Small angle limits of Hamilton's footballs
Yanir A. Rubinstein, Kewei Zhang

TL;DR
This paper studies the degeneration of Hamilton's footballs, a class of compact Ricci solitons with cone points, showing their limits as cone angles approach zero, including the cigar soliton as a limit.
Contribution
It provides a complete description of how Hamilton's footballs degenerate when cone angles vanish, linking compact conical solitons to the cigar soliton.
Findings
Hamilton's footballs degenerate into simpler geometries as cone angles tend to zero.
The cigar soliton emerges as the Gromov--Hausdorff limit of conical teardrop solitons.
Degeneration patterns are fully characterized for these Ricci solitons.
Abstract
Compact Ricci solitons on surfaces have at most two cone points, and are known as Hamilton's footballs. In this note we completely describe the degenerations of these footballs as one or both of the cone angles approaches zero. In particular, we show that Hamilton's famous non-compact cigar soliton is the Gromov--Hausdorff limit of Hamilton's compact conical teardrop solitons.
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Small angle limits of Hamilton’s footballs
Yanir A. Rubinstein, Kewei Zhang
(May 2, 2019)
Abstract
Compact Ricci solitons on surfaces have at most two cone points, and are known as Hamilton’s footballs. In this note we completely describe the degenerations of these footballs as one or both of the cone angles approaches zero. In particular, we show that Hamilton’s famous non-compact cigar soliton is the Gromov–Hausdorff limit of Hamilton’s compact conical teardrop solitons.
1 Introduction
In this note we show that two seemingly very different Ricci solitons constructed by Hamilton are in fact closely related. Namely, we show that Hamilton’s non-compact steady Ricci soliton [8, p. 256], also known as the cigar soliton, is the Gromov–Hausdorff limit of compact shrinking Ricci solitons with a conical singularity constructed by Hamilton in the same foundational article [8, p. 261], also known as teardrop solitons. In fact, the cigar soliton turns out to be the blow-up limit of the teardrop solitons, and the limit takes place as the cone angle tends to zero. More generally, we describe all possible degenerations of Ricci solitons with at most two cone-points as the cone angles tend, possibly jointly, to zero.
This fits in nicely and is motivated by a conjectural picture put forward by Cheltsov and one of us [6, 12] in which non-compact Calabi–Yau fibrations emerge as the small angle limit of families of compact singular Einstein metrics known as Kähler–Einstein edge metrics. In fact, our result suggests this conjectural picture should extend to solitons and in a subsequent article we plan to pursue this [13]. Moreover, our result concretely illustrates the difficulty in treating divisors with more than one component and the ensuing joint small angle asymptotics.
1.1 Cigar as a limit of teardrops
As shown by Hamilton, there exists a soliton metric with a single conical singularity of angle on and area and such Kähler–Ricci solitons are nowadays known to be unique in any dimension [2] (below we will give an alternative uniqueness proof in this setting, see Remark 2.2). We denote this metric by for each . Here, we consider as a tensor on . On the other hand, Hamilton’s cigar soliton is the metric
[TABLE]
on .
Theorem 1.1**.**
The cigar soliton on is the pointed smooth (and hence also Gromov–Hausdorff) limit of rescaled conic teardrop solitons on . More precisely, considered as tensors on , pointwise in every -norm
[TABLE]
where is the unique soliton metric of area with a single cone point of angle on .
In fact, the proof of Lemma 2.4 gives that the rate of convergence in Theorem 1.1 is linear in in a certain coordinate chart.
1.2 Degenerations of footballs
In fact, Theorem 1.1 is a rather special case of a more general phenomenon that we now describe.
Let us work more generally with football solitons that allow two cone points, namely one of angle at (the north pole) and one of angle at (the south pole). On the other hand, let us identify with . The non-compact cone-cigar soliton of angle at the origin is given, in polar coordinates, by
[TABLE]
(in Remark 2.5 we show that this indeed solves the Ricci soliton equation). When we consider as a metric on (note that indeed the origin is at finite distance from any point). Note that and , so Theorem 1.1 is the case in the following:
Theorem 1.2**.**
The cone-cigar soliton on or (when or , respectively) is the pointed smooth (and hence also Gromov–Hausdorff) limit of rescaled conic teardrop solitons on . More precisely, considered as tensors on , pointwise in every -norm
[TABLE]
where is the unique soliton metric on of area with two cone points of angles at and .
Theorem 1.2 describes joint degenerations of the cone angles with one converging to zero faster than the other (that may or may not converge to zero itself) and obtain a (possibly collapsed) cone-cigar in the jointly rescaled limit. Finally, we complete the picture by describing the asymptotic limit when both angles converge to zero at comparable speed (which can be considered as the hardest case, in a sense). Denote by
[TABLE]
the pull-back of the flat metric on to the cylinder under the map .
Theorem 1.3**.**
Let . Considered as tensors on , pointwise in every -norm
[TABLE]
where , and where is the unique soliton metric on of area with two cone points of angles at and , and is the unique point in with and is the flat cylinder metric on .
Note that is the unique point on the circle with ; this -level set is characterized by the property that the region between the circle and the pole has area with respect to (see Lemma 2.1 for more details on the coordinates).
We may summarize Theorems 1.1–1.3 in a succinct figure. The moduli space of footballs can be parametrized by the angle coordinates where we represent each point by the unique Ricci soliton with cone angles at and at and of area (unlike the normalization in the theorems above!). Then to describe the asymptotic behavior near the boundary of it is most natural to blow-up the origin in and use the coordinates or :
For example, in the joint limit , Theorem 1.2 with translates to the area metric being asymptotic to which in the projective coordinates is asymptotic to The other arrows in the figure are obtained similarly from Theorems 1.1–1.3. In the language of [7, (1.2)] this gives a complete description of the boundary of the body of ample angles of the pair . A very intersting open problem is to generalize this to other pairs.
In the next section we begin by recalling Hamilton’s construction of the conical teardrop and football solitons, using slightly different language than his, namely the by-now-standard moment map picture going back to Calabi. The elementary proofs of Theorems 1.1–1.2 then follow by an asymptotic analysis of the resulting ordinary differential equations. In the final section we extend these arguments to the more difficult case of angles tending to zero with comparable speeds and prove Theorem 1.3.
2 Small angle asymptotics of footballs
In this section we prove Theorem 1.2 (that contains Theorem 1.1 as a particular case). We start by recalling some of the most pertinent details of the construction of the teardrop soliton on the unit sphere, due to Hamilton [8] (cf. Ramos [11]) but using the Calabi ansatz approach instead [5] (see also, e.g., [9]).
The Ricci soliton equation with two conical singularities is
[TABLE]
where is the associated volume 2-form (where is the complex structure on considered as the Riemann sphere), is the soliton vector field (that will be determined later) and denotes the Dirac delta at . In particular, applying cohomological considerations to this equation determines the area
[TABLE]
The starting point is that the conical soliton metrics (as, clearly, are also the -indepedent ) are rotationally symmetric [8, p. 258],[11, Lemma 3]. To see this one typically starts from the Riemannian definition of a Ricci soliton, on the smooth locus, as a solution of from which it readily follows that is a Killing vector for , hence induces an -symmetry. This then yields (3) with . By the -invariance, we see that, on , the volume 2-form can be given by a potential function that only depends on . Moreover, with depending only on as well. So we set
[TABLE]
and write
[TABLE]
where is a function to be determined (both and depend on but we omit that from the notation).
In the following, we work only on the smooth part, namely
[TABLE]
On that chart we may use the holomorphic coordinate . Then, since , , and as is independent of
[TABLE]
so must be a strongly convex function. Following Calabi, switch to the moment coordinate
[TABLE]
and define a function (depending on ) on the image of the gradient of by
[TABLE]
(simply the inverse of the second derivative of the Legendre transform of ). In the following, we seek an explicit formula for (see (25)) since the expression of can in turn give an explicit formula for the soliton metric. We start by rewriting the metric in terms of .
Lemma 2.1**.**
The restriction of the metric to can be written as
[TABLE]
Proof.
Using (7) and standard relations between Riemaniann, Hermitian, and Kähler metrics,
[TABLE]
where we let . Recall from (5) that Hence,
[TABLE]
[TABLE]
and using this and (9) again gives,
[TABLE]
In particular, we see that the volume form of this metric is Here and belongs to an interval that we need to determine. Using (4),
[TABLE]
where is a constant (here is where we really needed the factors in (3), otherwise we would get factors in the domain of ). Note that here, we can simply choose to be 0. This is because we can add an affine function to to shift the interval of without changing the metric. ∎
So in the following, we will use as our variable to search for an explicit expression for and convert the soliton equation to a simple ODE. First, recall from (6) that
[TABLE]
Similarly to (7), now using (11), the Ricci form is given by
[TABLE]
In particular, the Gaussian curvature is given by
[TABLE]
Now we turn to the potential function of the soliton vector field. Recall that only depends on , hence only on and we may write Also recall that is a holomorphy potential, namely the dual of with respect to Hermitian metric,
[TABLE]
is a holomorphic vector field (which happens to be in our earlier notation). This implies
[TABLE]
for some constant to be determined. So up to an irrelevant constant, we get
[TABLE]
Hence,
[TABLE]
Combining (12), (13) and (15), the Ricci soliton equation on the smooth locus reduces to
[TABLE]
and since (by (9) and the convexity of ),
[TABLE]
Thus the soliton equation becomes an ordinary differential equation for . To solve it, let us determine the boundary conditions.
Remark 2.2**.**
Typically, the boundary conditions are declared by an ansatz and so one does not quite obtain uniqueness of the teardrop solitons in this method (instead relying, for the uniqueness on the general result of Berndtsson [2]). Here instead, we actually prove uniqueness by deriving the boundary conditions using the asymptotic expansion of [10].**
Recall that, by Lemma 2.1, By (11) increases as increases (which in turn increases as does). Thus and . Since has cone angle at , it follows from [10, Theorem 1, Proposition 4.4] (as the Ricci soliton equation (3) is a complex Monge–Ampère equation of the form treated in op. cit.) that has a complete asymptotic expansion near whose leading term is :
[TABLE]
(note that in [10, (56)] is equal to in our notation, see [10, p. 102]). From (11) (for instance) we see that must vanish at (and ) since away from and and lives in a bounded interval while lives on an unbounded one. Thus, (actually also as is independent of but we do not need this). Moreover, the expansion can be differentiated term-by-term as or . As we obtain
[TABLE]
The same arguments imply that
[TABLE]
Next, we claim that and determine . Indeed, (17) is a first-order equation for and integrating it yields
[TABLE]
Using the boundary conditions we find
[TABLE]
i.e.,
[TABLE]
As we will now show, this can be used to determine uniquely from , and, moreover, determines the asymptotic behavior of as .
Lemma 2.3**.**
There is a unique solving (22). Moreover,
[TABLE]
Proof.
Note that . Indeed, trivially satisfies (22) but then the soliton vector field vanishes and by (3) we have a metric of constant scalar curvature which forces [8, p. 261],[14, Theorem I], contrary to our assumption that .
Put
[TABLE]
Compute,
[TABLE]
Notice that and is asymptotically linear with slope , and . Next,
[TABLE]
so is initially negative (as ) and changes sign precisely once with F^{\prime\prime}\Big{(}\frac{\beta_{2}-\beta_{1}}{\beta_{2}(\beta_{1}+\beta_{2})}\Big{)}=0. Thus, vanishes for precisely one positive value of that is a local minimum for with . Also, vanishes for precisely one positive value of and . Note means
[TABLE]
i.e., as claimed.
Finally, fix . Then,
[TABLE]
As it follows that F\big{(}(1-\epsilon)/\beta_{1}\big{)}<0 for sufficiently small . Thus, x_{1}=x_{1}(\beta_{1},\beta_{2})\in\Big{(}\frac{1-\epsilon}{\beta_{1}},\frac{1}{\beta_{1}}\Big{)} for sufficiently small . Letting tend to zero shows (23). ∎
With this asymptotic information we can now study the limit in Theorem 1.2. Recall from (14) that Hence, differentiating (20) and using (21), for . In particular, the Gaussian curvature is positive and increasing in by Lemma 2.3. Thus, using (22),
[TABLE]
In other words, the curvature is close to zero near the tip and will become very large near the bottom of the football and its supremum tends to infinity as tends to zero.
Rescale the football metric to make its curvature uniformly bounded,
[TABLE]
By Lemma 2.1,
[TABLE]
Next, we consider the asymptotic behavior of this rescaled metric in balls centered at the south pole . To that end, introduce a new variable
[TABLE]
So , and
[TABLE]
The point is that as goes to zero, the domain of approaches by Lemma 2.3.
Lemma 2.4**.**
For any fixed constants and ,
[TABLE]
uniformly in .
Of course, in the statement we mean that we only consider sufficiently small, i.e., such that .
Proof.
Using (20)–(21) and the boundary conditions (18)–(19) we can integrate (17), obtaining
[TABLE]
Here we are implicitly using that is the unique nonzero solution to (22). Recall, . Thus, using (22) again,
[TABLE]
The claim now follows from Lemma 2.3. ∎
In particular,
[TABLE]
Here , . Notice that, if we let we get
[TABLE]
on if and on if . By Lemma 2.4, the convergence of the metric tensors is evidently also in the -norm for every . Convergence in the pointed Gromov–Hausdorff topology is an immediate consequence by considering the teardrop minus the cone point embedded in and directly using the definition [4, Definition 7.3.10]. This, together with Lemma 2.3, completes the proof of Theorem 1.2.
Remark 2.5**.**
One quick way to see that is indeed a Ricci soliton is to observe that (up to a factor) by changing variable to and then to the metric reduces to the form (10) with , and solves the equation with boundary conditions that by the same analysis leading to (16) precisely corresponds to
[TABLE]
which is the equation for a steady soliton on with a cone singularity of angle at . **
Remark 2.6**.**
Based on our analysis one may also treat similarly limits of other families of the solitons classified by Bernstein–Mettler and Ramos [3, 11], but for conciseness we leave that to the interested reader. **
3 Cylinder limits of footballs
In this section we prove Theorem 1.3.
Lemma 3.1**.**
There is a unique solving (22). Moreover,
[TABLE]
Proof.
The first statement is contained in Lemma 2.3. For the second, setting , and using (22),
[TABLE]
which in the limit gives,
[TABLE]
Observe that this is precisely (recall (24)), which according to the proof of Lemma 2.3 has precisely one solution . Thus, , i.e., , as claimed. ∎
Denote by
[TABLE]
and set
[TABLE]
From (25),
[TABLE]
Taking the limit as in the statement of Theorem 1.3 gives the limit is a positive constant
[TABLE]
Thus,
[TABLE]
Changing variable once more to we get convergence to the times flat cylinder with . This concludes the proof of Theorem 1.3 since the basepoint satisfies , i.e., and , thus limits to .
Acknowledgments.
Research supported by NSF grant DMS-1515703, a UMD–FAPESP Seed Grant, and the China Scholarship Council award 201706010020.
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