Assisted concentration of Gaussian resources
Ludovico Lami, Ryuji Takagi, Gerardo Adesso

TL;DR
This paper introduces a framework for enhancing Gaussian quantum resources through assistance, showing that classical communication limitations do not hinder resource increase in single-shot scenarios, and providing analytical tools for quantifying this assistance.
Contribution
It presents a general expression for Gaussian resource of assistance, analyzes its implications for squeezing and entanglement, and establishes bounds and additivity results for Gaussian entanglement measures.
Findings
Two-way classical communication does not improve single-shot assisted resource.
Derived a general formula for the Gaussian resource of assistance.
Established bounds and additivity for Gaussian entanglement of assistance.
Abstract
In spite of their outstanding experimental relevance, Gaussian operations in continuous-variable quantum systems are subjected to fundamental limitations, as it is known that general resources cannot be distilled within the Gaussian paradigm. We show that these limitations can be overcome by considering a collaborative setting where one party increases the amount of local resource with the aid of another party, whose operations are assumed to be Gaussian but are otherwise unrestricted; the two parties can only communicate classically. We show that in single-shot scenarios, unlike in the well-known case of entanglement theory, two-way classical communication does not lead to any improvement over one-way classical communication from the aiding party to the aided party. We then provide a concise general expression for the Gaussian resource of assistance, i.e., the maximum amount of…
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Assisted concentration of Gaussian resources
Ludovico Lami
School of Mathematical Sciences and Centre for the Mathematics and Theoretical Physics of Quantum Non-Equilibrium Systems, University of Nottingham, University Park, Nottingham NG7 2RD, United Kingdom
Ryuji Takagi
Center for Theoretical Physics and Department of Physics, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA
Gerardo Adesso
School of Mathematical Sciences and Centre for the Mathematics and Theoretical Physics of Quantum Non-Equilibrium Systems, University of Nottingham, University Park, Nottingham NG7 2RD, United Kingdom
Abstract
In spite of their outstanding experimental relevance, Gaussian operations in continuous-variable quantum systems are subjected to fundamental limitations, as it is known that general resources cannot be distilled within the Gaussian paradigm. We show that these limitations can be overcome by considering a collaborative setting where one party increases the amount of local resource with the aid of another party, whose operations are assumed to be Gaussian but are otherwise unrestricted; the two parties can only communicate classically. We show that in single-shot scenarios, unlike in the well-known case of entanglement theory, two-way classical communication does not lead to any improvement over one-way classical communication from the aiding party to the aided party. We then provide a concise general expression for the Gaussian resource of assistance, i.e., the maximum amount of resource that can be obtained when the aiding party holds a purification of the aided party’s state, as measured by a general monotone. To demonstrate its usefulness, we apply our result to two important kinds of resources, squeezing and entanglement, and find some simple analytic solutions. In the case of entanglement theory, we are able to find general upper bounds on the regularized Gaussian entanglement of assistance, and to establish additivity for tensor powers of thermal states. This allows us to draw a quantitative and enlightening comparison with the performance of assisted entanglement distillation in the non-Gaussian setting. On the technical side, we develop some variational expressions to handle functions of symplectic eigenvalues that may be of independent interest. Our results suggest further potential for Gaussian operations to play a major role in practical quantum information processing protocols.
I Introduction
In recent decades, quantum optics has become one of the most prominent platforms for the implementation of quantum technologies and the realization of quantum communication experiments Knill et al. (2001); Braunstein and van Loock (2005); Ferraro et al. (2005); Adesso et al. (2014); Cerf et al. (2007); Serafini (2017). On the other hand, exploiting quantum effects and correlations such as entanglement over long distances requires taming the omnipresent noise that would otherwise drive a system’s behavior toward classical physics. With the goal of addressing near-term practical goals, it is of paramount importance to identify what we can and cannot do with limited quantum resources. Fortunately, the recently established framework of quantum resource theories Brandão and Gour (2015); Lami et al. (2018a); Genoni et al. (2008); Takagi and Zhuang (2018); Albarelli et al. (2018); Chitambar and Gour (2019) allows us to deal with questions of this kind in a systematic way.
In continuous variable quantum systems, Gaussian states and Gaussian operations have proven relatively easy to generate, control, and manipulate, and are therefore ideal candidates for the above theoretical program Ferraro et al. (2005); Adesso et al. (2014). We can therefore consider the special class of Gaussian quantum resource theories, whose free states and operations are required to be all Gaussian. Such a concept has been formalized in Lami et al. (2018a). Unfortunately, it has been known for a long time that many fundamental protocols are impossible to realize within this Gaussian setting: these include universal fault-tolerant quantum computation Knill et al. (2001), entanglement distillation Eisert et al. (2002); Fiurášek (2002); Giedke and Cirac (2002), and error-correction Niset et al. (2009) (although some experimental progress has been reported for resource distillation and error-correction under non-Gaussian noises, see, e.g., Refs. Heersink et al. (2006); Hage et al. (2008); Dong et al. (2008); Lassen et al. (2010)). In fact, the impossibility of certain state transformations turns out to be a general feature of Gaussian quantum resource theories Lami et al. (2018a).
In spite of this lack of universality, in this paper we point out that the Gaussian framework still suffices to accomplish somehow “easier” tasks that are however of wide interest in quantum information. Namely, we focus on the assisted paradigm for resource distillation, previously introduced in the context of entanglement theory Cohen (1998); DiVincenzo et al. (1999); Smolin et al. (2005); Gour and Spekkens (2006) and more recently for quantum coherence Chitambar et al. (2016); Regula et al. (2018) and quantum thermodynamics Morris et al. (2018). This scenario features two parties, conventionally named Alice and Bob, who hold a bipartite state and whose goal is to produce a target state on Alice’s system. The difficulty lies in the fact that Alice is restricted to free operations, and will generally contain more resource than the initial reduced state , thus being out of reach if Alice were to operate alone. However, she can rely on Bob’s remote help. Bob is usually assumed to have access to more sophisticated equipment than Alice, meaning that he is not restricted to free operations; however, he can communicate with Alice only classically. Here the analysis bifurcates, as there are two distinct cases of interest, depending on whether Bob can only send messages to Alice or also Alice-to-Bob communication is possible while the protocol is still running. The first case is usually referred to as the one-way assisted setting, while the second is called collaborative setting. In all the examples above, it is known that already one-way assistance enables more efficient distillation of most bipartite states Cohen (1998); DiVincenzo et al. (1999); Smolin et al. (2005); Gour and Spekkens (2006); Chitambar et al. (2016); Regula et al. (2018); Morris et al. (2018). Furthermore, the example of entanglement Gour and Spekkens (2006) shows that two-way communication can help to distill even more resource. Assisted scenarios for remote preparation and distillation of quantum resources have recently been explored experimentally, e.g., with photonics and superconducting microwave cavity setups Wu et al. (2017); Mičuda et al. (2017); Pogorzalek et al. (2019).
In this paper we analyze the problem of assisted state transformation in Gaussian quantum resource theories, assuming that Bob is also applying Gaussian operations, though not necessarily free as is the case for Alice. As the term “distillation” usually refers to the preparation of “golden units” of resource,111A golden unit is a state from which any other state can be prepared by means of free operations alone. a process that is generally impossible within the Gaussian framework Lami et al. (2018a), the goal of our protocols is typically that of increasing the amount of resource, as measured by some chosen monotone. We prefer to refer to this task as “resource concentration”. We introduce in this setting the regularized Gaussian measures of assistance, that quantify assisted resource concentration when Alice and Bob have an asymptotic number of copies of a given state available, and can manipulate all of them at the same time in a Gaussian but coherent fashion.
We start by proving that one-way communication suffices for the most general collaborative protocol in this simplified Gaussian setting, thus reconciling the aforementioned two conceptual branches. Next, we tackle two case studies. First, we look at the simplest Gaussian resource theory, i.e., that of squeezing. For any given multimode Gaussian state on Alice’s system we are able to explicitly compute the maximal Gaussian squeezing of assistance, i.e., the maximal squeezing that can be induced via assistance by an all-Gaussian Bob, assuming that he holds a purification of that state. The squeezing measure we adopt here is directly related to the minimal quadrature variance along all possible directions in phase space. Here we demonstrate by a simple example the irreversibility of Bob’s action: namely, the post-measurement states that Alice obtains are in general inequivalent from the point of view of interconvertibility via free operations.
We then move on to our second case study, the resource theory of Gaussian entanglement. When assistance is taken into account, this setting features three parties: the two sharing the entanglement, Alice and Bob, and the assisting party, now named Charlie. When Charlie is restricted to single-mode Gaussian measurements, the maximal entanglement he can induce between Alice and Bob has previously been studied under the name of Gaussian localizable entanglement Verstraete et al. (2004); Popp et al. (2005); Fiurášek and Mišta (2007); Mišta and Fiurášek (2008). We instead look at the scenario where he is allowed to apply any global Gaussian measurement, and give analytical formulae to compute the maximum Gaussian entanglement of assistance thus obtainable between Alice and Bob in the following two theoretically and experimentally relevant cases. (1) When Alice and Bob hold a mode each and their reduced state is a product state, which is the setting relevant for entanglement swapping, we confirm that the previously considered ideal Bell measurements on Charlie’s two modes Pirandola et al. (2006); Hoelscher-Obermaier and van Loock (2011) are indeed the optimal strategy. This result, to the best of our knowledge unknown before, provides rigorous foundation for the most commonly studied procedures of entanglement swapping in the Gaussian setting. (2) When Alice and Bob’s reduced state is in the class of Gaussian least entangled mixed states (GLEMS) Adesso et al. (2004a, b). This is an important class of states providing a rigorous lower bound on entanglement for given global and local purities, which can be measured without a costly full tomography Ekert et al. (2002); Filip (2002). It is also a relevant class for a simple physical situation where Alice, Bob, and Charlie hold three-mode pure state, Charlie gets separated apart from Alice and Bob, and Charlie assists Alice and Bob to gain their entanglement later. Finally, using some innovative techniques we derive a general upper bound on the Gaussian entanglement of assistance that is valid for all bipartite Gaussian states and for a wide class of entanglement measures. This latter result allows us to compute the regularized Gaussian entanglement of assistance of a tensor product of identical Gaussian thermal states, and to compare it with its non-Gaussian counterpart Smolin et al. (2005). The comparison demonstrates that general non-Gaussian protocols are more efficient than Gaussian ones; the gap turns out to be comparatively large when the local entropies are small, and to reduce to a constant in the opposite limit. To the extent of our knowledge, this is the first instance of a precise quantitative comparison between the efficiency of a nontrivial protocol in the standard and in the Gaussian settings.
The rest of the paper is structured as follows: in Section II we recall the definition of a Gaussian resource theory, and introduce the concept of assisted concentration of resources. In Section III we present our first general results on the assisted Gaussian framework. Section IV deals with our first case study, the resource theory of squeezing. Section V is instead devoted to entanglement theory. In Section VI we address the limitations of the Gaussian setting by considering assistance via non-Gaussian protocols. Finally, in Section VII we discuss our results, draw some conclusions and point out directions of future research.
II Preliminaries
II.1 Gaussian quantum resource theories
We start by recalling the basic theory of Gaussian quantum states Weedbrook et al. (2012); Adesso et al. (2014); Serafini (2017). Consider a system of harmonic oscillators with canonical operators , customarily arranged as a (column) vector . The canonical commutation relations can be written in compact form as , where is the standard symplectic form. Gaussian states are by definition (limits of) thermal states of quadratic Hamiltonians, i.e., Hamiltonians of the form for some positive semidefinite matrix and some real vector . A Gaussian state is uniquely described by its mean or displacement vector and its quantum covariance matrix (QCM) , which is a real symmetric matrix. It turns out that legitimate QCMs of (Gaussian) states are exactly those matrices that satisfy the Robertson–Schrödinger uncertainty principle Simon et al. (1994):
[TABLE]
where the inequality has to be intended in the sense of positive semidefiniteness.
We now move on to Gaussian operations. The simplest example of a Gaussian operation is a symplectic unitary, i.e., a unitary that is generated by a quadratic Hamiltonian. Such a unitary acts as a symplectic222A matrix is said to be symplectic if it preserves the form , i.e., if . linear transformation on the vector of canonical operators, while on Gaussian states one has that . Interestingly, symplectic unitaries can be used to bring any Gaussian state into a particularly simple normal form called Williamson’s form. The QCM of a state in Williamson’s form is simply , where is a diagonal matrix whose entries – called symplectic eigenvalues – depend on only Williamson (1936).
Gaussian measurements are represented in the positive operator-valued measure (POVM) formalism by the family of operators , where is a QCM called the seed of the measurement. Note that the normalization condition is satisfied; here, represents the identity acting on the whole Hilbert space. Performing a Gaussian measurement with seed on the system of a bipartite Gaussian state with QCM yields an outcome distributed normally with covariance matrix . The post-measurement state on is again Gaussian, and its QCM (V_{AB}+\gamma_{B})\big{/}(V_{B}+\gamma_{B}) is independent of the measurement outcome. Here, for a block matrix the Schur complement of with respect to one of its (invertible) sub-blocks is defined as Zhang (2006). General non-deterministic Gaussian operations are obtained by appending ancillary Gaussian states, applying symplectic unitaries and performing Gaussian measurements. When a Gaussian operation with input system and output system is performed on a Gaussian state, the QCM transforms as
[TABLE]
where is a QCM pertaining to the joint system and characterizing , and is the matrix that reverts the sign of the momenta (Giedke and Cirac, 2002, Eq. (10a)).
We now review the formalism of Gaussian resource theories Lami et al. (2018a). Throughout this paper we will assume that the six postulates proposed in Lami et al. (2018a) are satisfied. Central concepts in the resource theory formalism are a set of free states and a class of free quantum operations. Here, we are interested in a hybrid theory, which takes into account quantum resources restricted to the Gaussian regime. Let be the set of free states where is a vector variable that specifies the structure of all the “spatially separated” subsystems involved, here labelled from to . For instance, one such variable will be the total number of modes of each subsystem . Let be the set of Gaussian states over modes. Then, the intersection between the set of free states of the interested resource and the set of Gaussian states, where , defines the set of free Gaussian states, which is our basic object of study. Since in our setting displacement unitaries are always free, is entirely described by the set of free QCMs , in formula .
The second ingredient of a Gaussian resource theory is a class of Gaussian quantum channels that are considered to be free. This set can be a priori arbitrary, but we will always require that a free Gaussian operation does not transform free Gaussian states into non-free ones. It will always be clear from the context what particular class of free operations we are looking at.
Before we define the quantities we will study here, we need to fix some terminology. Given a Gaussian quantum resource theory, a Gaussian monotone is by definition a function defined on all Gaussian states and taking on real values, which is non-increasing under the chosen set of Gaussian free operations. This readily implies that any such function must in fact be invariant under any free Gaussian operation whose inverse is also free. Since displacement unitaries are free, we deduce that for a Gaussian state , the function is in fact only a function of the quantum covariance matrix . With a slight abuse of notation, we will therefore write instead of in what follows. Combining (Lami et al., 2018a, Lemma S.2) and (De Palma et al., 2015, Lemma 1), we see that is continuous as a function of the Gaussian state (with respect to the trace norm) if and only if it is continuous as a function of the covariance matrix. When this happens, is said to be continuous. Another important property is Gaussian convexity: if whenever is a Gaussian state that can be written as a convex combination333We include implicitly also the case where a limit of convex combinations, often written as an integral, has to be taken. of other Gaussian states , it holds that , then is said to be Gaussian convex.
II.2 Assisted resource concentration
Here, we are interested in the cooperative scenario featuring two parties, Alice and Bob, whose corresponding quantum systems we denote with . The extension (maybe even the purification) of Alice’s Gaussian state with covariance matrix is held by Bob, who will help her to implement the desired state transformation . We imagine that Bob is restricted to Gaussian operations only but assume that he can implement all Gaussian operations, not only free ones. Concerning classical communication between Alice and Bob, it is customary to consider two different settings: (a) there is one-way communication from to ; and (b) we allow for back-and-forth communication at any stage of the protocol. In the context of entanglement, setting (a) identifies the measure known as entanglement of assistance Cohen (1998); DiVincenzo et al. (1999), while (b) leads to the definition of the entanglement of collaboration Gour and Spekkens (2006). Although the latter is always an upper bound for the former, it has been shown that there can be strict inequality Gour and Spekkens (2006). This tells us that in general two-way classical communication must be included into the picture.
Both scenarios (a) and (b) can be easily generalized to the case of arbitrary resources. In the case of (b), the set of operations and can perform can be dubbed Gaussian local free operations and classical communication and abbreviated as GLFCC. We formally quantify the effectiveness of Gaussian resource concentration in these two settings as follows.
Definition 1**.**
Let be a Gaussian monotone of a Gaussian resource theory over system . Let the bipartite system be in an initial Gaussian state with covariance matrix . We assume that is restricted to free Gaussian operations, while can perform arbitrary Gaussian operations.
- (a)
If only classical communication is allowed, the maximal amount of resource generated by is given by the Gaussian resource of one-way collaboration:
[TABLE]
In particular, if holds a purification of , we call
[TABLE]
the Gaussian resource of assistance. 2. (b)
Allowing for two-way classical communication instead, we obtain the Gaussian resource of collaboration:
[TABLE]
To justify (3), remember that the Schur complement on the r.h.s. represents the post-measurement QCM obtained when Bob makes a Gaussian measurement with seed on his share of the system.
The setting considered so far involves one-shot manipulation of a single copy of a Gaussian state. From the quantum information theory perspective, it is also natural to investigate the opposite case, i.e., that of asymptotic state manipulation. In this modified scenario, Alice and Bob share copies of a Gaussian state with QCM , the global QCM thus taking the form , and may manipulate them jointly, with the help of either one-way or two-way communication. We are thus led to define the following regularized measures.
- (a’)
The regularized Gaussian resource of one-way collaboration:
[TABLE]
When holds a purification of we obtain the regularized Gaussian resource of assistance:
[TABLE] 2. (b’)
The regularized Gaussian resource of collaboration:
[TABLE]
Since the measures in (3)–(5) are defined via optimizations, it is not difficult to verify that they never decrease under regularization. Naturally, this corresponds to the fact that a possible strategy for Bob is always to measure each copy of the state separately.
In the next section we put order in this zoo of measures, by showing that the Gaussian resource of collaboration and one-way collaboration always coincide. The same is then naturally true for their regularized versions. Introducing and discussing them separately was however no futile exercise, as it helps to keep them conceptually separated. It is indeed important to appreciate that the fact that several of them coincide is really a peculiarity of the Gaussian framework, and will not be the case in other settings. For example, we already mentioned that entanglement of assistance and entanglement of collaboration do not coincide in general Gour and Spekkens (2006).
III Gaussian assisted resource concentration: first results
We start by presenting the main result of this section, i.e., the equality between Gaussian resource of collaboration and one-way collaboration. The operational interpretation of the result is straightforward: one-way communication from Bob (the assisting party) to Alice (the assisted party) is sufficient for optimal resource extraction.
Theorem 2**.**
The Gaussian resource of collaboration and the Gaussian resource of one-way collaboration coincide, in formula
[TABLE]
In particular, is a GLFCC monotone.
In light of its new status, it is important to simplify the computation of the Gaussian resource of one-way collaboration. We now show that the Gaussian measurement on in (3) can always be assumed to have a pure seed.
Proposition 3**.**
The supremum in (3) can be restricted to pure QCMs without loss of generality:
[TABLE]
Proof.
The first equality is just (9). As for the second, consider that for every matrix we can find some pure such that . Schur complements are monotonic with respect to the positive semidefinite order, and hence
[TABLE]
The proof is concluded by noticing that convex monotones must be decreasing with respect to the positive semidefinite order as increasing the covariance matrix corresponds to acting with random displacements on the underlying quantum state. ∎
Until now, our results do not make any special assumption on the bipartite state on , and thus apply also to the typical experimental setting. The picture becomes a bit clearer, and the assistance protocol more effective, when the global initial state is pure, i.e., when holds the whole purification of ’s reduced state. The analysis of this scenario allows to benchmark the ultimate performances of our Gaussian framework. From the mathematical point of view, it leads to a significant simplification of the optimization (4).
Proposition 4**.**
Let be a continuous resource monotone. Then the Gaussian resource of assistance of a QCM is given by
[TABLE]
Proof.
By virtue of (Lami et al., 2017, Proposition 4), for all pure QCMs we have the equality
[TABLE]
where denotes the closure of the set . Since the function is continuous, the closure does not affect the optimization, hence (10) becomes (11). ∎
The above proof reveals a very intuitive fact: for a given Gaussian state on system , and a purification of it on the bipartite system , every ensemble on composed by displaced copies of the same Gaussian pure state , with average , can be obtained by performing a suitable Gaussian measurement on (or a limit of such measurements). Observe that the possible QCMs here are exactly those satisfying . This is nothing but the Gaussian version of a classic result by Schrödinger himself Schrödinger (1935). For this reason, in what follows we will often identify a possible strategy by Bob by giving the pure state instead of the measurement on .
IV Case study I: squeezing
The Gaussian resource theory of squeezing on an -mode system is defined by the set of free QCMs . This is arguably one of the simplest examples of a Gaussian resource theory. In spite of its simplicity, it already exhibits some interesting features that make it an excellent candidate to investigate and answer some natural questions that arise in the study of Gaussian resources.
An example of such a question is the following: is the optimal measurement on Bob’s system in (3) – equivalently, in (10) – always independent of the particular monotone one chooses? In other words, is it always true that one can find an optimal measurement on , whose corresponding induced state on can be transformed into any other such induced state by means of free operations? Interestingly, this is not the case: the following proposition states that the point achieving the maximum in the optimization (11) can depend in a nontrivial way on the monotone, and hence that the set of states induced on by measurements on does not have a maximum with respect to the ordering dictated by convertibility via free operations.
Proposition 5**.**
Consider the resource theory of Gaussian squeezing over a single system. There exists a QCM and two pure QCMs such that no pure QCM with satisfies other than itself, but by means of free operations.
We now move on to the problem of computing the Gaussian squeezing of assistance. As usual, we have to select a monotone to perform the calculation. A commonly employed quantifier in this setting is the so-called maximal squeezing, given by Fiurášek and Cerf (2004)
[TABLE]
where denotes the minimal eigenvalue of , i.e., twice the minimal quadrature variance of across all possible directions in phase space. Observe that admits the variational representation , and is thus a special case of the general monotone considered in Lami et al. (2018a), defined for an arbitrary Gaussian resource theory by . We now show that the optimization (11) can be solved explicitly for the resource theory of squeezing when the monotone employed is the maximal squeezing. This provides a nontrivial example of an explicit computation which gives the optimal assistance.
Theorem 6**.**
Consider the Gaussian resource theory of squeezing over a single system. The Gaussian maximal squeezing of assistance defined in (11) is given by the maximal eigenvalue of the QCM:
[TABLE]
Since the maximal squeezing is a special case of the general monotone defined in Lami et al. (2018a), it obeys the so-called tensorization property, i.e., it holds that S\big{(}V^{\oplus\ell}\big{)}\equiv S(V) for any number of copies of the state. It does not come as a surprise that the same is true for the maximal Gaussian squeezing of assistance: S^{\mathrm{\scriptscriptstyle G}}_{a}\big{(}V^{\oplus\ell}\big{)}\equiv S_{a}^{\mathrm{\scriptscriptstyle G}}(V) for all . Clearly, the maximal squeezing is highly non-extensive, and is therefore not apt to capture the asymptotic behavior of the state (one would formally obtain ).
The above result can be used to obtain the Gaussian squeezing of assistance with respect to other non-classicality measures that are increasing functions of for pure states. Examples falling into this class include all measures of non-classicality for single-mode states. Let us for instance look at the entanglement potential introduced as a computable measure for non-classicality of light Asbóth et al. (2005). This measures the capability of generating two-mode entanglement with a classical state by a balanced beam splitter. Namely, it is defined by
[TABLE]
where , is the beam splitter, is the vacuum mode, and is the negativity of entanglement Vidal and Werner (2002). If one takes the relative entropy measure instead of the negativity, the resulting measure is called entropic entanglement potential. The (entropic) entanglement potential can be analytically computed for single-mode Gaussian states as well as photon number states Asbóth et al. (2005). We then obtain the Gaussian entanglement potential of assistance as follows.
Corollary 7**.**
Consider the Gaussian resource theory of squeezing over a single-mode system. Let be the entanglement potential. Then, we get
[TABLE]
Proof.
For a pure Gaussian state with QCM , where and is some phase shift operator, the entanglement potential takes the form Asbóth et al. (2005). Since this is an increasing function of , the pure states that achieve the supremum in Eq. (11) for the maximal squeezing and for the entanglement potential coincides, which leads to (15). ∎
Note that a similar argument can be applied to all the Gaussian resource of assistance measures that are monotonically increasing functions of the quantifier for pure Gaussian states.
We provide an example where Theorem 6 is particularly useful; it helps us to observe an interesting difference between finite-dimensional systems and the Gaussian regime in terms of resource conversion between coherence and quantum correlation. In a finite-dimensional system, the cyclic interconversion between coherence and quantum correlation is possible starting from any coherent state Hu and Fan (2016); Wu et al. (2018). More specifically, given a coherent state , it is always possible to first convert it to a state with nonzero quantum discord by attaching the ancillary state and applying an incoherent operation on , and convert it back to the original state by local quantum incoherent operations and classical communication (LQICC). A natural question would be whether one can do the same in the Gaussian regime. There, squeezing can be considered the concept analogous to coherence in the sense that it enables to create entanglement together with passive optical elements such as beam splitter. Let us consider the corresponding cyclic interconversion process where we start from some squeezed state, attach an ancillary state and apply the beam splitter, and try to convert it back to the original state by GLFCC. Let be a pure single-mode Gaussian state with QCM , with . Set , where the identity matrix is the QCM of the vacuum state and is the symplectic matrix that represents the action of a beam splitter with transmissivity . After a straightforward calculation, one obtains that . Using Theorem 6, we get that
[TABLE]
where the inequality is strict unless . Thus, cyclic interconversion is not always possible in the Gaussian regime.
V Case study II: entanglement
We now look at the Gaussian resource theory of entanglement over a bipartite system of modes. In this case free QCMs are those that correspond to separable states, i.e. Werner and Wolf (2001); Lami et al. (2018b)
[TABLE]
Free transformations are usually taken to be local operations and classical communication (LOCC), which in our setting are required to be also Gaussian (GLOCC) Giedke et al. (2003). Let us now consider the problem of Gaussian entanglement generation on a bipartite system via assistance by a party ( for Charlie) holding a purification of the state. Instead of selecting a specific monotone, we keep the derivation general and consider any function defined on the set of pure QCMs and satisfying a few general properties.
- (i)
Non-negativity and faithfulness, i.e., for all pure QCMs , with equality if and only if . 2. (ii)
Monotonicity under GLOCC. 3. (iii)
Additivity on pure QCMs, i.e., for all pure QCMs .
We obtain the following characterization of such functions.
Lemma 8**.**
A function defined on bipartite pure QCMs obeys conditions (i)–(iii) if and only if it is of the form
[TABLE]
for some non-decreasing function such that . Here, are the local symplectic eigenvalues of , i.e., the symplectic eigenvalues of .
Notable examples of functions are: (1) , in which case becomes the standard entanglement entropy Horodecki et al. (2009); (2) , in which case becomes the Rényi-2 entanglement entropy, whose convex roof enjoys a wealth of properties Adesso et al. (2012); Mišta and Tatham (2016); Lami et al. (2016, 2017). Incidentally, both and are not only monotonically increasing but also concave. Also, observe that all choices of are anyway equivalent when , in the sense that there is a monotonic function connecting any two of them.
Let us first consider the simplest case of a product state over a two-mode state. The corresponding QCM will thus be of the form . Clearly product states do not possess any entanglement, but it is possible to produce nonzero entanglement with the help the party holding the purifying system.
Proposition 9**.**
Let the two-mode QCM represents a product state of the form . Denote with and the symplectic eigenvalues of and , respectively. Then, for a monotone as in (17),
[TABLE]
Another class of states for which the Gaussian entanglement of assistance can be explicitly calculated is the class of Gaussian least entangled states for given global and local purities (GLEMS) Adesso et al. (2004a, b). This class comprises all two-mode states that have at most one symplectic eigenvalue different from unity, i.e., those that admit a single-mode purifying system.
Proposition 10**.**
Let the two-mode QCM represents a state in the GLEMS class in the standard form , where . Then, for a monotone as in (17),
[TABLE]
Let us remark once more that (18) and (19) represent the maximum average entanglement, as measured by a monotone obeying requirements (i)–(iii) above, that can be obtained by Alice and Bob with the assistance of Charlie. The setting is the usual: the tripartite state is pure Gaussian, and Charlie can perform a local Gaussian measurement followed by communication of the outcome. While until now we worked in the single-copy setting, we now look at the asymptotic version of the same task, where the three parties possess many independent copies of a fixed state. The relevant measure is then obtained by taking the regularization of , according to the prescription in (7):
[TABLE]
As discussed above, it follows from general principles that for all bipartite QCMs . Unfortunately, we are not yet able to decide whether there can be strict inequality there for some interesting monotone , although we suspect this can happen in general. Note that we do not have a formula to evaluate the limit in (20), not even for the simplest (nontrivial) choices of . One should compare this situation with that of standard (non-Gaussian) quantum information: in this case it is known that the regularized entanglement of assistance always equals the minimal local entropy (Smolin et al., 2005, Theorem 1); moreover, in (Smolin et al., 2005, Example 4) an explicit state for which the entanglement of assistance is strictly superadditive is exhibited.
The Gaussian constraints make it difficult to generalize the approach of Smolin et al. (2005) to the present case. We are however able to compute (20) in the simplest case of all, i.e., when is a multiple of the identity – equivalently, when the state held by Alice and Bob is a product of thermal states with the same mean photon number – and is any concave function. A by-product of the calculation is a (partially) additive upper bound that holds for all QCMs, and that is of interest on its own.
Theorem 11**.**
Let the function be as in (17) for some concave . Then for all bipartite QCMs it holds that
[TABLE]
where stands for the operator norm. In particular, for all
[TABLE]
where and , are the number of modes on the systems.
Theorem 11 in particular implies that is additive on multiples of the identity. Another particularly important lesson that we can learn from this result is highlighted at the end of Section VI.
VI Non-Gaussian operations
Finally, let us comment on the possibility of increasing the performance of assisted concentration when the aiding party is allowed to make non-Gaussian operations. Consider the resource theory of optical non-classicality defined on a single system (that is equivalent to the theory of squeezing when it is restricted to the Gaussian states) Yadin et al. (2018). Recall that the entanglement potential is the amount of entanglement that the state can create by mixing with the vacuum mode in a beam splitter. Suppose and hold a pure two-mode state and holds the vacuum mode as depicted in Figure 3. Then, the entanglement potential of assistance for aided by is the amount of entanglement created by the beam splitter between the vacuum mode on and the state on after the measurement on . On the other hand, it is equivalent to the localizable entanglement Verstraete et al. (2004); Popp et al. (2005); Fiurášek and Mišta (2007); Mišta and Fiurášek (2008) induced on and from the tripartite pure state by a measurement on , where is the unitary corresponding to a beam splitter on . In Fiurášek and Mišta (2007), it was shown that the photon number counting can induce larger localizable entanglement than the optimal Gaussian measurement when is chosen as a two-mode squeezed vacuum state. This observation directly leads to the fact that entanglement potential of assistance can be increased when non-Gaussian operations are allowed on the aiding system.
Let us now investigate the role of non-Gaussian operations in the assisted preparation of entanglement. We find it particularly instructive to look at the asymptotic case, which can be done for certain states thanks to Theorem 11. Let be the function such that the corresponding is the standard entanglement entropy. With the help of (22) we then see that for all the maximal entanglement that Charlie can induce between Alice and Bob with Gaussian protocols in the asymptotic limit is strictly smaller than the maximal entanglement achievable with arbitrary LOCC protocols, which is known to coincide with the minimal local entropy Smolin et al. (2005). In formula,
[TABLE]
Interestingly, the ratio between the r.h.s. and the l.h.s. of (23) approaches infinity when , that is, when the local states of Alice and Bob are almost pure. In the opposite limit of , i.e., when Alice and Bob both (separately) share a large amount of entanglement with Charlie, the difference between the r.h.s. and the l.h.s. of (23) tends to a constant , and hence Gaussian protocols perform only slightly worse than general LOCCs.
To the extent of our knowledge, this is one of the few examples of an operational task that can be carried out both in the general and in the Gaussian paradigm, with the corresponding performances being rigorously quantifiable.
VII Conclusions
We considered resource concentration in the collaborative Gaussian setting where one party who only has access to local Gaussian free operations is aided by another party who performs arbitrary local Gaussian operations. We showed that, although two-way classical communications outperform one-way classical communications for the assisted distillation in general, their capability coincide for the Gaussian resource concentration settings considered in this work. We in particular analyzed the situation where the aiding party possesses a purification of the aided party, and provided a simplified expression for the general Gaussian resources of assistance. We applied this formula to the cases of Gaussian squeezing and two-mode entanglement, and provided analytical solutions for several classes of states and resource measures. We finally showed the additivity of the Gaussian entanglement of assistance for product states with respect to a wide class of entanglement measures, providing the analytic formula for the asymptotic scenario.
Our work illuminates the way of avoiding the well-known no-go obstacle to using the Gaussian operations – i.e., impossibility of distilling any Gaussian resources – by introducing an aiding party that indeed allows the aided party to concentrate the resources. This suggests a further potential for Gaussian operations to be still valuable in various quantum information processing protocols that require Gaussian resource concentration. Our results also provide useful tools for quantitatively assessing the amount of Gaussian resource those protocols can produce.
While we showed the additivity of the Gaussian entanglement of assistance for product states, whether the same holds for other classes of states is not clear, and we leave this for future work. Another interesting question to address in the future might be to clarify an operational meaning for the class of entanglement measures considered in this work, which would provide further physical significance of our results.
Acknowledgements.
We thank Bartosz Regula and Spyros Tserkis for helpful discussions. L.L. and G.A. acknowledge financial support from the European Research Council (ERC) under the Starting Grant GQCOP (Grant no. 637352). R.T. acknowledges the support by NSF, ARO, IARPA, and the Takenaka Scholarship Foundation.
Appendix A Proof of Theorem 2
We first need a preliminary lemma that generalizes some of the results obtained in Giedke and Cirac (2002) for the special case of entanglement to the case of general resources.
Lemma 12**.**
Let and be two sets of free Gaussian operations that include all classical noise additions and all displacement unitaries. Given two known bipartite QCMs and , the transformation is possible with general non-deterministic GLFCC if and only if it is possible with a deterministic protocol composed of the following three consecutive stages: (i) local free Gaussian operations; (ii) two-way classical communication; and finally (iii) the application of local displacements.
Proof.
One implication is trivial, so we only have to show that any (possibly non-deterministic) GLFCC transformation can be accomplished by . At the level of states we will write said transformation as , where the QCMs of are , respectively (remember that mean vectors are irrelevant as they can always be adjusted via displacement unitaries).
Let the GLFCC operation that accomplishes the (probabilistic) transformation consist of rounds of local free Gaussian operations and classical communications. The first round features Alice applying a Gaussian free operation , obtaining a classical measurement outcome modelled by the random variable , and communicating it to Bob. In the second round it is Bob instead who applies a Gaussian free operation – which can depend on Alice’s message – obtains a measurement outcome , and sends it to Alice. The protocols proceeds in this way for rounds, where we can assume to be even without loss of generality. The operation chosen by either party at the -th round is allowed to depend on all previously exchanged messages. Assume that the state is obtained probabilistically conditioned on the sequence of measurement outcomes . We now describe a protocol to obtain it deterministically via a transformation of the form .
The protocol is very simple. Step (i) consists of Alice applying operations , then , et cetera, until ; at the same time, Bob applies , then , all the way to . The measurement outcomes obtained are recorded and stored locally by Alice and Bob. Denote with the state obtained in this way from , for a specific sequence of measurement outcomes. In step (ii) of the protocol, Alice and Bob reveal to each other the measurement outcomes they obtained. This allows them to reconstruct the mean vector of , which can then be transformed via local displacements in step (iii) so as to match that of . Call the final output state of this protocol. We claim that indeed .
To see why this is the case, we make use of a crucial property of non-deterministic Gaussian operations: the output QCM does not depend on the measurement outcome that results from the implementation of said operation; in other words, it can be predicted via the rule (2). This immediately tells us that the QCM of (equivalently, the QCM of ) and that of are the same. Since also the mean vectors of and that of coincide, and both states are Gaussian by construction, we see that indeed , as claimed.
∎
Now, we are in a position to prove Theorem 2.
Proof of Theorem 2.
The intuition behind the proof is very simple. Since apart from adding (possibly correlated) classical noise the best transformations and can apply are local, and a local free operation on will always decrease the monotone , the optimal protocol consists in fact of a measurement on ’s side. In what follows we formalize this intuition appropriately.
Lemma 12 entails that the transformation is possible with GLFCC if and only if there are QCMs and such that: (i) the Gaussian operations corresponding to and via (2) are free; and (ii) W_{A^{\prime}B^{\prime}}\geq\left(\Gamma_{AA^{\prime}}\oplus\Gamma_{BB^{\prime}}+\Sigma_{AB}V_{AB}\Sigma_{AB}\right)\big{/}\left(\Gamma_{A}\oplus\Gamma_{B}+\Sigma_{AB}V_{AB}\Sigma_{AB}\right). From (ii) we deduce that
[TABLE]
where V^{\prime}_{A}\coloneqq(V_{AB}+\Sigma_{B}\Gamma_{B}\Sigma_{B})\big{/}(V_{B}+\Sigma_{B}\Gamma_{B}\Sigma_{B}). This implies that the transformation is possible with a local free operation. Applying the monotonicity properties of , we deduce that . This, together with the form of , implies that for any state on induced by a GLFCC transformation, can choose a local Gaussian measurement that induces the state on with larger resource. Thus, . Since the converse inequality is trivial, we obtain . This is clearly monotone under GLFCC because of the definition of and the fact that the concatenation of two successive GLFCC operations is also a GLFCC operation. ∎
Appendix B Proof of Theorem 6 and of Proposition 5
This appendix is devoted to the proof of the results concerning the Gaussian resource theory of squeezing. We start with some preliminary technical lemmata, then we move on to the proof of Theorem 6, and finally we prove Proposition 5.
In what follows, denotes the standard Euclidean product on . We start by recalling a well-known fact concerning the group of orthogonal symplectic matrices, denoted by .
Lemma 13**.**
Let and be such that:
- (i)
* for all ; and* 2. (ii)
* for all .*
Then there exists an orthogonal symplectic transformation such that for all . In particular, the action of on the Euclidean unit sphere of is transitive.
Proof.
It becomes clear once one complexifies everything. Namely, write , and construct . Do the same for , obtaining . Remember that orthogonal symplectic transformations at the level of become unitaries at the level of . Condition (i) now becomes , and (ii) can be cast as , so together they imply that as complex numbers. This implies the existence of a unitary such that for all , completing the proof. ∎
Lemma 14**.**
Let be a QCM. Pick an eigenvector of , i.e., for some . Then there exists a pure QCM such that:
- (a)
; and 2. (b)
.
Proof.
Let us write the symplectic form as
[TABLE]
Since it is clear that we can rotate with orthogonal symplectics without changing the problem, we use the transitivity of the group to assume that . Then we have
[TABLE]
where , and is an matrix. Now we enforce the constraint . First of all, we deduce that . If there is equality, then the first mode of is already in a pure state, hence and we are done. Otherwise, we can take the Schur complement and obtain
[TABLE]
We infer that is a quantum covariance matrix, and in turn that there exists a pure state such that . We can set
[TABLE]
and then verify that and hold true. ∎
We are now ready to prove Theorem 6.
Proof of Theorem 6.
Start by observing that every pure QCM is a symplectic matrix, i.e., or equivalently . An immediate consequence of this is that , which implies that and hence that . Continuing, we obtain
[TABLE]
where we used in order: (1) the invariance of the eigenvalues under congruence by an orthogonal matrix; (2) the fact that is symplectic; and (3) the elementary observation that the eigenvalues of the inverse of a matrix are the reciprocal of the initial eigenvalues. The above identity allows us to rewrite
[TABLE]
From the above expression it is clear that . In fact, the so-called Weyl’s monotonicity principle states that implies that the ordered eigenvalues satisfy .
Conversely, pick a vector such that . Then Lemma 14 guarantees the existence of a pure QCM such that , which in particular implies that . We deduce immediately that , completing the proof. ∎
We conclude by presenting the proof of Proposition 5. Let us start by a preliminary lemma.
Lemma 15**.**
In the resource theory of Gaussian squeezing, if can be accomplished by means of any set of free operations that preserves the set of free states, then
[TABLE]
for all , where denotes the -th smallest eigenvalue.
Proof.
Let be the set of free QCMs. For a symmetric matrix , let denote the number of eigenvalues of that are strictly negative. For integers , define the quantifiers
[TABLE]
We have to show that under free operations implies that . In order to do this, let the free operation accomplishing this transformation have input system and output system . Its action is described by a QCM via (2), thus we have that
[TABLE]
If has to map free QCMs into free QCMs, it must be the case that
[TABLE]
By the properties of Schur complements Zhang (2006), this is equivalent to requiring that
[TABLE]
Now set , and write
[TABLE]
These steps are justified as follows: 1: Is obtained via (25). 2: Is an application of the law of additivity of inertia (Zhang, 2006, Theorem 1.6). 3: Follows because , as the l.h.s. is a sum of positive semidefinite matrices. 4: Descends from two observations: first, that as and we have that ; and second, that the eigenvalues are monotonic function over the set of symmetric matrices – this is Weyl’s monotonicity principle. 5: 6: Comes from (26). 5: Same reasoning applied to the inequality (26). 6: Is another more elementary instance of the law of additivity of inertia. 7: Follows because the eigenvalues are invariant under conjugation by a unitary matrix such as . Finally, 8: is by definition of . Comparing the above inequalities with the variational representation of presented above, we conclude that , concluding the proof. ∎
Proof of Proposition 5.
Set
[TABLE]
with and
[TABLE]
It is elementary to see that for all . The minimal symplectic eigenvalue of satisfies , so that is a valid QCM. As for the ordinary eigenvalues, one has with eigenvector where we use the notation for the basis vectors corresponding to the above matrix representation.
We now show that one can find two pure QCMs such that: (a) is maximal with respect to the ordering induced by convertibility via free operations, i.e., for every pure QCM we have that via free operations if and only if ; but (b) by means of free operations.
To construct we can take inspiration from Lemma 14, which says that we can always fix . Since has multiplicity one in the spectrum of , the only way the inequality can be obeyed is if the eigenvectors corresponding to in and coincide, i.e., if . Since is symplectic, we obtain also
[TABLE]
i.e., is another eigenvector of . Thus
[TABLE]
which is positive by Lemma 14 and also by direct inspection. Now, since , the second largest eigenvalue of satisfies
[TABLE]
where and . Since and , and they are continuous with respect to , there exists such that holds for any with . Thus, if we focus on with satisfying , (28) always equals . Moreover, the inequality is saturated if and only if is an eigenvector of with eigenvalue , because of the condition . Noting that is also an eigenvector of with eigenvalue , we obtain
[TABLE]
Until now, we have effectively proved that the above matrix is the only one meeting the following three requirements: (i) must be a pure QCM; (ii) ; and (iii) is maximal among all values compatible with (i) and (ii). We now see that must be maximal with respect to the ordering induced by convertibility via free operations. In fact, any other pure QCM such that via free operations will be such that: (i) is met by construction; (ii) is also obeyed, because using Weyl’s monotonicity principle and the monotonicity of under free operations we deduce that and thus that ; and finally (iii) is satisfied by an analogous argument. Since also meets these three requirements, it must be that by the above reasoning.
The proof of our claim is complete once we exhibit another pure QCM such that by means of free operations. Our candidate is
[TABLE]
Verifying that is entirely elementary. Also, is just the direct sum of two pure QCMs on the two local modes corresponding to the first two and last two rows and columns, thus it is itself a pure QCM. Finally, one has , which shows that with free operations thanks to Lemma 15. ∎
Appendix C Proof of Lemma 8 and Propositions 9 and 19
Proof of Lemma 8.
Let be the nontrivial local symplectic eigenvalues of , i.e., those that are strictly larger than . Since , we can always restrict the sum in (17) to those only. It is a classic fact that is equivalent, up to local symplectic operations, to the direct sum of the two-mode squeezed vacuum QCMs , plus additional irrelevant local vacuum states. Here we set
[TABLE]
and is the third Pauli matrix. Since (ii) implies invariance under local symplectic operations, must be a function of the set only. Additivity (iii) entails that for some function . Remember that one can transform a pure QCM with local symplectic eigenvalues into another one with local symplectic eigenvalues via GLOCC if and only if for all , where a superscript denotes rearrangement in decreasing order. Invoking once more monotonicity under GLOCC (ii), we see that the function must necessarily be non-decreasing. The converse statement follows immediately along the same lines. ∎
We now move on to the proof of Proposition 9, which states that the Gaussian entanglement of assistance with a monotone as in (17) of a two-mode Gaussian product state with QCM evaluates to . Here, and are the symplectic eigenvalues of and , respectively.
Proof of Proposition 9.
We start by lower bounding . Assume that and are both in Williamson’s form, so that and . Take
[TABLE]
as a two-mode squeezed vacuum. The constraint boils down to , showing that .
To prove the converse, consider a state . Since we are free to apply any local symplectic operation, we can assume that has the form in (30). In general, this does not mean that either or are in Williamson’s form. However, we have still a bit of freedom in choosing and , because
[TABLE]
for all orthogonal matrices . We can then effect any transformation of the form
[TABLE]
We use this freedom to diagonalise , i.e., we assume
[TABLE]
for some . At this point is fixed. Let its diagonal be
[TABLE]
Since , we see immediately that , which in turn implies that
[TABLE]
Now, let us take the Schur complement with respect to the first two rows and columns of the positive semidefinite matrix . Using the inversion formula
[TABLE]
valid for symmetric matrices , we obtain
[TABLE]
Taking the diagonal part of this inequality yields
[TABLE]
Multiplying these two inequalities one gets
[TABLE]
where the second inequality comes from the fact that . Using the estimates and , we arrive at
[TABLE]
which leads once again to , as claimed. ∎
We now prove Proposition 19 by noticing that a similar optimization technique employed for computing the Gaussian entanglement of formation developed in Wolf et al. (2004) can be also used for calculating the Gaussian entanglement of assistance for GLEMS.
Proof of Proposition 19.
Recall that a general two-mode QCM can be brought into the standard form
[TABLE]
by local symplectic transformations. Note that we ordered the elements so that the block structure with respect to quadrature and quadrature becomes explicit. Since local symplectic transformations do not alter the entanglement, one can assume that is already brought into the standard form without loss of generality. In general, we say that is in the separate form if it has a block structure with respect to position part and momentum part. Note that the standard form is a special case of separate form. We first show that if the pure state that achieves the maximum in (11) takes the separate form, the optimization can be simplified in an analogous way of Wolf et al. (2004), and we finally show that it is the case for GLEMS. It is shown in Wolf et al. (2004) that -mode pure QCM has the specific form; where and are real symmetric matrix. Thus, a pure QCM is in the separate form if and only if it has the form . Let and suppose the maximum in (11) is achieved at a pure state in the separate form. Then, since two-mode entanglement measures are increasing function of the determinant of the QCM for the reduced density matrix, one is to maximize over under the constraint
[TABLE]
In fact, the optimal saturates both inequalities. It can be seen by first observing that
[TABLE]
Suppose satisfies . Then, one can take another positive matrix , , which still satisfies (34) but has larger entanglement because of (35). Thus, one can increase the entanglement by increasing until is saturated, i.e., an optimal always satisfies . On the other hand, suppose satisfies , which is equivalent to . Then, one can always take , which has larger entanglement because of (35) while satisfying (34). By the same argument, can be increased until is saturated, i.e., an optimal always satisfies . Hence, we conclude that the maximum entanglement is realized when both the inequalities in (34) are saturated, i.e., . It implies that the maximization can be restricted to the intersection of two cones coming out of and in the Minkowski space with the coordinate being the coefficients of Pauli expansion and the norm being the determinant. Then, it can be expressed as the maximization over for the following function Adesso and Illuminati (2005);
[TABLE]
We now consider GLEMS. It is the class of two-mode states that are marginals of three-mode pure states. Suppose, without loss of generality, the QCM for the given state in GLEMS is represented by the standard form with . Then, again without loss of generality, QCM for a three-mode pure state purifying can be written in the standard form
[TABLE]
because any three-mode pure state can be brought into this standard form by local symplectic transformations Adesso et al. (2006). Observe that the Gaussian entanglement of assistance for the two-mode state is equivalent to the Gaussian localizable entanglement Fiurášek and Mišta (2007) induced from by making a measurement on . In Fiurášek and Mišta (2007), it was shown that the optimal Gaussian measurement on for three-mode pure states in the standard form is always taken to be a homodyne measurement projecting onto the eigenstates of the quadrature or , which keeps the post-measurement state on in separate form. Thus, the optimization trick described above can be applied for GLEMS. Note that in the case of GLEMS, and are completely determined by , , and (inverse of) global purity as
[TABLE]
[TABLE]
In Adesso and Illuminati (2005), it was observed that in this case the term with in vanishes, and it reduces to the simpler form
[TABLE]
where , . Straightforward calculation yields that is realized for where
[TABLE]
Observe that due to the positivity of , because , and . One can then obtain
[TABLE]
[TABLE]
Thus, achieves the global maximum and we obtain for GLEMS
[TABLE]
∎
Appendix D Proof of Theorem 11
Here we provide a complete proof of Theorem 11, which establishes an additive upper bound on (and thus on ) for all monotones that derive from a concave function via (17). Before we delve into the proof, let us fix some notation and establish some preliminary results. Any function can be extended to real symmetric matrices via spectral calculus, i.e., by setting , where are the eigenvalues of . If is even and is strictly positive definite, it is also possible to consider the symplectic extension
[TABLE]
where are the symplectic eigenvalues of . The following lemma, whose proof is inspired by the techniques in Bhatia and Jain (2015), presents a remarkable variational formula for in the relevant case when is concave and monotonically non-decreasing.
Lemma 16**.**
Let be a concave non-decreasing function, and consider its symplectic extension as defined by (42). Then one has that
[TABLE]
where denotes the symplectic group, and .
Proof.
This argument is inspired by the techniques introduced by Bhatia and Jain in Bhatia and Jain (2015). First of all, take as the symplectic matrix that brings in Williamson’s form Williamson (1936). Since for a diagonal , one has that
[TABLE]
It remains to prove the reverse inequality. In what follows, we will employ few concepts from the theory of majorization; for an introduction, we refer the reader to the excellent monograph (Marshall et al., 2011, Chap. 1). Since in the r.h.s. of (43) one is anyway optimising over all symplectic matrices, we can without loss of generality assume that is in Williamson’s form, i.e., that with . Now, consider a symplectic matrix partitioned as . Observe that
[TABLE]
where we introduced the matrix defined by
[TABLE]
as well as the shorthand for the column vector of symplectic eigenvalues. We then see that the entries of are obtained by applying the matrix to , in formula
[TABLE]
It is shown in (Bhatia and Jain, 2015, Theorem 6) that when is symplectic the matrix is doubly superstochastic, which via (Marshall et al., 2011, Proposition 2.D.2.b) implies that
[TABLE]
with denoting weak supermajorization. Using (Marshall et al., 2011, 3.C.1.b) (with , which is convex and non-increasing), we then see that
[TABLE]
Since was an arbitrary symplectic matrix, this completes the proof. ∎
Corollary 17**.**
Let be a concave non-decreasing function. Then its symplectic extension defined by (42) is monotonically non-decreasing and concave on the set of (strictly) positive definite matrices.
Proof.
The fact that is a monotonic function is very clear from (43), and is also a consequence of the monotonicity principle for symplectic eigenvalues established in Giedke et al. (2003). We now move on to the proof of concavity. Let be strictly positive definite. Take a symplectic matrix that achieves the minimum in (43) for (e.g., the one that brings into Williamson’s form). Then, using the concavity of we obtain that
[TABLE]
as claimed. ∎
We are now ready to give a full proof of Theorem 11.
Proof of Theorem 11.
We start by proving (21). We only have to show that given any QCM and any pure QCM , one has that
[TABLE]
In fact, the bound will then follow by taking the supremum over . The regularized bound on is easily deduced as the r.h.s. of (44) does not change when is replaced by .
We now prove the inequality in (44). We can assume without loss of generality that . Set , so that . Here we used the fact that for positive matrices the operator norm coincides with the maximal eigenvalue, denoted with . Let us write
[TABLE]
The above steps are justified as follows. 1: Descends from the fact that is an increasing function on , and indeed because . 2: Since and commute, the spectrum of has the form , with being the spectrum of ; its maximum is thus achieved for . 3: Comes from the observation that is a symplectic matrix, hence and therefore . 4: Amounts to noting that the maximal eigenvalues never increases when passing from a matrix to one of its sub-blocks, see e.g. (Horn and Johnson, 1994, Lemma 3.3.1); remember also that is non-decreasing. 5: Here denotes the maximal symplectic eigenvalue, which is never larger than the maximal eigenvalue by (Bhatia and Jain, 2015, Theorem 11). 6: Is a direct consequence of (42). 7: Is an application of Corollary 17, which establishes the concavity of . 8: Derives from the elementary observation that itself is a symplectic matrix, hence the symplectic eigenvalues of and are the same. This concludes the proof of (21).
To see why (22) holds, start by observing that from (21) we trivially deduce that . In order to establish the converse, assume without loss of generality that , and write formally , where is the -th mode on , and analogously for . We then have that
[TABLE]
Here, step 9 comes from superadditivity of , while step 10 is an application of the two-mode formula (18). This proves (22). ∎
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