Detectable dimension-6 proton decay in SUSY SO(10) GUT at Hyper-Kamiokande
Naoyuki Haba, Yukihiro Mimura, Toshifumi Yamada

TL;DR
This paper shows that a specific SUSY SO(10) GUT model predicts an enhanced dimension-6 proton decay rate, making it detectable at Hyper-Kamiokande, unlike minimal SUSY SU(5) models.
Contribution
It identifies a SUSY SO(10) GUT framework with specific Higgs fields that leads to a larger, observable proton decay rate due to Planck-suppressed SU(5)-breaking VEVs.
Findings
Proton decay width is within Hyper-Kamiokande's detection range.
SU(5)-breaking VEVs are enhanced by Planck-suppressed terms.
The gauge boson masses are smaller, increasing decay rate.
Abstract
In the minimal SUSY SU(5) GUT with TeV SUSY particles and or below self-coupling for the GUT-breaking Higgs field, the width of the dimension-6 proton decay is suppressed below the reach of Hyper-Kamiokande. In this paper, we point out that a SUSY SO(10) GUT which adopts only GUT-breaking Higgs fields leads to an enhanced dimension-6 proton decay width detectable at Hyper-Kamiokande. The enhancement is because the SU(5)-breaking VEV of arises due to Planck-suppressed terms, , and is therefore substantially larger than the other VEVs that conserve SU(5). As a result, the GUT gauge boson mass is about smaller than the GUT gauge boson mass and can induce a fast dimension-6 proton…
| (i-A) | 0.1 | 0.068 | 0.24 | 3.4 | |||||
| (i-B) | 0.1 | 0.057 | 0.25 | 4.7 | |||||
| (ii-A) | 0.01 | 0.069 | 0.25 | 4.3 | |||||
| (ii-B) | 0.01 | 0.059 | 0.24 | 3.7 | |||||
| (iii) | 0.1 | 0.063 | 0.24 | 4.0 | |||||
| (iii′) | 0.1 | 0.043 | 0.22 | 7.2 | |||||
| (iii) | 0.1 | 0.063 | 0.24 | 4.0 | |||||
| (iii) | 0.1 | 0.066 | 0.36 | 5.1 |
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**Detectable dimension-6 proton decay
in SUSY SO(10) GUT at Hyper-Kamiokande **
Naoyuki Haba, Yukihiro Mimura and Toshifumi Yamada
*Institute of Science and Engineering, Shimane University, Matsue 690-8504, Japan *
Abstract
In the minimal SUSY SU(5) GUT with TeV SUSY particles and or below self-coupling for the GUT-breaking Higgs field, the width of the dimension-6 proton decay is suppressed below the reach of Hyper-Kamiokande. In this paper, we point out that a SUSY SO(10) GUT which adopts only GUT-breaking Higgs fields leads to an enhanced dimension-6 proton decay width detectable at Hyper-Kamiokande. The enhancement is because the SU(5)-breaking VEV of arises due to Planck-suppressed terms, , and is therefore substantially larger than the other VEVs that conserve SU(5). As a result, the GUT gauge boson mass is about smaller than the GUT gauge boson mass and can induce a fast dimension-6 proton decay. Through a numerical analysis on threshold corrections of the GUT gauge bosons and the physical components of the GUT-breaking Higgs fields, we confirm that the dimension-6 proton decay can be within the reach of Hyper-Kamiokande.
1 Introduction
The dimension-6 proton decay is an important prediction of the grand unified theory (GUT) [1]. The Super-Kamiokande experiment currently gives the bound of the partial proton lifetime years (90% confidence level) [2], and it will be searched up to years at level by a 10 year exposure of one 187 kton fiducial volume detector at Hyper-Kamiokande (HK) [3]. Now that the HK experiment is scheduled to start in 2026, it is time to survey GUT models which predict the dimension-6 proton decay within the discovery reach.
In the minimal supersymmetric (SUSY) SU(5) GUT [4, 5, 6] with TeV SUSY particles, the partial lifetime for the dimension-6 proton decay via GUT gauge boson exchange is predicted to be more than a few times years naively. The gauge coupling unification condition does not directly give the mass of the GUT gauge boson, because the mass of the physical components of the SU(5)-breaking Higgs field 24H cannot be determined theoretically. The GUT gauge boson mass becomes heavier (the proton lifetime is longer) if the self-coupling of 24H is smaller. 111 In non-SUSY SU(5) GUTs, some choices of GUT Higgses yield models that survive the SK bound and will be explored at HK [16].
The SUSY GUTs also predict the dimension-5 proton decay via colored Higgs exchange [7], such as , whose current bound reads years [8] and which often gives a severe constraint on the model construction. There are several ways to suppress the dimension-5 decay to a harmless level, e.g., by enhancing the colored Higgs mass with SUSY particle threshold with large wino/gluino mass ratio [9], with non-renormalizable superpotential of adjoint representations [10], or with GUT particle thresholds in non-minimal models for the gauge coupling evolutions [11]. Other ways include assuming heavy squarks, or utilizing a cancellation among multiple Higgs couplings. Compared to the dimension-5 decay, the dimension-6 proton decay involves less parameters and its naive prediction is above the current experimental bound. Therefore, it is worth pursuing the possibility that will be observed at HK. In fact, as the LHC results imply that the SUSY particles have mass above multi-TeV scale, some people revisit the unification conditions in the context of the high-scale SUSY scenario [12, 13, 14, 15]. As the wino and gluino are heavier, the unification scale becomes lower, and it can reach the discovery range of HK for 10-100 TeV wino and gluino masses.
What about the dimension-6 proton decay in SUSY SO(10) GUTs? The breaking pattern of the SO(10) symmetry has room for the existence of intermediate scales, and thus the prediction of the dimension-6 proton decay varies in a wide range. Among various choices of the Higgs representations to break SO(10) to the SM gauge symmetry, the simplest choice is , which is also the most economical in view of the total contribution to the beta coefficient for gauge couplings. The above choice of the Higgs representations gives characteristic vacua where the GUT gauge boson with SM charge , which is absent in SU(5) GUT, is about lighter than the GUT gauge boson with SM charge , which is also present in SU(5) GUT. In the vacua, therefore, the dimension-6 proton decay width is enlarged compared to the minimal SU(5) model due to the exchange of the light gauge boson. So, it is worth scrutinizing the prediction of the dimension-6 proton decay in the above model, since the predicted proton lifetime can be in the range of HK. To our best knowledge, this simple SO(10) model has not been investigated in light of experimental accessibility of the dimension-6 proton decay. In this paper, we will show a numerical calculation of the dimension-6 proton decay in the SO(10) model with GUT-breaking Higgs fields.
We also find that in the characteristic vacua of the above model, the colored Higgs mass is enhanced by about 576 compared to the minimal SU(5) model due to threshold corrections of GUT gauge bosons and physical components of GUT-breaking Higgs fields. 222 Considering this enhancement and uncertainty of the Yukawa coupling unification, we omit an analysis of the dimension-5 decay in this paper.
So, this SO(10) model exhibits an interesting tendency that the dimension-6 decay width is enhanced and the dimension-5 decay width is suppressed.
This paper is organized as follows: In Section 2, we present the spectrum of the SO(10) gauge bosons that gain mass via symmetry breaking with , and show that the dimension-6 proton decay width can be enlarged. In Section 3, we study how the characteristic SO(10) breaking vacua of the model are obtained. In Section 4, GUT-scale threshold corrections are evaluated for the calculation of the dimension-6 proton decay width. In Section 5, a detailed numerical result for the proton lifetime is presented. Section 6 is for the conclusion. In Appendix A, we show the mass spectrum of the multiplets which come from . In Appendix B, an alternative, renormalizable superpotential with representation GUT Higgs field is shown.
2 Spectrum of the SO(10) gauge bosons and proton decay
There are many ways to break the SO(10) gauge symmetry to the SM gauge symmetry. The most economical choice of the Higgs representations to break SO(10) is . We also introduce for -flatness. contains two SM singlets: a SU(5) singlet () and a SM singlet in SU(5) adjoint (). By general vacuum expectation values (VEVs) of and (without particular relations between them), SO(10) is broken down to . The SM singlet in (), which is a SU(5) singlet, develops a VEV to break (the singlet in () also gains a VEV with to keep D-flatness). Due to the absence of cubic term of , cannot acquire a VEV from the renormalizable superpotential. However, by introducing non-renormalizable, quartic terms of , can acquire a VEV to break SU(5).
The GUT gauge boson masses generated by the VEVs of , and are
[TABLE]
where , , and denote SO(10) gauge bosons whose SM charges are , , and , and , and are the VEVs of canonically-normalized SM singlets. The extra U(1) gauge boson mass is .
When , we obtain
[TABLE]
This ratio is easily obtained by the rule .
The dimension-6 proton decay operators are generated not only by the gauge boson exchange but also by the gauge boson exchange. The partial width of the dimension-6 proton decay is given by
[TABLE]
where are the renormalization factors for and operators. One finds that the gauge boson exchange gives much larger contribution when . The ratio of the decay width in SU(5) GUT () and in the SO(10) GUT with (now) is
[TABLE]
for , if the gauge boson masses are the same. Since the naive prediction of partial lifetime in SU(5) GUT is years, the prediction in the SO(10) with is years, which is on the current experimental bound at SK.
3 SO(10) breaking vacua in the model
We consider a superpotential for the GUT breaking Higgs fields (), () and (),
[TABLE]
where we define , and so that the multiplication of contraction of 2-anti-symmetric indices is removed by dividing by 2. The superpotential in terms of canonically-normalized SM singlets , in and in (Clebsch-Gordan coefficients for representation can be found in [17]) is given by
[TABLE]
The -flat conditions read
[TABLE]
where is a solution to
[TABLE]
In Eq. (10), the condition fixes the VEV of to be around . In Eq. (13), on the other hand, the VEV of (proportional to ) is fixed by a balance between the quadratic mass term and the quartic non-renormalizable term, and is large if , in which case we obtain
[TABLE]
Thus, vacua with are obtained333 If one adds a non-renormalizable term to the superpotential, new vacua with appear. However, the vacua we obtain in the main text remain stable with a correction of .
with a feasible assumption .
4 GUT-scale threshold corrections for the gauge coupling unification
The gauge coupling unification conditions [24] in SUSY SO(10) GUT are written as444 The SUSY particle threshold contributions in the respective equations are more precisely written as
(15)
(16)
where , are higgsino and heavier Higgs masses, and are gluino and wino masses. From these equations, one finds that the colored Higgs mass is larger for a smaller ratio of , and the unification scale becomes smaller for heavier wino and gluino masses.
[TABLE]
[TABLE]
where are the SO(10) gauge boson masses which we have already defined, is the colored Higgs mass, and stands for the degree of physical modes under the SM decompositions. We define and where gives the beta coefficient contribution of the respective multiplet, . Because the would-be-Goldstone modes which are eaten by the gauge bosons lack from the multiplets, we obtain
[TABLE]
The RGEs give
[TABLE]
and the GUT gauge boson and colored Higgs masses depend on threshold corrections of GUT-scale particles.
The and representations are decomposed under SU(5) as . and . One linear combination of the ’s (and ’s) from and () is absorbed by the gauge bosons . For , the linear combination to be absorbed mainly comes from . The other linear combination is a physical mode and we denote its components by (which respectively have the same SM charge as ). For , their masses satisfy the ratio (see Appendix A for the derivation)
[TABLE]
The representation in contains a SU(3)c adjoint and a SU(2)L adjoint as physical modes. Their masses can be calculated (using the minimization conditions) as
[TABLE]
and when , we find
[TABLE]
The other physical Higgs modes are the in . We additionally introduce two representations to generate renormalizable Yukawa couplings that give fermion masses after electroweak symmetry breaking. Then, there are three heavy colored Higgs fields , , and two heavy Higgs doublets around the GUT scale.
Now the gauge coupling unification conditions are specified as
[TABLE]
In the vacua with , we obtain from Eqs. (5),(23),(26),
[TABLE]
Due to the factor , the colored Higgs mass can be much larger than in the minimal SU(5) model. As for the gauge boson mass, in the minimal SU(5) model, one has and where is proportional to the self-coupling of the SU(5) adjoint representation. is arbitrary unless it far exceeds , and people often assume , which gives . In the current SO(10)-breaking vacua , if we write , is always much smaller than 1 because the masses of the SU(3)c adjoint and SU(2)L adjoint particles are roughly , while the gauge boson mass is roughly . To be specific, we get from Eqs. (28),(30),
[TABLE]
[TABLE]
Therefore we find
[TABLE]
which equals 0.1 for and GeV. It follows that is a little larger than . Nevertheless, the gauge boson satisfying enhances the dimension-6 proton decay width compared to the minimal SU(5) model.
To summarize, in the SO(10)-breaking vacua with , the colored Higgs is made heavier by the GUT-scale threshold corrections, and the dimension-5 proton decay is suppressed compared to the minimal SU(5) model. On the other hand, the dimension-6 proton decay width is roughly 100 times enlarged and we have years, which is in the scope of HK.
Suppression of the dimension-5 proton decay is also achieved by making the ratio of gluino and wino masses smaller, and enhancement of the dimension-6 proton decay is achieved by increasing their product , as seen from the SUSY particle threshold correction formulas. Hence, in the high scale SUSY scenario, the dimension-6 proton decay is detectable at HK even in the minimal SUSY SU(5) model. In contrast, in our SO(10)-breaking vacua , the GUT-scale threshold corrections enhance the dimension-6 proton decay width to a detectable level, even if SUSY particle masses are a few TeV.
We comment on the case when the is replaced by representation. In this case, when a vacuum with is chosen, multiplet is about lighter than the other components in the representation. Since this multiplet has , it gives a large threshold correction and renders the colored Higgs too light.
5 Numerical result
In the previous section, we have used 1-loop relations to describe qualitative behaviors. In this section, we will show a numerical result using 2-loop RGE evolutions [18, 19]. In the result, we use the central value of the 5-flavor strong coupling, [20]. The colored Higgs mass is sensitive to the value of the strong coupling, while the GUT gauge boson masses are less sensitive. The proton lifetime is about larger if we use the value . We assume all the SUSY particle masses to be 2 TeV except for the wino mass, which is taken to be 500 GeV.
The decay width of is [21]
[TABLE]
where we use proton mass GeV, chiral Lagrangian parameters , , hadron matrix element for proton decay at 2 GeV [22], decay constant GeV, renormalization factors down to 2 GeV, , (The two-loop renormalization factors are calculated in [23]). From the SO(10) gauge coupling unification, we obtain .
Before presenting the main result, we show an estimate on the partial proton lifetime. Under the approximations with
[TABLE]
and
[TABLE]
the partial proton lifetime is found to be
[TABLE]
As discussed in the previous section, in the current SO(10)-breaking vacua because the VEV of is roughly the geometrical average of and while are roughly , and we get for and GeV.
It is interesting to compare the above estimate with the prediction of the minimal SU(5) model. In the minimal SU(5), we define where is proportional to the self-coupling of the adjoint field that breaks SU(5). Then, the partial proton lifetime is found to be
[TABLE]
We observe that the partial lifetime decreases by in our SO(10)-breaking vacua compared to the minimal SU(5) model, for natural values of and .
The estimate for our SO(10)-breaking vacua, Eq. (38), receives corrections from the small VEVs of that perturb the mass ratios. In Table 1, we show precise numerical values. Here, we fix GeV, and take benchmark values for and . We solve the -flat conditions Eqs. (10)-(13) and the unification conditions by varying and the colored Higgs mass. Since Eq. (13) is a quadratic equation, there are two solutions. If , is real and the mass spectrum splits into two, both of which are tabulated. If , is complex and the two solutions yield the same mass spectrum in terms of the absolute values.
From (iii) and (iii) of Table 1, we find that the mass spectrum is not sensitive to . This is because the relation gives . Although depends on , the ratio does not depend on for . As a result, once is chosen to realize the gauge coupling unification, the mass spectrum is almost independent of . On the other hand, when is smaller, the SU(3)c adjoint and SU(2)L adjoint particles become lighter ( is smaller), and the proton lifetime becomes longer, as seen from (iii) and (iii′) of Table 1. Consequently, the proton lifetime cannot be bounded from above theoretically. Still, it is interesting that for , the dimension-6 proton decay is detectable at HK.
In the benchmarks of Table 1, the effective colored Higgs mass, , is GeV. The relation is realized with a large coupling of (see Appendix A). Since the dimension-5 proton decay amplitudes also depend on details of the Yukawa coupling unification, we do not discuss the dimension-5 decay in this paper.
6 Conclusion
We have studied the dimension-6 proton decay in a SUSY SO(10) GUT with only GUT-breaking Higgs fields. Since the SU(5)-breaking VEV of is induced by the Planck-suppressed, quartic superpotential for , this VEV is larger than the SU(5)-conserving VEVs. This results in a suppression of the gauge boson mass compared to the gauge boson mass. On the other hand, the masses of the SU(3)c adjoint and SU(2)L adjoint particles from 45H are much smaller than the gauge boson mass and this enhances the latter when the unification condition is fulfilled. Still, the mass of the gauge boson can be below GeV (for and GeV) and can thus give rise to a fast dimension-6 proton decay detectable at Hyper-Kamiokande.
Appendix A Mass spectrum
and representations are decomposed under SU(5) as and . One linear combination of the ’s (and ’s) from and () is absorbed by GUT gauge bosons, , , and . The other linear combination yields physical modes , , and . The mass matrix of each component of the ’s can be written as
[TABLE]
where
[TABLE]
where and . We can verify that one eigenvalue is zero when the -flat conditions are used. The mass of the physical mode is . In the limit with , dominates, but can be non-negligible for due to the large factor . Using the minimization condition, we obtain for .
The masses of isospin doublet and color triplet Higgses are obtained from the superpotential
[TABLE]
and the mass term is
[TABLE]
[TABLE]
where
[TABLE]
and . The doublet-triplet splitting needs fine-tuning. Without loss of generality, is set to zero by a rotation of . In this basis, by the fine-tuning , we have one pair of doublets massless. in this basis should dominantly give the large top quark Yukawa coupling. The mass of the corresponding triplet is roughly for .
Appendix B Renormalizable model obtained by employing
In the main text, we have considered the model with and with non-renormalizable quartic terms of . In this appendix, for readers who prefer renormalizable models, we show that a renormalizable superpotential with (whose SM singlet component is denoted by ) can also provide the wanted vacua where (and ).
The superpotential for the SM singlets is
[TABLE]
From the -flat conditions, we obtain
[TABLE]
where is a solution of the following equation:
[TABLE]
Vacua with are obtained by assuming , which gives
[TABLE]
The is decomposed as under SU(5). The mass matrices of the adjoint representations after SU(5) breaking are
[TABLE]
for and
[TABLE]
for . For , , and we obtain the masses of the lighter adjoint fields (using ) as and , and hence . We have thus verified that the mass ratio is the same as the model with the non-renormalizable terms, which is obtained by integrating out .
Acknowledgement
This work is partially supported by Scientific Grants by the Ministry of Education, Culture, Sports, Science and Technology of Japan, Nos. 17K05415, 18H04590 and 19H051061 (NH), and No. 19K147101 (TY).
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