
TL;DR
This paper extends the Wong-Rosay theorem to domains with piecewise smooth, strictly pseudoconvex boundary points, broadening the understanding of complex domain automorphisms.
Contribution
It introduces a Wong-Rosay type theorem applicable to domains with piecewise smooth, strictly pseudoconvex boundaries, which was not previously established.
Findings
Established a Wong-Rosay theorem for piecewise smooth boundary points
Broadened the class of domains where the Wong-Rosay theorem applies
Provided new insights into the automorphism groups of such domains
Abstract
We prove a Wong-Rosay type theorem for a domain with a piecewise smooth generic strictly pseudoconvex boundary point.
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Taxonomy
TopicsHolomorphic and Operator Theory · Analytic and geometric function theory · Algebraic and Geometric Analysis
On the Wong-Rosay theorem
Alexandre Sukhov
Abstract. We prove a local version of the Wong - Rosay theorem for a domain with a piecewise smooth generic strictly pseudoconvex boundary point.
MSC: 32H02.
Key words: strictly pseudoconvex domain, automorphism group.
1 Introduction
Let be a domain with non-empty boundary in a complex manifold of complex dimension .
Definition 1.1
We say that is a piecewise smooth generic strictly pseudoconvex (boundary) point if the following assumptions hold:
- (i)
there exists an open connected neighborhood of in such that
[TABLE]
Here every function is strictly plurisubharmonic on , and .
- (ii)
* on .*
Of course, the condition (i) can be stated in the equivalent form: the hypersufaces ( the local faces of ) are strictly pseudoconvex i.e. the Levi from of each is positive defined on the holomorphic tangent bundle of . The condition (ii) assures that the real submanifold (the corner) is generic. A point is smooth if . Of course, in this case a boundary point is a usual strictly pseudoconvex point.
We denote by the holomorphic automorphism group of equipped with the compact open topology. The limit set of is the set of points such that there exists a point and a sequence of automorphisms in satisfying .
If are the standard coordinates of , we write with , and with . Also, denotes the Euclidean norm. In what follows we use the notation
[TABLE]
for the Euclidean unit ball of and we denote by
[TABLE]
the unbounded realization of (recall that the domain is biholomorphic to via the Caley transform).
The goal of the present paper is to prove the following
Theorem 1.2
Assume that the limit set of contains a piecewise smooth generic strictly pseudoconvex point . Then is biholomorphic to and is a smooth strictly pseudoconvex point.
This result is definitive: neither the condition (i) nor the condition (ii) in Definition 1.1 can be dropped as show the following examples.
First, consider the domain
[TABLE]
which is invariant with respect to the 1-parameter family of dilations , . This family is non-compact because it degenerates when and the origin belongs to the limit set of . However, is not biholomorphic to . The domain satisfies (ii), but does not satisfy (i): one of the faces is not strictly pseudoconvex.
Second, consider the domain
[TABLE]
invariant with respect to the same family of dilations . Of course, is not biholomorphic to as well. Here the assumption (i) holds, but (ii) fails at the origin (thought ).
Theorem 1.2 belongs to a series of results which often are called the Wong - Rosay type theorems. This short paper is not an appropriate place in order to present a detailed history and the state of art of this direction. Hence I restrict myself by results directly concerning the topic of present paper; in particular, I skip a discussion of (many beautiful) results dealing with the non-strictly pseudoconvex case.
The fact that a bounded strictly pseudoconvex domain in with the maximal possible dimension (equal to ) of (which a real Lie group ) is biholomorphic to , was known already to Elie Cartan [4]. One can view this phenomenon as a special case of the general differential geometric principle stating that structures with rich automorphism groups usually are flat. In [2] Burns - Shnider proved that a bounded strictly pseudoconvex domain in with non-compact automorphism group is biholomorphic to the unit ball. This was a striking and surprising result because the assumption of non-compactness of the group *a priori * does not impose restrictions on the dimension of . Their proof is based on the Chern - Moser theory [5] (more precisely they use the part due to Chern which extends the approach of E. Cartan to higher dimension; the approach of Moser is very different ) and requires a relatively high regularity (at least, ) of . The group is non-compact if and only if its limit set on the boundary of is not empty. Wong [18] and Rosay [15] discovered that the result of Burns - Shnider can be localized: it suffices to assume that the limit set of contains a strictly pseudoconvex point under the assumption that is bounded. Perhaps, their most important observation was that the phenomenon discovered by Burns - Shnider , in fact, can be treated without the Cartan - Chern - Moser approach. It turned out that other geometric tools (such as biholomorphically invariant metrics and normal families of holomorphic maps) are more efficient and lead to more general results. Later their approach was considerably simplified by Pinchuk [14] using his version of so called scaling method. The first purely local version of this phenomenon was obtained by Efimov [8]; he established Theorem 1.2 in the special case where is a smoooth strictly pseudoconvex point (i.e. in Definition 1.1). His result was extended by Gaussier - Kim - Krantz [11] to the case where is a domain in a complex manifold. In the non-smooth case, Coupet - Sukhov [7] proved that a bounded piecewise smooth strictly pseudoconvex domain with generic corners in is biholomorphic to the unit ball if is non-compact (and, therefore, the boundary of necessarily is smooth).
Theorem 1.2 generalizes all above mentioned results beginning by the works of Wong and Rosay. Our proof consists of two parts. The first one concerns a localization of the Kobayashi - Royden metric. The second (and the principal ) part is based on the scaling method. Notice that the proof of Efimov is based on the version of this method due to Pinchuk [14]. In the present paper we use the approach due to Frankel [9] which seems to be more adapted to the non-smooth case. A detailed presentation of various versions and applications of the scaling method is contained in the expository paper of Berteloot [1]. The approach of Frankel also was used in [7]. In the present paper we simplify the arguments from [7] reducing them to the known estimates of the Kobayashi-Royden metric. This works because we deal with a special type of boundary points while the theory of Frankel concerns general convex domains.
2 The Kobayashi-Royden metric and normal families
This section is preliminary. For the convenience of readers, I recall several results concerning the Kobayashi - Royden metric.
Fix any Riemannian metric on and use it in order to measure the distances on and norms of tangent vectors. In the case where we always use the standard Euclidean norm and metric. In what follows we denote by the unit disc in (i.e. ). Let also denotes the space of holomorphic maps from to ; we call such maps complex or analytic discs in .
Recall that the Kobayashi - Royden pseudometric of is defined on a point and a tangent vector by
[TABLE]
Denote by the usual Kobayashi pseudodistance of between points . According to the fundamental result of Royden [16], is an upper semicontinous function on the tangent bundle of and is the integration form of .
We will use the fundamental property of the Kobayashi-Royden pseudometric and the Kobayashi pseudodistance: they are holomorphically decreasing. Namely, if is a holomorphic map between two complex manifolds, then and . Recall also that is called hyperbolic at if there exists a constant such that for every tangent vector . A manifold is called locally hyperbolic, if it is hyperbolic at every point. Also is called (Kobayashi) hyperbolic if is a distance that is when ; in this case it induces the usual topology of . According to [16], is hyperbolic if and only if it is locally hyperbolic. Recall also [16] that is hyperbolic if and only if the family is equicontinuous (with respect to the usual topology of ). The Kobayashi ball with centre at and of radius is defined as
[TABLE]
Recall also that a manifold is called complete hyperbolic if it is a complete space with respect to the Kobayashi distance that is every Kobayashi ball is compactly contained in .
2.1 Localization and normal families
Here we discuss some results on localization and asymptotic behavior of the Kobayashi-Royden metric. Everywhere through this paper denotes a positve constant which is allowed to change its value from estimate to estimate.
We begin with the following localization principle which follows from Lemma 2.2 of [6]:
Lemma 2.1
Let be a picewise smooth strictly pseudoconvex point. There exist open neighborhoods of in and such that for every the Kobayashi ball is contained in .
The hypothesis of [6] requires an existence of a negative plurisubharmonic function on which is strictly plurisubharmonic (in the generalized sense) in a neighborhood of . Appying to the functions from (1) the construction from [17], one can extend each of these functions to a plurisubharmonic function , say , globally defined and negative on . Then the function satisfies the assumptions required in [6].
Since the Kobayashi distance is holomorphically decreasing, we obtain the following
Corollary 2.2
There exists such for every point and every holomorphic map with , one has .
It follows now from the definition of the Kobayashi-Royden metric that there exists a constant such that
[TABLE]
for all and . We refer readers to [1] for a detailed discussion of related results.
As one of the consequences of these localization results we have the following
Lemma 2.3
In the hypothesis of Theorem 1.2, there exists a subsequence of the sequence converging to the constant map uniformly on compact subsets of .
Choose coordinate neighborhood of small enough such that Corollary 2.2 can be applied. Let be a compact subset of containing the point . We claim that for each big enough. Consider two finite coverings of , respectively by open coordinate neighborhoods and , , such that , and the following holds:
- (i)
;
- (ii)
for every there exists a coordinate biholomorphism , such that , where and is given by Corollary 2.2;
- (iii)
one has ,
For every big enough, . Given unit vector , we apply Corollary 2.2 to the discs , . This implies that . Hence, there exists a subsequence, again denoted by , converging uniformly on to a holomorphic map . Since , by the maximum principle . Then by (iii), for big enough one has and a similar argument shows that . Repeating this argument for all , we conclude.
Corollary 2.4
* is a hyperbolic domain.*
Indeed, let be an arbitrary point of . Then for some big enogh . But the domain is biholomorphic to a bounded domain in and hence is hyperbolic. Therefore by (2) one has
[TABLE]
Here we used the fact that is hyperbolic. Hence is locally hyperbolic and so is hyperbolic.
2.2 Estimates
We assume that satisfies assumptions of Theorem 1.2.
The following upper bound on the Kobayashi-Royden infinitesimal metric is classical:
Lemma 2.5
There exist a constant and a (coordinate) neighborhood of in such that for each and and a tangent vector one has
[TABLE]
Indeed, the ball centered at and of radius is contained in so the estimate follows by the holomorphic decreasing property of the Kobayashi-Royden metric.
For a bound from below recall some results of [17].
Lemma 2.6
There exists a neighborhood of in and a constant such that
[TABLE]
for every and .
Finally, we need estimates of the Kobayashi-Royden metric on convex domains. Let be a convex domain, be a point and be a vector of . Consider a complex line through in the direction and denote by
[TABLE]
In other words, is the of radii of discs centred at and contained in . The following result is due to Graham [12] and Frankel [10]; a short geometric proof is obtained by Bedford - Pinchuk [3].
Lemma 2.7
Let be a convex domain in . For every and we have the estimate
[TABLE]
This result implies many useful consequences. For example, becomes convex after a biholomorphic change of coordinates near a smooth strictly pseudoconvex boundary point. Lemma 2.7 then implies that for vectors which are transverse (say, orthogonal) to the holomorphic tangent space to at . This implies the classical fact that a smoothly bounded strictly pseudoconvex domain is complete hyperbolic.
3 Proof of the main theorem
Our approach is based on [7] and employs the scaling method due to Frankel [9]. However, in difference with respect to [7] we do not use general results of Frankel on convergence of dilated families. Our proof is self-contained and uses only Lemma 2.7.
Assume that we are in hypothesis of Theorem 1.2.
3.1 Scaling
Suppose that is of the form (1) in a coordinate neighborhood of . Recall that the strictly pseudoconvex hypersurfaces are called faces of .
Lemma 3.1
There exists a local biholomorphic change of coordinates such that and is convex.
For the proof see Proposition 1.1 in [7]. In what follows we assume that the local coordinates are fixed accrding Lemma 3.1 so that is convex for small enough (with some abuse of notations we identify with ). Note that in these coordinates every local defining function of near the origin has the expansion
[TABLE]
where each is a positive defined Hermitian quadratic form and .
Let . Since the sequence converge to [math] uniformly on compact subsets of , one can assume that is an increasing sequence of domains in such that .
Fix a point which belong to for all . Set and consider the affine linear maps
[TABLE]
Define a new sequence of maps
[TABLE]
Note that
[TABLE]
Consider the images . Our ultimate goal is to prove that the sequence of convex domains converges in the Hausdorff distance to a domain and to determine this limit domain .
3.2 Convergence of domains
First we note that the tangent maps
[TABLE]
converge to [math]; therefore, the domains converge to the whole space . For this reason they do not affect our argument and we do not mention them anymore. Every domain is defined by
[TABLE]
Set and . Consider the functions
[TABLE]
Their expansions at the origin have the from
[TABLE]
Here are complex linear forms, are holomorphic quadratic forms and in view of (3) one has as ; are positive defined quadratic forms converging respectively to from (3). Finally, uniformly in .
Lemma 3.2
For every , the sequence converges (after passing to a subsequence) uniformly on compact subsets of as , to the function
[TABLE]
Here every is a complex linear from and every is a non-negative Hermitian quadratic from.
**Proof. **There exists such that for every and
[TABLE]
Since , one has
[TABLE]
Lemma 2.6 and Lemma 2.5 imply the estimates (for each ):
[TABLE]
which gives
[TABLE]
As a consequence we obtain that in (6) the sequence converges to [math] uniformly on compact subset of and converges uniformly on compact subsets of . It is also easy to see that converges to [math] uniformly on compact subsets of .
Next, it follows by (5) that for all anf . Therefore, there exists such that
[TABLE]
Since the domains are convex, by Lemma 2.7 one has
[TABLE]
for all and . Arguing by absurd, assume that the norms of the forms are not bounded in ; one can assume that . Then the functions converge to functions , where is a non-zero complex linear form. This means that the boundaries of convex domains approach the origin as and for some non-zero vector one has as .This contradiction proves that the sequence of norms of the forms is bounded and concludes the proof of Lemma.
Thus, the domains converge in the Hausdorff distance to the domain
[TABLE]
Our goal now is to prove that and is biholomorphic to .
3.3 Identification of . Case : the reheating
First we consider the simplest case whee . Then
[TABLE]
If a non-zero vector is contained in the intersection , then the complex line through the origin in the direction of is contained in and which contradicts to (8). Hence the restriction of on is positive defined and is biholomorphic to .
In order to conclude the proof of Theorem in this case we need the following
Lemma 3.3
The sequence of maps (4) converges (after passing to a subsequence) to a biholomorphism between and .
**Proof. **Fix a compact subset . Since the sequence of convex domains ) converges to , there exists such that for all . It follows from Lemma 2.7 that there exists such that
[TABLE]
Then the classical argument (see [16]) shows that the family is normal. Since for all , the sequence contains a subsequence converging uniformly on compact subsets of to a holomorphic map . On the other hand, the domain is hyperbolic (Corollary 2.4). Hence a similar argument implies the convergence of the family of inverse maps . Now the classical theorem of H.Cartan (see [13]) shows that is biholomorphic.
3.4 Identification of . Case : the general case
We consider now the case where . In this case it is appropriate to modify slightly the scaling sequence . Namely, consider the linear mappings
[TABLE]
[TABLE]
[TABLE]
Note that the sequence of linear maps converges to the identity map as ends to . Consider the sequence of maps
[TABLE]
and consider the domains
[TABLE]
Then
[TABLE]
Precisely as above, consider the functions
[TABLE]
Suppose that
[TABLE]
where are complex linear forms. Then the expansions at the origin have the from
[TABLE]
Here are complex linear forms as above (the components of ; the additional maps are introduced to the scaling process in order to make appear explicitely in this expansion), are holomorphic quadratic forms and in view of (3) one has as ; are positive defined quadratic forms converging respectively to from (3). Finally, . Here we have used the fact that the sequence converges to identity.
Now Lemma 3.2 can be applied for every . We obtain that converges (after passsing to a subsequence) to
[TABLE]
Here every is a complex linear form and every is a Hermitian quadratic from. Notice that the forms are non-negative, hence the functions are plurisubharmonic. The key observation is that we can obtain more information about the limit functions. Namely, since the norms of linear forms are bounded, the norms of the forms tend to [math]. Therfore, the functions can be written as
[TABLE]
where , , are complex linear forms. Furthermore, these forms are linearly independent. Indeed, if a non-zero vector is contained in the intersection of their kernels, then the complex line through the origin in the direction of is contained in the limit domain . But this contradicts the hyperbolicity of the convex domain at the origin, as above. Hence, after a complex linear change of coordinates becomes
[TABLE]
where we put and , and every Hermitian from is positive defined on the space . Then, as it is easy to see, the limit domain is hyperbolic . In fact, is biholomorphic to a bounded domain
[TABLE]
where the forms are positive defined on . In order to see this fact, it suffices to apply the Caley transform to every defining function in the space .
As in Lemma 3.3, now we conclude that the family is normal. Hence, is biholomorphic to as above.
The last Step of the proof is to show that .
Let be a biholomorphic map. Let be a boundary point of contained in the claster set of at . This means that there exists a sequence in converging to such that converges to . Then the map extends as a Holder continuous map on the boundary in a neighborhood of by Theorem 1.1 of [17]. Note that in [17] a boundary point from the source domain ( in our case) is required to be piecewise smooth strictly pseudoconvex. However, this assumption is imposed there because maps under consideration in [17] are only locally proper. In our case is biholomorphic, the domain admits a global defining plurisubharmonic function and Step 2 of the proof [17] (based on the Hopf lemma) goes through directly. The remaining part of the proof from [17] goes through literally which establishes the Holder continuity up to the boundary.
Now, when , every face of is foliated by complex lines. Then the argument of Theorem 1.2 of [17] or [7] shows that the Jacobian determinant of vanishes identically on a one-sided neighborhood of in and, therefore, everywhere on . This is a contradiction because is a biholomorphic map. Hence, . The proof is finished.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 3[3] E.Bedford, S.Pinchuk, Convex domains with noncompact automorphism group , Mat. Sb. 185 (1994), 3-26.
- 4[4] E.Cartan, Sur la geometrie pseudo-conforme des hypersurfaces de l’espace de deux variables complexes , Ann. Mat. Pure Appl. 11 (1932), 17-90.
- 5[5] S.S. Chern, J. Moser, real hypersurfaces in complex manifolds , Acta Math. 133 (1974), 219-271.
- 6[6] E.Chirka, B.Coupet, A.Sukhov, On boundary regularity of analytic discs , Mich. Math. J. 46 (1999), 271-279.
- 7[7] B.Coupet, A.Sukhov, On the boundary rigidity phenomenon for automorphisms of domains in ℂ n superscript ℂ 𝑛 \mathbb{C}^{n} , Proc. Amer. Math. Soc. 124 (1996), 3372-3380.
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