On the diastatic entropy and C^1-rigidity of complex hyperbolic manifolds
Roberto Mossa

TL;DR
This paper extends rigidity results for complex hyperbolic manifolds by establishing a gap theorem involving diastatic entropy and degree of maps between Kähler manifolds, using barycentre map techniques.
Contribution
It introduces a new gap theorem relating diastatic entropy and degree for maps between Kähler manifolds, extending previous rigidity results.
Findings
Proves a gap theorem linking diastatic entropy and map degree.
Extends Besson-Courtois-Gallot techniques to the Kähler setting.
Provides conditions under which complex hyperbolic manifolds exhibit rigidity.
Abstract
Let f:(Y,g)->(X,g_0) be a non zero degree continuous map between compact K\"ahler manifolds of dimension greater or equal to 2, where g_0 has constant negative holomorphic sectional curvature. Adapting the Besson-Courtois-Gallot barycentre map techniques to the K\"ahler setting, we prove a gap theorem in terms of the degree of f and the diastatic entropies of (Y, g) and (X,g_0), which extends the rigidity result proved by the author in [13].
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On the diastatic entropy and -rigidity of complex hyperbolic manifolds
Roberto Mossa
Departamento de Matemática
Universidade de São Paulo
Rua do Mataõ 1010, 05508-090 São Paulo, SP, Brazil
Abstract.
Let be a non zero degree continuous map between compact Kähler manifolds of dimension , where has constant negative holomorphic sectional curvature. Adapting the Besson–Courtois–Gallot barycentre map techniques to the Kähler setting, we prove a gap theorem in terms of the degree of and the diastatic entropies of and which extends the rigidity result proved by the author in [13].
The author research was supported by FAPESP (FAPESP grant: 2018/08971-9)
Contents
- 1 Introduction and statement of the main results
- 2 Diastatic hessian and HSSNCT
- 3 The barycentre map
- 4 The proof of Theorem 1 and Theorem 2.
1. Introduction and statement of the main results
It is a classical problem to determine when a continuous map between two closed smooth manifolds is homotopic to a more regular one. Of course, the father of this problems is the celebrated Mostow Rigidity Theorem which was beautifully extended in the seminal paper [2] (see also [1, 3, 4]) by G. Besson, G. Courtois and S. Gallot. This is expressed by the following result which combined with barycentre techniques developed in its proof has provided a solution of long-standing problems. Denoted by the volume entropy of a compact Riemannian manifold we have:
Theorem A** (G. Besson, G. Courtois, S. Gallot).**
Let be a compact Riemannian manifold of dimension and let be a compact negatively curved locally symmetric Riemannian manifold of the same dimension of . If is a nonzero degree continuous map, then
[TABLE]
Moreover, the equality is attained if and only if is homotopic to a homothetic covering .
The following theorem (Theorem B), proved by the author of the present paper in [13], represents an extension of Theorem A in the Kähler setting by substituting the volume entropy with the diastatic entropy (introduced in [12] and studied in [10] in the homogeneous setting). We briefly recall its definition for reader convenience. Let be the universal Kähler covering (i.e. is a holomorphic covering map and ) of a compact Kähler manifold and assume that the diastasis function is globally defined, that is, defined in whole (see next section of the definition of diastasis function). Then, the diastatic entropy of is the Kähler invariant of given by
[TABLE]
where and is the volume form associated to . If or the infimum in (2) is not achieved by any , we set . It is not hard to see that this definition is independent on the point (see [13] for details).
Theorem B**.**
Let be a compact Kähler manifold of complex dimension and let be a compact complex hyperbolic manifold111Notice that a negatively curved locally hermitian symmetric Kähler manifold is authomatically a complex hyperbolic manifold, namely its holomorphic sectional curvature is constant. This is the reason, together with the use of diastatic entropy instead of the volume entroopy, why Theorem B can be considered an extension to the Kähler setting of Theorem A. of the same dimension of . If is a nonzero degree continuous map, then
[TABLE]
Moreover, if and are rescaled so that the equality is attained if and only if is homotopic to a holomorphic or anti-holomorphic isometric covering .
Later on, S. Gallot extends Theorem A by proving the following gap result (Theorem C). Before stating his result we need the following definitions. We say that a Riemannian manifold of dimension has bounded Hessian if, for any point of its Riemannian universal covering , there exists a positive constant such that , for all , where are the eingenvalues of the Hessian of , the geodesic distance from . We say that a family , , of -maps between two compact Riemannian manifolds of the same dimension is almost-isometric if there exist two constants and determined by and such that
[TABLE]
where and as .
Theorem C** (S. Gallot (unpublished, private comunications)).**
Let be a compact Riemannian manifold with bounded Hessian of dimension and let be a compact negatively curved locally symmetric Riemannian manifold of the same dimension of . If is a non zero degree continuous map and there exists a sufficiently small positive constant such that
[TABLE]
then is homotopic to a -covering .
Moreover, if and are normalized so that then is almost-isometric. Furthermore if , then is an isometric covering.
The aim of the present paper is to analyze to what extent the analogous of Theorem C holds true in the Kähler setting by substituting the volume entropy with the diastatic entropy.
In order to state Theorem 1 we need the following definitions analogous to those needed in the statement of Theorem C. We say that a Kähler manifold has bounded diastatic Hessian if, for any point of its universal Kähler covering the following two conditions hold true:
[TABLE]
there exists a positive constant such that
[TABLE]
where are the eingenvalues the Hessian of the diastasis .
Theorem 1**.**
Let be a compact Kähler manifold of complex dimension with bounded diastatic Hessian and let be a compact complex hyperbolic manifold of the same dimension of . If is a non zero degree continuous map and there exists a sufficiently small positive constant such that
[TABLE]
then is homotopic to a -covering . Moreover, if and are normalized so that then is almost-isometric. Furthermore if , then is a holomorphic or anti-holomorphic isometric covering.
Remark 1.1**.**
We believe that the map in Theorem 1 is indeed a diffeomorphism and that condition (4) is redundant.
Conditions (4) and (5) are somehow technical, so it is natural to seek for more topological and geometrical ones yielding to the same conclusions of Theorem 1. This is achieved in Theorem 2 below which represents our second result. One first topological condition is the following. Let and be two Riemannian manifolds. We will say that is a strongly proper submanifold of if there exists an isometric immersion , called a strongly proper map, such that one of its lift to the Riemannian universal covering manifolds satisfies the following condition: for any and , there exist two constants and , such that
[TABLE]
where and are the geodesics distances on and respectively. Notice that the previous definition does not depend on the chosen lift and that an isometric immersion is strongly proper if there exists a polynomial such that
Theorem 2**.**
Let be a compact Kähler manifold of complex dimension which is a strongly proper Kähler submanifold of a classical local hermitian symmetric space of non compact type and let be a compact complex hyperbolic manifold of the same dimension of . If is a non zero degree continuous map satisfying (6) above, then the same conclusions of Theorem 1 holds true.
The paper is organized as follows. In section 2 after recalling the main properties of Calabi’s diastasis function and diastatic hessian, we focus on the properties of hermitian symmetric spaces of noncompact type needed in the proof of the main results. Section 3 is dedicated to the definition and main properties of the barycentre map in the Kähler setting. Finally Section 4 contains the proof of Theorem 1 and 2.
Acknowledgments. The author would like to thank Professor Sylvestre Gallot and Professor Fabio Zuddas for various stimulating discussions and their valuable comments. The author gratefully thanks the referee for the constructive comments and recommendations which definitely help to improve the readability and quality of the paper.
2. Diastatic hessian and HSSNCT
First briefly recall the definition of diastasis function. Let be a real analytic Kähler manifold, namely a complex manifold endowed with a real analytic Kähler metric . A real analytic Kähler metric is characterized for the local existence of a real analytic function , called Kähler potential, such that , where is the Kähler form associated to . Let be local coordinates around a point , by duplicating the variables and the real analytic Kähler potential can be complex analytically continued to a function defined in a neighborhood of which is holomorphic in the first entry and antiholomorphic in the second entry. E. Calabi in its seminal paper [5], introduced the diastasis function , the Kähler invariant defined by:
[TABLE]
One can see that it is uniquely determined by the Kähler metric , i.e. does not depend on the choice of the Kähler potential or on the local system of coordinates. Moreover, when we fix one of its entries, let’s say , then the diastasis centred in , given by is a Kähler potential. The reader is referred to [9] for further details and for an updated account on projectively induced Kähler metrics.
In the proof of our results we need the following two lemmas about the diastasis function and Proposition 2.3 that summarize the properties of classical Hermitian symmetric spaces of non compact type (from now on HSSNCT). The interested reader can find in [12] and [11] a computation of the diastatic entropy and the volume entropy of a HSSNCT.
Lemma 2.1** (E. Calabi [5]).**
Let be a holomorphic and isometric immersion between Kähler manifolds and suppose that is real analytic. Then is real analytic and for every couple of points
[TABLE]
where and are respectively the diastasis of and .
Lemma 2.2**.**
Let be a holomorphic and isometric immersion between Kähler manifolds and suppose that has globally defined diastasis . Then has globally defined diastasis given by
[TABLE]
In particular the gradients and the hessians of and are (locally) related by the following identities:
[TABLE]
where is the orthogonal projection, and
[TABLE]
where is the second fundamental form at .
Proof.
Equality (9) is an immediate consequence of Lemma 2.1. Equality (10) is easily achieved: let be an orthonormal basis of , then
[TABLE]
[TABLE]
It remains to prove (11) For any we have
[TABLE]
and
[TABLE]
hence
[TABLE]
[TABLE]
∎
Proposition 2.3**.**
Let be a HSSNCT, with normalized in order to have holomorphic sectional curvature between [math] e , then
- •
the diastasis and the geodesic distance are related by the following inequality
[TABLE]
- •
if is of classical type, then
[TABLE]
Moreover the eigenvalues of the hessian of the diastasis are bounded, more precisely for any and any unitary , we have
[TABLE]
Proof.
We firstly consider the case of a HSSNCT of rank one, namely the complex hyperbolic space . Let be the unitary disc endowed with the hyperbolic metric of constant holomorphic sectional curvature . The associated Kähler form is and the diastasis is given by
[TABLE]
Recalling the expression of geodesic distance,
[TABLE]
we can conclude that the distance and the diastasis of the complex hyperbolic space are related by
[TABLE]
By the polydisc theorem (see e.g. [7]), for any couple of points there exists a totally geodesic polydisc of dimension , holomorphically imbedded in such that . By a -dimensional polydisc we mean the following product of one dimensional complex hyperbolic spaces with holomorphic sectional curvature ,
[TABLE]
where . The diastasis is the sum of the diastasis of each factor:
[TABLE]
By (16) we see that the geodesic distance of is given by
[TABLE]
Using (17) we obtain the following inequality
[TABLE]
Inequality (12) follows by combining the previous inequality, the polydisc theorem, Lemma 2.1 and the fact that a HSSNCT has globally defined diastasis (see for example [8]).
We first prove (13) and (14) for the first classical domain
[TABLE]
endowed with its symmetric metric of holomorphic sectional curvature between [math] and . The Kähler form associated to is . The diastasis centered in the origin is given by
[TABLE]
A straightforward computation show that
[TABLE]
and
[TABLE]
where are the standard coordinates of denoting the entries of the matrix and is the matrix with all the entries zero but the -th equal to one.
Since the group of holomorphic isometries acts transitively on , by Lemma 2.2, we can study and , assuming . Moreover, given unitary matrices the map is a holomorphic isometry of , that fixes the origin. Let be the totally geodesic Kähler embedded -dimensional polydisc of equation (notice that is the rank of ). Since can be choosed so that is diagonal, by applying once again Lemma 2.2, we can assume .
A straightforward computation shows that the gradient and the hessian of the diastasis restricted to are given respectively by:
[TABLE]
and
[TABLE]
By the previous argument we can suppose and easily conclude that
[TABLE]
Consider the orthonormal basis of ,
[TABLE]
and and notice that is a diagonal matrix with eigenvalues . Thus, we conclude that for and any unitary
[TABLE]
We can address now the general case. Let be any classical HSSNCT. It is known that can be complex and totally geodesic embedded into , for sufficiently large (this is obvious for the domains , and , while for the domain , associated to the so called Spin-factor, the explicit embedding can be found at the bottom of p. 47 in [6]). Hence by Lemma 2.2, (26) and (27) we deduce the validity of (13) and (14). The proof of Proposition 2.3 is complete. ∎
Corollary 2.4**.**
Let be the complex hyperbolic space with associated diastasis (see (15)). Denoted by the complex structure, the Hessian of the diastasis can be written
[TABLE]
for all .
Proof.
Consider realized as the holomorphic and totally geodesic submanifold of of equation if . Observe that the diastasis centered in the origin of is the restriction of to , i.e.
Notice that the group of holomorphic isometries of acts transitively on and that it contains . Therefore, in order to prove (28), arguing as above we see that it is enough to assume and with . By (22), (23) and (25), we see that
[TABLE]
∎
3. The barycentre map
Let be a compact Kähler manifold with universal Kähler covering having globally defined diastasis. We define a positive finite measure on by
[TABLE]
Let be a compact complex hyperbolic manifold of the same dimension of , be a continuous map and let be its lift to the universal covers.
Definition 3.1**.**
For any , we define the barycentre map , as the map that associates at the point where the function
[TABLE]
attains its unique point of minimum.
Here the notion of barycentre used by G. Besson, G. Courtois and S. Gallot in [2] has been modified using in (30) the Calabi’s diastasis function instead of the distance . The following result assures us that the barycentre map is indeed well defined.
Lemma 3.2**.**
The function admits a unique point of minimum.
Proof.
First we need to prove that is well defined, namely that (30) is convergent. Since and are compact, by standard Riemannian geometry we can prove that, for given and , there exist constants and such that Therefore, for there exists a positive constant , such that:
[TABLE]
[TABLE]
where in the first equality we use (17) and in the last inequality the fact that . By (4), we conclude that
[TABLE]
i.e. (30) is well defined.
We show now that the function admits a point of minimum. Since for any , by the theorem of derivation under integral sign, we have
[TABLE]
in particular, we see that and are continuous. Let be a bounded non empty open set of , and define
[TABLE]
so
[TABLE]
By (17) we see that as , that is as Therefore attains its minimum in .
It remains to prove that the point of minimum is unique. Since is a complete Riemannian manifold, it is enough to prove that is a strictly convex function, that is, we have to prove that the hessian of is positive definite. By (14) we know that for any , so by the theorem of derivation under integral sign, the hessian of is continuous and given by
[TABLE]
By (14), we see that and are positive definite. The proof is complete. ∎
The main properties of the barycentre map are described by the following proposition.
Proposition 3.3**.**
The barycentre map satisfies the following properties:
- (1)
it is a map, characterized by the equation
[TABLE] 2. (2)
it is equivariant with respect to deck transformations and it descend to a map
[TABLE]
homotopic to .
Proof.
By Proposition 3.2 it follows that is characterized by the equation
[TABLE]
In other terms, given an orthonormal basis , we define the function by Then we have . Since and then and by the theorem of derivation under the integral sign, the differential of with respect to is given by
[TABLE]
Arguing as in the proof of Lemma 3.2, we see that the Hessian of is bounded and positive definite and therefore the Jacobian matrix of with respect to is continuous and positive definite at . Thus, we can apply the implicit function theorem and obtain the -regularity of the maps . This concludes the proof of (1).
Consider now the group of deck transformations of the universal covering of . The morphism induces a representation which satisfies for every . As , and as is a holomorphic isometry of , we have, for every and every :
[TABLE]
[TABLE]
[TABLE]
[TABLE]
As attains its minimum at the unique point , this equality implies that attains its minimum at the unique point . That is . Therefore is invariant with respect to deck transformations and it descends to a map
[TABLE]
In order to prove that the maps and are homotopic, consider the Dirac measure on . Let us define the positive finite measure as follows
[TABLE]
and let be the map given by
[TABLE]
i.e. is the unique point where the function defined by
[TABLE]
attains its minimum. Clearly . Let such that , then
[TABLE]
therefore and if and only if , so the function attains its unique minimum for , i.e. .
Arguing as before, we conclude that is a well defined map, equivariant with respect to deck transformations. So descends to a homotopy between and . ∎
4. The proof of Theorem 1 and Theorem 2.
Let be the continuous function given in the hypothesis of Theorem 1 and let be the associated barycentre map, given by Definition 3.1.
In order to differentiate (31) under the integral sign, note that by (28) and , we get
[TABLE]
[TABLE]
[TABLE]
by Proposition 3.3 the map descend to a map , so, as is compact, is bounded. Hence the norm of the derivative of the integrand in (31) is bounded by a constant function, which (by the hypothesis ) is integrable. Thus, bsy standard measure theory, we can derive (31) under the integral sign. For every and , we get
[TABLE]
Let us denote by , and the symmetric endomorphisms of and defined by
[TABLE]
[TABLE]
[TABLE]
where and .
By the Cauchy-Schwarz inequality and (34), we deduce
[TABLE]
Lemma 4.1**.**
With the previous notations we have
[TABLE]
and
[TABLE]
Proof.
Let be an orthonormal basis of which diagonalizes the symmetric endomorphism . Now, if is not invertible, the inequality is trivial. Suppose that has maximal rank. Let . By the Gram-Schmidt orthonormalization applied to , with respect the positive bilinear form , we get an orthogonal basis such that are the eigenvalues of . Then
[TABLE]
hence, by (35)
[TABLE]
[TABLE]
[TABLE]
where we use that the eigenvalues of are positive and that for any orthonormal basis of
[TABLE]
So (36) is proved. By (28) we see that Consider the function defined over the group of symmetric matrices non negatively defined and with trace and dimension with . By [2] Appendix B, attains its maximum at . Hence ∎
In order to prove Theorem 1 notice that the quantity is invariant by homotheties, hence it is not restrictive assume from the very beginning that . The first part of Theorem 1 will immediately follow by Theorem 3 below. The second part of Theorem 1 (the case), is proved in the last part of this section.
Theorem 3**.**
Let and be as in Theorem 1. Assume that and that
[TABLE]
If is small enough and is such that , then the map is a covering map such that
[TABLE]
where as .
In order to prove the theorem, we need of the following five lemmata (Lemma 4.2-4.6).
Lemma 4.2**.**
Let where is defined by
[TABLE]
Then, for , we have
[TABLE]
Proof.
By (36) and (37) we know that , by the definition of we get
[TABLE]
Using the hypothesi (39) we obtain
[TABLE]
Where the last inequality follows by the assumption . Thus
[TABLE]
and so
[TABLE]
As wished. ∎
Let us denote . By the definition of and (38), we get
[TABLE]
hence, by (37) and (41), we deduce
[TABLE]
Since , we get
[TABLE]
As the maximum of is obtained at by a principle of stability of the maximum (see [4] pag. 157), there exist a positive constant such that, for
[TABLE]
On the other hand by (42) we obtain
[TABLE]
Where the second inequality follows by (43). By (37) we get
[TABLE]
As we see before the maximum of is obtained for , so by a principle of stability of the maximum (see [2]), there exist a positive constant such that, for , we have
[TABLE]
From now on, we benote the maximum between and .
Lemma 4.3**.**
If and is such that then, , we have
[TABLE]
and
[TABLE]
Proof.
By (45) we have
[TABLE]
Note that
[TABLE]
and so
[TABLE]
Setting and we obtain
[TABLE]
By (45), we see that
[TABLE]
therefore
[TABLE]
On the other hand, by (44), we get
[TABLE]
and so
[TABLE]
Substituting (49), (50) and (51) in (35) we obtain
[TABLE]
We proved equation (46). Let the eigenvalues of the symmetric endomorphism defined by . So
[TABLE]
moreover, by the definition of follow that for every we have, , therefore
[TABLE]
we conclude that
[TABLE]
we just proved (47). The proof is complete. ∎
For every , and we define
[TABLE]
Lemma 4.4**.**
There exist a universal constant such that
[TABLE]
Proof.
Assume for the moment that the following derivations under the integral sign are allowed, for every we have
[TABLE]
Consider the second term in the right side of the previous equality. By condition (5) the absolute values of the eigenvalues of the are bounded by a positive constant , we have
[TABLE]
We can repeat a similar argument to any term of (54) and conclude that there exists constant such that (53) is verified. Analogously we can see that the integrands of the integrals in (54) and (52) are bounded, so that the previous derivations under the integral sign are well defined. ∎
Lemma 4.5**.**
For every , with and such that , we have
[TABLE]
for every , .
Proof.
By the definitions of , and equality (34), we have
[TABLE]
hence
[TABLE]
[TABLE]
[TABLE]
where in the last inequality we used (46) and (48). ∎
Lemma 4.6**.**
If and is such that , then for every
[TABLE]
where
[TABLE]
Proof.
Suppose . Let , due to the compactness of , it is a uniformly continuous map, so it is well defined the continuous function . Since is strictly increasing, there exists an increasing function such that By Lemma 4.2 we see that
[TABLE]
for any . Therefore, denoted , we have
[TABLE]
By (58) for every there exist such that the distance . Let be a minimizing geodesic with et . Set . We define the instant when intersect for the first time, if does not intersect we set . So . Define , let and , we define and the parallel field long and such that and . By Lemma 4.4
[TABLE]
Therefore by (46), for any we have
[TABLE]
hence, set , we get:
[TABLE]
Since is an isometry between and , and , there exists , with , such that . Let be the linear application defined by
[TABLE]
By (59), we have
[TABLE]
[TABLE]
By (47) we obtain
[TABLE]
so
[TABLE]
By the definitions of and and equality (34), we have
[TABLE]
thus
[TABLE]
by (28) we see that . So we get
[TABLE]
therefore by (60)
[TABLE]
If intersect , by (61), we have
[TABLE]
Since the previous inequality hold for and , we get a contradiction as approach to zero, indeed the first member goes to , on the contrary the second member goes to . We conclude that . Therefore, passing to its quotient , equations (46) and (47) imply (56). ∎
Proof of Theorem 3: Set and in Lemma 4.6, where is given by (57) (notice that ). ∎
The proof of the first part of Theorem 1 is complete.
Conclusion of the proof of Theorem 1, the case. We want to prove that when , then is a holomorphic or anti-holomorphic local isometry. Suppose that is normalized in order to have
[TABLE]
we want to prove that there exists a riemannian covering .
Take a sequence such that . For sufficiently large, say , the sequence consists of covering maps. Being and compact the are equibounded. By inequalities (40) we get
[TABLE]
therefore the maps are equicontinuous. By the Ascoli-Arzelà theorem there exist a subsequence , such that uniformly converge to a continuous function with . Let a piecewise regular curve such that and then
[TABLE]
hence, denoted respectively and the geodesic distance on and we have
[TABLE]
By [2, Proposition C.1] the map is a riemannian covering. Arguing as in the last part of proof of [13, Theorem 1.1] we deduce that is holomorphic or anti-holomorphic. The proof of Theorem 1 is complete.
Proof of Theorem 2: we need to verify that conditions (4) and (5) above are satisfied and then apply Theorem 1.
Condition (4) is satisfied. Let be the strongly proper Kähler immersion of in an locally classical symmetric space of noncompact type and let be its lift to the Kähler universal covers. By (9) we see that has the diastasis globally defined. As , fixed and , there exists a compact set , two constant and such that ,
[TABLE]
where in the first inequality we use that is strongly proper (notice that this is the unique point of the proof where this hypothesis is used), in the third one we used (12), while in the last equality we applied (9). On the other hand, if we choose small enough so that we obtain
[TABLE]
Putting together (62) and (63) we see that is convergent, so (4) is verified.
Condition (5) is satisfied. Being compact, the second fundamental form of is bounded. Hence the conclusion follow by combining (11), (13) and (14) setting .
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