Duality of moduli and quasiconformal mappings in metric spaces
Rebekah Jones, Panu Lahti

TL;DR
This paper establishes a duality relation for moduli of curve and surface families in metric spaces and uses it to characterize quasiconformal mappings by their effect on these moduli.
Contribution
It introduces a duality relation for moduli in metric spaces and characterizes quasiconformal mappings through their quasi-preservation of surface family moduli.
Findings
Proves a duality relation for moduli of curves and surfaces in metric spaces.
Characterizes quasiconformal mappings via modulus preservation.
Applicable in metric spaces with doubling measure and Poincaré inequality.
Abstract
We prove a duality relation for the moduli of the family of curves connecting two sets and the family of surfaces separating the sets, in the setting of a complete metric space equipped with a doubling measure and supporting a Poincar\'e inequality. Then we apply this to show that quasiconformal mappings can be characterized by the fact that they quasi-preserve the modulus of certain families of surfaces.
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Duality of moduli and quasiconformal mappings in
metric spaces
Rebekah Jones and Panu Lahti111The authors are grateful to Nageswari Shanmugalingam for advice and many discussions on the topic of the paper. The second author wishes to acknowledge the hospitality of the University of Cincinnati, where most of the research for this paper was conducted. The research was partially funded by the National Science Foundation (U.S.A.) grants DMS #1500440 and DMS #1800161.
**Abstract. We prove a duality relation for the moduli of the family of curves connecting two sets and the family of surfaces separating the sets, in the setting of a complete metric space equipped with a doubling measure and supporting a Poincaré inequality. Then we apply this to show that quasiconformal mappings can be characterized by the fact that they quasi-preserve the modulus of certain families of surfaces. **
Keywords and phrases: quasiconformal mapping, modulus of a family of surfaces, finite perimeter, fine topology, Poincaré inequality
Mathematics Subject Classification (2010): Primary: 30L10; Secondary: 26B30, 31E05.
1 Introduction
A homeomorphism between two metric spaces is said to be quasiconformal if there is a constant such that for all ,
[TABLE]
In metric measure spaces satisfying suitable conditions such as Ahlfors regularity and a Poincaré inequality, the study of quasiconformal mappings was begun by Heinonen and Koskela in [12] and by now the literature is extensive, see for example [3, 11, 13, 21, 25]. As in the classical Euclidean setting, there are also other notions of quasiconformality. For Ahlfors -regular spaces , a homeomorphism is said to be geometric quasiconformal if there is a constant such that whenever is a family of curves in , we have
[TABLE]
For the definition of -modulus and all other concepts needed in the paper, we refer to Section 2. If both and are complete and also support a -Poincaré inequality, the two notions of quasiconformality are equivalent, see Theorem 9.8 in [13].
A fact that has received much less attention is that quasiconformal mappings also quasi-preserve the -modulus of certain families of surfaces obtained as “essential boundaries” of sets of finite perimeter. This result was proved in Euclidean spaces by Kelly [18, Theorem 6.6]. In the metric space setting, the theory of functions of bounded variation (BV) and sets of finite perimeter was first developed by Ambrosio and Miranda [2, 23]. The authors of the current paper together with Shanmugalingam extended Kelly’s result to metric spaces in [15].
In the current paper, our main goal is to show that the converse holds as well: if a homeomorphism quasi-preserves the modulus of families of surfaces, then it is a quasiconformal mapping. Since the analogous fact is already known to hold for families of curves, we invest most of our efforts in studying the duality of moduli of families of curves and surfaces. Specifically, for a nonempty bounded open set and two disjoint sets , we consider the family of curves joining and in , and the family of surfaces separating and in in a suitable sense. Then we prove the following theorem; the precise formulation and assumptions on the sets and are given in Theorem 4.5.
Theorem 1.1**.**
Let and suppose is a complete metric space equipped with a doubling measure and supporting a -Poincaré inequality. For some constant depending only on and the space , we have
[TABLE]
In Euclidean spaces, this was proved (with constant ) by Ziemer [26], and later by Aikawa and Ohtsuka who show in [1] that the same result holds for a more general weighted modulus with weights coming from the Muckenhoupt -class. Combining Theorem 1.1 with the characterization of quasiconformal mappings by means of the moduli of curve families, we get the following theorem.
Theorem 1.2**.**
Suppose that and are complete Ahlfors -regular metric spaces supporting a -Poincaré inequality. Suppose is a homeomorphism and there exists such that for every collection of surfaces in ,
[TABLE]
Then is quasiconformal.
This is given, in a somewhat more general form, in Theorem 5.1. Results similar to Theorem 1.1 and Theorem 1.2 were very recently proved in the metric space setting by Lohvansuu and Rajala [22], but their viewpoint was somewhat different. In [22] (similarly to [26]) the authors understood a “surface” to be a set of finite codimension one Hausdorff measure separating and in a topological sense. By contrast, we understand surfaces to be sets of finite perimeter in the spirit of [18] and [15].
Moreover, we wish to study the problem under weaker assumptions: instead of Ahlfors regularity it is in fact enough to assume in Theorem 1.2 that the measures on and are doubling and satisfy suitable one-sided growth bounds. Additionally, we do not assume the sets and to be closed, as was done in [22] and [26]. Working with more general sets makes it a rather subtle problem to find the correct definition for a “surface” that separates and ; for this we apply the concept of fine topology, relying on results proved in [4, 6, 7]. Hence our arguments combine the theory of quasiconformal mappings, BV theory, and fine potential theory in metric spaces.
2 Notation and definitions
In this section we gather the definitions and assumptions that we need in the paper.
Throughout the paper, is a complete metric measure space with a Radon measure. We assume that consists of at least 2 points. If a property holds outside a set with -measure zero, we say that it holds almost everywhere, or a.e.
Given and , we denote an open ball by . Given that in a metric space a ball, as a set, could have more than one radius and more than one center, we will consider a ball to be also equipped with a radius and center; thus two different balls might correspond to the same set. We then denote as the pre-assigned radius of the ball , and for .
Definition 2.1**.**
We say that is doubling if there exists a constant , called the doubling constant, such that
[TABLE]
for every ball .
We say that is Ahlfors -regular, with , if there is a constant such that whenever and , we have
[TABLE]
Throughout the paper, we always assume to be doubling.
Definition 2.2**.**
Let . The codimension 1 Hausdorff measure of is given by
[TABLE]
Note that a complete metric space equipped with a doubling measure is always proper, that is, closed and bounded sets are compact. Given an open set , we write if for every open ; this expression means that is a compact subset of . Other local spaces are defined analogously.
A curve is a continuous mapping from a compact interval into , and a rectifiable curve is a curve with finite length. The length of a rectifiable curve is denoted by . Every rectifiable curve can be parametrized by arc-length, see e.g. [10, Theorem 3.2]. In the following definitions, we let ; in most of the paper we will assume that .
Definition 2.3**.**
Let be a collection of Borel measures on . The admissible class of , denoted , is the set of all nonnegative Borel functions such that
[TABLE]
for all . The -modulus of the family is given by
[TABLE]
We say that a nonnegative Borel function is -weakly admissible for the collection if is admissible for all but a -modulus zero collection of measures.
is an outer measure on the class of all Borel measures, see [8]. There are two types of collections of measures associated with quasiconformal mappings. Firstly, given a collection of curves in , we set to also denote the arc-length measures restricted to each curve in ; then the admissibility condition is replaced by
[TABLE]
for every rectifiable , where
[TABLE]
for rectifiable . We say that a property holds for -almost every curve if it fails only for a curve family with zero -modulus. Secondly, for a collection of sets of finite perimeter in a set , we consider the measures for each (see the definition given later).
Definition 2.4**.**
Let be -measurable. Given a function , a Borel function is said to be an upper gradient of in if for every nonconstant rectifiable curve in ,
[TABLE]
where and are the endpoints of . We interpret whenever either or is infinite. A function is said to be in the Newton-Sobolev class if and there is an upper gradient of in such that . We let
[TABLE]
where the infimum is taken over upper gradients of in . We say that a nonnegative -measurable function is a -weak upper gradient of a function in if (2.1) holds for -almost every curve in .
If , then there exists a minimal -weak upper gradient of in , always denoted by , satisfying a.e. in for every -weak upper gradient of in ; see [4, Theorem 2.25] We refer the reader to [4, 14, 24] for more details regarding mappings in .
Definition 2.5**.**
We say that the space supports a -Poincaré inequality if there exist constants and such that for all balls in , all measurable functions on and all upper gradients of ,
[TABLE]
Here we denote the integral average of over by
[TABLE]
We will assume throughout the paper that supports a -Poincaré inequality.
Definition 2.6**.**
For any disjoint sets , we define to be the collection of curves in joining and . We say that is a Loewner space if there is a function such that
[TABLE]
whenever and are two disjoint, nondegenerate continua (compact connected sets) such that
[TABLE]
Definition 2.7**.**
The -capacity of a set is given by
[TABLE]
where the infimum is taken over test functions satisfying in . If a property holds outside a set with -capacity zero, we say that it holds p-quasieverywhere, or -q.e.
We say that a set is p-quasiopen if for every there is an open set such that and is open.
The relative -capacity of two sets is given by
[TABLE]
where the infimum is over all functions such that -q.e. in and in . Recall that denotes the minimal -weak upper gradient of .
We know that is an outer capacity in the following sense:
[TABLE]
for any , see e.g. [4, Theorem 5.31].
If is -measurable, then
[TABLE]
see [4, Proposition 1.61].
From now on, let .
Definition 2.8**.**
A set is -thin at if
[TABLE]
If is not -thin at , we say that it is -thick. We denote the collection of all points where is -thick by . If is -thin at each point , we say that the set is -finely open. Then the -fine topology on is the collection of all -finely open sets.
Definition 2.9**.**
Given a nonempty open set and two disjoint sets , we define the capacity of the condenser by
[TABLE]
where the infimum is taken over all satisfying in , in , and in .
Definition 2.10**.**
A function is a -minimizer in an open set if for all we have
[TABLE]
If the above holds for all nonnegative , we say that is a -superminimizer, and if it holds for all nonpositive , we say that is a -subminimizer.
Next we consider the theory of BV functions in metric spaces.
Definition 2.11**.**
For an open set and , the total variation of in is given by
[TABLE]
We say is of bounded variation on , denoted , if .
It is shown in [23, Theorem 3.4] that is a Radon measure in for any . We call the variation measure of .
Definition 2.12**.**
A measurable set has finite perimeter in if . We call the perimeter measure of and we will denote it .
Definition 2.13**.**
We say that supports a relative isoperimetric inequality if there exist constants and such that for all balls and for all measurable sets , we have
[TABLE]
We know that when is doubling and supports a -Poincaré inequality, then it supports a relative isoperimetric inequality, see for example [20, Theorem 3.3] (in a slightly different form, this was proved earlier in [2, Theorem 4.3]).
The noncentered Hardy-Littlewood maximal function of a function is defined by
[TABLE]
where the supremum is taken over all open balls containing .
Finally we give the definition of quasiconformal mappings on metric spaces. Let be another metric space equipped with a Radon measure .
Definition 2.14**.**
For a function , define for all and
[TABLE]
A homeomorphism is (metric) quasiconformal if there is a constant such that for all we have
[TABLE]
A homeomorphism is geometric quasiconformal if there is a constant such that whenever is a family of curves in , we have
[TABLE]
Note that when is a homeomorphism, we always have . It is known that when both and are Ahlfors -regular and support a -Poincaré inequality, the two notions of quasiconformality are equivalent, see Theorem 9.8 in [13]. We will make use of this fact in Section 5, but we will give a self-contained proof where we only need somewhat weaker assumptions than Ahlfors regularity.
Standing assumptions: Throughout this paper we will assume that and that is a complete metric measure space that supports a -Poincaré inequality, such that is doubling. We will use the letter to denote various nonnegative constants that depend only on and the space , and the value of could differ at each occurrence.
3 Background results
In this section we will gather most of the background results needed in the paper. We start with the following coarea formula for BV functions, which is stated in Remark 4.3 of [23].
Theorem 3.1**.**
Suppose is open and . For each , denote the super-level set of by . Then for every nonnegative Borel function on and every Borel set ,
[TABLE]
We have the following “continuity from below” for families of measures; for a proof see Lemma 3.2 in [27].
Lemma 3.2**.**
If is a sequence of families of Borel measures such that for each , then
[TABLE]
By applying Fuglede’s and Mazur’s lemmas, see e.g. [13, p.19, p.131], we get the following.
Lemma 3.3**.**
Let be a family of Borel measures with . Then there exists a -weakly admissible function such that
[TABLE]
The following lemma is proved in [22, Lemma 5.2].
Lemma 3.4**.**
If is a -weakly admissible function for a family of Borel measures such that
[TABLE]
and is another -weakly admissible function for , then
[TABLE]
We note that various results that we cite, such as the following theorem, rely on assuming the space to support a -Poincaré inequality, but this follows via Hölder’s inequality from the -Poincaré inequality that is our standing assumption.
Theorem 3.5**.**
Suppose that satisfies the lower mass bound
[TABLE]
for all and , and some constant . Then is a Loewner space.
Proof.
See Theorem 5.7 in [12]. Note that the so-called -convexity assumed in this theorem holds since under our assumptions the space is quasiconvex, meaning that every pair of points can be joined by a curve whose length is at most a constant number times the distance between the points; see e.g. [4, Theorem 4.32]. ∎
The space is linearly locally connected in the following sense.
Theorem 3.6**.**
Suppose satisfies the upper mass bound
[TABLE]
for all and , and a constant . Then there exists a constant such that for every ball , any pair of points in can be joined by a curve in .
Proof.
See Remark 3.19 in [12]; note that there it is also assumed that the space is of Hausdorff dimension , but this is not needed in the proof. ∎
Finally we give a few results concerning superminimizers; recall Definition 2.10. Let be an open set. We define the lsc-regularization (lower semicontinuous regularization) of a function on by
[TABLE]
The following proposition is given as part of Theorem 8.22 in [4].
Proposition 3.7**.**
If is a -superminimizer in , then is lower semicontinuous in and -q.e. in .
More precisely, the fact that -q.e. in is given in the proof of [4, Theorem 8.22]. By (2.2) we know that is still a -superminimizer.
It is a well known fact that superharmonic functions are finely continuous; this was shown in the metric space setting in [7] and [19]. Here we record this result in the following theorem, which follows by combining Proposition 7.12, Theorem 9.24(a,c), and Theorem 11.38 of [4].
Theorem 3.8**.**
Let be a -superminimizer in . Then is continuous with respect to the -fine topology in .
4 Proof of Theorem 1.1
We will consider the following families of curves and surfaces; recall the concept of capacitary thinness from Definition 2.8.
Definition 4.1**.**
For an open set and any disjoint sets , we define to be the collection of curves in joining and . We also define the collection of measures
[TABLE]
By an abuse of terminology, we will also talk about the sets belonging to . Essentially, the boundaries of are “surfaces” that “separate” and in , but since we do not assume and to necessarily be compact subsets of , the choice of the correct definition for becomes rather subtle. If one would employ the usual definition where the surfaces need to stay at a strictly positive distance from and , it would be difficult to prove the lower bound of Theorem 1.1. On the other hand, if one allows the surfaces to “touch” and significantly, then it becomes difficult to prove the upper bound. For this reason, we allow the surfaces to “touch” and only at capacitary thinness points.
Throughout this section, we will abbreviate and . We begin by proving the lower bound.
Proposition 4.2**.**
Let be nonempty, open and bounded and let with . Then , and if also , then
[TABLE]
Proof.
Since and are two disjoint compact sets, we have and so ; e.g. is an admissible function. By [12, Proposition 2.17] and [16, Theorem 1.11] we have
[TABLE]
recall Definition 2.9. Then by [5, Theorem 5.13] we find a capacitary potential of and in , that is, a function such that in , in , in , and
[TABLE]
We find two disjoint open sets with and . Since is a capacitary potential, for any nonnegative we have that is admissible for and so
[TABLE]
and so by the locality of minimal weak upper gradients (see e.g. [4, Corollary 2.21]),
[TABLE]
Thus is superminimizer in , and analogously a subminimizer in . Let be the lsc-regularization of in and the analogously defined usc-regularization of in , and in . Then by Proposition 3.7, is lower semicontinuous in and, analogously, upper semicontinuous in , and -q.e. in .
Let be the collection of super-level sets of , , for . By Theorem 3.8 we have in . Thus the sets , for , are open and contain , and so each set contains . Analogously, for all . In conclusion we have , or more precisely is in for every . Thus .
Let be any admissible function for . By e.g. [4, Proposition 2.44] we know that in , where and are the minimal -weak and -weak upper gradients, respectively, of in . Thus also . Since is dense in , see [4, Theorem 5.47], it follows that with in . Using also the coarea formula of Theorem 3.1, we get
[TABLE]
using also (4.1). Taking the infimum over admissible , we get
[TABLE]
∎
In the case where and are compact, we get the lower bound also for the following smaller family of surfaces:
[TABLE]
Proposition 4.3**.**
Let be a nonempty bounded domain and let be disjoint nonempty compact sets. If , then
[TABLE]
Proof.
The proof is almost the same as for Proposition 4.2; we only need to note that since and are compact, according to Theorem 1.1 in [17] we find for every a function with in , in , in , and
[TABLE]
Then we can consider the super-level sets for , which all belong to . ∎
Now we prove the upper bound. Part of the idea for the following proof came from Lohvansuu and Rajala [22]; the authors would like to thank them for sharing an early version of their manuscript.
Proposition 4.4**.**
Let be open and be disjoint sets with and . If then , and if then
[TABLE]
for a constant .
In particular, and can be closed sets.
Proof.
Let . Since , by definition of the variational capacity we get
[TABLE]
for every . Thus
[TABLE]
Thus, is -finely open. Similarly, is -finely open and so is as well.
Now by Theorem 1.4 in [6], we have that is -quasiopen. Then for each , we can find an open set with and so that is open. We can assume that the sets form a decreasing sequence. Furthermore, we know that and (see Corollary 1.3 in [6]) so then since is an outer capacity, we can choose to contain and , where denotes the symmetric difference. We now have that and this is a closed set.
Take open sets with . Define
[TABLE]
where is the image of in . Fix and a rectifiable curve (assume for now that ). Let
[TABLE]
Also fix . We wish to construct an admissible function for . First we construct a Whitney covering of . Set
[TABLE]
and note that for all . For set
[TABLE]
and
[TABLE]
So forms a cover of . Then by the -covering theorem, we can find a pairwise disjoint subcollection such that
[TABLE]
Since is bounded, is finite for each . Letting , the collection of five times enlarged balls from is a cover for . Now for , set
[TABLE]
We know that the above supremum is attained and since is a compact subset of the open set and is a compact subset of the open set , and by the definition of . Let such that . By continuity of and definition of , there exists such that and for all such that . Thus . Again by continuity of , there exists such that . Then since , we know that there exists a ball with such that . So we have
[TABLE]
By the fact that is nonempty (since it contains ), it is easy to check that . Hence . By using first (4.3) and the doubling property and then the relative isoperimetric inequality of Definition 2.13, we get for some constant (depending only on the doubling constant)
[TABLE]
Choose so that . Then for any and , either or and are disjoint, which implies that . Therefore we know that for some . Define
[TABLE]
Recall that is finite for each . Also is bounded, so there exists a such that is empty for all . Hence the function is -integrable. Furthermore, is admissible for , since for any , by (4.4) we have
[TABLE]
Using Lemma 3.3, pick a -weakly admissible function such that
[TABLE]
Recall the definition of the noncentered Hardy-Littlewood maximal function from (2.3). We now apply Lemma 3.4 which gives
[TABLE]
the last inequality holds because the curve travels at least the length inside , and the balls in each are pairwise disjoint and clearly two balls and can only intersect if .
Now we show that . First note that
[TABLE]
Now if we take , then , i.e. is a compact subset of the open set . Hence there is a strictly positive distance between and . A similar argument shows that there is a strictly positive distance between and . Therefore , proving that .
Now note that since we are assuming , and the families are increasing in , by Lemma 3.2 we have for all sufficiently large (with still fixed). Thus by (4.5), is admissible for . Therefore
[TABLE]
Since the maximal function is a bounded operator from to when , see e.g. [4, Theorem 3.13], we get
[TABLE]
Recalling that , we get
[TABLE]
and in particular if . Note that (4.6) holds also if .
Finally note that the sequence is increasing with , where
[TABLE]
But , and so , see e.g. [4, Proposition 1.48]. So by Lemma 3.2 we have . Combining this with (4.6) above, we get
[TABLE]
and in particular if . ∎
Now Theorem 1.1 from the introduction follows from Proposition 4.2 and Proposition 4.4. We give the theorem in the following more precise form.
Theorem 4.5**.**
Let be nonempty, open and bounded and let be such that and and . If then , and else
[TABLE]
for some constant .
Proof.
If then by Proposition 4.4. Else Proposition 4.2 gives as well as the lower bound of the theorem, and in particular this guarantees . Then the upper bound follows from Proposition 4.4. ∎
5 Proof of Theorem 1.2
Now we can prove Theorem 1.2 given in the introduction. We give it in the following somewhat more general form.
Theorem 5.1**.**
Suppose that is another complete metric space that supports a -Poincaré inequality, such that is doubling and
[TABLE]
for all , , , and a constant . Suppose is a homeomorphism such that for every collection of surfaces with nonempty, open and bounded and compact, we have
[TABLE]
where
[TABLE]
Then is quasiconformal with a constant depending only on , , and the space .
Of course, (5.1) is satisfied in particular if and are both Ahlfors -regular; recall Definition 2.1. Also recall the definitions of and from Definition 2.14.
Proof.
As complete metric spaces equipped with a doubling measure and supporting a Poincaré inequality, and are quasiconvex, see e.g. [4, Theorem 4.32], and so for each of them a biLipschitz change in the metric gives a geodesic space (see Section 4.7 in [4]). Since the theorem is easily seen to be invariant under biLipschitz changes in the metrics, we can assume that and are geodesic.
We want to apply Proposition 4.3 and Proposition 4.4 to suitable sets defined via the homeomorphism . Fix and and let and . Suppose also that , where is the constant from Theorem 3.6. By choosing sufficiently small, we have (we can assume that ). Since is compact, there exists such that .
Let , and where is the maximal connected set containing and contained in , for some fixed . By Theorem 3.6 (note that here we use the upper bound in (5.1)) we have
[TABLE]
Note that balls are connected in geodesic spaces, and is a homeomorphism, so and are connected. Both and are moreover closed, and since and are proper, and map bounded sets to bounded sets, and so and are also bounded and thus compact. Since is connected, the set and thus also the set consists of at least 2 points and so . If then , and thus by choosing even smaller if necessary, we can assume that is less than . Note that is also bounded. Let and .
For the family consisting of the curves , with , we have
[TABLE]
From this it is easy to see that every curve in has a subcurve in , and so ; see e.g. [4, Lemma 1.34(c)]. Notice that , and we know that , so . It is straightforward to show that there is some with . Thus , which we noted to be less than , and so
[TABLE]
By Theorem 3.5 we know that is a Loewner space (note that here we need the lower mass bound in (5.1)), and so
[TABLE]
where is the Loewner function for . We observe that every curve in has a subcurve in the family . Thus
[TABLE]
Now by Proposition 5.3.9 in [14] we have
[TABLE]
for a constant depending only on and (here we need the upper mass bound in (5.1)).
Since and is connected, by (5.2) there exists a ball with . Then from the relative isoperimetric inequality of Definition 2.13 and the doubling property of we see that for every ,
[TABLE]
It follows that , as is an admissible test function. Recall the definition of the family from (4.2). For this family it is easy to verify (since is a homeomorphism) that
[TABLE]
Thus by Proposition 4.3 and the assumption of the quasi-preservation of modulus of surfaces,
[TABLE]
Therefore, by Proposition 4.4 and since we had (recall (5.3))
[TABLE]
Combining this with (5.3) and (5.4), we have
[TABLE]
Thus
[TABLE]
Recall that we were assuming ; in conclusion
[TABLE]
for every . Therefore is quasiconformal. ∎
Remark 5.2*.*
Note that in the above proof we employed the family because it is not clear that
[TABLE]
This is the case because it is not clear that
[TABLE]
for every , as would be required in the definition of . In other words, the image under or of every “separating surface” might not be a “separating surface”. It is known, at least in Ahlfors regular spaces, that a quasiconformal mapping (whose inverse is also quasiconformal) preserves the measure-theoretic interior, exterior, and boundary, see [9], [21, Theorem 6.1], and [15, Lemma 4.8]. If we knew a similar property to hold for capacitary thickness points, then the above problem would not arise. Thus we ask:
- •
If is a quasiconformal mapping, do we have for every (closed) set ?
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