Sturm's operator acting on vector valued $K$-types
Kathrin Maurischat

TL;DR
This paper investigates Sturm's operator on vector valued Siegel modular forms, providing explicit descriptions of holomorphic projections for large weights and revealing phantom terms for small weights, extending previous scalar form results.
Contribution
It introduces Sturm's operator for vector valued forms and characterizes its behavior across different weight ranges, including the emergence of phantom terms for small weights.
Findings
Explicit description of holomorphic projection for large weights
Identification of phantom terms for small weights
Extension of scalar form results to vector valued forms
Abstract
We define Sturm's operator on vector valued Siegel modular forms obtaining an explicit description of their holomorphic projection in case of large absolute weight. However, for small absolute weight, Sturm's operator produces phantom terms in addition. This confirms our earlier results for scalar Siegel modular forms.
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Sturm’s operator acting on vector valued -types
Kathrin Maurischat
Kathrin Maurischat, Mathematisches Institut, Universität Heidelberg, Im Neuenheimer Feld 205, 69120 Heidelberg, Germany
(Date: , \currenttime)
Abstract.
We define Sturm’s operator for vector valued Siegel modular forms obtaining an explicit description of their holomorphic projection in case of large absolute weight. However, for small absolute weight, Sturm’s operator produces phantom terms in addition. This confirms our earlier results for scalar Siegel modular forms.
Contents
1. Introduction
Let be the symplectic group of rank . Sturm’s operator is defined on (non-holomorphic) symplectic modular forms of weight for a discrete subgroup by an integral operator on the coefficients of the Fourier expansion for positive definite
[TABLE]
It is well-defined for scalar weight . Here is a constant depending only on weight and rank. The Fourier series allows an interpretation as holomorphic cusp form , and indeed is the holomorphic projection of in case the weight is large, i.e. greater than twice the rank of the symplectic group. This result by Sturm [9], [10], and Panchishkin [1] relies on a generating system of Poincaré series for which the coefficients are essentially given by the scalar product . The same result holds true for weight in case ([5], [6]). However, in case of weight and rank we showed jointly with R. Weissauer ([8]) that Sturm’s operator produces, along with the holomorphic projection, a second term
[TABLE]
This phantom term arises as the non-holomorphic Maass shift of a holomorphic form of weight one (see section 4 for the exact definition of . Later ([7]) we generalized this result to general rank and . However, the phenomenon of arising phantom terms in case of small weight is rather non-understood.
Therefore, here we study the case of vector valued Siegel modular forms with values in the space of an irreducible rational representation of . These modular forms for example play an important role for singular weights [3].
Consider the operator valued Poincaré series on the Siegel upper halfspace
[TABLE]
Here for a matrix and we use the -factor . We may evaluate each single summand of these Poincaré series at special vectors to get vector valued series. Candidates for are the highest weight vector or (if it exists) the spherical vector . Because of the cocycle relation valid for all , the series has the transformation property
[TABLE]
Assuming good convergency properties by proposition 3.1, is a vector valued holomorphic cusp form with values in . Notice that it doesn’t transform by , which would be more natural, but is not compatible with its interpretation as an operator on .
For a valued non-holomorphic modular form of weight with Fourier expansion
[TABLE]
we define Sturm’s operator by
[TABLE]
where the coefficients are defined by the integral
[TABLE]
Here is an operator such that on holomorphic cuspforms Sturm’s operator is the identity. In contrast to the constant the scalar valued case, must be placed carefully into the integral. In general it is known that the vector valued -integrals converge in case the absolute weight of is large enough ([4]). But it is not clear a priori that the operators are surjective outside a discrete set of zeros and poles. Theoretically, the integrals are computable by using the Littlewood-Richardson rule once the -function for all tensor powers of the standard representation is known. But the latter involves non-trivial combinatorics. We devote the second part of the paper to obtain some partial results. We determine the -integrals for alternating powers of the standard representation in section 5.1. Further we obtain all -functions for algebraic representations of by section 5.2. We include some remarks on Weyl’s character formula for -functions in section 5.3.
We say an irreducible representation of with dominant highest weight , where , has absolute weight . Like in the scalar weight case, for large absolute weight we obtain holomorphic projection by Sturm’s operator:
Theorem 1.1**.**
Let be an irreducible representation of of large absolute weight . Assume is an isomorphism. Then Sturm’s operator realizes the holomorphic projection operator.
Whereas, again for small absolute weight this is no longer true, as we see by the following special case.
Theorem 1.2**.**
For rank let be the irreducible representation of of highest weight with . Let be a non-zero vector valued holomorphic cusp form of weight . Then the image of its Maass shift under Sturm’s operator
[TABLE]
is non-zero if and only if . In particular, in case of highest weight Sturm’s operator does not realize holomorphic projection but produces phantom terms.
Our results obtained so far are limited by the explicit computability of phantom terms. Nevertheless, by [8], [7], and the above, the following interpretation is at hand. A holomorphic cusp form of weight generates a holomorphic representation of the symplectic group of minimal -type . In case of absolute weight this is a (limit of) discrete series representation. Within the root lattice of and for the consistent choice of positive roots , those belong to the cone given by the -translate of the positive Weyl chamber. More precisely, a representation of minimal -type of highest weight is situated by its Harish-Chandra parameter . Here is half the sum of positive roots. Whereas there are some holomorphic representations outside this cone, for example those generated by . The wall orthogonal to all short simple roots is given by for . Here, [7] suggests that Sturm’s operator realizes the holomorphic projection operator as long as , i.e. apart from the the apex of the cone belonging to the minimal -type . In the case of rank two theorem 1.2 shows that Sturm’s operator fails on the wall of the cone perpendicular to the long root. This suggests the following expectation in general.
Conjecture 1.3**.**
Sturm’s operator produces phantom terms on all the facets of the cone not perpendicular to each of the short simple roots. The phantom terms arise as Maass shifts of holomorphic cusp forms of small absolute weight.
The paper is organized as follows. In section 2 we study non-holomorphic Poincaré series as functions on the symplectic group. This is the natural point of view with respect to the Lie algebra action. Section 3 is devoted to the interplay of functions on group level and on the Siegel half space. We define the vector valued version of Sturm’s operator, and prove its coincidence with the holomorphic projection in case of large weight. In section 4 we show the occurrence of phantom terms. In section 5 we determine the vector valued gamma functions as described above.
2. Poincaré series
2.1. Definition and convergency
For the irreducible algebraic representation we assume , , to have the properties and for all . This determines uniquely. Here denotes the transpose of the matrix . Then defines the intrinsic scalar product on which is -invariant.
Proposition 2.1**.**
Let be the irreducible rational representation of of dominant highest weight . Let be its absolute weight. Define the non-holomorphic Poincaré series
[TABLE]
Applied to any vector the Poincaré series converge absolutely and uniformly on compact sets in the sense that this holds for in the domain
[TABLE]
For fixed such the function is bounded and belongs to . In particular, in case the absolute weight is large, at the critical point the Poincaré series converge absolutely.
The most natural definition of Poincare series on would be one in complex variables,
[TABLE]
Here denotes the -th alternating power of , i.e. a matrix of size with entries the -minors of . The convergence of these series in follows from that of the above in , because . We include a notion of non-holomorphic Poincaré series in order to give a clue how holomorphic continuation for small weights may be obtained. However, the spectral theoretic strategy of applying adequate Casimir operators to obtain the continuations by resolvents, is involved because the higher derivatives belong to higher dimensional spaces.
For the proof of proposition 2.1 we use the following result.
Theorem 2.2**.**
[6, theorem 4.3]** The series
[TABLE]
converges absolutely and uniformly on compact sets in the cone
[TABLE]
For fixed, it is absolutely bounded by a constant independent of and belongs to .
Proof of proposition 2.1.
For let . There exists
[TABLE]
where is the symmetric positive definite square root of , such that and such that and for some in the maximal compact subgroup of . Further, there exists such that is diagonal, for positive eigenvalues of . We compute
[TABLE]
For computing the norm for a vector , unitary factors for don’t fall into account, so
[TABLE]
We seize the operator norm . The action of the diagonal matrix on is determined by the weights of . For the absolute weight of we have , , and there is such that . If is a normalized weight vector for , then
[TABLE]
For dominant weights we have , and for some integers and the simple roots of . Any other weight is a conjugate of a dominant one under the Weyl group, which consists of permutations of the coordinates. So for all weights of we have
[TABLE]
Accordingly, the operator norm is seized by
[TABLE]
So the absolute series of in Theorem 2.2 dominates , and the claim follows from Theorem 2.2. ∎
2.2. Lie algebra action
We make sure that the Poincaré series transform adequately under the action of the Lie algebra . Following [6] we choose the following basis of , where is the Lie algebra of given by the matrices satisfying
[TABLE]
and
[TABLE]
Let be the elementary matrix having entries and let . The elements
[TABLE]
of are defined to be those corresponding to , . Then , form a basis of . A basis of is given by , for , where corresponds to
[TABLE]
For abbreviation, let be the matrix having entries . Similarly, let be the matrix with entries and let be its transpose having entries .
Let us recall some facts on derivatives. In order to compute the action of on -valued functions, we must evaluate the total differential at various places . For in let us denote by the multiplication in by from the left, , respectively in . Then we can compute the differential of in in two different ways.
[TABLE]
respectively,
[TABLE]
where is the differential of at the identity, i.e. the corresponding Lie algebra representation. It follows that
[TABLE]
Accordingly, for a -valued -function we have
[TABLE]
We are specially interested in the actions for Lie algebra elements . For elements of the real Lie algebra , this action is given by
[TABLE]
For elements of the complex Lie algebra we obtain the action by putting together the actions of the real and the imaginary part. Recalling that the differential of the inverse mapping is given by , we find
[TABLE]
We often use the abbreviation . Recalling the actions of the basis elements,
[TABLE]
we obtain
[TABLE]
Here is the image of the -component of with respect to the decomposition , where
[TABLE]
with a lower triangular matrix such that , i.e. .
Now we give the action of the Lie algebra basis on the summands
[TABLE]
of the -valued Poincaré series. Here we abbreviate
[TABLE]
Recalling the results of [6, Lemma 7.1], we obtain
[TABLE]
[TABLE]
and
[TABLE]
Notice that each component of can be sized by , and that terms in only vary in compact sets. Also, and are linear transformations of . So the norm of each single term of the above can be sized up to a global constant by the norm of . We conclude that the Poincaré series allow termwise differentiations:
Proposition 2.3**.**
The derivatives
[TABLE]
by elements of the enveloping Lie algebra have the same convergency properties as the Poincaré series themselves.
In particular, in the case of large weight , the Poincaré series converge in , and vanish under the action of .
3. Functions on the Siegel upper halfspace
Let be the symplectic group of genus . We identify the maximal compact subgroup (stabilizer of ) with the unitary group by
[TABLE]
For abbreviation, let for . Let be the space of -functions on with values in the space , and let . There is a monomorphism
[TABLE]
The images have the following transformation property under
[TABLE]
so they belong to , the subspace of functions in on which the action of by right translations is given by , and the map above implies an isomorphism
[TABLE]
In particular, we have . Under the action of the anti-holomorphic differential operator transforms to the action of .
Proposition 3.1**.**
Let be an irreducible representation of of highest weight and absolute weight . The Poincaré series
[TABLE]
converge absolutely and locally uniformly. They are square-integrable and holomorphic. In particular, they belong to the space of holomorphic cuspforms.
Proof of proposition 3.1.
Because , this is a direct consequence of proposition 2.1 along with proposition 2.3. ∎
3.1. Petterson scalar product
For we define the Petterson scalar product
[TABLE]
where
[TABLE]
is the invariant measure on . Here , and likewise . We also fix the invariant measure
[TABLE]
on the space of positive definite matrices. Using the isomorphism , the Petterson scalar product equals the -scalar product on group level if one uses the normalization for the Haar measures involved.
[TABLE]
Here we used and the formula .
3.2. Unfolding the Poincaré series
Let be a (non-homomorphic) modular form of weight . We have
[TABLE]
More correctly, we must restrict to the case of forms of moderate growth, which means that the above integral exists. Assuming to have Fourier expansion
[TABLE]
(notice that the vector valued coefficients are well-defined because belongs to and belongs to ) we calculate further
[TABLE]
If is assumed to be holomorphic, we may write for its Fourier expansion
[TABLE]
where
[TABLE]
is independent of . Then we obtain
[TABLE]
3.3. Sturm’s operator
For Sturm’s operator to reproduce holomorphic cuspforms we must normalize it such that this last expression is . So we are in due to calculate the integrals
[TABLE]
for varying . For of large enough absolute weight, this Gamma integral is convergent and belongs to ([4]). It allows analytic continuation to smaller weights. We expect to be invertible in general apart from a discrete set of zeros and poles and prove this for a class of representations in section 5.
For all such that the following is well-defined as an element of let
[TABLE]
Then define the normalized Sturm operator by
[TABLE]
where is defined by
[TABLE]
Then, for holomorphic input as above and we obtain . The unfolding process above proves theorem 1.1. The assumption that is an automorphism is satisfied for example for alternating powers , (see proposition 5.2).
4. Phantom terms by Sturm’s operator
We will prove theorem 1.2. So fix rank . We test Sturm’s operator in case of being the representation of minimal -type . We show that in analogy to the case of scalar weight the Maass shift of cusp forms produce phantom terms if and only if .
we have
[TABLE]
Let be the scalar such that . Let and let be a holomorphic cuspform for with Fourier expansion
[TABLE]
Maass’ shift operator is given by (see [8, 5.1])
[TABLE]
The image of under is a non-holomorphic form of weight , i.e. . Hence (see [8]), its holomorphic projection is zero . We show that Sturm’s operator is non-zero if and only if . For to apply Maass’ operator to it is enough to apply it to . Here . Let and . By [2, p. 211] we have
[TABLE]
Here the last term is zero, because is a differential operator of homogeneous degree two and is of degree one. For the first term we obtain following [8, 5.2]
[TABLE]
For the second term we find
[TABLE]
and . Here . So the second term equals
[TABLE]
which by definition of -multiplication ([2, p. 207]) is
[TABLE]
Altogether we obtain
[TABLE]
The Fourier coefficients of
[TABLE]
are given by , which equal
[TABLE]
respectively given by
[TABLE]
Accordingly, for to compute Sturm’s operator we evaluate the sum of the following terms up to the factor . First,
[TABLE]
which by Proposition 5.2 equals
[TABLE]
Second,
[TABLE]
which by Lemma 5.5 equals
[TABLE]
Third,
[TABLE]
which by Proposition 5.2 equals
[TABLE]
And
[TABLE]
According to (5)–(8), Sturm’s operator applied to is given in terms of coefficients by the limit , where
[TABLE]
Here we used the identity . The limit
[TABLE]
is zero in all cases , and equals
[TABLE]
in case . So Sturm’s operator applied to is non-zero exactly in case with , which is the minimal -type of the holomorphic discrete series representation of Harish-Chandra parameter .
5. Gamma integrals
For an irreducible finite dimensional representation of of absolute weight we are interested in the -valued integral
[TABLE]
Introducing a factor the integral
[TABLE]
exists for ([4]). We denote by its meromorphic continuation to . Let
[TABLE]
denote the classical Gamma function of level which for is given by the integral
[TABLE]
In particular we have . An important property of the operator integrals is their -equivariance.
Lemma 5.1**.**
The integral is invariant under orthogonal transformations
[TABLE]
for all .
Proof of Lemma 5.1.
For we have
[TABLE]
By the uniqueness of meromorphic continuation, this also holds for . ∎
5.1. Alternating powers
Proposition 5.2**.**
For , let be the -th alternating power of the standard representation of , i.e. the irreducible representation of highest weight , where the number of ones is . Define the polynomial . The automorphism-valued function
[TABLE]
is holomorphic on and has meromorphic continuation to the complex plane, the pole behavior being that of the scalar function .
Proof of Proposition 5.2.
For a symmetric positive definite matrix it holds
[TABLE]
Differentiating both sides by we obtain ([2, p. 210, p. 213])
[TABLE]
Evaluating at yields
[TABLE]
By substitution , Proposition 5.2 determines for the representations . The computation for general may be obtained by chasing Young tableaux, but for rank we don’t obtain an instructive general formula. This combinatorial aspect becomes visible in the formulas for by the involved triangle numbers defined in Proposition 5.3.
5.2. Rank two
For a general formula for for the irreducible representations of of highest weights , we need some preparations.
Proposition 5.3**.**
Define the following triangle numbers for . Let for all , and let for all . For define by recursion
[TABLE]
The triangle numbers have the following properties.
- (i)
. 2. (ii)
. 3. (iii)
* for all (Gauss brackets).* 4. (iv)
.
We will be specially interested in the numbers , for which we give an explicit formula in Proposition 5.7.
Proof of proposition 5.3..
Obviously, . Assuming , we obtain property (i) for by induction and the recursion formula
[TABLE]
Property (iii) holds for by definition, and by induction the right hand side of the recursion formula is zero for all . So the single case left to check is that of even and . But here the recursion yields . Property (ii) is also obtained by induction using (i) and (iii). For property (iv) notice that by (iii) for odd , so the recursion formula yields . ∎
Lemma 5.4**.**
Let be a symmetric two-by-two matrix variable and denote by the normalized partial derivatives. For all the derivatives of the function are given by
[TABLE]
for , and
[TABLE]
where the numbers are defined in Proposition 5.3. Further,
[TABLE]
Proof of lemma 5.4..
Iterating we obtain
[TABLE]
Then for we obtain
[TABLE]
Further, as well as
[TABLE]
satisfy the claimed formula. Then is given by induction
[TABLE]
where we have used the product rule and the recursion formula defining the numbers (see proposition 5.3) as well as the fact for . ∎
Lemma 5.5**.**
Let be integers. The integral
[TABLE]
is a holomorphic function on . For odd it is zero, while for even it is given by
[TABLE]
Here we put . In particular, the integral has meromorphic continuation to the complex plane, the poles being at most simple and included in those of .
Proof of lemma 5.5.
Starting with the identity
[TABLE]
for , which holds for all positive definite , we differentiate both sides by to determine by
[TABLE]
Evaluating at , we obtain a formula for the integral in question by
[TABLE]
Lemma 5.4 determines the derivative
[TABLE]
Evaluating at , the factor is zero apart from the case . In this case the formula reduces to the claimed one, whereas it is zero for odd . ∎
Consider the explicit realization of the representation of of highest weight on the space of homogeneous polynomials of degree in the variable ,
[TABLE]
for . We determine by its action on the -weight spaces. For the polynomial
[TABLE]
is a -eigenfunction of weight . We find
[TABLE]
whereas
[TABLE]
with
[TABLE]
By lemma 5.1, commutes with , so acts by scalars on the -dimensional -eigenspaces. Defining
[TABLE]
the integral
[TABLE]
is the -eigenvalue of , which in particular is independent of .
Proposition 5.6**.**
For we have the functional equation
[TABLE]
For the function is explicitly given by
[TABLE]
With respect to the -weight decomposition, the operator is given by the diagonal matrix
[TABLE]
In particular, is divisible by . Apart from its finite set of zeros and its set of poles which is contained in that of , the operator is invertible for .
Proof of proposition 5.6.
We determine by choosing in (10). For integers
[TABLE]
so by lemma 5.1 only the summands with even -exponents contribute to the integral
[TABLE]
Notice that the integral is independent of the sign in . Accordingly , and we may restrict to the case , and apply the above formula with and . ∎
In particular, in case
[TABLE]
On the other hand, we recall the formula valid for all
[TABLE]
Because
[TABLE]
we obtain
[TABLE]
which implies
[TABLE]
or equivalently
[TABLE]
Noticing that the polynomials for are linearly independent, we obtain by comparing the coefficients of (11) and (12)
[TABLE]
which is easily simplified to the identity of proposition 5.7 (a) below.
Proposition 5.7**.**
The triangle numbers defined in Proposition 5.3 take the following special values.
- (a)
For all ,
[TABLE]
- (b)
For all ,
[TABLE]
- (c)
For all ,
[TABLE]
Proof of Proposition 5.7.
By the defining recursion formula we obtain
[TABLE]
Because part (a) has already been verified for all , we obtain part (b) by using proposition 5.3 (iv)
[TABLE]
By recursion , and applying (a) and (b), we obtain part (c)
[TABLE]
Example 5.8** (Symmetric representation).**
For the representation is isomorphic to the symmetric representation. In terms of the basis of eigenvectors , , for , the -integral is given by the matrix
[TABLE]
Equivalently, on the space of symmetric matrices ,
[TABLE]
where is the adjunct matrix for . In particular, this example shows that is not a scalar operator in general.
5.3. Weyl’s character formula
Lemma 5.1 suggests the following integral transformation. For the diagonal torus of let
[TABLE]
Denote by the set of positive definite -matrices, . Let with unit element . There is an injective map
[TABLE]
which has open and dense image. For the pullback we find
[TABLE]
where
[TABLE]
So equals
[TABLE]
Accordingly, the pullback at of the invariant measure on is given by
[TABLE]
Since is -invariant, we obtain
[TABLE]
We double check this formula by testing it for in case , where
[TABLE]
This must equal up to a constant depending on the normalization of measures and their orientation
[TABLE]
which equals
[TABLE]
For the last integral we first notice that by partial integration
[TABLE]
Let be an antiderivative of , in particular
[TABLE]
Accordingly,
[TABLE]
i.e.
[TABLE]
So we obtain to equal
[TABLE]
which simplifies to . Using Legendre’s relation,
[TABLE]
we conclude
[TABLE]
Thus indeed,
[TABLE]
with the volume of normalized by .
We use (13) to compute the trace
[TABLE]
On the other hand, we can use Weyl’s character formula
[TABLE]
where is half the sum of positive roots of , to compute . In case the rank is even, a system of positive roots is given by and for , so for . We obtain
[TABLE]
where for a vector we write . Thus, in the even rank case we obtain
[TABLE]
In case the rank is odd, there are the additional positive roots , , so and
[TABLE]
Thus in the case of odd rank
[TABLE]
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] E. Freitag: Siegelsche Modulformen, Grundlehren der mathematischen Wissenschaften 254 (1983), Springer
- 3[3] E. Freitag: Singular modular forms and theta relations, Lecture notes in mathematics 1487, Springer (1991).
- 4[4] R. Godement: Fonctions holomorphes de carreé sommable dans le demi-plan de Siegel, Sem. H. Cartan 6, E. N. S. (1957/58), 1-22.
- 5[5] B. H. Gross, D. B. Zagier: Heegner points and derivatives of L-series, Invent. Math. 84 (1986), no. 2, 225-320.
- 6[6] K. Maurischat: On holomorphic projection for symplectic groups, J. Number Theory, Vol. 182 (2018), 131-178.
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