Unification of the K\"ahler-Ricci and Anomaly flows
Teng Fei, Duong H. Phong

TL;DR
This paper introduces a new formulation of the Anomaly flow that unifies it with the K"ahler-Ricci flow, simplifying the dependence on initial data and enhancing understanding of their relationship.
Contribution
It presents a novel formulation of the Anomaly flow that unifies it with the K"ahler-Ricci flow, focusing on the case of vanishing slope parameter.
Findings
Unified framework for Anomaly and K"ahler-Ricci flows
Simplified dependence on initial data
Potential for new insights into geometric flows
Abstract
A new formulation of the Anomaly flow in the case of vanishing slope parameter is given, where the dependence on the global section of the canonical bundle appears only in the initial data. This allows a natural unification of the Anomaly flow with the K\"ahler-Ricci flow.
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UNIFICATION OF THE KÄHLER-RICCI AND ANOMALY FLOWS 111Work supported in part by the National Science Foundation under grant DMS-12-66033.
Teng Fei and Duong H. Phong
Abstract
A new formulation of the Anomaly flow in the case of vanishing slope parameter is given, where the dependence on the global section of the canonical bundle appears only in the initial data. This allows a natural unification of the Anomaly flow with the Kähler-Ricci flow.
1 Introduction
The idea of using a geometric flow to implement a cohomological constraint on a metric in the absence of an analogue of the lemma was introduced in [15, 16]. The specific case of the conformally balanced condition arising from supersymmetric compactifications of the heterotic string was considered there and generalized further in [19]. Many other conditions and flows have been introduced since, including dual Anomaly flows [7] and flows motivated by Type II A and Type II B string compactifications in [14, 5]. Anomaly flows appear to be a flexible and powerful method, as they have led to new proofs of major results in geometry such as Yau’s theorem [24] on the existence of Kähler Ricci-flat metric and the Fu-Yau solution [9, 10] of the Hull-Strominger system [17, 18, 6].
A flow is usually given by a vector field on the configuration space and the prescription of an initial data. In the Anomaly flows considered in [15, 16, 18], the underlying manifold is complex and equipped with a non-vanishing top holomorphic form . The form appears explicitly in the vector field on the space of Hermitian metrics defining the flow (see [16], eq.(1.9)). This explicit appearance of seems to set Anomaly flows apart from more familiar flows such as the Kähler-Ricci flow, and prevent the direct use of many powerful techniques which had been developed for these flows.
The main purpose of the present note is to show that, in the simpler case with parameter , the dependence of the vector field of the Anomaly flow on can be eliminated by a suitable rescaling of the evolving metric:
Theorem 1
Let be a complex manifold of dimension equipped with a nowhere holomorphic -form . Assume that is a flow of Hermitian metrics satisfying
[TABLE]
and for each . Set for each
[TABLE]
Then the Hermitian metrics satisfy the conformally balanced condition , and they evolve according to
[TABLE]
Here is the Chern-Ricci tensor of and , where is the torsion of .
The form has cancelled out from the vector field , as desired. From the point of view of , the only dependence on of the Anomaly flow resides now in the conformally balanced condition for the initial data . Thus the flow defined by the right hand side of (1.3) with an arbitrary initial Hermitian metric can be viewed as a generalization of the Anomaly flow with to arbitrary complex manifolds . When is compact, it is not difficult to see, as we shall show in detail later, that the flow (1.3) preserves the Kähler property and reduces to the Kähler-Ricci flow if the initial data is Kähler. We can then formulate the following theorem, which is essentially Theorem 1 combined with the uniqueness of solutions of parabolic flows on compact manifolds, and which unifies the Kähler-Ricci flow with the Anomaly flow:
Theorem 2
Let be a compact complex manifold of dimension . Consider the flow of Hermitian metrics defined by
[TABLE]
with initial data a Hermitian metric
(i)* The flow is parabolic, and for any initial data , it admits a unique smooth solution in some maximal time interval with .*
(ii)* If is Kähler (this includes the general case in dimension ), then remains Kähler for all time , and the flow reduces to the Kähler-Ricci flow,*
[TABLE]
(iii)* Assume that , and admits a nowhere vanishing holomorphic -form . If is conformally balanced in the sense that , then remains conformally balanced for all time , and the flow reduces to the Anomaly flow (1.1), after rescaling .*
Parts (i) and (ii) of Theorem 2 are elementary, and have been noted by Streets and Tian [21] who proposed the family of flows of the form
[TABLE]
as generalizations of the Kähler-Ricci flow to arbitrary complex manifolds, where is a -form which is linear in each factor and . Among these, Ustinovskiy [23] has identified the same combination as in (1.3) as a flow that preserves the Griffiths positivity and the dual Nakano-positivity of the tangent bundle. In the case of the Kähler-Ricci flow, the preservation of the positivity of the bisectional curvature was proven by Bando [2] and Mok [13] and is a particularly important property of the flow with many applications, see e.g. [20]. Ustinovskiy’s result [23] suggests that some generalizations in (1.6) may be better behaved than others. With Theorem 1, we see that the Anomaly flow with also singles out the particular combination .
We note that many other generalizations of the Kähler-Ricci flow to the non-Kähler setting have been proposed in the literature, including in [11], [3], and [22].
2 Proof of Theorem 1
First, we note that the rescaled metric satisfies
[TABLE]
and hence the Anomaly flow (1.1) can be expressed in terms of as
[TABLE]
2.1 Elimination of
Carrying out the differentiation in time gives
[TABLE]
Let be the usual Hodge operator, which is the adjoint of the operator . Its precise expression in components and normalization can be found in Appendix C. Since
[TABLE]
we obtain
[TABLE]
We take now the Hodge operator of both sides, using the formulas in Appendix B. We find
[TABLE]
The term cancels out from the left hand side, and we obtain the following equation
[TABLE]
2.2 Elimination of
It is now easy to see that the explicit appearance of the term can be eliminated from the flow, using the torsion constraints. Indeed, before taking the Hodge operator, the right hand side of the flow can be expressed as
[TABLE]
However, from Lemma 4 in [16], with , we have
[TABLE]
and in general, . Thus the above equation can be rewritten as
[TABLE]
Returning to the Anomaly flow, it reduces now to the following simpler expression
[TABLE]
Next, we note that
[TABLE]
and
[TABLE]
Collecting all the terms, we obtain
[TABLE]
2.3 The Hodge of the individual terms
Applying the formulas for the Hodge operator given in the appendices, we obtain immediately
[TABLE]
and
[TABLE]
and
[TABLE]
The appearance of a common factor in all the terms of the right hand side allows us to cancel this factor, and obtain a generalization of the anomaly flow including to dimension , defined by
[TABLE]
where we have defined the -form and the scalar function by
[TABLE]
2.4 Evaluation of
We quote from [16], eq. (2.52)
[TABLE]
It follows that
[TABLE]
or, in terms of forms,
[TABLE]
where the -form is defined by
[TABLE]
As a consequence, the Ricci-Chern terms cancel and we obtain
[TABLE]
Similarly,
[TABLE]
and the scalar curvature cancels between the terms and ,
[TABLE]
It is then convenient to isolate torsion and non-torsion terms in the coefficients and as follows
[TABLE]
2.5 Evaluation of , ,
The components of can be expressed as, upon antisymmetrization,
[TABLE]
It follows that
[TABLE]
Note that
[TABLE]
and hence
[TABLE]
It follows that
[TABLE]
and
[TABLE]
Returning to the earlier identity, we can now compute ,
[TABLE]
where we have defined the -form by
[TABLE]
In intrinsic notation, this can be expressed as
[TABLE]
We shall also need
[TABLE]
2.6 Evaluation of the coefficients and
It is now easy to assemble all the terms and arrive at the final formula and is given by
[TABLE]
We note that a simpler version of some of these identities when appeared in [7] and was instrumental in the proof of an upper bound for . Altogether the evolution equation for is
[TABLE]
This is the flow (1.3) stated in Theorem 1. Q.E.D.
3 Proof of Theorem 2
Part (i) follows immediately from the fact that the Chern-Ricci tensor can be expressed in local coordinates as
[TABLE]
where denote terms with fewer derivatives. Part (ii) follows from the fact that, if is Kähler, then the Kähler-Ricci flow admits a solution which is Kähler for any in a small time interval near . Since and , the same satisfies the flow (1.3) if we take the same initial data . By uniqueness of the solution of the flow (1.3), it follows that for all time, and is a solution of the Kähler-Ricci flow, as claimed. Part (iii) follows in the same way, using now Theorem 1. Indeed, if is conformally balanced in the sense of Theorem 2, then the corresponding is conformally balanced in the sense of [16]. By Theorem 1 of [18], the Anomaly flow (1.1 for admits a unique smooth solution for some small time interval near [math]. By Theorem 1, the corresponding is a smooth, conformally balanced solution to the flow (1.3). By uniqueness, this solution coincides with the solution known to exist by parabolicity. In particular, the conformally balanced condition is preserved for all . Q.E.D.
4 Remarks
It may be interesting to find another, more direct, proof of Part (iii) of Theorem 2, namely that the flow (1.3) preserves the conformally balanced condition, instead of appealing to Theorem 1 and the uniqueness of solutions. This does not appear evident, although it can for example be done for Part (ii). By deriving the flow for and applying the maximum principle, we can indeed show directly that the Kähler property is preserved. We reproduce the key calculations below, as the flow of the torsion is crucial in non-Kähler geometry, and the resulting formulas may be useful in other contexts. They are also comparatively simpler than the formulas for the flow of the torsion derived in [16] under the conformally balanced condition.
4.1 The flow of the torsion
Consider then the flow (1.3), for general metrics , not necessarily Kähler or conformally balanced. Introduce the notation , and write the flow (1.3) as
[TABLE]
Since , this implies immediately
[TABLE]
For general Hermitian metrics, we have the following Bianchi identity
[TABLE]
and hence
[TABLE]
By Bochner-Kodaira formulas (see Appendix D), we have
[TABLE]
Since the form is closed and the form is -exact, the right hand side of the equation (4.2) can be expressed in terms of and the differentials of and alone. We find that (4.2) becomes
[TABLE]
where we have introduced the notation for the -form defined by
[TABLE]
Since is -closed, the operator on can be equated with the Hodge Laplacian on -forms, so we have obtained a parabolic diffusion equation for .
To show that the Kähler condition is preserved by the flow (1.3), we need the evolution of . For this, we again use a Bochner-Kodaira formula to convert the Hodge-Laplacian into the Laplacian , modulo lower order terms,
[TABLE]
Using the flow (4.6), we find
[TABLE]
In particular,
[TABLE]
for some constant . The maximum principle implies that if initially , i.e., the Kähler condition is preserved.
We observe that it is easy to derive from the flow of the flows of as well as of the primitive component of . For example, we have
[TABLE]
In the conformally balanced case, we have and , and this flow reduces to
[TABLE]
This results in the following flow for ,
[TABLE]
The right hand side can only be bounded above by , which indicates that, unlike the vanishing of the full torsion , the vanishing of is not preserved. Indeed one can verify that the balanced condition is not preserved by running the Anomaly flow on generalized Calabi-Gray manifolds [6] with balanced initial data.
4.2 Shi-type estimates and long-time existence of the flow
Shi-type estimates for the original Anomaly flow were derived in [16]. For the present version (1.3) in terms of the rescaled metric , they become simpler to establish, and the same arguments as in [16], or the general results in [21], imply the following statement: the flow in will continue to exist, unless there is a time and a sequence with , with
[TABLE]
Now under a conformal change of metrics , the torsion and curvature transform as follows
[TABLE]
In the case at hand, , so it is easy to work out the previous conditions, and find that the flow will continue to exist unless there is a time and a sequence with satisfying
[TABLE]
This is a more succinct, and perhaps more natural formulation of the criterion for the appearance of singularities found in [16], which involved the four quantities , , , and separately.
4.3 Two questions by Ustinovskiy
In Ustinovskiy’s thesis [23], he raised two questions (Question 6.15 and Problem 6.16) about periodic solutions and stationary points of Hermitian curvature flow. As a result of our Theorems 1 and 2, we can answer these questions.
Proposition 1
All periodic solutions are stationary, which are Ricci-flat Kähler metrics.
The proof goes as follows: Suppose that we have a periodic solution. It follows from the results of Ustinovskiy and Theorems 1 and 2 that the flow is exactly the Anomaly flow with and with conformally balanced initial data. Therefore we have monotonicity formulae as introduced in [7]. Periodic solutions imply that all the monotone quantities are actually constants, which in turn gives us an equation from the monotonicity formula. This equation can only be satisfied by Ricci-flat Kähler metrics, which are the only stationary points of the Anomaly flow. Note that the second part of this proposition has been established in several different ways in the literature, including by an integration by parts, and by many authors including [4], [8], [12], and [18].
Appendix A Conventions and preliminaries
If is a Hermitian metric on , its curvature is defined by . Its Ricci curvature is defined by
[TABLE]
and the Ricci form is defined by
[TABLE]
As in [16], the other notions of Ricci curvature are defined by , , . Our conventions for the torsion of are
[TABLE]
In particular , with . We set
[TABLE]
The norm with respect to a given Hermitian metric is defined as usual as
[TABLE]
Appendix B The Hodge operator
We define the operator from -forms to -forms by
[TABLE]
for
[TABLE]
Note that maps real forms to real forms, and that . In terms of , the previous torsion component can be written as .
Appendix C The Hodge operator
Let , , and be -forms, -forms, and -forms respectively. Then we have the following identities (the detailed derivations can be found in [18])
[TABLE]
Let and be -forms and (2,1)-forms respectively. Then we also have
[TABLE]
Appendix D The operator and Bochner-Kodaira formulas
First we work out the operator on various spaces of forms. The basic formula is the following integration by parts formula for general Hermitian metrics
[TABLE]
where is a vector field.
To get e.g. the on -forms, we take where and are respectively an arbitrary scalar function and an arbitrary -form. Them
[TABLE]
which can be rewritten as
[TABLE]
This means that
[TABLE]
for any -form . More generally, we have
Lemma 1
Suppose is a -form, then
[TABLE]
and
[TABLE]
For example, we have:
If is a (1,0)-form, then
[TABLE]
If is a (2,0)-form, then
[TABLE]
If is a -form, then
[TABLE]
Acknowledgements The authors would like to thank Sebastien Picard and Xiangwen Zhang for sharing generously their insights, and for joint work on many projects closely related to this paper. The second-named author would like to thank Carlo Maccaferri, Rodolfo Russo, and the Galileo Galilei Institute for Theoretical Physics in Florence for their kind hospitality where part of this work was done.
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