Information entropy as a measure of tunneling and quantum confinement in a symmetric double-well potential
Neetik Mukherjee, Arunesh Roy, and Amlan K. Roy

TL;DR
This paper uses information entropy measures to analyze quantum tunneling and confinement in a symmetric double-well potential, demonstrating that entropy-based uncertainty relations provide better insights than traditional methods.
Contribution
It introduces an entropy-based approach to quantify quantum phenomena in double-well systems, offering a more effective interpretation than conventional uncertainty products.
Findings
Entropy measures outperform traditional uncertainty in describing tunneling.
Total entropy and phase-space area increase with barrier height.
Phase-space analysis offers semiclassical insights into quantum confinement.
Abstract
Information entropic measures such as Fisher information, Shannon entropy, Onicescu energy and Onicescu Shannon entropy of a symmetric double-well potential are calculated in both position and momentum space. Eigenvalues and eigenvectors of this system are obtained through a variation-induced exact diagonalization procedure. The information entropy-based uncertainty relation is shown to be a better measure than conventional uncertainty product in interpreting purely quantum mechanical phenomena, such as, tunneling and quantum confinement in this case. Additionally, the phase-space description provides a semiclassical explanation for this feature. Total information entropy and phase-space area show similar behavior with increasing barrier height.
| E | E | E | |
|---|---|---|---|
| 25 | 23.595951394689 | 23.595951394587 | 18.035962277239317 |
| 50 | 23.5959513947022885 | 23.5959513947022765 | 18.12991112369145 |
| 75 | 23.5959513947022929177 | 23.5959513947022929105 | 18.129911166285982 |
| 100 | 23.595951394702293117574292 | 23.59595139470229311739743 | 18.129911166285953197575 |
| 0.5 | 4.951 129 323 254 | 19.774 534 179 208 | 44.452 073 829 740 | 78.996 921 150 747 |
| (4.951 129 323 254) | (19.774 534 179 208) | (44.452 073 829 740) | (78.996 921 150 747) | |
| 1.0 | 1.298 459 832 032 | 5.075 582 015 227 | 11.258 825 781 482 | 19.899 696 650 183 |
| (1.298 459 832 032) | (5.075 582 015 226) | (11.258 825 781 482) | (19.899 696 650 183) | |
| 2.0 | 0.537 461 209 282 | 1.764 816 438 780 | 3.399 788 241 107 | 5.584 639 079 031 |
| (0.537 461 209 281) | (1.764 816 438 780) | (3.399 788 241 107) | (5.584 639 079 031) | |
| 5.0 | 0.500 000 000 078 | 1.500 000 003 672 | 2.500 000 084 018 | 3.500 001 221 456 |
| (0.500 000 000 076) | (1.500 000 003 671) | (2.500 000 084 018) | (3.500 001 221 456) |
| 0.5 | 2.5 | 2.75 | 2.0,2.5,4.25 | 4.25 | 2.5 | 3.5 | 2.5,5.0,6.75 | 3.5 |
|---|---|---|---|---|---|---|---|---|
| 1.0 | 3.75 | 4.25 | 3.0,4.25,7.0 | 7.0 | 3.75 | 5.75 | 4.0,7.75,10.75 | 5.75 |
| 2.0 | 6.0 | 6.75 | 5.0,6.5,11.0 | 11.0 | 6.0 | 9.0 | 6.25,12.5,17.0 | 9.0 |
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Information entropy as a measure of tunneling and quantum confinement
in a symmetric double-well potential
Neetik Mukherjee
Corresponding author. Email: [email protected].
Department of Chemical Science
Indian Institute of Science Education and Research (IISER) Kolkata, Mohanpur-741246, Nadia, West Bengal, India
Arunesh Roy
Present address: Zernike Institute for Advanced Materials, University of Groningen, 9747 AG Groningen, The Netherlands.
Department of Physical Science
Indian Institute of Science Education and Research (IISER) Kolkata, Mohanpur-741246, Nadia, West Bengal, India
Amlan K. Roy
Corresponding author. Email: [email protected].
Department of Chemical Sciences
Indian Institute of Science Education and Research (IISER) Kolkata, Mohanpur-741246, Nadia, West Bengal, India
Abstract
Information entropic measures such as Fisher information, Shannon entropy, Onicescu energy and Onicescu Shannon entropy of a symmetric double-well potential are calculated in both position and momentum space. Eigenvalues and eigenvectors of this system are obtained through a variation-induced exact diagonalization procedure. The information entropy-based uncertainty relation is shown to be a better measure than conventional uncertainty product in interpreting purely quantum mechanical phenomena, such as, tunneling and quantum confinement in this case. Additionally, the phase-space description provides a semi-classical explanation for this feature. Total information entropy and phase-space area show similar behavior with increasing barrier height.
PACS Numbers: 03.65-w, 03.65Ca, 03.65Ta, 03.65.Ge, 03.67-a
Keywords: Symmetric double-well potential, Shannon entropy, Fisher information, Onicescu energy, Tunneling, Quantum confinement.
I Introduction
Quantum confinement is a measure of particle localization razavy2003quantum . In a system, where tunneling is present, amplitude of tunneling depends on strength of the barrier of potential energy landscape, and so is quantum confinement. Tunneling is essentially related to the probability of finding a particle even in classically forbidden regions. It also indicates delocalization of a particle through a barrier schumm2005matter . In other words, tunneling increases the uncertainty of finding a particle under confinement niquet2000quantum . The well-known uncertainty relation griffiths1995introduction ,
[TABLE]
() implies that the momentum of a quantum particle becomes increasingly more uncertain with an increase in certainty of finding the particle in spatial confinement and vice-versa. Equation (1) has been successfully used to study uncertainty-like relationship in case of spherically symmetric potentials including radial position-momentum uncertainties in Klein-Gordon H-like atoms (tsapline1970expectation, ; majernik1997entropic, ; grypeos2004hvt, ; kuo2005uncertainties, ; qiang2006radial, ; qiang2008radial, ). Uncertainty in position space is known to provide a good measure of spatial delocalization vidal2000interaction of a quantum particle. However, although it provides a lower bound on the information content, it does not quantify the full information content of a particle in a given quantum state.
Arguably, the double-well (DW) represents one of the most important potentials in quantum mechanics as it offers much valuable insight towards the understanding of various quantum phenomena. It has been a subject of considerable research activity from the dawn of quantum mechanics till today (see, for example griffiths1995introduction ; merzbacher98 ; jelic2012 ). A particle in a symmetric DW potential is a prototype of a system for which an understanding of full quantum mechanical description of confinement needs a more complete theory than that of the traditional uncertainty product relation, Eq. (1). It has relevance in several physical, chemical phenomena in which the potential can be modeled as a two-state system verguilla1993tunneling , wherein one may identify two wells as two different states of a quantum particle. These applications range from hydrogen bonding somorjai1962double , umbrella flipping of ammonia molecule campoy1989inversion ; Tserkis2014497 , anomalous optical lattice vibrations in HgTe kozyrev2010 , proton transfer in DNA RevModPhys.35.724 to model brain micro-tubules faber2006information , internal rotation hammons1979electron , etc., to name a few. Physics of solid-state devices holmes1980addendum , solar cells and electron tunneling microscopes holmes1980addendum constitute some other important applications. These constitute some of the major motivations behind choosing this potential.
In case of a DW, there exists an interesting interplay between localization and delocalization effects. These competing effects lead to a number of quasi-degenerate pair states. An increase in the positive term (strength) reduces spacing between classical turning points but at the same time, reduces barrier area as well as barrier height (refer to Eq. (2) later). Conversely, the negative term increases spacing between classical turning points but also increases barrier area and barrier height. This invites a careful analysis of these two responses from a more complete viewpoint. In this context, the primary motivation is to study DW potentials using information entropy (IE)-based measures, leading to a fuller description of such contrasting effects. It is worth mentioning that, throughout the article, unless otherwise specified, IE implies any one of the four quantities defined later in Section III.
At first, Eq. (1) is used to interpret quantum confinement in a symmetric 1D DW potential (main focus of this work), which is written in the following form,
[TABLE]
where are two positive integers such that , and signifies barrier height. In what follows, we consider the specific case of , unless mentioned otherwise. It is because, this choice corresponds to the simplest possible DW case within the polynomial potential family in Eq. (2). One requires a quartic and quadratic term; former should be positive while latter negative. Exact analytical solution of this model potential has not been reported as yet; many approximate methods were developed over the years. Energy spectra of this and central DW potentials along with many interesting facets have been reported in a number works. Literature is vast; some representative ones are given here child2000quantum ; zappala2001 ; turbiner2005 ; zhao2005 ; pedram2010 ; amadou2015 . It is appropriate to mention here that the characteristic feature of quasi-degeneracy pathak1995eigenstates present in a DW potential can not be examined from commonly used uncertainty relation, Eq. (1).
Now a plot of traditional uncertainties (in position and momentum space and their products) of above potential with respect to is given in left, right panels of Fig. (1) for ground, first excited state respectively. It reveals that, for both states , increase monotonically with . However, , with increase in , at first tends to decrease slightly from its starting value, attains a minimum at a particular and finally goes on increasing (although at a much lower rate compared with the other two). But these trends cannot be used to interpret either confinement (trapping of particle within one of the wells) or tunneling.
During the past three decades information measures have evolved in to a subject of considerable topical interest (cover2012elements, ). Ever since the inception, these have provided major impetus not only in the domain of statistical mechanics but also in many diverse fields. IE has been used to handle divergent perturbation series (bender1987maximum, ), image reconstruction and spectral interpretation (skilling1991maximum, ), polymer science (la2003constrained, ), thermodynamics (poland2000maximum, ; singer2004maximum, ; antoniazzi2007maximum, ), etc. Later, numerical (agmon1979algorithm, ; mead1984maximum, ) and practical implementation of various related quantities has attracted significant attention from many researchers. Also, in a purely quantum-mechanical context, these have been discussed covering a broad range of topics (bialynicki1975uncertainty, ; atre2004quantum, ; plastino1995quantum, ). Primarily, the curiosity behind these entropic measurements grew out of the notions of IE in position and momentum spaces that led to entropic uncertainty relations (bialynicki1975uncertainty, ; aydiner2008quantum, ). Lately, IE has been extensively studied for confined quantum systems ranging from confined harmonic oscillator (laguna2014quantum, ) to confined atom (patil2007characteristic, ; romera2005fisher, ; toranzo2014pauli, ). The interest in the subject continues to grow day by day.
Initially, maximization of IE with known values of first few moments was carried out exhaustively for a number of problems to find ground quantum stationary states (canosa1989ground, ; plastino1995quantum, ). Later it was found that, in place of supplying values of individual moments it is more profitable to employ principle with moment recursion relations as constraints (bandyopadhyay2001maximum, ; bandyopadhyay2002exploiting, ), which are obtainable by analyzing a given problem. Such a route yields nice results for both stationary quantum states and classical chaotic states (bandyopadhyay2001maximum, ). A neat WKB analysis was imitated to find variation of IE with a quantum number for stationary states in potentials (dehesa2002quantum, ; bandyopadhyay2002exploiting, ). This study reveals an increase in IE with state index , except for confined systems. Later, spectroscopic relevance of IE in detection of avoided crossings has been highlighted (gonzalez2003shannon, ), taking explicit example of a H-atom in presence of an external perturbation.
It is well known that, IE offers a stronger bound (patil2007characteristic, ) than that given by the traditional uncertainty relation, Eq. (1). One can study the measures in conjugate position and momentum space. In past few years there has been an upsurge of interest in Shannon entropy for a variety of potentials, such as Pöschl-Teller-like sun2013quantum , Rosen-Morse sun2013quantum1 , squared tangent well dong2014quantum , position-dependent mass Schrödinger equation yanez2014quantum , hyperbolic valencia2015quantum , infinite circular well song2015shannon , hyperbolic DW sun2015shannon potential, etc. In this endeavor, our objective is threefold. First, to study various measures such as, Fisher Information (I) (frieden2004science, ; romera2005fisher, ), Shannon Entropy (S) (shannon1951prediction, ), Onicescu Energy (E) (agop2014implications, ) and Onicescu-Shannon Information (OS) (LpezRuiz1995321, ; chatzisavvas2005information, ; panos2007comparison, ), in a symmetrical DW potential, in both position and momentum space. Besides, we also calculate net information measures of all the above said entropy-based quantities to analyze the behavior of a quasi-degenerate pair in DW. Subsequently, these IEs are employed to interpret the confinement and trapping karski2009quantum of particle within one of the potential wells. Secondly, we have made an attempt to explain probability () of finding the particle within the barrier using IE measures. For this, is calculated following a semi-classical approximation maslov2001semi ,
[TABLE]
Here, denotes classical turning point of the particle within the barrier. Finally, the rate of change of these IEs with respect to is examined to get further insight into the possibility of transfer of information from position to momentum space. There are three possibilities,
[TABLE]
Equation (4) indicates that the rate of change of w.r.t. is exactly equal to rate of change of w.r.t. ; thus total IE is conserved and one gets the harmonic trend. The remaining two inequalities imply that the rate of change of w.r.t. is not equal to rate of change of w.r.t. ; then we can expect an extremum in at certain values of . Additionally, we make an attempt to correlate total IE with phase-space area (),
[TABLE]
Phase-space description is a semi-classical concept ceausu2014phase . Thus, while IE offers a purely quantum mechanical view, can provide a semi-classical angle in the study of DW manfredi2000entropy . Recently, phase-space IE calculation for a DW has already been done using Wigner probability distribution function (ceausu2014phase, ). Thus in this work, our objective is to relate the IE results with phase-space calculations. Additionally, efforts are made to examine variation of phase-space area with respect to (a) the onset of tunneling (b) changes in and (c) confinement.
II Methodology
For our purposes, the DW potential is conveniently written as,
[TABLE]
An increase in the quartic parameter, reduces separation between classical turning points and decreases barrier strength. Thus, on one hand, it increases localization and on the other hand, decreases the confinement of particle within a well. An increase in also causes competing effects on the particle. It leads to an increase in the separation of classical turning points implying added delocalization of particle, whereas at the same time, barrier area and barrier height increase, promoting localization into one of the wells.
It may be noted that, the lowest states where effect of -variation is observed most prominently, are ground and first excited state; hence our study mostly focuses on these two states. However, we also analyze the effect of on second and third excited state, to verify if the qualitative trends remain unaltered from first two states. It is also worthwhile to study how the successive appearance of nodes in wave function (as state index increases) impacts the behavior of IE. Note that the last term in Eq. (2) shifts the minimum at zero to make energy value positive. The potential is symmetric around and location of two minima are at , while the maximum value of potential becomes jelic2012 .
The Hamiltonian in position space is:
[TABLE]
whereas in momentum space, this reads,
[TABLE]
For sake of convenience, we choose and .
II.1 Variation-induced exact diagonalization
One needs eigenvalues, eigenfunctions to calculate IE of respective states of DW potential. This was initially attempted using variation method for a particle-in-a box basis set. Although we were successful in obtaining position-space IE in this way, this choice of basis was found to be unsuitable for the same in momentum space, as eigenstates of Hamiltonian corresponds to a shifted Dirac-Delta function. This is because, momentum eigenstates are obtained by performing a Fourier transform of position eigenstates, which for particle-in-a box potential are simply plain waves. Therefore, a different basis was desirable; present calculation was done using an Exact diagonalization (ED) method with a Hermite basis. This approach griffiths1995introduction can be applied for both eigenvalues, eigenfunctions of a physical potential characterized by a polynomial form. In principle, exact energies can be obtained provided the basis set is complete. Our Hamiltonian is represented in terms of raising and lowering operators of a conventional quantum harmonic oscillator (QHO). Thus we choose QHO number-operator basis with a single non-linear parameter , which is related to the force constant, of the QHO, (see Eq. (16) later). Dimension of the Hamiltonian matrix is set at to guarantee convergence of eigenvalues. Table I gives a sample calculation for , where ground, first and fifth excited-state energies are given. As number of basis function is increased, eigenvalues steadily improve. With , our results excellently match with the accurate estimates of pedram2010 . They employed trigonometric basis functions satisfying periodic boundary conditions within a variational framework. This clearly demonstrates that very accurate and reliable solutions could be achieved for both ground and excited states. Also, very small energy difference between two successive energy levels is nicely reproduced; the table illustrates that between the lowest two states while for other pairs this is verified and not produced here to save space. In such a near-complete basis, matrix elements of our Hamiltonian are evaluated as,
[TABLE]
Diagonalization of the matrix h leads to energy eigenvalues and corresponding eigenvectors, which is accomplished by the MATHEMATICA program package.
A Manifold-Energy minimization method hendekovic1983reply has been invoked to minimize the energy functional. In this approach pathak1994nonlinear , instead of minimizing a particular energy state, trace of the matrix with respect to non-linear parameter, is minimized, which remains invariant under diagonalization of the matrix; thus one diagonalizes the matrix at that particular value of for which trace becomes minimum. As a result, one obtains all desired eigenstates in a single diagonalization step. Table I has demonstrated the accuracy obtained by this simple approach. Thus, while several analytical and numerical schemes are available for such potentials, our present prescription is sufficiently good enough for the purpose at hand. Same minimization principle holds true in momentum space as well, because energy of the particle is same in both spaces necessitating trace to be same as well. This is given by,
[TABLE]
Now, minimization of the trace leads to a cubic equation in ,
[TABLE]
Use of parity, transforms Eq. (11), for even as,
[TABLE]
while for odd this gives,
[TABLE]
It can be easily shown that will have a single real root in Eqs. (11), (12) and (13), for which the trace will be minimum for respective cases. Now, one can minimize the matrix using the value of non-linear parameter .
The eigenvectors in position space then turn out to be,
[TABLE]
while in momentum space, they are given as,
[TABLE]
III Uncertainty-like information measures: some analytic expressions for a QHO
Generally speaking, IEs are some appropriately weighted measures of quantum probability distribution function, . Unlike uncertainty in position space, which just contains the second moment of , IE in position space contains contribution from all the moments that are relevant and present in quantum probability distribution diosi2011short . Thus, intuitively IE gives a better and more complete description of all the competitive moments present in wave function. helps in predicting localization of a particle in position space accurately. This description is also applicable for momentum-space. The quantity then corresponds to total information available for a system, which remains conserved under uniform scaling of particle coordinates gadre1985some . In this section, we first present some analytical results of IE. After that, we calculate such IEs for first four energy states of a 1D QHO and discuss their changes with respect to force constant, (aguiar2015shannon, ; majernik1996entropic, ; yanez1994position, ).
The pertinent Schrödinger equation for a QHO is written in following form,
[TABLE]
III.1 Fisher Information
The Fisher information (cover2012elements, ), in position () and momentum () space, are given as,
[TABLE]
The net Fisher Information () is then expressed as,
[TABLE]
In case of a QHO, s for first four energy states are obtained as,
[TABLE]
increases with increase of (linearly) and state index (). The difference of between two adjacent energy levels remains constant, with the value being .
Likewise, s for first four energy states of a QHO are as follows:
[TABLE]
is inversely proportional to . The proportionality constant increases with . In this case also, the change in between two successive states is constant, with the value being .
Finally, the net Fisher Information (I) of first four states of a QHO are,
[TABLE]
is independent of and increases with an increase in . However, unlike and , is not constant. Instead, is stationary with a value of 4.
III.2 Shannon entropy
Next, the Shannon entropy (shannon1951prediction, ), in position () and momentum () space is defined as,
[TABLE]
The total Shannon Entropy () is then given by,
[TABLE]
For the lowest four states of a QHO, s are given by following expressions,
[TABLE]
As can be seen, decreases with increase in but increases with increase in . However, decreases as increases.
The corresponding quantities in momentum space, , for a QHO, are obtained as,
[TABLE]
Thus, increases with and . Here again, decreases with increase in .
Finally, the total for these four states can be written as,
[TABLE]
is seen to be independent of but increases as increases.
At this stage, it is worth mentioning that, Shannon entropy measures have been extensively used in the context of confined harmonic oscillator (CHO) as well, where many fascinating features have been reported. It is well established that, the behavior of , and for a 1D CHO is substantially different from its corresponding free counterpart laguna2014quantum . For example, increases with increase of box length and then finally converges to a constant value. Similarly, initially decreases as increases and then attains a constant value. For, higher states such as with , attains a minimum before convergence. decreases with increase of and again finally converges to a constant. Whereas for other states () rise with the relaxation of confinement and finally reaches a constant value, which is fixed for a particular state.
In this work, while we have not attempted to reproduce all these quantities, however, as an additional objective, only one of them () has been calculated for a CHO inside an impenetrable box. These results very well corroborate the reference results of laguna2014quantum . For this, the eigenvalues and eigenfunctions were obtained using a variation principle with particle in a box basis set. For sake of completeness and to demonstrate the quality of our wave function employed, Table II compares energies of lowest four states, at four selected values. As clearly seen, for a broad region of confinement, present results offer up to 11-12 decimal place agreement with reference values (given in parentheses) quite easily. All energies practically coincide with the accurate literature results.
III.3 Onicescu energy
The Onicescu energy (agop2014implications, ; alipour2012onicescu, ), in position and momentum space, is given by,
[TABLE]
whereas the total Onicescu energy () is written as,
[TABLE]
In case of a QHO, for the lowest four energy states are obtained as,
[TABLE]
increases with increase in and decreases as increases.
for the four states of a QHO are given accordingly,
[TABLE]
Thus, decreases with increase in both and .
The corresponding total s of a QHO, are expressed as,
[TABLE]
is evidently independent of and decreases with increase of .
III.4 Onicescu-Shannon information measure
The Onicescu-Shannon (OS) entropy in position, momentum space (LpezRuiz1995321, ; chatzisavvas2005information, ; panos2007comparison, ), are given by,
[TABLE]
And the total quantity is defined by,
[TABLE]
For a QHO, these quantities in position space, assume the form (for four lowest states),
[TABLE]
whereas in momentum space, they are simplified as,
[TABLE]
Finally, the corresponding total quantities for QHO can be written as,
[TABLE]
So, increases with increase of , whereas decreases. Then, as with all previous measures, too is independent of . This occurs because, it is a product of and (see Eq. (33)), both of which are individually multiplicative. The result is a product of exponential of (an additive measure) time (a multiplicative measure). Both , are independent of ; hence the same is true for . Also decreases with increase in .
IV Results and Discussion
Our present work primarily concerns with understanding the effect of variation of on the behavior of a particle in a DW potential. As already mentioned earlier, varying increases both delocalization by increasing spacing between classical turning points, and also promotes confinement through increase of barrier height. Therefore, an interplay between these two simultaneous effects should be felt in the behavior of IE as well–hence one or more extremum is to be expected. As observed in the following discussion, this is indeed found to be the case. A proper and complete description of such contrasting effects through conventional uncertainty product \triangle{x}\triangle{p}\ seems inadequate–no extremal nature is noticed.
Companion calculations are also performed to monitor changes in the behavior of particle with parameter . For this, three different values of namely, 0.5, 1 and 2 are chosen. At the onset, however, it may be noted that, the role of is relatively more straightforward to examine than that of . Also, differences of (from unity) can be thought of as a scaling of the parameter to , with the resulting potential being scaled by . Therefore, one would expect that as increases, reduces for any –therefore any points of inflection in IE should shift towards right. Our future discussion would suggest this to hold true. Same observation also leads one to predict that there should not be any qualitative change in the variation of IE–a point which would be validated later as well. However, it should be noted that quantitative predictions cannot be made about these shifts regarding the position of inflection points–this is because scaling only affects the potential, whereas wave function (and by extension all aspects of particle’s behavior) comes out as solution of the full Hamiltonian.
Before proceeding for the IE calculations, we have examined probability of finding the particle within the barrier in ground and first excited states, viz., using Eq. (3), for our DW potential in Eq. (6). From Fig. (2), it seems that the particle begins to be trapped at values of starting at 2.25 for ground state and 3.5 for first excited state. Tunneling sets in when barrier height exceeds energy of the particle such that, .
IV.1 Fisher information
We start our discussion by first enumerating , , for a particle in a symmetric DW potential in Figs. (3), (4) using Eqs. (17), (18). Top four segments (a)-(d) in Fig. (3) display variation of with for first four energy states at three different selected values, namely, 0.5, 1.0, 2.0 respectively. This indicates that for all these four states are qualitatively analogous; at first it decreases with increase of , attains a minimum and then progressively increases. For a definite state, these minima shift to right and gets more flattened (with a corresponding increase in minimum value) with increase of . Appearance of a minimum may be attributed to the balance between two competing effects. Study of and may further explain this in a more convincing way, which is also presented in Fig. (3) for easy referencing. Before that, two left panels (a), (d) in Fig. (4) gather plots for , and , pairs with , for a specific case of . This clearly establishes the merging of two states after a certain , which is presumably due to a quasi-degeneracy in our DW potential. This convergence point of shifts to higher values of with increase of . Note that in Figs (3) and (4), for plots, range of axis remains same all through while that of axis changes.
After observing the extremal nature in plots, it is natural to ask if similar behavior is noticed in case of or plots too. For this, we proceed to four middle panels (e)-(h) in Fig. (3), where variations against are given for four low-lying states of DW potential, from left to right. At first glance, general qualitative nature of these plots appear to be quite similar. It is clear that increases as increases, but the rate of increase gets considerably slower for higher –a fact that holds true for all states considered. Also, one finds that, for all states, at smaller , increase of seems rather nominal; it remains almost constant until a certain is reached, after which keeps on increasing drastically. The value at which this transition occurs normally increases with state index. Moreover, for a given state, this is shifted to higher values as progresses. Importantly, however, unlike the case of in panels (a)-(d) of Fig. (3), no extremal nature is noticed in this occasion; instead one finds slight flatness for smaller . This leads to the conclusion that like traditional uncertainty measures, also is unable to sense the competitive effects in a DW. However, as in plots, here also, in two middle panels (b), (e) of Fig. (4), , and , pairs converge at a particular value depending on the value of (presently 1). This also could be a possible signature of quasi-degeneracy in such a potential. Note that range of axis in (e)-(h) of Fig. (3) differs from that of (b), (e) of Fig. (4), to show an enhanced effect of the variation.
Next we discuss total information entropy , recorded in (i)-(l) of Fig. (3). In general, it increases with increase in for all four states. We have adopted a similar representation strategy as in , . Total information initially increases very slowly until a certain is reached and after that it shows drastic continuous growth. For a given state, the at which this transition occurs, is shifted right as is increased. Progress of consistently reduces growth rate of in all four occasions. Like the counterpart, also fails in bearing any characteristic signature indicative of the competing effects in these four states of DW potential. However once again, as evident from two rightmost panels (c), (f) of Fig. (4), pairs like , and , readily merge at a certain value of . Note that, while range of is uniform in all these plots, same for axis varies in Figs. (3) and (4).
On the basis of above discussion, Fisher information is not conclusive enough to explain the competing effects of delocalization and confinement in a DW potential, as well as tunneling. Now we move on to the remaining uncertainty measures, like , and .
IV.2 Shannon entropy
Next we focus on the Shannon entropy measures for lowest four states in a DW potential, Eq. (6), calculated using Eqs. (22), (23). Figure (5) registers effects of on , for ground and first three excited states (top four panels (a)-(d) respectively), at three selected values of , namely, 0.5, 1, 2, following same strategy as in previous figures. Apparently, there is considerable similarity in general feature amongst these plots– at first increases steadily, then attains a maximum and finally falls off gradually with increasing . Also, for a particular state, the positions of these maxima shift to higher values of and respective peak heights decrease, making them flatter progressively as increases. This is in keeping with the competing effects of on particle–at small values, it seems to predominantly increase delocalization of the particle (reflected in an increase in ); however at large values, the prevalent effect seems to be its confinement. At the point of maximum, however, these two effects are comparable and seemingly cancel each other out. It is worth mentioning here that as predicted earlier, varying does not cause any significant change in the qualitative pattern of –the maximum shifts to right, and values get suppressed at maximum with successive increase in . The appearance of a shoulder in in sub-figure (c) is, however, noteworthy–this may be caused by the nature of wave function of second excited state itself, which has a node inside each of the potential wells along with a maximum at center. Position of shoulder also roughly coincides with onset of tunneling. Next, from the top leftmost panel (a) of Fig. (6), it is observed that for ground and first excited state seem to coalesce at a value of approximately close to 5; while same for second and third excited state in bottom leftmost panel (d), occurs at nearly . Both these are obtained at . This merging of is an indication of appearance of quasi-degeneracy in both pair of states, and also confinement of particle in either of the wells. Study of and will further consolidate this finding, which is presented next in the following paragraph.
Next, four middle panels (e)-(h) of Fig. (5) illustrate behavior of ’s for four lowest states of DW potential. Once again, general trend for ground and first three excited states seems to be quite similar, viz., initially decreases sharply with increase in , then attains a minimum and gradually increases thereafter. In this instance also, variation in shows no qualitative change. Positions of these minima shift to higher values of with increasing ; however this time, values of increase overall. A shoulder again appears for . However, since effects of tunneling in momentum space is not clearly understood, a definitive explanation of this phenomenon appears difficult. In top middle segment (b) of Fig. (6), , corresponding to two lowest states of DW potential are plotted against , for a fixed ; similar plots are given for , in bottom middle panel (e). Note that, ’s in case of a DW show a pattern similar to that found in QHO (not shown here to save space). Just like the convergence of for two lowest pairs at nearly , 9, same in case of occurs at approximately equal to 7, 21 respectively. While these plots pertain to , similar trend is recorded for other as well, with a corresponding shift in position of convergence.
To study the cumulative effect of barrier on a given state, one needs to investigate total IE, which is offered in bottom four panels (i)-(l) of Fig. (5). Presence of a barrier at the center of well generally has a greater impact on ground state than that of first excited state, possibly because the latter possesses a node at the maximum of potential. For higher excited states, more complicated behavior is anticipated as more nodes start appearing in wave function. From panel (i), one observes that total IE for ground state quite sharply increases initially, hitting an almost inconspicuous maximum and remaining virtually constant thereafter. For first excited state, on the other hand, sub-figure (j) shows that same decreases monotonically, until individual plots merge together. Behavior of total IE seems to be unaffected, at least qualitatively, with respect to variations in –except for a shift in right. The net IE successfully portrays, first delocalization, then tunneling and finally an onset of confinement–initial gradual variation gives way to sudden and fast change, followed by a settling down into constancy. This could also bear the signature of starting of a quasi-degenerate pair of energy levels. The scenario is not as simple for second and third excited states, however. From segment (k), it is clear that the maximum in (second excited state) is much more distinctly defined than its counterpart in ground state. In addition, this maximum is now preceded by the appearance of a minimum. Furthermore, the difference in values at which inflection points in occur tends to increase with . This is not surprising–since the total IE, being a sum, would contain effects from extrema in both , . offers a minimum as a consequence of minimum in , followed by the effect of a maximum in respectively. A similar pattern is however, not registered for ground and first excited states, as positions of minimum in and maximum in are very close to each other and remain so for all values of studied–their individual effects are therefore not discernible. To address this issue more closely, Fig. (7) now displays the second excited-state quantities, and against for same three , viz., 0.5, 1 and 2 in segments (a)-(c) respectively. One notices that, overlap between and gets reduced with corresponding increase in . Now, the bottom rightmost panel (l) of Fig. (5) reflects changes in total IE for third excited state of DW, with respect to . initially follows same pathway as its counterpart in (panel (j) of Fig. (5)), falling steeply and monotonically. However, similarities end there; for then attains a minimum, rises rapidly and eventually decays into constancy. As noted previously, values of at the minima remain fixed for all values. This is unlike the case of (panel (k) of Fig. (5)) where minima and maxima values change slightly as changes.
Now, two rightmost panels (c), (f) of Fig. (6) illustrate the convergence of total IE for ground , first excited state and second , third excited states respectively, keeping fixed at 1 in both occasions. Total IE becomes stationary at a value of on and after for first pair, while same for latter pair occurs at with . A parallel exercise for other values (0.5 and 2) for states under consideration, reveals that, these net IE values remain unaltered by variations in . Thus, for the family of potentials described by Eq. (2), it seems that the net information attained by any quasi-degenerate pair of states would be a constant, unique to that pair, irrespective of .
In order to gain further insight on to the effect of on , changes of latter are followed in terms of respective derivatives. Thus, Fig. (8) depicts the first derivatives , and of DW potential for ground and first excited state in left (a) and right (b) panels respectively. It is found that, for ground state, initially increases, reaches a maximum, decreases to attain a negative minimum, and then finally slowly grows asymptotically towards zero. It is worth mentioning that these points of inflection correspond to values, which mark the onset of tunneling (at ) and harmonic trend (at ) respectively. Furthermore, presence of a maximum at the exact location of , which marks the beginning of tunneling is especially noteworthy–this could potentially be used as a predictive tool to identify quantum-mechanical tunneling in other systems as well. Derivative of in momentum space for ground state, , on the other hand, shows a trend exactly complimentary to that of –it falls off to a minimum, grows rapidly to reach a maximum and then slowly decays towards zero. Just like in the previous occasions, points of inflection mark the onset and saturation of tunneling respectively. Stated otherwise, this leads to a possibility that quantum mechanical tunneling could be characterized by rapid growth of information in momentum space and a rapid decay of information in position space–implying that the particle gets lesser space to delocalize, in conjunction with a greater range of accessible momentum states. IE derivatives in position and momentum space in first excited state, and follow similar pattern as their ground-state counterparts, albeit the points of inflection are now shifted to match the beginning and decay of tunneling respectively. Total derivative for ground state, , increases with increase in , attains a maximum (at a value for which IE derivatives in position and momentum spaces cross axis), then slowly falls off towards zero. As it will be shown from a consideration of the semi-classical phase-space area as well in following discussion, an initial increase in increases phase-space area with a consequent increase in total information available. However, as tunneling begins, rate of increase of with falls off and gradually approaches a constant value. This will also be discussed later from the viewpoint of phase-space area. However, suffers a minimum before leveling off to zero, a trend which will be shown to mirror the change in phase-space area in first excited state.
IV.3 Onicescu energy
Now we shift our focus on to Onicescu energy, , a quadratic functional of density, along with its components using Eqs. (27), (28). At first, variations in with respect to of first two pairs of states of DW potential are produced in Fig. (9) at three separate values, namely, 0.5, 1, 2. Four columns refer to four lowest states, starting from left to right. Leaving aside the second excited state in segment (c), other three states in top panels (a), (b), (d) maintain qualitative agreement amongst themselves, i.e., initially decreases from a finite positive value, attains a minimum, then increases monotonically. For a given state, positions of these minima are shifted to higher values of with progressive increase of . Also, the lowest value of increases and these minima get flattened with . The case of second excited state is again different from remaining three states, where one sees a shoulder before reaching minimum and then increases continuously. Both the position of this shoulder and minima get shifted to right with increase in values. Table III shows respective positions of the extrema for ground and three excited states, at three selected values. It clearly demonstrates the marked contrast between second excited state from remaining states; former shows a sequence of extrema while latter three are characterized by a minimum. This uniqueness in could be attributed to the simultaneous effects of on particle–at small values, it indicates the prevailing increase of delocalization of particle (reflected in decrease in ); however at large values, the deciding effect seems to be its confinement. At minimum, these two effects counter-balance each other and apparently cancel. Appearance of a shoulder in is noteworthy–this may again be caused due to the nature of wave function of this state itself, which has a node inside each of the potential wells along with a maximum at center. Such kink has been observed earlier in case of . Note that, position of shoulder also roughly coincides with onset of tunneling. Further, from two left segments (a), (d) of Fig. (10), it is clear that, for lowest two states merge at a value of for , whereas for second, third excited states, convergence occurs at for same . This joining of ’s is a clear indication of occurrence of quasi-degeneracy in both pairs of states, and also confinement of particle in either of the wells.
Next, four middle panels (e)-(h) of Fig. (9) illustrate behavior of ’s of lowest two pairs of states of DW. Like , in this case also, general trend for ground, first and third excited state maintains a qualitative similarity amongst themselves; i.e., initially increases sharply with increase in , attains a maximum and gradually decreases afterwords. Once again, variation in shows no qualitative change in these plots. Positions of maxima shift to higher values of and get flatter with increase in . Changes of with is, however, substantially different and more interesting; one notices two maxima sandwiched by a minimum in . At first, increases attaining a maximum, then fall down to a minimum, again increases to a maximum and finally decreases. Positions of these maxima have been tabulated in columns 6-9 of Table III for three . The table is self-explanatory. Clearly, for increasing , they get right-shifted and individual plots flatten. Again, this effect may be due to quasi-degeneracy in this DW potential. However, effects of tunneling in momentum space is not clearly understood; therefore a clear-cut explanation of this phenomenon is not forthcoming. Next, two middle panels (b), (e) of Fig. (10) depict momentum-space IEs for two lowest pair of states of DW potential against . for two lowest pairs converge at nearly and 11.75. Note that while these plots pertain to , a similar trend is observed for other as well, with a corresponding shift in location of convergence point.
To study the effect of barrier on a given state more fully, we need to look into , which is provided now in four bottom panels (i)-(l) of Fig. (9). Appearance of a barrier at the center of well generally has greater effect on even states of panels (i), (k) than odd states of panels (j), (l), possibly because latter states possess a node at the maximum of potential. Panel (i) reveals that quite sharply decreases initially to attain a minimum, then almost immediately hits a maximum, again starts decreasing to reach a constant value of 0.1195, for all . Positions of both minima and maxima shift towards right for higher . Moreover, distance (in values of ) between these two extrema increases with increase of . In contrast, in panel (j), increases monotonically, until individual plots converge together at a value of 0.1195. This situation changes for second, third excited states, however. Panel (k) indicates that initially increases to reach a maximum, then follows through a minimum and again increases until attains a constant value of 0.0667. The extrema, in this case, are much more clearly defined and well separated than its counterpart in ground state. Values of at extrema are quite comparable for all values studied. Increase of shifts the extrema towards right but all of them eventually converge to same constant value of 0.0667. For third excited state in panel (l), increases to reach a maximum, then gradually decreases monotonically towards a constant value of . Now, top right panel (c) of Fig. (10) visualizes convergence of , ; bottom right panel (f) does same for , , keeping fixed at 1 in both occasions. becomes stationary at a value of on and after for first pair, while same for latter pair occurs at with . A similar exercise for other values (0.5, 2) for same states, reveals that, these values remain unchanged by variation in . Thus, for the DW potential under consideration, it seems that total , like total , possessed by any quasi-degenerate pair of states would also be a constant, unique to that pair, independent of (see discussion on Shannon entropy earlier).
To throw more light on to the effect of on ’s, changes of latter are pursued in terms of respective first derivatives. Thus, Fig. (11) displays 1st derivatives , , of DW potential for ground (a) and first excited (b) state respectively. One notices that, for ground state, initially falls down to reach a negative minimum, then rises to attain a positive maximum, and finally proceeds slowly asymptotically towards zero. The derivative in momentum space for same, , on the other hand, shows a trend exactly complimentary to that in position space–initially it rises to a maximum then falls down to a negative minimum and gradually approaches towards zero. In position and momentum space, the derivatives in first excited state, viz., , follow similar trend as their corresponding ground-state counterparts; however the points of inflection are now shifted. Total derivative for ground state, , decreases with increase in until it attains a negative minimum and then goes through a sequence of positive maximum and negative minimum. Finally it decays towards zero. However, offers only a maximum before leveling off to zero.
IV.4 Onicescu-Shannon information measures
We now present our results on for four lowest states of a DW potential using Eqs. (32), (33). First, the top four segments of Fig. (12) record variation of with at three different , namely, 0.5, 1.0, 2.0. Except for second excited state (c), starting from a finite non-zero value, these decrease with , proceeds through a minimum and sharply rises thereafter. Positions of these minima for all these three states in panels (a), (b), (d) shift towards right as is increased. This is again possibly due to competing effects in a DW. Like , , visibly also behaves quite differently from remaining three states. Thus, initially there appears a shallow minimum followed by a small maximum and finally a minimum. With , however, positions of these extrema shift towards right as in other three states. Further, segments (a), (d) of Fig. (13) establish that the pairs , and , converge at a certain value, indicating appearance of quasi-degeneracy in a DW. Next, four panels in middle row of Figure (12) exhibit changes in with at three different values. In this instance also, qualitative behavior of for ground (e), first (f) and third (h) excited state are similar, while second excited state (g) stands out. Plots of former family are characterized by a prominent maximum followed by a gradual decrease, while the lone second state offers a maximum and minimum in succession. Positions of the maxima shift to higher as increases. As usual, the pairs , and , smoothly join at a particular value in middle column in (b), (e) of Fig. (13).
Figure (12) also portrays variation of total corresponding to first four energy states of a particle in a DW potential in bottom four panels, at same as in previous figures. in panel (i), at first, falls down to a minimum slowly, then rises to a maximum very sharply, eventually becoming constant. These extrema move towards higher values of with increasing ; however, these plots finally converge to same constant value of 0.6465. in segment (j) greatly increases with initially, then converges to a stationary value of 0.6465. Rate of increase of with decreases with increase of . in panel (k) initially rises to a maximum, then follows through a minimum and again converges to a constant value of 0.525. All these extrema shift toward right with increase of . panel in (l) increases to a maximum and converges to same value (0.525) as in (k). In this case also, an increase of leads to same result of shifting maxima towards right. Additionally, in two rightmost panels (c), (f) of Fig. (13), we offer convergence of for first and second pairs respectively. Note that while range of horizontal axis is same in all plots, vertical axis is not. Also, for third excited state, convergence point of extends to a higher value of compared to the remaining states, and thus is not clearly visible from the figure.
IV.5 Phase-space area
Now we proceed for a semi-classical phase-space analysis of the particle in ground and first excited state of a DW potential represented by Eq. (6). It is observed from (a), (b) of Fig. (14) that, phase spaces of both these states split into two closed lobes at certain finite but different values. For ground state, this happens at . Interestingly, there is a clearly defined maximum for and minimum for at same value of , which marks beginning of tunneling. This implies that, onset of tunneling is marked by an inflection point (in this case, a maximum) in the rate of change of information with . Worthnotingly, segment (a) of Fig. (15) (discussed in following paragraph) also shows a kink at same value of . It is hard to draw a similar inference for first excited state though, presumably due to presence of a node in wave function right at the center of barrier. Also note that, although two values corresponding to onset of tunneling and splitting of phase space into two distinct closed lobes match, there is no inflection in . So the process of tunneling, at least for first excited state, still eludes an explanation in the context of IE in position space.
Finally, a straightforward integration over phase space using Eq. (5) leads to semi-classical phase-space area (). These are given for first four states in segments (a), (b), (d), (e) of Fig. (15) respectively. , qualitatively follow same pattern as their total counterparts, where the overall behavior remains unaffected with changes in ; only they are shifted to right, as progresses. For , , one notices a kink indicative of tunneling. Finally, the two rightmost panels (c), (f) compare the variation of phase-space areas for four lowest states with respect to , for a constant . It is interesting to note that the kinks in and occur exactly when tunneling begins; it continues to increase thereafter with until no further change occurs. A similar correlation can also be found for first and third excited state, where the area decreases with increasing and finally becoming constant; however this decrease in area is much faster than their corresponding decays of total in Fig. 5 (panels (i)-(l)). This again suggests that the relationship between semi-classical phase-space area and total IE might be particularly striking for ground state, but not so conspicuous for first excited state. Like total IE, phase-space area of ground and first excited states coalesce at a constant value of 1.565 at around , while same for second and third excited state occurs at 4.705 corresponding to . This again reinforces inter-connection between phase-space area and total IE.
V Conclusion
A number of entropy-based information measures such as, Fisher information, Shannon entropy, Onicescu energy and Onicescu-Shannon information were used to understand the quantum phenomena in a DW potential. Calculations in position and momentum space were carried out by means of variational exact diagonalization method. It is found that Fisher information measures are generally inadequate to explain the role of competing effects which causes quasi-degeneracy in such a system. Like the traditional uncertainty relation, Eq. (1), these results indicate only quasi-degeneracy. Fortunately, the remaining three measures (in both position, momentum space as well as total) could be used to analyze quantum phenomena like tunneling, confinement and quasi-degeneracy. The rates of changes of and have also been examined, which offer characteristic points of inflection at the onset of tunneling; one also notices exact harmonic trends at and after a certain value of for first and second quasi-degenerate pairs (threshold value of being unique for each pair).
Semi-classical phase space of the particle in DW has also been investigated, for ground and first three excited states. One finds that, the onset of tunneling (in terms of ) corresponds exactly to a splitting of the closed phase-space area into two symmetric closed lobes, transition amongst which is classically forbidden. For ground state, another interesting phenomenon is revealed which marks these events in terms of the appearance of a clearly defined maximum in the rate of change of IE in position space. However, a similar phenomenon in for first excited state is missing.
Behavior of second excited state from the perspective of information in both position and momentum space is found to be considerably different from all others–sudden appearances of shoulders and damping of total information with increasing are uncovered, which are quite unique to this state. Unlike other states, this leads to a yet unexplained qualitative shift in this state with –which warrants a deeper study, which may be carried out in future.
In chemical perspective, one can say that umbrella flipping of NH3 from one vibrational state to another happens possibly due to the fact that both these states have equivalent information content. Similarly, in a racemic mixture also, both compounds exist in equal proportion, which could be attributed to their possessing equivalent information. It will be interesting to investigate the behavior of IE in an asymmetric DW potential where there is also such interplay of competing interactions.
VI Acknowledgement
Authors are grateful to two anonymous referees and the Editor for their kind, constructive suggestions and comments, which significantly improved the manuscript. NM thanks IISER Kolkata for a Post-doctoral fellowship. Mr. Aakash Sarkar is thanked for useful discussion.
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