Topological Color-Hall Insulators: SU(3) Fermions in Optical Lattices
Man Hon Yau, C. A. R. S\'a de Melo

TL;DR
This paper explores topological phases of SU(3) ultra-cold fermions in optical lattices, classifying insulators using a new set of topological invariants and illustrating phase diagrams for different parameters.
Contribution
It introduces a comprehensive classification scheme for SU(3) topological insulators using three distinct Chern numbers, extending beyond SU(2) systems.
Findings
Classification of all insulating phases via three topological invariants.
Construction of phase diagrams based on chemical potential, color-orbit, and color-flip fields.
Identification of novel topological phases unique to SU(3) fermions.
Abstract
We discuss the emergence of topological color insulators in optical lattices as quantum phases of SU(3) ultra-cold neutral fermions. We construct the Chern matrix and classify all insulating phases in terms of three topological invariants: the charge-charge, the color-charge and the color-color Chern numbers. Our classification transcends that of SU(2) systems which require only the charge-charge (charge-Hall) and spin-charge (spin-Hall) Chern numbers. To illustrate the topological classification of the insulating phases of SU(3) fermions, we construct phase diagrams of chemical potential and color-orbit parameter versus color-flip fields for fixed magnetic flux ratio.
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Taxonomy
TopicsTopological Materials and Phenomena · Quantum many-body systems · Algebraic structures and combinatorial models
Topological Color-Hall Insulators:
SU(3) Fermions in Optical Lattices
Man Hon Yau and C. A. R. Sá de Melo
School of Physics, Georgia Institute of Technology, Atlanta, 30332, USA
Abstract
We discuss the emergence of topological color insulators in optical lattices as quantum phases of SU(3) ultra-cold neutral fermions. We construct the Chern matrix and classify all insulating phases in terms of three topological invariants: the charge-charge, the color-charge and the color-color Chern numbers. Our classification transcends that of SU(2) systems which require only the charge-charge (charge-Hall) and spin-charge (spin-Hall) Chern numbers. To illustrate the topological classification of the insulating phases of fermions, we construct phase diagrams of chemical potential and color-orbit parameter versus color-flip fields for fixed magnetic flux ratio.
The identification of topological invariants for charged fermions has been very important in the distinction between trivial and non-trivial insulators found in condensed matter physics. The integer quantum Hall effect is a typical example of the importance of topological invariants, where the quantum Hall conductance (charge-charge response) is proportional to an integer thouless-1982 in two-dimensional lattices at high magnetic fields. This topological invariant, known as the TKKN thouless-1982 integer, is also identified as the first Chern number of a principal fiber bundle on a torus kohmoto-1985 . The TKKN integer counts the number and chirality of edge states in two-dimensional systems with open boundary conditions, as indicated by the bulk-edge correspondence hatsugai-1993 ; hatsugai-1996 .
More recently, topological insulators, with zero quantum Hall and non-zero quantum spin-Hall conductances, were found to exist in graphenelike two-dimensional lattices without Zeeman or magnetic fields, but in the presence of spin-orbit coupling kane-2005 . When spin is conserved, the quantization of the spin-charge (spin-Hall) response is the result of spin-dependent TKNN integers having opposite values, that is, , in which case spin-orbit coupling plays a pivotal role. This state of matter is coined the quantum spin-Hall phase, and exhibits spin-filtered edge states carrying opposite currents for opposite spins, while possessing a bulk energy gap. Extensions of these findings for finite Zeeman sheng-2011 and magnetic goldman-2012 fields in graphenelike lattices have indicated that quantum spin-Hall phases can survive the breaking of time-reversal symmetry.
However, in spite of a deeper understanding of topological properties of fermions in two-dimensional lattices found in condensed matter systems, very little is known about the topological properties of neutral fermions, such as , that have been loaded into optical lattices takahashi-2012 ; takahashi-2018 ; fallani-2014 ; fallani-2016 ; bloch-2014a ; bloch-2016 . Many experiments involving cold atoms have focused on studying topological properties of neutral systems due to their direct connections to their charged cousins. A few experiments have attempted to explore neutral systems in fictitious magnetic and spin-orbit fields with the goal of studying the analogues of the quantum charge-charge (charge-Hall) and spin-charge (spin-Hall) effects bloch-2013 ; ketterle-2013 .
In this paper, we show that neutral fermions are qualitatively different from their neutral or charged relatives. By labeling the internal states of the atoms as colors, we find that the topological insulating phases are characterized by a set of three topological invariants: charge-charge, color-charge, and color-color Chern numbers. This is in contrast with systems, where only charge-charge (charge-Hall) and spin-charge (spin-Hall) Chern numbers are necessary to classify topological insulators sheng-2011 . We show examples of our classification for phase diagrams of neutral fermions loaded into two-dimensional lattices and in the presence of fictitious magnetic, color-flip and color-orbit fields.
Hamiltonian: To describe topological phases of fermions loaded into two-dimensional optical lattices, we start from the Hamiltonian
[TABLE]
where are hopping energies along the direction, and plays the role of a color-flip field along the direction. The phase operators describe the effect of artificial color-orbit coupling , with momentum transfer and artificial gauge field , where plays the role of the component of an artificial vector potential with dimension of inverse length. Here, is identified as a synthetic magnetic field along the -axis. The vector potential may be generated by laser assisted tunneling bloch-2013 ; ketterle-2013 , while the color-dependent momentum transfer and color-flip field may be created via counter-propagating Raman beams spielman-2011 or via radio-frequency chips spielman-2010 . The vectors , with and , indicate the position of nearest neighbors with respect , where fermion creation operators are defined by three-component vectors with color (Red, Green and Blue). The unit cell lengths are along the direction, are the corresponding unit vectors, while the operators and are pseudospin-1 matrices with states representing colors , respectively, and is the identity matrix.
Under the color-gauge transformation the Hamiltonian of Eq. (1) becomes
[TABLE]
with , , and . When the color-orbit coupling can be gauged away (color-gauge symmetry), since the resulting Hamiltonian and its eigenvalues are independent of .
We transform the second quantization Hamiltonian of Eq. (1) into the first quantization Hamiltonian matrix
[TABLE]
that describes a color generalization of the original Harper’s Hamiltonian for fermions harper-1955 . The matrix elements are
[TABLE]
corresponding to the kinetic energy of the state,
[TABLE]
corresponding to the kinetic energy of the state, and
[TABLE]
corresponding to the kinetic energy of the state. Lastly, is a color-flip field along the direction, whose physical origin is a Rabi term that couples Red and Green, as well as, Green and Blue internal states of the atom. The Hamiltonian matrix in Eq. (6) acts on a three-color wavefunction where indicates transposition.
Rewriting Eq. (6) in terms of spin-1 matrices , with , leads to
[TABLE]
where plays the role of a Zeeman field along the axis in spin-space, represents momentum dependent Zeeman field along the axis in spin-space, and describes a momentum dependent quadratic Zeeman field along the axis in spin-space. The explicit forms of the operators are and The term describes a momentum dependent color-quadrupole (or pseudo-spin-quadrupole) coupling, reflecting the entanglement of momentum and tensorial degrees of freedrom kurkcuoglu-2015 ; kurkcuoglu-2018a ; kurkcuoglu-2018b . The presence of the color fields , and breaks symmetry footnote-SU3 , however the color-gauge transformation restores symmetry when for any value of . The term is absent for fermions in the presence of spin-orbit coupling, but, here, it plays a very important role in the determination and classification of topological insulating phases that emerge between degenerate symmetric color insulators at and fully polarized color insulators at .
Eigenspectrum: We choose first a cylindrical geometry with periodic boundary conditions along the direction, and a finite number of sites along the direction. In this case, is a good quantum number, while is not, leading to the color-dependent Harper’s matrix
[TABLE]
which has a tridiagonal block structure coupling neighboring sites along the direction, with , and discrete translational symmetry along the axis. The matrices , and the null matrix consist of blocks with entries labeled by internal color states or pseudo-spin-1 states . The size of the space labeled by the site index is , thus the total dimension of the matrix in Eq. (16) is . The matrix indexed by position is
[TABLE]
with Here, is the ratio of the magnetic flux through a lattice plaquete to the flux quantum . The matrix containing the color-orbit coupling is
[TABLE]
where corresponds to the momentum transfer along the direction for state , while the momentum transfer for state is zero.
We consider sites along the direction, with three states per site, but periodic boundary conditions along the direction. The eigenvalues are labeled by a discrete band index and by momentum , and are functions of the color-orbit coupling , color-flip field and flux ratio . In Fig. 1, we show for flux ratio in four cases. In Fig. 1(a) with and , there are three sets of degenerate bulk bands connected by color-degenerate edge states. In Fig. 1(b) with and , the plots are identical to case (a) because of the color-gauge symmetry allows gauging away the color-orbit coupling. Notice in (a) and (b) that the bulk band gaps are connected by edge states at filling factors . In Fig. 1 with (c) and , there are nine sets of bulk bands with regions of overlap because color-degeneracies are only partially lifted by the color-flip field, and the bulk bands are also connected by color-dependent edge states. Bulk gaps are now present at . In Fig. 1(d) with and , there are nine sets of bulk bands connected by color-dependent edge states, but residual bulk band overlaps are lifted by color-orbit coupling, that is, because . Therefore, new insulating states arise at filling factors due to the presence of and in Eq. (10).
Each eigenvalue has associated eigenstates , where is a mixed-color index, reflecting the mixing of color components induced by and . The eigenstates can be written as a linear combination where represents the color basis with quantization axis along , and is the band index in the absence of color-orbit coupling. The index has three assigned values or (Cyan, Magenta, Yellow) to indicate the mixed-color nature of the state.
Chern matrix: To characterize the topological nature of the insulating phases, we impose the generalized boundary condition on the many-particle wavefunction where is the position of the particle of color , is the total number of particles, is the length vector along direction, and is the phase twist niu-1985 along for color . Under the transformation with , the wavefunction is periodic in , and we can define the Chern matrix sheng-2003
[TABLE]
where the purely imaginary curvature function
[TABLE]
is integrated over the torus , that is, over the ranges of phase twists and . The dimension of the Chern number matrix is , since there are three color states or three pseudo-spin 1 states In passing, we note that the SU(N) generalization for leads to an Chern matrix.
The expression given in Eq. (25) is an integer just like in systems haldane-2006 . Three topological invariants can be obtained from the Chern matrix above. The first invariant is the charge-charge (charge-Hall) Chern number The second is the color-charge (color-Hall) Chern number or charge-color Chern number since The third topological invariant is the color-color Chern number where is the color quantum number with , , and , as identified from the pseudo-spin 1 representation , , and .
A simple way to connect these results to conventional condensed matter physics of electrons and holes is to look at the current density , where refers to either charge or color, that is, and the conductivity tensor through the generalized relation , where plays the role of a generalized electric field with . To simplify our notation we drop the labels, define the conductivity tensor , and work finally with the conductance tensor . If we were dealing with fermions with charge and conserved pseudo-spin 1 projection along a global quantization axis, then the charge-charge (charge-Hall) conductance would be the color-charge (color-Hall) conductance would be and the color-color conductance would be However, our fermions are really neutral and their colors represent three internal states of the atoms, thus one can only hope to probe the charge-charge (charge-Hall) and color-charge (color-Hall) and color-color Chern numbers in analogy with measurement proposals satija-2011 ; cooper-2012 ; goldman-2013 or actual measurements esslinger-2014 ; bloch-2015 of Chern numbers for atomic systems with one and two internal states.
In the case, the topological invariant equivalent to is the spin-spin Chern number which has the same value as charge-charge (charge-Hall) Chern number since . Since does not add any additional information about the topological nature of insulating phases for systems, it is sufficient to stop the topological classification at the spin-charge (spin-Hall) level, such as the classification used in the case of quantum spin-Hall phases of graphene-like structures kane-2005 ; sheng-2011 . However, in the case, provides new topological information and can be used to refine the topological classification of the non-trivial insulating phases. We note that for fermions with flavors, the generalized flavor-flavor Chern number will also provide additional topological information about the insulating states.
Phase Diagrams: In Fig. 2, we show the phase diagram of chemical potential versus Zeeman field for fixed value of the magnetic flux ratio , hoppings and two values of the color-orbit parameter: (a) , and (b) . The white regions indicate conducting phases, while the regions with other colors correspond to insulating phases. The color palette in Fig. 2 indicates the charge-charge (charge-Hall) Chern numbers associated with the corresponding colored regions. However, is not sufficient to classify the topological insulating phases of fermions for arbitrary and , as we also need the color-charge (color-Hall) and color-color Chern numbers.
In Figs. 2(a) and 2(b) , we see our classification at work. The gray regions, occuring at filling factors , are topologically trivial with either non-chiral or no edge states at all. They have charge-charge (charge-Hall) Chern number and also zero color-charge (color-Hall) and color-color Chern numbers . The magenta region at has Chern numbers , and , while the cyan region at has Chern numbers , and . These regions, occuring at low values of , are the analogue of the traditional quantum Hall phases of fermions. However, the yellow region at with , and , and green region at with , and , have no counterparts for fermions.
The orange regions, occuring at filling factors , have , but, unlike the gray regions, they are topologically non-trivial. Each orange region has two chiral edge states and non-zero , but they are distinguished further by their color-color Chern number . The orange region with and has , however, the orange region with and has . These are quantum color-Hall states, that is, the analogues of the time-reversal broken quantum spin-Hall states that occur in fermions.
The phases at high values of , represented by the brown and purple regions, describe color-polarized insulating states. The brown region at has , and ; the brown region at has , and ; and the brown region at has , and . The purple region at has , and ; the purple region at has , and ; and the purple region at has , and . In Fig. 2(b), there are additional insulating phases induced by color-orbit coupling, such as the red region at with , and ; the blue region at has , and ; the green region at has , and ; and the yellow region at has , and .
We plot phase diagrams of color-orbit coupling parameter versus color-flip field for in Fig. 3(a) and for in in Fig. 3(b). Two phases not yet discussed arise in Fig. 3(a), a light green region with , and , and a cyan region with , and , while no new phases arise in Fig. 3(b). In order to relate fermions to their cousins, we show schematically edge states in Fig. 3(c) linked to the orange region in Fig. 3(a), and edge states in Fig. 3(d) linked to the red region Fig. 3(b).
Conclusions: For fermions in optical lattices, we showed that the classification of topological color insulators requires three topological invariants: the charge-charge, the color-charge and the color-color Chern numbers. We analyzed fermions in the presence of artificial magnetic, color-flip and color-orbit fields, and indicated that our classification transcends that of fermions, where only charge-charge (charge-Hall) and spin-charge (spin-Hall) Chern numbers are necessary to characterize topological insulating phases. Our findings open an avenue for the exploration of topological insulators of fermions with and without interactions, and also suggest that such phases may be found in lattice quantum chromodynamics models.
One of us (C.A.R.S.d.M.) would like to thank the support of the Galileo Galilei Institute for Theoretical Physics via a Simons Fellowship, and of the International Institute of Physics via the Visitor’s Program.
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