En)◊ may be identified with the crystal which assigns, to each (U↪T,δ) in Crys(X1/Sn), the sheaf End0(Vn,T◊) of OT-linear endomorphisms of Vn,T◊ with vanishing trace.
Now, let us take a divided power thickening (U↪T,δ) in Crys(X1/Sn) and
an OT-linear endomorphism h of Vn,T◊ with vanishing trace (i.e., a global section of End0(Vn,T◊)).
After possibly replacing U with its open covering, we suppose
that T admits an endomorphsim ΦT:T→T compatible with ΦS,n whose reduction modulo p coincides with
the absolute Frobenius ΦU.
The endomorphism p⋅ΦT∗(h) of ΦT∗(Vn,T◊)
restricts to an endomorphism of F∗(ΦS∗(Vn◊))T(⊆ΦT∗(Vn,T◊)=FX1/S1∗(ΦS∗(Vn◊))T); we shall denote its reduction modulo pn−1 by
F∗(h), which lies in End0(F∗(ΦS∗(Vn◊))T) (where T:=Tn−1).
Since the assignment F∗(−) is compatible with base-change over the parameter spaces of underlying families of curves,
it follows from
Theorem 1.6.1 (and the assumption that ΦS is compatible with ΦN) that
F∗(ΦS∗(E,∇E)) is isomorphic to (E,∇E).
Hence, F∗(ΦS∗(Vn◊))T is isomorphic to
Vn,T◊
up to tensoring with a line bundle, and
F∗(h) determines a well-defined section of End0(Vn,T◊)(=Ad(En−1)T◊).
Given a basis (e1,e2) of Vn,T◊ such that
e1 mod p generates L1, we can describe locally
F∗(h) by means of this basis.
Indeed,
if the matrix representation of h with respect to the basis (e1,e2) is of the form
(acb−a),
then F∗(h) may be expressed as
(p⋅ΦT∗(a)ΦT∗(c)p2⋅ΦT∗(b)−p⋅ΦT∗(a)) (mod pn−1) with respect to the basis (ΦT∗(e1),p⋅ΦT∗(e2)) mod pn−1.
Denote by
[TABLE]
the morphism of topoi induced by the absolute Frobenius endomorphism ΦX1 of X1 covering the PD morphism
ΦS,n∣Sn−1:Sn−1→Sn.
Then, the assignment h↦F∗(h) (for each (U↪T,δ) and h as above) determines
a morphism of crystals
[TABLE]
It induces
a ΦS,n-linear morphism R1fn,crys∗(Ad(En)◊)→R1fn−1,crys∗(Ad(En−1)◊), or equivalently, an
OSn-linear morphism
[TABLE]
One verifies immediately that this morphism is independent of the choice of Vn◊ (i.e., depends only on (En,∇E,n)), which implies that we can remove the existence assumption of Vn◊ imposed above.
By applying the above argument to all n, we obtain from
F(En,∇E,n)◊’s
an OS-linear morphism
[TABLE]
Here, recall from [4], Theorem 7.1, that there exists a canonical isomorphism
[TABLE]
of OSn-modules.
By taking the inverse limit limn(−),
we obtain an isomorphism
[TABLE]
The isomorphism F(E,∇E)◊ becomes,
via (76), an OS-linear morphism
[TABLE]
In particular, we apply this construction of F(E,∇E) to the universal case (i.e., the case where the collection (S,ΦS,E,∇E) is taken as (N,ΦN,EN,∇EN)),
and obtain an ON-linear morphism
[TABLE]
2.3. Relationship between ∮X,(EN,∇N) and F
By the following assertion, we can see that
the morphism F defined above is compatible, up to multiplication by “p3”, with the bilinear morphism
∮X,(EN,∇N).
Proposition 2.3.1**.**
The following square diagram is commutative:
[TABLE]
where the right-hand vertical arrow [p3] denotes multiplication by p3.
Proof.
Let us keep the notation in § 2.2.
The Killing form κ on sl2 induces, for each n,
a morphism of crystals κ(En,∇E,n)◊:Ad(En)◊×Ad(En)◊→OX1/Sn.
Moreover, κ(En,∇E,n)◊
induces
an OSn-bilinear morphism
[TABLE]
which is compatible with ∮Xn,(En,∇E,n) via the isomorphism (75).
Also, by taking account of the local description of F∗(−) discussed in § 2.2,
we see that the following square diagram is commutative:
[TABLE]
(cf. (71) for the definition of (ΦX1)crys∗), where the right-hand vertical arrow p2⋅ΦX1/S1∗ denotes
p2 times
the morphism ΦX1/S1∗:OX1/Sn↠(ΦX1)crys∗(OX1/Sn−1) induced by ΦX1/S1.
Here, recall from [4], Theorem 6.12, that we have
[TABLE]
(m=1,2,⋯).
The morphism
[TABLE]
induced by FX1/S1∗:OX1/Sn↠(ΦX1)crys∗(OX1/Sn−1)
coincide, via (82), with the composite of the natural quotient ΦS,n∗(OSn)(≅OSn)↠OSn−1 and multiplication by p (cf. [3], Chap. VII, § 3, Proposition 3.2.4).
Hence, the diagram (81) gives rise to a commutative diagram of the form
[TABLE]
The diagram (79) may be obtained, via (76), as
the inverse limit (over n) of the diagrams (84) in the universal case (i.e., the case where the collection (S,X,E,∇E) is taken to be (N,CN,EN,∇EN)).
This implies the required commutativity, and completes the proof of the assertion.
∎
In what follows, we shall give a restatement of the above proposition.
By passing the isomorphism TSg,Zp∣N→∼R1fN∗(K∙[∇ENad]) (cf. (39) in the universal case over S=N), we obtain, from F,
an ON-linear morphism
[TABLE]
Let us consider
Γ(N,⋀2ΩSg,Zp/Zp∣N)
as a submodule of
Γ(N,ΦN∗(⋀2ΩSg,Zp/Zp∣N)) via pull-back by ΦN.
Then, Proposition 2.3.1 implies the following assertion, which is essential to complete our proof of Theorem 1.7.1. (Theorem 2.4.1 described in the next subsection may be thought of as another essential ingredient of the proof.)
Corollary 2.3.2**.**
The following equality holds:
[TABLE]
2.4. Slope decomposition of (R1fN∗(K∙[∇ENad]),F)
Consider the composite isomorphism
[TABLE]
where the first arrow arises from the étaleness of N/Mg,Zp.
It induces
the composite isomorphism
[TABLE]
Denote by
[TABLE]
the unique isomorphism making the following diagram commute:
[TABLE]
where
the left-hand vertical arrow dθ∣0N denotes the differential of θ at 0N (i.e., the dual of (63) restricted to 0N).
That is to say, the direct sum decomposition Υ arises from the
classical ordinary p-adic Teichmüller
uniformization
(cf. (61) or Introduction).
We shall denote by
[TABLE]
the morphism defined as p2 times the morphism
ΦN∗:ΦN∗(ΩN/Zp)→ΩN/Zp induced naturally by ΦN
under the identification ΩN/Zp→∼fN∗(ΩCN/N⊗2) (cf. (88)).
Here, notice that since the reduction modulo p of ΦN coincides with the Frobenius endomorphism, ΦN∗ is divisible by p.
According to [11], Chap. III, § 2, Proposition 2.3, the morphism p1⋅ΦN∗ (i.e., ΦN∗ divided by p) is an isomorphism.
Thus, we obtain a morphism
[TABLE]
defined to be the inverse to the dual of p1⋅ΦN∗ under the identification
TN/Zp→∼R1fN∗(TCN/N)
(cf. (87)).
The Frobenius structure F on R1fN∗(K∙[∇ENad])
will turn out to be compatible with the Frbenius structures
F♯, F♭,
as described below.
(The proof will be given in § 3.1.)
Theorem 2.4.1**.**
(i)
Let us consider the short exact sequence
[TABLE]
*defined as the inverse limit (over n≥1) of the sequence (38) of the case where (E,∇E) is taken to be (EN,n,∇EN,n).
Then, the morphisms
F♯, F♭, and F
are compatible with
the morphisms in this short exact sequence.
More precisely, the following diagram is commutative:
*
[TABLE]
(ii)
*The direct sum decomposition Υ (cf. (89)) is compatible with
F♭⊕F♯ and F.
More precisely, the following square diagram is commutative:
*
[TABLE]
2.5. F-crystals associated to canonical liftings of indigenous bundles
In this subsection, we shall describe a consequence of the above theorem obtained by restricting R1fN∗(K∙[∇ENad]) to the fiber over each Frobenius invariant point in N.
Let k be an algebraically closed field of characteristic p.
Write W for the ring of Witt vectors over k and
write ΦW for the absolute Frobenius automorphism of
Spf(W).
Let us take an arbitrary k-rational point s1∈Ng,Fpord(k).
Then, there exists a canonical lifting s∞:Spf(W)→N of s1 characterized uniquely by the equality ΦN∘s∞=s∞∘ΦW (cf. [11], Chap. III, the discussion preceding Definition 1.9).
The point s∞ classifies a curve X over W and an indigenous bundle (E,∇E) on it.
Denote by
[TABLE]
the first hypercohomology associated to the complex K∙[∇Ead] (which may be obtained by restricting R1fN∗(K∙[∇ENad]) to s∞).
The isomorphism Υ restricts to a direct sum decomposition
[TABLE]
Next, consider the following sequence of isomorphisms
[TABLE]
By means of this composite isomorphism, the morphism F restricts to a W-linear morphism
[TABLE]
Also, the morphism F♭ (resp., F♯) restricts to a W-morphism
[TABLE]
for which the pair
[TABLE]
forms an isoclinic F-crystal over k of rank 3g−3 and its unique Newton slope is [math] (resp., 3).
Then, Theorem 2.4.1 asserted above implies the following assertion, which gives a geometric interpretation of the slope decomposition on H1(K∙[∇Ead]) with respect to F(E,∇).
Corollary 2.5.1**.**
The pair
[TABLE]
forms an F-crystal over k of rank 6g−6 and all its Newton slopes are [math] and 3.
Moreover,
the following equalities hold:
[TABLE]
where H1(K∙[∇Ead])F=pm (for an integer m) denotes
the isoclinic component of H1(K∙[∇Ead]) of slope m (with respect to F(E,∇)).
In particular, Υ(E,∇E) may be regarded as the slope decomposition of (H1(K∙[∇Ead]),F(E,∇E)).
Remark 2.5.2**.**
In this remark, we shall describe F(E,∇E)♭ in terms of deformations of (E,∇E).
Let us keep the above notation.
Denote by TN/Zp,s∞ the tangent space of N (over Zp) at s∞, which
may be identified with the
deformation space of (E,∇E) over Wϵ:=W[ϵ]/(ϵ2).
Let us consider the differential
[TABLE]
of ΦN at s∞.
Under the identification
TN/Zp,s∞→∼H1(X,TX/W) obtained by restricting (87),
the equality (F(E,∇E)♭)−1=p1⋅dΦN∣s∞ holds.
In particular, we have
[TABLE]
and the morphism TN/Zp,s∞→ΦW∗(pTN/Zp,s∞) induced by
dΦN∣s∞ is an isomorphism.
Now,
let us
take an element
v∈TN/Zp,s∞ (resp., v′∈pTN/Zp,s∞).
By the above discussion, one may find a unique v′∈TN/Zp,s∞ with
dΦN∣s∞(v′)=v′, or equivalently, ΦN∘v′=v′∘ΦWϵ, where ΦWϵ denotes
the base-change of ΦW over Wϵ.
Denote by (Xϵv,Eϵv,∇E,ϵv), (Xϵv′,Eϵv′,∇E,ϵv′), and (Xϵv′,Eϵv′,∇E,ϵv′) the collections classified by v, v′, and v′ respectively.
In particular, (Xϵv′)1≅(Xϵv′)1(1).
Then, we have the following sequence of isomorphisms over Xϵv′:
[TABLE]
It follows consequently that
(p⋅(F(E,∇E)♭)−1(v)=)dΦN∣s∞(v)=v′* (or equivalently, v=v′) if and only if
(Eϵv,∇E,ϵv)≅F∗(ΦWϵ∗(Eϵv′,∇E,ϵv′))Xϵv◊*.
2.6. Relationship between p-curvature and the differential of σ
In this subsection, we shall prove a proposition (cf. Proposition 2.6.1 asserted below), which describes
the reduction modulo p of the differential of σ by means of p-curvature.
That proposition will be used in the proof of Theorem 1.7.1 (cf. the proof of Lemma 3.2.1).
Let k be as before and s1 a k-rational point of Ng,Fpord, and (X,E,∇E) the data classified by s1.
The morphism ψ(E,∇E)∇ (cf. (157)) induces a morphism of complexes ΦX/k−1(TX(1)/k)[0]→K∙[∇Ead] (cf. § 4.5 for the definition of (−)[0]).
By applying the functor H1(−) to this morphism,
we obtain a morphism
[TABLE]
On the other hand,
let us consider the composite
[TABLE]
where the first arrow denotes the inclusion into the first factor and the second arrow denotes the
restriction to s1 of the direct sum decomposition (89).
It may also be obtained as the differential of the immersion Ng,Fpord→Sg,Fp at s1
under the identifications (39) and (the reduction modulo p of) (87).
Then, the following lemma holds.
Proposition 2.6.1**.**
*The following square diagram is commutative:
*
[TABLE]
where ς denotes the natural isomorphism induced by idX×Φk:X(1)→X
and F(E,∇E)♭ denotes the
restriction of F♭ to s1.
In particular, H1(ψ(E1,∇E,1)∇) is injective.
Proof.
By definition, the composite
[TABLE]
coincides with the morphism (57) in the present case.
Hence, it follows from [11], Chap. III, § 2, Proposition 2.3,
that
[TABLE]
This implies that, to complete the proof of the assertion, it suffices to prove the equality
[TABLE]
First, let v be an element of Im(H1(ψ(E,∇E)∇)), and
denote by (Xϵv,Eϵv,∇E,ϵv)
the deformation over kϵ:=k[ϵ]/(ϵ2) of (X,E,∇E) corresponding to (ηBad)−1(v)∈H1(K∙[∇EBad]) (cf. (187) for the definition of ηBad).
By the definition of ψ(E,∇E)∇, v may be represented as the data (172) with bα=0 (for any α).
It follows from the construction of the bijection (168) that
(Eϵv,∇E,ϵv) is,
locally on X,
isomorphic to the trivial deformation.
Hence, it has nilpotent p-curvature, and hence, forms a nilpotent indigenous bundle.
According to [11], Chap. II, § 2, Theorem 2.13, Ng,Fpord coincides with the étale locus (relative to Mg,Fp) in the substack of Sg,Fp classifying nilpotent indigenous bundles.
This implies that the element v, when considered as an element of Sg,Fp(kϵ), lies in Ng,Fpord(kϵ).
That is to say, v is contained in Im(dσ∣s1).
Conversely, let u be an element of
Im(dσ∣s1) and denote by (Xϵu,Eϵn,∇E,ϵu) the deformation of (X,E,∇E) over kϵ determined by (ηBad)−1(u)∈H1(K∙[∇E1,Bad]).
Recall here the notion of an FL-(vector) bundle introduced in [11], Chap. II, § 1, Definition 1.3.
Denote by (G,∇G) (resp., (Gϵu,∇G,ϵu)) the FL-bundle on X (resp., Xϵu)
corresponding to (E,∇E) (resp., (Eϵn,∇E,ϵu)) (cf. [11], Chap. II, § 2, Proposition 2.5).
The flat bundle (Gϵu,∇G,ϵu) forms
an extension of (OXϵu,d) (i.e., the trivial flat bundle) by (ΦXϵu/kϵ∗(T(Xϵu)(1)/kϵ),∇(Xϵu)(1)can) (cf. (155) for the definition of ∇(−)can).
Let us consider the short exact sequence
[TABLE]
discussed in [11], Chap. II, § 1, Proposition 1.1, in the case where the curve “Xlog/Slog” in loc. cit. is taken to be Xϵu/kϵ;
it is obtained by applying the functor H1(−) to the following short exact sequence of complexes:
[TABLE]
(cf. § 4.5 for the definition of (−)[n]), where the second arrow arises from the inclusion ΦXϵu/kϵ−1(T(Xϵu)(1)/kϵ)↪ΦXϵu/kϵ∗(T(Xϵu)(1)/kϵ) and the third arrow arises from
the Cartier operator
[TABLE]
(cf. [13], Proposition 1.2.4 together with the discussion following that proposition).
If ex(Gϵu,∇G,ϵu)(∈H1(K∙[∇(Xϵu)(1)can])) denotes the extension class determined by
(Gϵu,∇G,ϵu),
then it follows from the definition of an FL-bundle that μ(ex(Gϵu,∇G,ϵu))∈kϵ×.
Also, let us denote by ex(Gϵ,∇G,ϵ)(∈H1(K∙[∇Xϵ(1)can])) the extension class determined by the trivial deformation (Gϵ,∇G,ϵ).
In what follows, we shall denote the base-changes to kϵ of objects over k by means of a subscripted ϵ.
Let us
take an affine open covering U:={Uα}α∈I of X.
In the Čech double complex Tot∙(Cˇ(U,K∙[∇Ead])), the element u may be represented by
({aαβ}αβ,{bα}α) as in (172).
Since Xϵu and Eϵu may be obtained by gluing together Uα,ϵ’s and Eϵ∣Uα’s respectively,
there exist natural isomorphisms ιX,α:Uα,ϵ→∼Xϵu∣Uα and ιE,α:Eϵ∣Uα→∼Eϵu∣Uα (for each α∈I) respectively, whose reductions modulo ϵ are the identity morphisms.
Under the isomorphism ιE,α, the restriction (Eϵu∣Uα,∇ϵu∣Uα) may be identified with (Eϵ∣Uα,∇E,ϵ+ϵ⋅bα).
Let us fix α∈I, and consider the following morphism of short exact sequences induced by restriction via Uα,ϵιX,αXϵu∣Uα↪Xϵu:
[TABLE]
where the lower horizontal arrow is
(117) (i.e., the upper horizontal sequence) with Xϵu and ∇(Xϵu)(1)can replaced by Uα,ϵ and ∇Uα,ϵ(1)can respectively.
Since να=0 (which implies that μα is an isomorphism),
kϵ(⊆Γ(Uα,ϵ(1),OUα,ϵ(1))) may be thought, via μα, of as a submodule of
H1(K∙[∇Uα,ϵ(1)can]).
The restriction ex(Gϵu,∇G,ϵu)∣Uα(∈H1(K∙[∇Uα,ϵ(1)can])) lies in kϵ×.
On the other hand, the restriction ex(Gϵ,∇G,ϵ)∣Uα(∈H1(K∙[∇Uα,ϵ(1)can])) of
ex(Gϵ,∇G,ϵ)
to Uα
lies in k×.
Hence,
ex(Gϵu,∇G,ϵu)∣Uα
and
ex(Gϵ,∇G,ϵ)∣Uα
differ at most by a constant factor in kϵ×, which implies that
the restrictions (Gϵu∣Uα,∇G,ϵu∣Uα)
and
(Gϵ∣Uα,∇G,ϵ∣Uα)
are isomorphic.
The resulting isomorphism
(Eϵ∣Uα,∇E,ϵ)→∼(Eϵ∣Uα,∇E,ϵ+ϵ⋅bα)(≅ιE,α(Eϵu∣Uα,∇ϵu∣Uα)) may be expressed as idEϵ∣Uα+ϵ⋅cα for some cα∈Γ(Uα,Ad(E)).
By the definition of ∇Ead, the equality ∇Ead(cα)=bα holds.
Hence,
if ∇Ead,Im denotes the morphism Ad(E)→Im(∇Ead) obtained from ∇Ead by restricting its codomain, then
u lies in the image of the morphism H1(K∙[∇Ead,Im])→H1(K∙[∇Ead]) induced by the natural injection
K∙[∇Ead,Im]↪K∙[∇Ead].
Observe that the morphism
H1(X,Ker(∇Ead))→H1(K∙[∇Ead,Im]) induced by the natural morphism Ker(∇Ead)[0]→K∙[∇Ead,Im] is an isomorphism.
Moreover, it follows from [11], Chap. II, § 2, Proposition 2.7,
that ψ(E,∇E)∇ restricts to an isomorphism
ΦX/k−1(TX(1)/k)→∼Ker(∇Ead), which induces an isomorphism H1(X(1),TX(1)/k)→∼H1(X,Ker(∇Ead)).
Hence, u lies in the image of the composite injection
[TABLE]
Since this composite is nothing but H1(ψ(E,∇E)∇),
we have u∈Im(H1(ψ(E,∇E)∇)).
This completes the proof of the assertion.
∎
3. Proofs of theorems
This section is devoted to prove Theorem 1.7.1
and Theorem 2.4.1
described earlier.
First, we prove Theorem 2.4.1.
Let k, W, s1, s∞, X, and (E,∇E) be as in § 2.5.
By considering various s1, we see that, in order to
prove assertions (i) and (ii),
it suffices to verify the required commutativities of the diagrams (98), (99) restricted to s∞∈N(W).
Write πB:EB→X for the Hodge reduction of (E,∇E), and write
∇EBad:=limn∇EB,nad,
∇Ead:=limn∇Enad.
Denote by ΦWϵ the base-change of ΦW over Wϵ:=W[ϵ]/(ϵ2).
Let (Eϵ†,∇E,ϵ†) be a deformation of (E,∇E) over Xϵ:=X×WWϵ classified by pH1(K∙[∇Ead])(⊆H1(K∙[∇Ead])).
Then, (since F∗(ΦW∗(E,∇E))≅(E,∇E)) the flat PGL2-torsor F∗(ΦWϵ∗(Eϵ†,∇E,ϵ†)) over Xϵ/Wϵ
forms a deformation of (E,∇E), i.e., specifies an element of H1(K∙[∇Ead]).
The assignment (Eϵ†,∇E,ϵ†)↦F∗(ΦWϵ∗(Eϵ†,∇E,ϵ†)) defines a W-linear map
[TABLE]
On the other hand, let (Xϵ‡,Eϵ‡,∇E,ϵ‡) be the deformation of (X,E,∇E) over Wϵ classified by pH1(K∙[∇EBad])(⊆H1(K∙[∇EBad])).
According to Corollary 4.6.2, there exists a unique deformation
(Xϵ‡′,Eϵ‡′,∇E,ϵ‡′) classified by
H1(K∙[∇EBad]) such that
(Eϵ‡′,∇E,ϵ‡′)≅F∗(ΦWϵ∗(Eϵ†,∇E,ϵ†))Xϵ‡′◊.
The assignment (Xϵ‡,Eϵ‡,∇E,ϵ‡)↦(Xϵ‡′,Eϵ‡′,∇E,ϵ‡′) defines a W-linear map
[TABLE]
By construction, the following square diagram is commutative:
[TABLE]
Observe that the composite
[TABLE]
coincides (via (87) and (185)) with the differential of σ:N→Sg,Zp at the point s∞.
If we consider H1(X,TX/W) as a submodule of H1(K∙[∇EBad]) via this composite,
then, by the definition of ϕEB, we have ϕEB(ΦW−1(pH1(X,TX/W)))⊆H1(X,TX/W).
Moreover, it follows from the discussion in Remark 2.5.2 that
the restriction ΦW∗(pH1(X,TX/W))→H1(X,TX/W) of ϕEB coincides with the inverse of the differential dΦN∣s∞ (cf. (108)) of ΦN at s∞.
That is to say, the equality
[TABLE]
holds, where, for each W-module H,
we shall write [p] for the morphism H→pH(⊆H) given by multiplication by p.
Also,
if we consider Γ(X,ΩX/W⊗2)
as a submodule of H1(K∙[∇Ead]) via the composite injection
(ηBad)−1∘ξ♯:Γ(X,ΩX/W⊗2)↪H1(K∙[∇Ead]) (cf. (38)),
then the definition of ϕEB implies that
ϕEB(ΦW−1(pΓ(X,ΩX/W⊗2)))⊆Γ(X,ΩX/W⊗2).
We shall write
[TABLE]
for the composite of ΦW∗([p]):ΦW∗(Γ(X,ΩX/W⊗2))→ΦW∗(pΓ(X,ΩX/W⊗2)) and the restriction of ϕEB to ΦW∗(pΓ(X,ΩX/W⊗2)).
By the above discussion, the following square diagram turns out to be commutative:
[TABLE]
But,
it follows from the definitions of ϕE and F(E,∇E) that ϕE∘(ΦW∗([p])) (i.e., the right-hand vertical arrow in the above diagram) coincides with F(E,∇E).
Thus,
to obtain the required commutativities of the diagrams,
it suffices to verify the equality
ϕ0=F(E,∇E)♯.
The commutative dagram (79)
induces a commutative square diagram of the form
[TABLE]
where [p3] denotes multiplication by p3.
The submodule Γ(X,ΩX/W⊗2)⊆H1(K∙[∇Ead]) is isotropic with respect to ∮X,(E,∇E) (cf. Proposition 1.5.1),
and the above diagram restricts to a commutative square diagram of the form
[TABLE]
Since (F(E,∇E)♭∨)−1∘[p3]=F(E,∇E)♯ via ∮X♮,
the above diagram
implies
the equality ϕ0=F(E,∇E)♯, as desired.
This completes the proof of the assertion.
the
restriction of ωg,ZpLiou∣N (resp., ωg,ZpPGL∣N) via the zero section 0N:N→TZp∨N (resp., σ:N→Sg,Zp).
Also, denote by
[TABLE]
the morphism obtained by restricting (64) to 0N.
Then, let us consider the following lemma.
Lemma 3.2.1**.**
The following equality holds:
[TABLE]
Proof.
Let us consider
F♭⊕F♯ as a morphism
ΦN∗(0N∗(TTZp∨N/Zp))→0N∗(TTZp∨N/Zp)
via (17).
This morphism induces a morphism
[TABLE]
Let us consider
Γ(N,0N∗(ΩTZp∨N/Zp))
as a submodule of Γ(N,ΦN∗(⋀20N∗(ΩTZp∨N/Zp))) via pull-back by ΦN.
By the definitions of
F♭, F♯, and the explicit description of
0N∗(ωg,ZpLiou∣N),
the following equality holds:
[TABLE]
Here,
let us write H:=Γ(N,⋀20N∗(ΩTZp∨N/Zp)), and suppose that
0N∗(ωg,ZpLiou∣N)−Λ(σ∗(ωg,ZpPGL∣N))∈pmH for some m>0, i.e.,
0N∗(ωg,ZpLiou∣N)−Λ(σ∗(ωg,ZpPGL∣N))∈pm⋅h
for some h∈H.
Then,
[TABLE]
This implies that
0N∗(ωg,ZpLiou∣N)−Λ(σ∗(ωg,ZpPGL∣N))∈ppm−3H⊆pm+1H (where we recall the assumption p>3).
By induction on m,
we see that
[TABLE]
that is to say,
the equality 0N∗(ωg,ZpLiou∣N)=Λ(σ∗(ωg,ZpPGL∣N)) holds.
Thus, in order to complete the proof of the assertion, it suffices to varify the equality (141) modulo p.
Denote by
⟨−,−⟩PGL
the bilinear map on
R1fN1∗(TCN,1/N1)⊕fN1∗(ΩCN,1/N1⊗2) (where N1:=Ng,Fpord)
corresponding to σ∗(ωg,ZpPGL∣N) mod p via
Υ (cf. (39) and (89)).
Let us fix local sections a,a′∈R1fN1∗(TCN,1/N1) and b,b′∈fN1∗(ΩCN,1/N1⊗2).
The result of Proposition 1.5.1 implies that
[TABLE]
where ⟨−,−⟩ denotes the natural pairing R1fN1∗(TCN,1/N1)×fN1∗(ΩCN,1/N1⊗2)→ON1.
Also,
according to Proposition 2.6.1,
any local section of R1fN1∗(TCN,1/N1)
(considered as a local section of R1fN1∗(K∙[∇EN1ad]) via Υ) may be represented, locally on N1, by a collection ({aαβ}α,β,{bα}α) as in (172) with bα=0 (for any α).
In particular, R1fN1∗(TCN,1/N1) is isotropic with respect to ⟨−,−⟩PGL, and hence, ⟨a,a′⟩PGL=0.
Thus, by (146), the equality
[TABLE]
holds.
It follows from the definition of 0N∗(ωg,ZpLiou∣N) modulo p (cf. (18)) and the above equality that the equality (141) modulo p holds, as desired.
This completes the proof of the assertion.
∎
Now, let n be a positive integer and write R=Z/pnZ.
Let S be an R-scheme admitting an étale morphism v:S→Nn(:=N⊗R) which dominates any component of Nn.
Denote by ωg,ZpLiou∣S, ωg,ZpPGL∣S, and ΘS the base-changes by the composite S→vNn↪N of ωg,ZpLiou∣N, ωg,ZpPGL∣N, and Θ respectively.
Since the natural map
[TABLE]
induced by v
is injective, the proof of Theorem 1.7.1 may be reduced to proving the equality (66) restricted to S, i.e., the equality
[TABLE]
(for any n and S).
Moreover, for the same reason, we are always free to replace S by any étale covering of S.
Next, let us take
A∈Γ(S,ΩS/R).
We denote by σA:S→TR∨S the section
corresponding to A.
It follows from an argument similar to the argument in [15], § 5.3 (and § 5.1), that the following equality holds:
[TABLE]
where σS denotes the morphism S→N×MgS induced by σ.
After possibly replacing S by
its étale covering,
we may assume that S* is affine and the vector bundle ΩS/R is free*.
Under this assumption,
ΘS∗(ωg,ZpPGL∣S)−ωg,ZpLiou∣S=0 if and only if
σS∗(ωg,ZpPGL∣S)−0S∗(ωg,ZpLiou∣S)=0 for all
A∈Γ(S,ΩS/R).
Thus, in order to
verify the equality (148),
it suffices
(by (149))
to prove the equality
σS∗(ωg,ZpPGL∣S)=0S∗(ωg,ZpLiou∣S).
In particular, it suffices to prove the equality
[TABLE]
But, this equality holds by Lemma 3.2.1.
This completes the proof of Theorem 1.7.1.
4. Appendix (Crystals of torsors and connections)
In this Appendix, we study crystals of torsors (equipped with a structure group)
and prove the bijective correspondence between crystals of torsors and quasi-nilpotent flat torsors (cf. Theorem 4.4.2).
This correspondence enable us to understand the relationship (cf. Proposition 4.5.2) between the respective deformations of a prescribed flat torsor over
distinct underlying spaces.
Notice that its application
to the case
of indigenous bundles
(cf. Proposition 4.6.1) was used in the proof of the main theorem.
4.1. Connections on torsors
Let R be a commutative ring with unit,
G a geometrically connected smooth algebraic group over R with Lie algebra g,
S a scheme over R, and f:X→S a smooth scheme over S of relative dimension n>0.
Suppose that we are given a G-torsor
π:E→X
over X.
Denote by
[TABLE]
the adjoint vector bundle on X associated to E (i.e., the vector bundle obtained from E by the change of structure group via the adjoint representation G→GL(g)).
Also, denote by
[TABLE]
the subsheaf of π∗(TE/S) consisting of G-invariant sections.
Then, the differential of π induces a surjection TE/S↠TX/S, which we denote by dπ.
The kernel of dπ may be naturally identified with
Ad(E)(≅(π∗(TE/X))G).
Thus, we have a short exact sequence
[TABLE]
An S-connection on E is, by definition, a split injection of (153), i.e., an OX-linear morphism ∇E:TX/S→TE/S satisfying the equality
dπ∘∇E=idTX/S.
If G=GLn for some n>0,
then the above definition of an S-connection is equivalent to the classical
definition of an S-connection on
the corresponding vector bundle V:=E×GLnR⊕n (cf. [16], § 4.2), i.e., an f−1(OS)-linear morphism V→ΩX/S⊗V satisfying the Leibniz rule.
In this case, we shall not distinguish between these definitions of an S-connection.
Denote by
[TABLE]
the S-connection on the vector bundle Ad(E) induced by ∇E by the change of structure group via the adjoint representation G→GL(g).
Let us fix an S-connection ∇E on E.
The curvature of ∇E is, by definition, the OX-linear morphism
⋀2TX/S→Ad(E)(⊆TE/S) determined by assigning ∂1∧∂2↦[∇E(∂1),∇(∂2)]−∇E([∂1,∂2]) (for any local sections ∂1,∂2∈TX/S).
We shall say that ∇E is flat if its curvature vanishes identically on X.
(If X/S is of relative dimension 1, which implies that TX/S is a line bundle, then any S-connection on E is automatically flat.)
It is verified that
∇E is flat if and only if ∇Ead is flat.
By a flat G-torsor over X/S, we mean
a pair (E,∇E) consisting of a G-torsor over X and a flat S-connection ∇E on E.
An isomorphism of flat G-torsors from (E,∇E) to (E′,∇E′)
is an isomorphism E→∼E′ of G-torsors compatible with the respective connections ∇E and ∇E′.
Thus, flat G-torsors over X/S and isomorphisms between them forms a groupoid.
4.2. p-curvature of flat torsors
In this subsection, suppose further that
p⋅OS=0.
Write ΦS:S→S for the absolute Frobenius morphism of S, f(1):X(1)(:=X×ΦS,SS)→S for the Frobenius twist of X relative to S, and
ΦX/S:X→X(1) for the relative Frobenius morphism.
Recall that
for each OX(1)-module F, the pull-back ΦX/S∗(F)
admits a canonical S-connection
[TABLE]
determined uniquely by the condition that
the sections of ΦX(1)/S−1(F) are horizontal.
Now, let us fix a flat G-torsor (E,∇E) over X/S.
The p-curvature of
(E,∇E)
is defined to be the OX-linear morphism
[TABLE]
determined uniquely by FX/S−1(∂)↦∇E(∂)[p]−∇E(∂[p]) for any local section ∂∈TX/S (cf. [8], § 5.0).
Here, (−)[p]
denotes the operator on vector fields given by taking the p-th iterates of the corresponding derivations, by which both TX(1)/S and TE/S form sheaves of p-Lie algebras.
As is well-known,
ψ(E,∇E)
is compatible with the respective connections ∇TX(1)/Scan and ∇Ead.
In particular,
if
[TABLE]
denotes the restriction of ψ(E,∇E),
then its image lies in Ker(∇Ead).
Finally, we shall say that (E,∇E) is p-nilpotent if ψ(E,∇E) has nilpotent image.
It is verified that
(E,∇E) is p-nilpoent if and only if (Ad(E),∇Ead) is p-nilpotent.
4.3. Quasi-nilpotence and crystals
In this subsection, we shall suppose that
pN⋅OS=0 for some N>0.
Fix a flat G-torsor (E,∇E) over X/S.
Let U+:=(U,{xi}i=1n) be a collection, where U denotes an open subscheme of X and {xi}i=1n(⊆Γ(U,OX)) denotes a local coordinate system defined on U relative to S;
we shall refer to such a collection as a coordinate chart for X/S.
Given
a coordinate chart
U+=(U,{xi}i=1n) for X/S,
we shall consider the following condition:
(∗)U+ :
For each s∈Γ(U,Ad(E)), there exist an open covering {Uα}α of U and a set of positive integers {ei,α}i,α
such that ad(∇E(∂xi∂))ei,α(s∣Uα)=0 for all i and α, where ad(v) (for each v∈TE/S) denotes the adjoint operator [v,−]:TE/S→TE/S.
Definition 4.3.1**.**
We shall say that (E,∇E) is quasi-nilpotent
if
there exists a collection U+:={Uγ,+}γ,
where each
Uγ,+ denotes a coordinate chart (Uγ,{xγ,i}i=1n) for X/S
satisfying the condition (∗)Uγ,+ such that {Uγ}γ forms an open covering of X.
Remark 4.3.2**.**
(i)
Suppose that ∇E is flat.
Then, it is verified that
any coordinate chart U+:=(U,{xi}i=1n) for X/S
satisfies the condition (∗)U+ (cf. [4], Remark 4.11).
(ii)
It is verifies that ∇E* is quasi-nilpotent if and only if its reduction modulo p is quasi-nilpotent.*
Also, the quasi-nilpotence of a connection may be related to the p-nilpotence of its reduction modulo p.
In fact,
let X1/S1 and (E1,∇E,1) be the reductions modulo p of X/S and (E,∇E) respectively.
Let us fix a coordinate chart U+:=(U,{xi}i=1n)
for X1/S1.
Since (∂xi∂)p=0,
the following sequence of equalities holds:
[TABLE]
Hence, (E,∇E)* is quasi-nilpotent (or equivalently, (E1,∇E,1) is quasi-nilpotent) if and only if (ad(∇E,1(∂xi∂)) is nilpotent for any i, or equivalently) the reduction of (E,∇E) modulo p is p-nilpotent*.
Let (S,I,γ) be a PD scheme over R
(with I a quasi-coherent ideal) and
X an S-scheme to which γ extends.
Denote by
[TABLE]
the crystalline site, which is the site whose objects are
divided power thickenings, i.e.,
pairs (U↪T,δ), where U is a Zariski open subscheme of X, U↪T is a closed S-immersion defined by an ideal J, and δ is a PD structure on J which is compatible with γ in the evident sense.
We shall often abuse notation by writing (U,T,δ) for (U↪T,δ), or even by just writing T for the whole thing.
(We shall call (U↪T,δ) an S-PD thickening of U.)
The morphisms and the covering families in Crys(X/S) are defined in the usual manner.
Recall that a crystal of G-torsors over Crys(X/S) (resp., a crystal of vector bundles on Crys(X/S)) is a
cartesian section of the fibered category of G-torsors over Crys(X/S) (resp., the fibered category of vector bundles on Crys(X/S)).
For each crystal F◊ (of either G-torsors or vector bundles) on Crys(X/S) and each divided power thickening T in Crys(X/S),
we shall write FT◊ for
the evaluation of F◊ on this thickening.
4.4. Correspondence between crystals and quasi-nilpotent flat torsors
Let us suppose that the following condition (∗∗)G on G is satisfied:
(∗∗)G :
G is a simple algebraic group over R of adjoint type satisfying the inequality p>h,
where h denotes the Coxeter number of G.
(For instance, G=PGLn with n<p.)
In particular,
the morphism of algebraic groups G→Aut0(g)
obtained as the adjoint representation of G is an isomorphism, where Aut0(g)(⊆GL(g)) denotes the identity component of the group of Lie algebra automorphisms of g.
(Indeed, it follows from a result in [14] that the reduction modulo p of this morphism is an isomorphism.)
Let X be a smooth scheme over S and denote by DX/S(1)
the divided power envelope of X in X×SX via the diagonal embedding Δ:X→X×SX.
For i=1,2, we shall write pri:DX/S(1)→X for the composite of the natural morphism DX/S(1)→X×SX and the projection X×SX→X onto the i-th factor.
Definition 4.4.1**.**
Let E be a G-torsor over X.
An HPD stratification on E is an isomorphism
e:pr2∗(E)→∼pr1∗(E) of G-torsors over DX/S(1) whose restriction to X via Δ
coincides with the identity morphism of E and which
satisfies the cocycle condition in the usual sense (cf. [4], § 2, the comment following Definition 2.10).
Theorem 4.4.2**.**
Let J be a sub-PD ideal of I.
Write S the closed subscheme of S defined by J and write X:=X×SS.
Then, the following categories are naturally equivalent:
(i)
The category of crystals of G-torsors on Crys(X/S);
(ii)
The category of G-torsors E over X together with an HPD stratification pr2∗(E)→∼pr1∗(E) on it;
(iii)
The category of G-torsors E over X together with an HPD stratification pr2∗(Ad(E))→∼pr1∗(Ad(E)) on its adjoint bundle Ad(E) (in the sense of **[4*]**, § 4, Definition 4.3H) that is compatible with the respective Lie bracket structures pulled-back from Ad(E);
*
(iv)
The category of G-torsors E over X together with a quasi-nilpotent flat S-connection on Ad(E) compatible with the Lie bracket structure.
(v)
The category of quasi-nilpotent flat G-torsors over X/S.
Proof.
The equivalence of (ii) and (iii), as well as (iv) and (v), follows from the isomorphism G→∼Aut0(g).
The equivalent of (iii) and (iv) follows from [4], § 4, Theorem 4.12 (and its proof).
Thus, it suffices to
check the equivalence of (i) and (ii).
First, let E◊ be a crystal of G-torsors on Crys(X/S).
The morphism pri:DX/S(1)→X (for each i=1,2) induces
an isomorphism ei:pri∗(EX◊)→∼EDX/S(1)◊.
Then, the composite isomorphism eE◊:=e1−1∘e2:pr2∗(EX◊)→∼pr2∗(EX◊) specifies an HPD stratification on the G-torsor EX◊.
Conversely, given a G-torsor E over X together with an HPD stratification e:pr2∗(E)→∼pr1∗(E), we construct a crystal E◊ of G-torsors on Crys(X/S).
To this end,
it suffices to specify ET◊ for sufficiently small (U,T,δ)∈Ob(Crys(X/S)),
e.g.,
so that
there exists an S-morphism h:T→X over (S,I,γ) extending the open immersion U↪X.
Then, let us define ET◊ to be the pull-back h∗(E).
For a morphism h′:T→X as h,
we obtain (h,h′):T→DX/S(1).
The pull-back of ϵ via this morphism determines an isomorphism (h,h′)∗(ϵ):h∗(E)→∼h′∗(E).
The fact that ET◊ does not depend on h (up to canonical isomorphism) comes from
the isomorphisms (h,h′)∗(ϵ) (for (h,h′)’s).
Thus, ET◊’s for various (T,T,δ)’s forms a crystal Ee◊ of G-torsors.
One verifies immediately that the assignments E◊↦eE◊, e↦Ee◊ define the equivalence of (i) and (ii).
This completes the proof of the assertion.
∎
For each quasi-nilpotent flat G-torsors (E,∇E) over X/S,
we shall write
[TABLE]
for the crystal of G-torsors corresponding to (E,∇E) via the equivalence of categories between (i) and (v) in Theorem 4.4.2.
Remark 4.4.3**.**
Let us consider the case where G=PGLn with n<p.
Then, the equivalences of categories obtained in Theorem 4.4.2 are compatible, via projectivization, with those obtained in the corresponding classical result for crystals of rank n vector bundles (i.e., crystals of GLn-torsors) described, e.g., [4], § 6, Theorem 6.6.
To be precise, let (V,∇V) be a quasi-nilpotent flat vector bundle of rank n and denote by
V◊ the corresponding crystal obtained by the result in loc. cit..
Then, the flat PGLn-torsor obtained from (V,∇V) via projectivization (i.e., via the change of structure group by the quotient GLn↠PGLn)
corresponds, via the equivalence of categories in Theorem 4.4.2, to the crystal given by assigning, to each (U↪T,γ)∈Ob(Crys(X/S)), the projectivization of VT◊.
Let us describe the following two
corollaries of Theorem 4.4.2.
We shall keep the notation in
that theorem.
Corollary 4.4.4**.**
There exists an equivalence of categories between the category of crystals of G-torsors on Crys(X/S) and the category of crystals of G-torsors on Crys(X/S).
Corollary 4.4.5**.**
Suppose that we are given another smooth scheme X′ over S whose reduction modulo J is isomorphic to X.
Then,
for each quasi-nilpotent flat G-torsor (E,∇E) over X/S,
there exists a unique (up to isomorphism) quasi-nilpotent flat G-torsor
[TABLE]
over X′/S such that the crystals of G-torsors over Crys(X/S) corresponding, via the equivalence of categories in Theorem 4.4.2, to (E,∇E) and (λX′(E),λX′(∇E)) are isomorphic.
Moreover, the assignment (E,∇E)↦(λX′(E),λX′(∇E)) determines
an equivalence of categories between the category of quasi-nilpotent flat G-torsors on X/S and the category of quasi-nilpotent flat G-torsors on X′/S.
4.5. Deformation space of flat torsors
In this subsection, we describe the change of flat torsors (E,∇E)↦(λX′(E),λX′(∇E)) obtained in Corollary 4.4.5
in terms of
de Rham cohomology of complexes.
For each morphism of sheaves ∇:K0→K1 on X,
we shall write K∙[∇] for ∇ regarded as a complex concentrated at degree [math] and 1.
Also, for each sheaf F on X and each n∈Z, we shall write F[n] for F considered as a complex concentrated at degree n.
Let us keep the notation in the previous subsection
and suppose that S=Spec(R) and X is a curve over S (cf. § 1.2).
Denote by
[TABLE]
the unique
R-linear
morphism determined by the condition that
[TABLE]
(cf. (153) for the definition of dπ) for any local sections ∂1∈TX/R and ∂2∈TE/R,
where
⟨−,−⟩ denotes the pairing TX/R×(ΩX/R⊗Ad(E))→Ad(E) arising from the natural pairing TX/R×ΩX/R→OX.
The short exact sequence (153) induces naturally the following short exact sequence of complexes:
[TABLE]
This sequence gives rise to
a short exact sequence
[TABLE]
By passing to the injection ιH, we shall consider H1(K∙[∇Ead]) as a submodule of H1(K∙[∇Ead]).
Here, we shall write Rϵ:=R[ϵ]/(ϵ2), in which the ideal IRϵ is endowed with a divided power structure extended from I⊆R.
In what follows, we shall denote the base-changes to Rϵ of objects over R by means of a subscripted ϵ.
It is well-known that there exists a canonical bijection
[TABLE]
between the set H1(X,TX/R) and the set DefRϵ(X) consisting of isomorphism classes of deformations of X over Rϵ.
Also, denote by
[TABLE]
the set of isomorphism classes of deformations over Rϵ of (X,E,∇E) (as a data consisting of a curve and a flat G-torsor over it).
By well-known generalities on the deformation theory of connections,
there exists a canonical bijections
[TABLE]
making the following square diagram commute:
[TABLE]
where the right-hand vertical arrow denotes the projection induced by forgetting the data of a deformation of (E,∇E).
Moreover, denote by
[TABLE]
the set of isomorphism classes of deformations over Xϵ of (E,∇E) (as a flat G-torsor), which may be though of as a subset of DefRϵ(X,E,∇E), i.e., the subset consisting of deformations whose underlying curves are the trivial deformation of X.
One verifies immediately that the bijection (168) restricts to a bijection
[TABLE]
Remark 4.5.1**.**
In this remark, we describe the bijection (168) in terms of Čech cohomology.
Let us take an affine open covering U:={Uα}α∈I (where I is an index set) of X.
We shall write I2 for the set of pairs (α,β)∈I×I with Uαβ:=Uα∩Uβ=∅.
One may calculate H1(K∙[∇Ead]) as the total cohomology of the Čech double complex Tot∙(Cˇ∙(U,K∙[∇Ead]))
associated to K∙[∇Ead].
Each element v of H1(K∙[∇Ead]) may be given by a collection of data
[TABLE]
consisting of a Čech 1-cocycle
{aαβ}α,β∈Cˇ1(U,TE/R)
(where aαβ∈Γ(Uαβ,TE/R)) and a Čech [math]-cochain {bα}α∈Cˇ0(U,ΩX/R⊗Ad(E))
(where bα∈Γ(Uα,ΩX/R⊗Ad(E))=HomOUα(TUα/R,Ad(E)∣Uα))
which agree under ∇Ead and the Čech coboundary map.
(The elements in H1(K∙[∇Ead]) may be represented by v as above such that dπ(aαβ)=0 for any pair (α,β).)
The Rϵ-schemes Uα,ϵ (for various α∈I) may be glued together by means of the isomorphisms
[TABLE]
(for (α,β)∈I2).
The resulting Rϵ-scheme, which we denote by Xϵv,
specifies the deformation corresponding to πH(v) via (166).
Moreover, the flat G-torsors
(Eϵ∣Uα,∇E,ϵ∣Uα+ϵ⋅bα)
may be glued together by means of the isomorphisms
[TABLE]
over τX,αβv (for (α,β)∈I2).
The data consisting of Xϵv and the resulting flat G-torsor, which we denote by (Eϵv,∇E,ϵv),
specifies the deformation of (X,E,∇E) corresponding to v via (168).
The assignment v↦(Xϵv,Eϵv,∇E,ϵv)
obtained in this way gives the bijection (168).
Since ∇Ead∘∇E=0,
the pair of ∇E and the zero map 0→ΩX/R⊗Ad(E) induces a morphism of complexes TX/R[0]→K∙[∇Ead].
By applying this morphism to the functor H1(−), we obtain a split injection of (165):
[TABLE]
Proposition 4.5.2**.**
Let us take an element v∈H1(K∙[∇Ead])
and denote by
(Xϵv,Eϵv,∇E,ϵv)
the deformation over Rϵ
of (X,E,∇E)
determined by v via (168).
(In particular, Xϵv is the deformation of X determined by πH(v)∈H1(X,TX/R) via (166).)
Also, let us take an element s∈JH1(X,TX/R) (where we recall that J is a sub-PD ideal of I)
and denote by
Xϵv,+s the deformation of X determined by πH(v)+s.
(Notice that the reductions modulo J of Xϵv and Xϵv,+s are isomorphic.)
Then, the deformation
[TABLE]
*(cf. Corollary 4.4.5 for the definition of λ(−)(−)) corresponds to v+∇EH(s)∈H1(K∙[∇Ead]) via (168).
*
Proof.
Let us fix an affine open covering U:={Uα}α∈I of X and take a representative
({aαβ}α,β,{bα}α) of the class
v∈H1(K∙[∇Ead]) as displayed in (172).
Also, s may be represented by a Čech 1-cocycle {sαβ}α,β∈Cˇ(U,TX/R).
In the following, we shall use the notation in Remark 4.5.1 and apply the discussion there to the present v.
In particular,
Xϵv denotes the curve over Rϵ obtained by gluing together Uα,ϵ’s by means of the isomorphisms τX,αβv’s (cf. (173)).
Since idUαβ,ϵ+ϵ⋅(sαβ+dπ(aαβ))=(idUαβ,ϵ+ϵ⋅sαβ)∘τX,αβv,
the deformation Xϵv,+s
may be obtained by gluing together Uα,ϵ’s
by means of
the isomorphisms (idUαβ,ϵ+ϵ⋅sαβ)∘τX,αβv (for various (α,β)∈I2).
Now,
let e:pr2∗(Eϵv)→∼pr1∗(Eϵv) be
the HPD stratification on Eϵv corresponding to ∇E,ϵv via the equivalence of categories between (ii) and (v) in Theorem 4.4.2.
If ιαβv:DUαβ,ϵ/Rϵ(1)→DXϵv/Rϵ(1) (for each (α,β)∈I2)
denotes the morphism arising from the natural open immersion Uαβ,ϵ↪Xϵv,
then the following equality holds:
[TABLE]
where (idUαβ,ϵ,idUαβ,ϵ+ϵ⋅sαβ) denotes the unique morphism Uαβ,ϵ→DUαβ,ϵ/Rϵ(1) whose composites with the first and the second projections DUαβ,ϵ/Rϵ(1)→Uαβ,ϵ coincide with
idUαβ,ϵ and idUαβ,ϵ+ϵ⋅sαβ respectively.
The following square diagram is commutative:
[TABLE]
where the both sides of the vertical arrows denote the natural projections.
It follows from the definition of
λ(−)(−)
that
(λXϵv,+s(Eϵv),λXϵv,+s(∇E,ϵv)) may be obtained by gluing together
(Eϵ∣Uα,∇E,ϵ∣Uα+ϵ⋅bα)’s by means of the isomorphisms
[TABLE]
for various (α,β)∈I2.
Hence, the element of H1(K∙[∇Ead]) corresponding to the deformation (Xϵv,+s,λXϵv,+s(Eϵv),λXϵv,+s(∇E,ϵv)) may be represented by
the collection of data
[TABLE]
which specifies v+∇EH(s).
This completes the proof of the assertion.
∎
4.6. Deformation space of indigenous bundles
Suppose further that
G=PGL2 and (E,∇E) forms an indigenous bundle on the curve X/R.
Denote by πB:EB→X the Hodge reduction of (E,∇E) and by
[TABLE]
the morphism obtained from ∇Ead by restricting its domain.
Then, we obtain the following morphism of short exact sequences:
[TABLE]
where
dπ˘
denotes the composite of the quotient TE/R↠TE/R/TEB/R and the inverse of KS(E,∇E):TX/R→∼TE/R/TEB/R (cf. (31)).
Since H0(X,TX/R)=0, this morphism of sequences induces the following short exact sequence:
[TABLE]
If we consider H1(K∙[∇EB/Rad])
as a submodule of H1(K∙[∇E/Rad]) via ι˘H,
then
the elements of H1(K∙[∇EB/Rad])
classifies the deformations
equipped with a deformation of the B-reduction EB.
This implies that
if
[TABLE]
the set of isomorphism classes of deformations over Rϵ of (X,E,∇E) (as a data consisting of a curve and an indigenous bundle on it),
then the bijection (168) restricts to a bijection
[TABLE]
Denote by
[TABLE]
the OX-linear endomorphism of TE/R given by
s↦s−(∇E∘dπ)(s) for any local section s∈TE/R.
One verifies that η is an isomorphism and its inverse may be given by s−(∇E∘dπ˘)(s).
Since the equality ∇Ead∘η=∇Ead holds,
the pair of morphisms (η,idΩX/R⊗Ad(E))
specifies
an automorphism of the complex K∙[∇Ead].
Moreover, one verify that this automorphism restricts to an isomorphism K∙[∇EBad]→∼K∙[∇Ead].
By applying the functor H1(−) to these isomorphisms of complexes, we obtain
the following square diagram:
[TABLE]
In particular, by restricting ηBad, we obtain an isomorphism
[TABLE]
Now, let us introduce some notation to describe the statement of Proposition 4.6.1 below.
Fix an element u of
H1(K∙[∇EBad])⊗R, where R:=R/J.
Denote by
[TABLE]
the subset of DefRϵind(X,E,∇E)
consisting of deformations whose reductions modulo J correspond to u via the bijection (185).
Notice that the H1(K∙[∇EBad])-action on DefRϵind(X,E,∇E) arising from
(185) gives the structure of JH1(K∙[∇EBad])-torsor on
DefRϵind(X,E,∇E)u.
Also, let us fix an element s of H1(X,TX/R) whose image in
H1(X,TX/R)⊗R
coincides with (πH⊗idR)(u).
Denote by
[TABLE]
the subset of DefRϵ(X,E,∇E) consisting of deformations which are contained in
(πH)−1(s) via (168) and whose reductions modulo J correspond to u.
By means of (168), it has canonically the structure of JH1(K∙[∇Ead])-torsor.
Then, the following assertion holds.
Proposition 4.6.1**.**
Let us keep the notation in Proposition 4.5.2.
Suppose that (E,∇E) is quasi-nilpotent.
Then, the assignment
[TABLE]
where s⊙v:=s−πH(v), defines a bijection
[TABLE]
*that is compatible with the respective torsor structures via ηB,Jad (cf. (188)).
*
Proof.
By definition, the assignment (191) is compatible with the respective torsor structures on
DefRϵind(X,E,∇E)u and DefRϵ(X,E,∇E)u,s.
Thus, the assertion follows from the fact that ηB,Jad is bijective.
∎
By Proposition 4.6.1, we obtain the following corollary, which was used in the proof of Theorem 2.4.1.
Corollary 4.6.2**.**
*Denote by Xϵs deformation over Rϵ corresponding to s and by (Xϵu,Eϵu,∇E,ϵu)
the deformation over Rϵ(:=Rϵ×RR) of (X,E,∇E) corresponding to u.
(Hence, the reduction modulo J of Xϵs is isomorphic to Xϵu, and (Eϵu,∇E,ϵu) forms an indigenous bundle on Xϵu.)
Now, suppose that (E,∇E) is quasi-nilpotent.
Also, let E◊ be a crystal of PGL2-torsors
on Crys(Xϵu/Rϵ)
such that the associated crystal on Crys(Xϵu/Rϵ) corresponds to (Eϵu,∇E,ϵu) via the equivalence of categories between (i) and (v) in Theorem 4.4.2.
Then, there exists a unique (up to isomorphism) deformation over Xϵs of (Eϵu,∇E,ϵu) which forms an indigenous bundle and corresponds to E◊ (via the equivalence between (i) and (v) as above).
*
Bibliography16
The reference list from the paper itself. Each links out to its DOI / PubMed record.
1[1] P. Arés-Gastesi, I. Biswas, On the symplectic form of the moduli space of projective structures. J. Symplectic. Geom. 6 , (2008), pp. 239-246.
2[2] P. Arés-Gastesi, I. Biswas, On the symplectic structure over a moduli space of orbifold projective structures. math.AG/1308.3353 , (2013) .
3[3] P. Berthelot, Cohomologie cristalline des schémas de caractéristique p > 0 𝑝 0 p>0 . Lecture Notes in Math., 407 , Springer-Verlag, New York and Berlin, (1974) .
4[4] P. Berthelot, A. Ogus, Notes on crystalline cohomology . Princeton Univ. Press, Princeton, N.J., (1978).
5[5] B. Fantechi, L. Güttsche, L. Illusie, S. Kleiman, N. Nitsure, A. Vistoli, Angelo, Fundamental algebraic geometry. Grothendieck’s FGA explained. . Mathematical Surveys and Monographs, 123 AMS (2005).
6[6] W. M. Goldman, The symplectic nature of fundamental group of surfaces. Adv. Math. 54 (1984), pp. 200-225.
7[7] L. Illusie, Frobenius and Hodge degeneration. Introduction to Hodge theory. Translated from the 1996 French original by James Lewis and Peters. SMF/AMS Texts and Monographs, 8 , Amer. Math. Soc., Providence, RI; Société Mathématique de France, Paris, (2002).
8[8] N. M. Katz, Nilpotent connections and the monodromy theorem: Applications of a result of Turrittin. Inst. Hautes Etudes Sci. Publ. Math. 39 (1970), pp. 175-232.