The effect of boundary conditions on dimensionally reduced field-theoretical models at finite temperature
E. Cavalcanti, C.A. Linhares, J. A. Louren\c{c}o, A. P. C. Malbouisson

TL;DR
This paper investigates how different boundary conditions affect the process of dimensional reduction in finite-temperature field theories, revealing that boundary choices significantly influence the effective models and their properties.
Contribution
It systematically analyzes the impact of various boundary conditions on dimensional reduction for both fermionic and bosonic models, highlighting new effects and distinctions.
Findings
Boundary conditions alter the effective coupling in bosonic reduced models.
Fermionic reduction yields models distinguishable from directly reduced lower-dimensional fermions.
Antiperiodic boundary conditions prevent dimensional reduction altogether.
Abstract
Here we understand \textit{dimensional reduction} as a procedure to obtain an effective model in dimensions that is related to the original model in dimensions. To explore this concept we use both a self-interacting fermionic model and self-interacting bosonic model. Furthermore, in both cases, we consider different boundary conditions in space: periodic, antiperiodic, Dirichlet and Neumann. For bosonic fields, we get the so defined dimensional reduction. Taking the simple example of a quartic interaction, we obtain that the boundary condition (periodic, Dirichlet, Neumann) influence the new coupling of the reduced model. For fermionic fields, we get the curious result that the model obtained reducing from dimensions to dimensions is distinguishable from taking into account a fermionic field originally in dimensions. Moreover, when one considers antiperiodic…
| Boundary Condition (b.c.) | ||
|---|---|---|
| Periodic () | ||
| Antiperiodic () | ||
| Dirichlet () | ||
| Neumann () |
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The effect of boundary conditions on dimensionally reduced field-theoretical models at finite temperature
E. Cavalcanti
Centro Brasileiro de Pesquisas Físicas/MCTI, 22290-180 Rio de Janeiro, RJ, Brazil
C.A. Linhares
Instituto de Física, Universidade do Estado do Rio de Janeiro, 20559-900 Rio de Janeiro, RJ, Brazil
J. A. Lourenço
Departamento de Ciências Naturais, Universidade Federal do Espírito Santo, 29932-540 Campus São Mateus, ES, Brazil
A. P. C. Malbouisson
Centro Brasileiro de Pesquisas Físicas/MCTI, 22290-180 Rio de Janeiro, RJ, Brazil
Abstract
Here we understand dimensional reduction as a procedure to obtain an effective model in dimensions that is related to the original model in dimensions. To explore this concept we use both a self-interacting fermionic model and self-interacting bosonic model. Furthermore, in both cases, we consider different boundary conditions in space: periodic, antiperiodic, Dirichlet and Neumann. For bosonic fields, we get the so defined dimensional reduction. Taking the simple example of a quartic interaction, we obtain that the boundary condition (periodic, Dirichlet, Neumann) influence the new coupling of the reduced model. For fermionic fields, we get the curious result that the model obtained reducing from dimensions to dimensions is distinguishable from taking into account a fermionic field originally in dimensions. Moreover, when one considers antiperiodic boundary condition in space (both for bosons or fermions) it is found that the dimensional reduction is not allowed.
I Introduction
The construction and use of quantum field theoretical models at dimensions different from the usual space-time in are usual in the literature Kaluza (1921); Ali Khan et al. (2001); Chakraverty et al. (2003); Agashe et al. (2004); Karch et al. (2006); Blanke et al. (2009); Fosco et al. (2005); Da Rold and Pomarol (2005); Panico et al. (2006, 2007); ’t Hooft (1974); Hands (2015); Rosenstein et al. (1991); Hands et al. (1993); Rosenstein et al. (1989); Klimenko (1992a, b). Its first appearance seems to be in the construction of the Kaluza five-dimensional theory Kaluza (1921) that intended to unify gravity and electromagnetism. Since then, models and theories in have been used in many different situations:
- •
Phenomenology in particle physics considering extra dimensions Ali Khan et al. (2001); Chakraverty et al. (2003); Agashe et al. (2004); Karch et al. (2006); Blanke et al. (2009); Fosco et al. (2005); Da Rold and Pomarol (2005); Panico et al. (2006, 2007);
- •
Field theories in ’t Hooft (1974); Hands (2015); Rosenstein et al. (1991); Hands et al. (1993); Rosenstein et al. (1989); Klimenko (1992a, b);
- •
Superstring theory Horava and Witten (1996); Schwarz (1982); Aharony et al. (2000).
In the context of finite-temperature field theory, it is understood that the regime of very high temperatures is associated with a dimensional reduction of the model. For scalar fields, it is possible to obtain an effective model in dimension that has a temperature-dependent coupling. This effective model is related to the original theory in dimensions when the temperature is very high Appelquist and Pisarski (1981); Landsman (1989); Zinn-Justin (2002); Meyer-Ortmanns and Reisz (2007). One of the uses of the thermal dimensional reduction is to investigate aspects of Hot QCD Nadkarni (1983); Braaten and Nieto (1996); Bialas et al. (2000); Zhang et al. (2012); Bazavov et al. (2014).
When we consider a system with restriction in one spatial direction, the discussion of dimensional reduction is renewed. For example, in the context of low-dimensional field theories (), we can take into account the study of films and surfaces. Let us consider two physical systems: a film with thickness subjected to a thermal bath with temperature ; a surface (planar system) subjected to the same temperature . We call a dimensional reduction the possibility that the model of the system becomes or brings information about a planar model - like the one of case - if we consider the limiting process to take the length to zero: .
If we generalize this problem to an arbitrary number of dimensions we can ask ourselves whether there is a relationship between a model in dimensions and a model in dimensions; this is the major objective in the present study.
It is a known theoretical result confirmed by experiments that for both bosonic and fermionic systems that undergo a phase transition, and are spatially limited, there is a minimum size below which there is no phase transition Khanna et al. (2009, 2014); Linhares et al. (2006). This seems to indicate that for systems where at least one of the dimensions is restricted to a compact finite size with a compactification length a strict dimensional reduction is not allowed - at least in the context of phase transitions. Recently, in the context of phase transitions, it has been obtained that the minimal size of the system depends on the boundary conditions imposed on the spatial restriction. This analysis was done both for bosonic and fermionic models and a quasiperiodic boundary condition was applied which interpolates between the periodic and antiperiodic boundary conditions Cavalcanti et al. (2018).
We have previously found Cavalcanti et al. (2019) that for bosonic fields at the 1-loop level the so-called dimensional reduction is obtained when one considers periodic boundary condition in space. In this article, we extend this analysis so that we consider a few more boundary conditions: Dirichlet, Neumann and antiperiodic. Another step is to take into account purely fermionic models, so we can compare them with the bosonic situation. In the context of a thermal dimensional reduction, it is known that dimensional reduction happens for bosonic models Appelquist and Pisarski (1981); Landsman (1989); Zinn-Justin (2002); Meyer-Ortmanns and Reisz (2007). However, for fermionic fields, it seems that a model in dimensions is not related to a model originally built in dimensions Huang and Lissia (1995); Ospedal and Helayël-Neto (2018).
II Generic model and boundary conditions
Our aim is to discuss field theoretical models with self-interaction terms. In this way we avoid for the moment the combinatorics of many-particle models to focus on the effects of boundary conditions. The basic ingredient to discuss field theories in dimensions at one-loop level is the one-loop Feynman amplitude. In the scenario of a scalar field theory the amplitude with propagators and zero external momenta is
[TABLE]
Where is the mass of the scalar field. The -dimensional integral becomes an integral-sum after we introduce boundary conditions on coordinates. The compactification of the imaginary time introduces the inverse temperature and the compactification of the spatial directions introduces some finite-lengths . The boundary condition on the imaginary time must be periodic () for bosons or antiperiodic (). However, there is freedom regarding the boundary condition imposed on the spatial direction. In the context of quantum field theories at toroidal topologies it has been discussed the use of periodic and antiperiodic boundary conditions Khanna et al. (2014, 2009), its extension to quasiperiodic boundary conditions Cavalcanti et al. (2018) and also the use of Dirichlet and Neumann boundary conditions Fucci and Kirsten (2018). We consider a scenario with compactifications, after computing the remaining integrals using dimensional regularization we obtain that the one-loop Feynman amplitude for each boundary condition (b.c.) is
[TABLE]
Where the domain of the sum over the frequencies is given in Table 1 for each boundary condition
Although we start with a Feynman amplitude for a scalar field, Eq.(II), it can be shown that the one-loop Feynman amplitude of fermionic propagators can be written as a combination of scalar one-loop Feynman amplitudes. We take into account a four-fermion coupling given by , where represents the chiral matrix. The one-loop Feynman amplitude in this scenario is
[TABLE]
The relation between and is obtained in the Appendix A and reads
[TABLE]
It holds independently of the number of compactified dimensions . This means that the fermionic scenario is a combination of the relation given by Eq. (3) and the expression of Eq.(1) considering antiperiodic boundary condition in the imaginary time (). Therefore, in the analysis that follows, the bosonic behavior is studied by investigating Eq.(1) with and the fermionic behavior is studied by investigating Eq.(1) with .
Notice that we can express both the cases of Dirichlet and Neumann boundary conditions in terms of the function with periodic boundary condition in space and a reduced function with just a thermal compactification.
[TABLE]
Therefore, we only need to analyze the cases of periodic and antiperiodic boundary conditions in space. For both periodic and antiperiodic boundary conditions in space the remaining infinite sum in Eq. (1) can be identified as an Epstein-Hurwitz zeta function Elizalde (2012). After an analytic continuation this leads to the sum over modified Bessel functions of the second kind ; see Refs. Khanna et al. (2014, 2009). Using for convenience that , the amplitude reads
[TABLE]
where, for periodic boundary conditions in space (), the function is
[TABLE]
and, for antiperiodic boundary conditions in space (), the function is
[TABLE]
Notice that with the above equations one fully determines the behavior at one loop level for finite and finite both for bosonic and fermionic models in dimensions with the prescribed boundary conditions. In the following sections, we organize and apply the expressions for each situation under interest.
III Dimensional reduction
In this section, let us clarify the discussion of dimensional reduction. There are two main paths to obtain a dimensionally reduced field-theoretical model.
The first path is to take the original lagrangian in dimensions, reduce it to dimensions and then quantize it. This path ignores possible boundary conditions imposed on the removed dimension. The quantization is here understood as the computation of the correction given by the one loop Feynman amplitudes. If we are dealing with a model onde with one self-interacting bosonic field, the Feynman amplitude for the dimensionally reduced model in with one compactification corresponding to the inverse temperature reads
[TABLE]
On the other hand, for a model describing a self-interacting fermionic field, the Feynman amplitude is related to through the relation given by Eq. (3), and the function reads
[TABLE]
where, for future convenience, the function is defined as
[TABLE]
We compare this first path with a different procedure to obtain a dimensionally reduced field theoretical model. In this second path, we take a quantized version of the model in dimensions and force the reduction taking the limit . To explore this we need to evaluate at a very small length . We proceed as in Ref. Cavalcanti et al. (2019) and use a integral representation of in the complex plane,
[TABLE]
To allow the interchange of the integral and the sum the value of must be chosen in such a way that there is no pole located to the right of it Fucci and Kirsten (2018). After using this integral representation we can compute the infinite sums and study the poles. It produces a tedious algebraic manipulation for each of the situations under interested and the main results are exhibited in the following subsections. Of course, this path splits into different ones as the choice of the boundary condition in the spatial direction might influence the result. Before investigating in further details the behavior as , let us reinforce that the investigation of the dimensional reduction comes from the comparison of both paths. This comparison may produce three different outcomes.
- •
At first, there might be a well-defined dimensional reduction, meaning that there is a relationship as
[TABLE]
where is some scale function that only depends on the finite length , and we allow the presence of some residual terms.
- •
A second possibility is that the original model does not produce any relevant behavior as , and then the procedure of dimensional reduced is ill-defined and not allowed.
- •
A final possibility that could arise is that a dimensionally reduced model is achieved, but it does not correspond to the expected one.
[TABLE]
With this discussion made evident, let us now study each possibility. Bosonic fields are treated in Sec. III.1, Sec. III.2 and Sec. III.3, while fermionic fields are considered in Sec. III.4, Sec. III.5 and Sec. III.6.
III.1 Bosonic field : periodic boundary conditions in space
This first case was the object of study in a previous article where we explored the subject in further detail Cavalcanti et al. (2019). We take the case of periodic boundary conditions, Eq. (7), for , that is related to bosons, apply the integral representation Eq. (12) and use the following analytic extension Elizalde (2012) of infinite double sum
[TABLE]
where is the Riemann zeta function. By convention, we first do the sum over and then the sum over . After this the function reads
[TABLE]
A detailed treatment demands to investigate Eq. (16) for each different value assumed by (odd, even, noninteger), as this determines whether we are dealing with single or double poles. However, motivated by previous results and to make the notation clear we choose here to exhibit only the position of the poles and the power dependencies on and . Note that a structure as means the existence of poles at and a structure as means only a pole at . The analysis of Eq. (16) gives that:
- •
for the first integral we have poles at , and with . This corresponds to the dependencies , and ;
- •
for the second integral there are poles at , and with . This corresponds to the dependecies , and ;
- •
the last integral has poles at , , and . This corresponds to the dependecies , , and .
We are mainly interested in the behavior of as to see whether there is some function of the inverse temperature that could be related to a scenario with one less dimension. To do this we use some scale function multiplied by the Feynman amplitude,
[TABLE]
In a previous article we used and split this product into three different parts: one that goes to zero as and therefore do not contribute in anything, another component that grows as and could be considered a residual contribution coming from high dimension and a final component that gives a contribution independent of the length . From the analysis of the poles and the power dependencies on and we can note that the relevant poles are from the second integral and from the third integral in Eq. (16). Indeed, this gives the simple result
[TABLE]
Where is exactly the Feynamn amplitude for the reduced scenario with dimensions and just one compactification related to the temperature. It reads,
[TABLE]
This result shows that the dimensional reduction is well-defined for a self-interacting bosonic field with periodic boundary conditions, as already discussed in the previous article. For further details, one is referred to Ref. Cavalcanti et al. (2019) where this relation was obtained with a careful investigation for even, odd and noninteger and also the residual divergent terms were fully exhibited. The important aspect to be noted here is that we can get the structure of the function from a quick investigation of the poles. To avoid a lengthy exposition, this procedure is repeated in the following sections to study other cases of interest.
III.2 Bosonic field : Dirichlet and Neumann boundary conditions in space
As discussed previously, both the Dirichlet (Eq. (4)) and Neumann (Eq. (5)) boundary conditions are a linear combination of a model with periodic boudary condition in space and a dimensionally reduced model. Therefore, as we know that the behavior of the model with periodic boundary conditions in space is given by Eq. (18), we obtain directly that
[TABLE]
Just like the scenario with periodic boundary conditions, we obtain that the dimensional reduction is well-defined. What changes is the relation between the ()-dimensional model and the ()-dimensional model. The significance of this can be further understood if we follow the discussion of a previous article Cavalcanti et al. (2019) and consider a bosonic model with quartic interaction given by the coupling constant . The relationship between the coupling constant of the dimensionally reduced model and is different for each boundary condition,
[TABLE]
Notice that for Dirichlet boundary conditions the coupling constant of the dimensionally reduced model changes sign, which raises a question about the vacua stability of this model and motivates a further investigation.
III.3 Bosonic field : antiperiodic boundary conditions in space
In this section we consider bosonic fields () with antiperiodic boundary conditions in space. To investigate this, we apply the integral representation of the , Eq. (12), in the function , Eq. (8), and make use of the analytic extension that reads
[TABLE]
where is the Dirichlet eta function. By convention, we first do the sum over and then the sum over . After this, The function reads
[TABLE]
We investigate the above equation and obtain the poles for each of the integrals.
- •
First integral: poles at , and with . This corresponds to the dependencies , and .
- •
Second integral: poles at and with . This corresponds to the dependecies and .
- •
Third integral: poles at , and . This corresponds to the dependecies , and .
This means that the case of antiperiodic boundary conditions in space and only has dependencies as . Therefore, the procedure of taking ,
[TABLE]
does not reproduce any behavior of a model with fewer dimensions. This is completely different from the situation with periodic boundary conditions in space, where a relationship between a “film” model ( dimensions) and a “surface” model ( dimensions) is clear. Therefore, for a bosonic model with antiperiodic boundary condition in space, the idea of dimensional reduction is ill-defined and does not result in any temperature-dependent function.
III.4 Fermionic field : periodic boundary conditions in space
From this point forward we proceed to take into account the situation of a fermionic model. We already know that the one loop Feynman amplitude for fermions is related to the one loop Feynman amplitude for bosons with , this relation is given by Eq. (3). At first, we consider periodic boundary conditions in space, given by Eq. (7). To explore the behavior as we use the integral representation of , Eq. (12), and the double sum that arises is treated by an analytic extension,
[TABLE]
Hence, the function reads
[TABLE]
and an analysis of each term gives that
- •
for the first integral there are poles at and with . This corresponds to the dependencies and ;
- •
and for the second integral there are poles at , and . This corresponds to the dependecies , and .
It can be noted that the relevant contribution comes from the pole of the second integral. This is the contribution that survives at . Making it explicit, we obtain in this limit that
[TABLE]
where the function is defined in Eq. (11).
Just as we did when we exhibited the result for the bosonic case () in periodic boundary conditions in space, let us concentrate on the behavior as . To make the comparison clear, we can keep in mind the analogy of heated “films” (in dimension with two compactifications) and “surfaces” (in dimension with one compactification). The heated “film” described by a fermionic model is given by (26) when the film thickness is very small. However, the “surface” described by the same fermionic model reads
[TABLE]
which is completely different.
Therefore, in the case of a fermionic model, there is no direct relationship between models in different dimensions. This result resembles the discussion that the procedure of dimensional reduction and quantization does not commute for fermionic models Ospedal and Helayël-Neto (2018) and that the dimensional reduction behaves differently for bosons and fermions Huang and Lissia (1995).
III.5 Fermionic field : Dirichlet and Neumann boundary conditions in space
As a next step, we investigate the fermionic field at different spatial boundary conditions. Just as done in Sec. III.2 for bosonic fields in Dirichlet and Neumann boundary conditions, we apply in Eq. (4) and Eq. (5) the known result for periodic boundary conditions, Eq. (26), and the dimensionally reduced fermionic model given by Eq. (10). This gives, respectively, for Dirichlet and Neumann boundary conditions that
[TABLE]
These results reinforce that, as found in Sec. III.4, the fermionic field does not undergo a dimensional reduction as bosonic fields. We can, indeed, obtain a dimensionally reduced model, as expressed in Eq. (28) and Eq. (29). However, it has no relation with the otherwise expected result given by Eq. (10).
III.6 Fermionic field : antiperiodic boundary conditions in space
At last, let us consider a fermionic model () with antiperiodic boundary conditions in space (Eq. (8)). After using the integral representation of Eq. (12) we use the following analytic extension of the double sum,
[TABLE]
and obtain the expression for the function
[TABLE]
Studying the poles for each integral in Eq. (31) we obtain that
- •
First integral: poles at and with . This corresponds to the dependencies and ;
- •
Second integral: poles at and . This corresponds to the dependecies and .
Therefore, for antiperiodic boundary conditions in space and there is no mixed dependency on and . Also, just like the case of antiperiodic boundary conditions in space for bosons discussed in Sec. III.3 the procedure of dimensional reduction is ill-defined.
This result shows that the use of antiperiodic boundary conditions in space forbids the procedure of dimensional reduction both for bosonic and fermionic fields. This might be an indication of a topological aspect, independent of the nature of the field.
IV Conclusion
We discussed in Sec. III that there were three possible outcomes when one investigates the procedure of dimensional reduction as proposed in this article. In the remaining sections we found examples of all three categories:
- •
Well-defined dimensional reduction.
This happens for bosonic fields in periodic, Dirichlet and Neumann boundary conditions where there is a simple relation between a model in dimensions that is dimensionally reduced and a model in dimensions. See Sec. III.1 and Sec. III.2.
- •
Ill-defined dimensional reduction.
This happens for antiperiodic boundary conditions in space, both for bosonic and fermionic fields. See Sec. III.3 and Sec. III.6.
- •
Dimensional reduction to a different model.
This happens for fermionic fields in periodic, Dirichlet and Neumann boundary conditions where the model in dimensions that is dimensionally reduced has no relation with a model originally constructed in dimensions. See Sec. III.4 and Sec. III.5.
We found that the previous article Cavalcanti et al. (2019) was indeed a special case (bosonic field, periodic boundary condition in space) and now we exhibit a bigger picture of the problem. The procedure of dimensional reduction indeed depends on the imposed boundary conditions and the nature of the field. Nevertheless, there are yet some open questions. The behavior of fermionic fields passing through a dimensional reduction might be explained by the fact that fermions are dependent on the number of spatial dimensions. Moreover, the forbidden dimensional reduction for models with antiperiodic boundary conditions in space is perhaps a topological aspect of dimensionally reducing a Möbius strip, which would explain the independence on the nature of the fields.
Acknowledgements.
The authors thank the Brazilian agency Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq) for partial financial support.
Appendix A Relation between fermionic and bosonic integrals
The one-loop Feynman amplitude for self interacting fermionic field with coupling is
[TABLE]
Here we use the notation of Ref Zinn-Justin (2002) for the Euclidean Dirac matrices. To compute the trace in a systematic way we define , and note that . Organizing the trace in such a way that all matrices are on the left we have
[TABLE]
From these we can infer some relations regarding the trace for any . The component with and contributes as
[TABLE]
and the component with and behaves as
[TABLE]
The mixed terms are a little bit more intricated. First, we adopt another notation defining some function ,
[TABLE]
where the function can be shown to satisfy the following difference equations
[TABLE]
Therefore, once we obtain one of these functions all others are obtained recursively. The simpler one is the case which is associated with and can be directly written as
[TABLE]
With this in hand we use the difference equations and obtain the generalization that
[TABLE]
Substituting back, we obtain that the complete trace is
[TABLE]
Therefore, the trace operation becomes simply
[TABLE]
where is the dimension of the gamma matrix.
After computing the full trace and making some algebraic manipulation we obtain
[TABLE]
As a final manipulation we use that
[TABLE]
and now we can relate the fermionic scenario with the bosonic one,
[TABLE]
This relation also holds if one considers compactified dimensions. One must only be careful that the conditions imposed on will be, in this case, the conditions that would be imposed on the fermionic integral. Therefore, if one introduces a compactification of the imaginary time to introduce temperature, it must have antiperiodic boundary condition as we are dealing with fermions.
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