Injective polynomial ideals and the domination property
Geraldo Botelho, Leodan A. Torres

TL;DR
This paper explores injective polynomial ideals, characterizing them through a domination property and applying this to classical operator ideals and composition polynomial ideals.
Contribution
It introduces a new characterization of injective polynomial ideals via a domination property and demonstrates applications to classical and composition polynomial ideals.
Findings
Characterization of injective polynomial ideals by a domination property
Application of the characterization to classical operator ideals
Application to composition polynomial ideals
Abstract
After sketching the basic theory of injective ideals of homogeneous polynomials, we characterize injective polynomial ideals by means of a domination property and applications of this characterization to some classical operator ideals and to composition polynomial ideals are provided.
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Injective polynomial ideals and the domination property
Geraldo Botelho and Leodan A. Torres Supported by CNPq Grant 304262/2018-8 and Fapemig Grant PPM-00450-17.Supported by a CNPq scholarship
2010 Mathematics Subject Classification: 47L22, 46G25, 47B10, 47B33..
Abstract
After sketching the basic theory of injective ideals of homogeneous polynomials, we characterize injective polynomial ideals by means of a domination property and applications of this characterization to some classical operator ideals and to composition polynomial ideals are provided.
1 Introduction and background
As a consequence of the successful theory of ideals of linear operators (operator ideals), ideals of continuous homogeneous polynomials between Banach spaces have been intensively studied since Pietsch [19] introduced the concept of ideals of multilinear operators. Contrary to the case of surjective polynomial ideals, which were thoroughly investigated in [2], injective polynomial ideals have not been studied yet. The aim of this note is to fill this gap.
In Section 2 we outline the basic theory of injective polynomial ideals. We give the definition, provide illustrative examples, characterize injective polynomial ideals by means of the injective hull and establish the properties of a hull procedure. The main results of the paper appear in Section 3. Inspired by the fact that injective operator ideals are characterized by a domination property, we investigate the situation in the polynomial case. First we announce that, by means of counterexample that will appear at the end of the paper, the polynomial analogue of the linear domination property does not characterize injective polynomial ideals. One of our main results is the identification of a related domination property that characterizes injective polynomial ideals. A first application of this result is the characterization of injective composition polynomial ideals, a class that encompasses some classical polynomial ideals. Several applications follow, involving the ideals of finite rank, approximable, compact and weakly operators/polynomials, the polynomial dual of an operator ideal and the ideals of -compact and Cohen strongly -summing linear operators.
For Banach spaces and , denotes the closed unit ball of , denotes the topological dual of , is the space of bounded linear operators from to endowed with the usual sup norm, is the space of continuous -homogeneous polynomials from to . A metric injection is a linear operator such that for every . The metric injection
[TABLE]
is called the canonical metric injection.
Operator ideals will be taken in the sense of Pietsch [10, 11, 18], ideals of homogeneous polynomials (polynomial ideals) in the sense of [14, 15] and polynomial hyper-ideals in the sense of [8]. For the sake of the reader, we recall these concepts next.
Definition 1.1**.**
Let be a subclass of the class of homogeneous polynomials between Banach spaces such that, for every and any Banach spaces and , the component
[TABLE]
is a linear subspace of containing the polynomials of finite type. The class is said to be:
(a) A polynomial ideal if whenever , and .
(b) A polynomial hyper-ideal if whenever , and .
Suppose that there is a function whose restriction to each component is a norm such that for every . is said to be:
(a’) A normed polynomial ideal if, in (a), .
(b’) A normed polynomial hyper-ideal ideal if, in (b), .
If each component is a Banach space, then is said to be a Banach polynomial ideal or a Banach polynomial hyper-ideal. If the norm is the usual sup norm, we speak of a closed polynomial ideal or a closed polynomial hyper-ideal.
The -component of a polynomial ideal , defined as
[TABLE]
is called a (normed, Banach, closed) ideal of -homogeneous polynomials. Of course, its linear component is an operator ideal.
Just to mention a few illustrative examples, the class of nuclear polynomials is a Banach polynomial ideal that fails to be a hyper-ideal and the classes of compact and weakly compact polynomials are closed hyper-ideals.
For the basic theory of homogeneous polynomials we refer to [12, 17].
2 Injective polynomial ideals
Like in the linear case, a polynomial ideal is injective if the containment of a polynomial in the class depends on the norm of the target space rather than on the space itself.
Definition 2.1**.**
A polynomial ideal is said to be injective if whenever and is a metric injection such that .
A normed polynomial ideal is injective if is an injective polynomial ideal and, in the situation above, .
Example 2.2**.**
It is easy to check that the ideals of finite rank polynomials (the range of the polynomial generates a is finite-dimensional subspace of the target space), of compact polynomials (bounded sets are sent to relatively compact sets) and of weakly compact polynomials (bounded sets are sent to relatively weakly compact sets) are injective. In Corollary 3.7 we shall prove that the ideal of approximable polynomials, the ones that can be approximated, in the usual sup norm, by finite rank polynomials, is not injective. It is obvious that all ideals of polynomials of summing type (absolutely summing, dominated, strongly summing, multiple summing, etc) are injective. Corollary 3.6 provides plenty of injective and non-injective polynomial ideals.
We aim to characterize injective polynomial ideals by the coincidence with its injective hull.
Proposition 2.3**.**
(a)* Let be a polynomial ideal (polynomial hyper-ideal, respectively). Then there exists a unique smallest injective polynomial ideal (hyper-ideal, respectively) containing . For ,*
[TABLE]
*where is the canonical metric injection.
(b) Let be normed (Banach) polynomial ideal (polynomial hyper-ideal). Then there exists a unique smallest normed (Banach) injective polynomial ideal (polynomial hyper-ideal) containing and such that . For ,*
[TABLE]
The ideal (normed, Banach ideal ) is called the injective hull of the ideal (normed, Banach ideal ).
Proof.
and are defined according to (1). We check only the hyper-ideal property, the other statements follow from standard arguments. Let , and be given. By the definition of , . Since is a metric injection, an application of the metric extension property of [18, Proposition C.3.2.1] to the operator gives rise to an operator such that and .
[TABLE]
Therefore,
[TABLE]
that is, and
[TABLE]
∎
Corollary 2.4**.**
(a)* A polynomial ideal (hyper-ideal) is injective if and only if .
(b) A normed (Banach) polynomial ideal (hyper-ideal) is injective if and only if isometrically.*
Next we check that the correspondence is a hull procedure in the sense of [18, 8.1.2]. We state only the case of normed/Banach polynomial ideals/hyper-ideals. The non-normed case is a straightforward consequence.
Proposition 2.5**.**
*Let and be normed (Banach) polynomial ideals (polynomial hyper-ideals). Then:
(a) is a normed (Banach) polynomial ideal (polynomial hyper-ideal).
(b) If and , then and .
(c) and .
(d) and .*
Proof.
(a) and (d) follow from Proposition 2.3 and (c) follows from Corollary 2.4. To prove (b), let be given. Thus , what gives . Moreover,
[TABLE]
∎
3 The domination property
Injective operator ideals are characterized by the following domination property:
Proposition 3.1**.**
[10, Exercise 9.10(b)], [4, Lemma 3.1]* An operator ideal is injective if and only if given operators and such that*
[TABLE]
for every and some constant (eventually depending on , , , , ), then .
Transposing the linear domination property above literally to the polynomial case, we end up with the following:
Definition 3.2**.**
A polynomial ideal is said to have the weak domination property if given polynomials and such that
[TABLE]
for every and some constant (eventually depending on , , , , , ), then .
Given a polynomial and a metric injection , we have
[TABLE]
for every . So, the weak domination property is sufficient for a polynomial ideal to be injective: Every polynomial ideal with the weak domination property is injective.
In the linear case, the proof that every injective operator ideal has the domination property depends heavily on the linearity of the underlying operators, so it is not expected that every injective polynomial ideal has the weak domination property. Indeed, in Example 3.10 we shall give an example of an injective polynomial ideal failing the weak domination property, which establishes that this property does not characterize injective polynomial ideals. This poses two questions: Can injective polynomial ideals be characterized by some related domination property? If yes, is this characterization useful? Next we answer these two questions affirmatively.
Definition 3.3**.**
A polynomial ideal is said to have the strong domination property if given polynomials and such that
[TABLE]
for all , , and some constant (eventually depending on , , , , , ), then .
Theorem 3.4**.**
A polynomial ideal is injective if and only if it has the strong domination property.
Proof.
Suppose that is an injective polynomial ideal and let and be such that
[TABLE]
for all , , and some constant . Let us see that the operator
[TABLE]
is well defined: indeed,
[TABLE]
The linearity of é clear and its continuity follows from
[TABLE]
Then there exists a (unique) bounded linear operator such that . Denoting by the formal inclusion operator and by the obvious polynomial, we have the diagram
[TABLE]
As is a metric injection, from the metric approximation property of there exists an operator such that and . From
[TABLE]
that is , we conclude that
[TABLE]
Since , the ideal property of gives . The injectivity of and the fact that is a metric injection give , showing that has the strong domination property.
Conversely, suppose that is a polynomial ideal with the strong domination property. Given and a metric injection such that , we have
[TABLE]
for all , and . The strong domination property of gives , proving that is injective. ∎
Now we apply the characterization above to establish a quite useful formula regarding composition polynomial ideals, whose definition goes back to Pietsch [19] and we recall now: Given an operator ideal , a polynomial belongs to if there exist a Banach space , a polynomial and an operator such that . It is well known that is a polynomial hyper-ideal.
Theorem 3.5**.**
For every operator ideal ,
[TABLE]
In particular, the polynomial hyper-ideal is injective.
Proof.
Given , for some Banach space , and . Then the factorization with shows that belongs to . This proves that
[TABLE]
Let us prove that is injective. Let and be such that
[TABLE]
for all , , and some constant . Call and the linearizations of and on the (completed) projective symmetric tensor product, that is and are bounded linear operators such that
[TABLE]
for every (see [13]). Given in the (incomplete) symmetric tensor product , we have
[TABLE]
The continuity of , of and of the norm give that for every . Since , we know from [6, Proposition 3.2] that . Now the injectivity of and Proposition 3.1 give . Calling on [6, Proposition 3.2] once again we get , proving that has the strong domination property, hence it is injective by Theorem 3.4. Combining this with (3), with and with Proposition 2.5(b), we get
[TABLE]
which gives the desired formula. The second assertion follows from Proposition 2.3. ∎
Corollary 3.6**.**
*The following are equivalent for an operator ideal :
(a) is an injective operator ideal.
(b) is an injective polynomial hyper-ideal.
(c) is an injective ideal of -homogeneous polynomials for some .*
Proof.
(a) (b) follows from Theorem 3.5 and Corollary 2.4, (b) (c) is obvious and (c) (a) follows from [6, Lemma 3.4]. ∎
Let , and denote the injective ideals of finite rank, compact and weakly compact polynomials. Since [7, Lemma 2.1], [21, Proposition 4.1] and [21, Proposition 4.1], the corollary above gives another proof that the polynomial ideals of finite rank, compact and weakly compact polynomials are injective.
Now we compute the injective hull of the closed polynomial ideal of polynomials that can be approximated, in the usual sup norm, by polynomials of finite rank, that is, .
Corollary 3.7**.**
.
Proof.
Denoting by the ideal of operators that can be approximated, in the usual sup norm, by finite rank operators, since [16, Proposition 19.2.3] and [7, Theorem 2.2], the proof follows from Theorem 3.5:
[TABLE]
∎
The next application concerns the polynomial dual of a given operator ideal defined in [5] as
[TABLE]
where is the Aron-Schottenloher adjoint of , that is, [1].
An operator ideal is said to be symmetric if .
Corollary 3.8**.**
A symmetric operator ideal is injective if and only if its polynomial dual is an injective polynomial ideal.
Proof.
Since for every operator ideal [5, Theorem 2.2], the result follows from Corollary 3.6. ∎
Now we characterize the polynomial duals of the ideal of -compact operators (see [20]) and of the ideal of Cohen strongly -summing operators (see [4, 9]). stands for the ideal of -nuclear operators and for the ideal of -integral operators (see [18]).
Corollary 3.9**.**
* and .*
Proof.
In
[TABLE]
the first equality follows from [5, Theorem 2.2], the second from [20, Theorem 6] and the third from Theorem 3.5; and in
[TABLE]
denotes the ideal of absolutely -summing operators, the first equality follows from [5, Theorem 2.2], the second from [9], the third from [18, Theorem 19.2.7] and the fourth from Theorem 3.5. ∎
Our final application is the promised example of an injective polynomial ideal failing the weak domination property, which establishes, in particular, that the weak and the strong domination properties are not equivalent.
Example 3.10**.**
Consider the injective closed operator ideal of completely continuous operators (weakly convergent sequences are sent to norm convergent sequences) and the continuous 2-homogeneous polynomials and given by
[TABLE]
In [22, Example 2.10] it is proved that the operator
[TABLE]
where are the canonical unit vectors, is an isometric isomorphism into (or, equivalently, a metric injection). The fact that is a Schur space guarantees that , hence . Since contains a (complemented) copy of (see [3]), we know that is not a Schur space, that is, does not belong to . By [6, Proposition 3.2] we conclude that does not belong to . Moreover, for every ,
[TABLE]
So, belongs to , for every but does not belong to , proving that fails the weak domination property. The example is complete because is an injective polynomial ideal by Corollary 3.6.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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